D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 3,597
- +90 vs. Q2 2021
- Portfolio value
- $78.3B
- −$8.57B (−9.9%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| ORCOrchid Island Capital, Inc. | COM | 33,147 | $162.0K | <0.1% | +33,147 | New | History |
| Revelation Biosciences, Inc.716421102 | COM | 16,048 | $162.0K | <0.1% | 00.0% | Unchanged | – |
| Shelter Acquisition Corp I822821112 | *W EXP 02/25/202 | 325,000 | $162.0K | <0.1% | +325,000 | New | – |
| Build Acquisition Corp12008J113 | *W EXP 03/15/202 | 250,000 | $164.0K | <0.1% | +199,597+396.0% | Added | – |
| Data Knights Acquisition Cor237699111 | *W EXP 11/11/202 | 420,000 | $164.0K | <0.1% | +420,000 | New | – |
| Williams Rowland Acquisition Corp.96951B110 | *W EXP 12/11/202 | 330,000 | $165.0K | <0.1% | +330,000 | New | – |
| ORGSOrgenesis Inc. | COM NEW | 33,601 | $166.0K | <0.1% | +33,601 | New | History |
| Sportstek Acquisition Corp849196118 | *W EXP 02/16/202 | 184,805 | $166.0K | <0.1% | +22,305+13.7% | Added | – |
| Joby Aviation, Inc.G65163118 | *W EXP 08/10/202 | 73,750 | $166.0K | <0.1% | +73,750 | New | – |
| BENEBenessere Capital Acquisition Corp. | COM CL A | 16,972 | $171.0K | <0.1% | +16,972 | New | History |
| Periphas Capital Partnering Corp713895118 | *W EXP 12/10/202 | 112,500 | $171.0K | <0.1% | 00.0% | Unchanged | – |
| ZUOZuora Inc | COM CL A | 10,306 | $171.0K | <0.1% | −27,446−72.7% | Reduced | History |
| EQXEquinox Gold Corp. | COM | 26,285 | $173.0K | <0.1% | −7,627−22.5% | Reduced | History |
| BRKLBrookline Bancorp Inc | COM | 11,353 | $173.0K | <0.1% | +11,353 | New | History |
| USXUS Xpress Enterprises Inc | COM CL A | 20,100 | $173.0K | <0.1% | −18,648−48.1% | Reduced | History |
| GLNGGolar LNG Ltd | SHS | 13,430 | $174.0K | <0.1% | +13,430 | New | History |
| Power & Digital Infra Acq Co739190106 | COM CL A | 17,188 | $174.0K | <0.1% | −39,902−69.9% | Reduced | – |
| Af Acquisition Corp001040104 | CLASS A COM | 18,113 | $176.0K | <0.1% | +18,113 | New | – |
| M3-Brigade Acquisition II Corp.553800111 | *W EXP 09/03/202 | 131,498 | $176.0K | <0.1% | +48,165+57.8% | Added | – |
| Enel Americas S A29274F104 | SPONSORED ADR | 30,323 | $177.0K | <0.1% | +30,323 | New | – |
| Breeze Holdings Acquisitn Co106762107 | COM | 17,704 | $179.0K | <0.1% | 00.0% | Unchanged | – |
| Sierra Wireless Inc826516106 | COM | 11,535 | $179.0K | <0.1% | +11,535 | New | – |
| Legato Merger Corp.52473X114 | *W EXP 12/31/202 | 72,419 | $181.0K | <0.1% | −152,581−67.8% | Reduced | – |
| HIOWestern Asset High Income Opportunity Fund Inc. | COM | 35,000 | $182.0K | <0.1% | 00.0% | Unchanged | History |
| TKCTurkcell Iletisim Hizmetleri A S | SPON ADR NEW | 42,336 | $184.0K | <0.1% | +42,336 | New | History |
| TRAKReposiTrak, Inc. | COM NEW | 33,686 | $184.0K | <0.1% | +33,686 | New | History |
| FTAC Hera Acquisition Corp.G3728Y111 | *W EXP 02/28/202 | 181,808 | $185.0K | <0.1% | +120,016+194.2% | Added | – |
| Fednat Hldg Co31431B109 | COM | 75,437 | $186.0K | <0.1% | +15,202+25.2% | Added | – |
| TGSGas Transporter of the South Inc | SPONSORED ADS B | 38,177 | $188.0K | <0.1% | −13,566−26.2% | Reduced | History |
| NOANorth American Construction Group Ltd. | COM | 12,900 | $188.0K | <0.1% | −69,200−84.3% | Reduced | History |
| Alpha Healthcare Acqu Corp I02073F203 | UNIT 04/01/2026 | 19,026 | $188.0K | <0.1% | +19,026 | New | – |
| Gol Linhas Aereas Inteligent38045R206 | SPON ADR PFD NEW | 24,800 | $189.0K | <0.1% | −23,673−48.8% | Reduced | – |
| NGNENeurogene Inc. | COM | 26,159 | $189.0K | <0.1% | +26,159 | New | History |
| IMAQRInternational Media Acquisition Corp. | RIGHT 99/99/9999 | 900,000 | $189.0K | <0.1% | +900,000 | New | History |
| AROCArchrock, Inc. | COM | 22,975 | $190.0K | <0.1% | +22,975 | New | History |
| MTGMgic Investment Corp | COM | 12,678 | $190.0K | <0.1% | +12,678 | New | History |
| Corazon Capital V838 MonocerG24237128 | *W EXP 03/24/202 | 250,000 | $190.0K | <0.1% | +199,597+396.0% | Added | – |
| Accelerate Acquisition Corp.00439D110 | *W EXP 06/15/202 | 203,815 | $192.0K | <0.1% | +137,149+205.7% | Added | – |
| GHYPGIM Global High Yield Fund, Inc. | COM | 12,500 | $193.0K | <0.1% | 00.0% | Unchanged | History |
| ZYXIZynex Inc | COM | 16,949 | $193.0K | <0.1% | +16,949 | New | History |
| THTarget Hospitality Corp. | COM | 51,996 | $194.0K | <0.1% | −60,561−53.8% | Reduced | History |
| SPWHSportsman's Warehouse Holdings, Inc. | COM | 11,030 | $194.0K | <0.1% | +11,030 | New | History |
| FONRFonar Corp | COM NEW | 12,563 | $194.0K | <0.1% | −5,898−31.9% | Reduced | History |
| DALSDA32 Life Science Tech Acquisition Corp. | CLASS A COM | 19,776 | $194.0K | <0.1% | +19,776 | New | History |
| SICSelect Interior Concepts, Inc. | CL A | 13,683 | $197.0K | <0.1% | −33,245−70.8% | Reduced | History |
| Pine Technology Acquisitn Co722850112 | *W EXP 03/31/202 | 284,945 | $199.0K | <0.1% | +237,218+497.0% | Added | – |
| ROADConstruction Partners, Inc. | COM CL A | 6,011 | $201.0K | <0.1% | −1,291−17.7% | Reduced | History |
| LGTYLogility Supply Chain Solutions, Inc | CL A | 8,467 | $201.0K | <0.1% | −646−7.1% | Reduced | History |
| FUVArcimoto Inc | COM | 17,596 | $201.0K | <0.1% | +17,596 | New | History |
| The Music Acquisition Corp62752R118 | *W EXP 02/05/202 | 269,562 | $201.0K | <0.1% | +144,562+115.6% | Added | – |
| Portage Fintech Acquisitn CoG7185D122 | UNIT 07/08/2026 | 20,275 | $201.0K | <0.1% | +20,275 | New | – |
| FDUSFidus Investment Corp | COM | 11,607 | $202.0K | <0.1% | −12,886−52.6% | Reduced | History |
| TNKTeekay Tankers Ltd. | CL A | 13,921 | $202.0K | <0.1% | −41,099−74.7% | Reduced | History |
| ISDPGIM High Yield Bond Fund, Inc. | COM | 12,500 | $203.0K | <0.1% | 00.0% | Unchanged | History |
| Investindustrial Acquisition Corp.G4771L113 | *W EXP 10/30/202 | 157,013 | $203.0K | <0.1% | −9,653−5.8% | Reduced | – |
| ESTAEstablishment Labs Holdings Inc. | COM | 2,870 | $205.0K | <0.1% | −7,971−73.5% | Reduced | History |
| WMKWeis Markets Inc | COM | 3,902 | $205.0K | <0.1% | −411−9.5% | Reduced | History |
| GEFGreif, Inc | CL A | 3,188 | $206.0K | <0.1% | +3,188 | New | History |
| KALUKaiser Aluminum Corp | COM PAR $0.01 | 1,902 | $207.0K | <0.1% | +1,902 | New | History |
| CNTACentessa Pharmaceuticals plc | SPONSORED ADS | 12,420 | $207.0K | <0.1% | +12,420 | New | History |
| Belong Acquisition Corp.08069M201 | UNIT 03/23/2026 | 20,700 | $207.0K | <0.1% | +20,700 | New | – |
| BGBBlackstone Strategic Credit 2027 Term Fund | COM SHS BEN IN | 15,000 | $208.0K | <0.1% | 00.0% | Unchanged | History |
| EVOPEVO Payments, Inc. | CL A COM | 8,802 | $208.0K | <0.1% | −610−6.5% | Reduced | History |
| BXPBXP, Inc. | COM | 1,928 | $209.0K | <0.1% | +1,928 | New | History |
| TRTNTriton International Ltd | CL A | 4,024 | $209.0K | <0.1% | −65,891−94.2% | Reduced | History |
| CARGCarGurus, Inc. | COM CL A | 6,700 | $210.0K | <0.1% | +6,700 | New | History |
| CUBICustomers Bancorp, Inc. | COM | 4,880 | $210.0K | <0.1% | −3,357−40.8% | Reduced | History |
| GBIOGeneration Bio Co. | COM | 8,359 | $210.0K | <0.1% | −116,791−93.3% | Reduced | History |
| IEAInfrastructure & Energy Alternatives, Inc. | COM | 18,352 | $210.0K | <0.1% | +18,352 | New | History |
| AGNCAGNC Investment Corp. | REIT | 13,371 | $211.0K | <0.1% | −600−4.3% | Reduced | History |
| XBITXBiotech Inc. | COM | 16,282 | $211.0K | <0.1% | −4,647−22.2% | Reduced | History |
| AFIArmstrong Flooring, Inc. | COM | 67,677 | $212.0K | <0.1% | −9,740−12.6% | Reduced | History |
| BVSBioventus Inc. | COM CL A | 15,024 | $213.0K | <0.1% | +15,024 | New | History |
| UAVSAgEagle Aerial Systems Inc. | COM | 70,754 | $213.0K | <0.1% | +52,800+294.1% | Added | History |
| PSOPearson PLC | SPONSORED ADR | 22,176 | $214.0K | <0.1% | +22,176 | New | History |
| Maverix Metals Inc57776F405 | COM NEW | 47,832 | $214.0K | <0.1% | −77,386−61.8% | Reduced | – |
| Churchill Capital Corp VII17144M110 | *W EXP 02/29/202 | 232,985 | $214.0K | <0.1% | +222,985+2,229.9% | Added | – |
| INFUInfuSystem Holdings, Inc | COM | 16,538 | $215.0K | <0.1% | +16,538 | New | History |
| CC Neuberger Prin Hldgs IIG3166T111 | *W EXP 07/29/202 | 212,500 | $215.0K | <0.1% | 00.0% | Unchanged | – |
| SFESSafeguard Scientifics Inc | COM NEW | 24,304 | $216.0K | <0.1% | −15,805−39.4% | Reduced | History |
| STFCState Auto Financial CORP | COM | 4,248 | $216.0K | <0.1% | −79,726−94.9% | Reduced | History |
| BURBurford Capital Ltd | ORD SHS | 19,733 | $217.0K | <0.1% | +19,733 | New | History |
| PAXPatria Investments Ltd | COM CL A | 13,269 | $217.0K | <0.1% | −18,516−58.3% | Reduced | History |
| Maquia Capital Acquisition C56564V119 | *W EXP 05/05/202 | 395,000 | $217.0K | <0.1% | +395,000 | New | – |
| Disruptive Acquisition CorpG2770Y128 | *W EXP 03/06/202 | 333,333 | $217.0K | <0.1% | +333,333 | New | – |
| EGANEGAIN Corp | COM NEW | 21,380 | $218.0K | <0.1% | −9,764−31.4% | Reduced | History |
| JYNTJOINT Corp | COM | 2,229 | $218.0K | <0.1% | −1,204−35.1% | Reduced | History |
| NESRNational Energy Services Reunited Corp. | SHS | 17,391 | $218.0K | <0.1% | −81,429−82.4% | Reduced | History |
| RDFNRedfin Corp | COM | 4,361 | $218.0K | <0.1% | +4,361 | New | History |
| PNTGPennant Group, Inc. | COM | 7,810 | $219.0K | <0.1% | +7,810 | New | History |
| KBRKBR, Inc. | COM | 5,547 | $219.0K | <0.1% | −55,433−90.9% | Reduced | History |
| DMDesktop Metal, Inc. | COM CL A | 30,680 | $220.0K | <0.1% | +30,680 | New | History |
| CLARClarus Corp | COM | 8,626 | $221.0K | <0.1% | −31,365−78.4% | Reduced | History |
| TBIOTelesis Bio Inc. | COM | 19,945 | $222.0K | <0.1% | +19,945 | New | History |
| ALLAllstate Corp | Stock | 1,750 | $223.0K | <0.1% | −7,555−81.2% | Reduced | History |
| GHMGraham Corp | COM | 17,972 | $223.0K | <0.1% | −5,763−24.3% | Reduced | History |
| NGSNatural Gas Services Group Inc | COM | 21,561 | $224.0K | <0.1% | −2,845−11.7% | Reduced | History |
| AIFUAIFU Inc. | SPONSORED ADR | 18,595 | $224.0K | <0.1% | −13,583−42.2% | Reduced | History |
| ORGNOrigin Materials, Inc. | COM | 32,936 | $224.0K | <0.1% | −317,064−90.6% | Reduced | History |
| NPTNNeophotonics Corp | COM | 25,877 | $225.0K | <0.1% | +25,877 | New | History |
Options (847)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 847 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $1.03B | $436.1M |
| AMZNAmazon Com Inc | Stock | $1.01B | $384.4M |
| MELIMercadolibre Inc | COM | $571.8M | $456.6M |
| XYZBlock, Inc. | CL A | $536.3M | $208.5M |
| CMGChipotle Mexican Grill Inc | COM | $245.0M | $277.4M |
| BABAAlibaba Group Holding Ltd | ADR | $282.2M | $207.6M |
| AAPLApple Inc. | Stock | $362.9M | $106.1M |
| SHOPShopify Inc. | Stock | $344.2M | $121.3M |
| CCitigroup Inc | Stock | $285.8M | $110.0M |
| SNAPSnap Inc | Stock | $195.4M | $191.5M |
| NFLXNetflix Inc | Stock | $171.3M | $203.9M |
| MRNAModerna, Inc. | Stock | $271.6M | $100.8M |
| BKNGBooking Holdings Inc. | Stock | $59.3M | $291.0M |
| WFCWells Fargo & Company | Stock | $189.4M | $119.3M |
| JPMJPMorgan Chase & Co | Stock | $101.7M | $205.7M |
| BABoeing Co | Stock | $215.8M | $91.5M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $226.8M | $76.9M |
| SESea Ltd | SPONSORD ADS | $194.3M | $108.4M |
| BACBank of America Corp | Stock | $111.2M | $176.1M |
| INTCIntel Corp | Stock | $148.1M | $138.8M |
| MUMicron Technology Inc | Stock | $217.3M | $52.6M |
| XOMExxonMobil Holdings Corp | COM | $161.6M | $105.2M |
| MSFTMicrosoft Corp | Stock | $59.3M | $203.3M |
| ZMZoom Communications, Inc. | Stock | $206.3M | $51.7M |
| GOOGAlphabet Inc. | Stock | $56.2M | $199.6M |
| NVDANVIDIA Corp | Stock | $182.5M | $72.0M |
| GSGoldman Sachs Group Inc | Stock | $169.3M | $78.4M |
| BIDUBaidu, Inc. | ADR | $222.2M | $23.1M |
| TAT&T Inc. | Stock | $148.2M | $95.7M |
| PYPLPayPal Holdings, Inc. | Stock | $138.0M | $100.0M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $208.6M | $16.6M |
| TWTRTwitter, Inc. | COM | $135.8M | $84.2M |
| GOOGLAlphabet Inc. | Stock | $57.2M | $162.6M |
| CRMSalesforce, Inc. | Stock | $87.1M | $124.9M |
| ROKURoku, Inc | COM CL A | $188.1M | $21.7M |
| GMGeneral Motors Co | COM | $137.0M | $72.7M |
| MSMorgan Stanley | Stock | $168.6M | $38.0M |
| NIONIO Inc. | ADR | $118.7M | $84.7M |
| UBERUber Technologies, Inc | Stock | $173.9M | $28.0M |
| CHTRCharter Communications, Inc. | CL A | $44.8M | $154.2M |
| DISWalt Disney Co | Stock | $165.2M | $33.6M |
| Paramount Global92556H206 | CL B | $135.6M | $62.2M |
| WWayfair Inc. | CL A | $57.1M | $125.8M |
| DOCUDocuSign, Inc. | Stock | $104.5M | $72.6M |
| HUBSHubSpot Inc | COM | $105.5M | $71.0M |
| TDOCTeladoc Health, Inc. | COM | $148.6M | $25.7M |
| DXCMDexcom Inc | COM | $81.5M | $90.3M |
| NOWServiceNow, Inc. | Stock | $85.8M | $84.7M |
| PANWPalo Alto Networks Inc | Stock | $85.3M | $79.0M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $115.2M | $48.7M |
| ZSZscaler, Inc. | Stock | $83.1M | $80.3M |
| BRK.BBerkshire Hathaway Inc | Stock | $14.6M | $146.7M |
| MDBMongoDB, Inc. | CL A | $84.5M | $76.5M |
| UPSUnited Parcel Service Inc | Stock | $77.2M | $83.2M |
| VVisa Inc. | Stock | $54.7M | $105.2M |
| BYNDBeyond Meat, Inc. | COM | $82.9M | $75.7M |
| TTDTrade Desk, Inc. | Stock | $74.6M | $83.5M |
| ADBEAdobe Inc. | Stock | $48.4M | $102.9M |
| RHRH | COM | $83.0M | $68.0M |
| QCOMQualcomm Inc | Stock | $89.9M | $60.5M |
| COUPCoupa Software Inc | COM | $81.0M | $66.2M |
| PLTRPalantir Technologies Inc. | Stock | $77.7M | $68.0M |
| DDOGDatadog, Inc. | CL A COM | $50.1M | $93.4M |
| UALUnited Airlines Holdings, Inc. | COM | $93.2M | $49.8M |
| HDHome Depot, Inc. | Stock | $66.9M | $76.0M |
| AMDAdvanced Micro Devices Inc | Stock | $140.6M | – |
| SPLKSplunk Inc | COM | $80.7M | $59.4M |
| AALAmerican Airlines Group Inc. | Stock | $67.9M | $67.3M |
| VZVerizon Communications Inc | Stock | $79.7M | $55.2M |
| PFEPfizer Inc | Stock | $93.6M | $38.4M |
| SPOTSpotify Technology S.A. | Stock | $108.8M | $19.2M |
| ASMLASML Holding NV | ADR | $103.9M | $23.2M |
| PINSPinterest, Inc. | CL A | $114.0M | $11.2M |
| CVXChevron Corp | Stock | $83.3M | $41.1M |
| DALDelta Air Lines, Inc. | COM NEW | $92.0M | $30.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $61.6M | $60.6M |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | $71.8M | $48.4M |
| FFord Motor Co | Stock | $98.3M | $21.4M |
| AZOAutoZone Inc | COM | $4.08M | $113.1M |
| NETCloudflare, Inc. | CL A COM | $61.5M | $55.2M |
| KOCoca Cola Co | Stock | $64.3M | $51.8M |
| CVSCVS Health Corp | Stock | $73.9M | $40.9M |
| PGProcter & Gamble Co | Stock | $36.7M | $77.2M |
| FDXFedEx Corp | Stock | $79.8M | $33.2M |
| PTONPeloton Interactive, Inc. | CL A COM | $69.0M | $41.8M |
| TWLOTwilio Inc | CL A | $81.3M | $28.8M |
| IBMInternational Business Machines Corp | Stock | $82.2M | $27.0M |
| WMTWalmart Inc. | Stock | $51.0M | $57.6M |
| CVNACarvana Co. | CL A | $55.6M | $52.6M |
| ZZillow Group, Inc. | CL C CAP STK | $59.9M | $48.1M |
| SNOWSnowflake Inc. | Stock | $80.6M | $24.2M |
| COSTCostco Wholesale Corp | Stock | $50.5M | $52.1M |
| DKNGDraftKings Inc. | COM CL A | $65.9M | $34.4M |
| ABBVAbbVie Inc. | Stock | $69.5M | $30.4M |
| CSCOCisco Systems, Inc. | Stock | $19.6M | $77.0M |
| ABNBAirbnb, Inc. | Stock | $59.6M | $33.5M |
| UPSTUpstart Holdings, Inc. | COM | $61.7M | $30.9M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $65.8M | $26.1M |
| AAAlcoa Corp | Stock | $63.6M | $27.8M |
| UUnity Software Inc. | COM | $49.7M | $40.4M |
Sold out since Q2 2021 (600)
Positions held at the end of Q2 2021 that are gone from this filing.
The largest 100 of 600 by value last quarter.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $244.5M | 0.3% | – |
| SYNAPTICS Inc87157DAD1 | NOTE 0.500% 6/1 | – | $233.5M | 0.3% | – |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 1,241,928 | $228.2M | 0.3% | History |
| RH74967XAA1 | NOTE 6/1 | – | $216.6M | 0.2% | – |
| Slack Technologies, Inc.83088VAB8 | NOTE 0.500% 4/1 | – | $143.7M | 0.2% | – |
| WORKSlack Technologies, Inc. | COM CL A | 2,967,628 | $131.5M | 0.2% | History |
| Proofpoint Inc743424AF0 | NOTE 0.250% 8/1 | – | $124.2M | 0.1% | – |
| Snap Inc83304AAD8 | NOTE 0.250% 5/0 | – | $108.9M | 0.1% | – |
| PFPTProofpoint Inc | COM | 591,401 | $102.8M | 0.1% | History |
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $99.9M | 0.1% | – |
| MXIMMaxim Integrated Products Inc | COM | 907,590 | $95.6M | 0.1% | History |
| HubSpot Inc443573AB6 | NOTE 0.250% 6/0 | – | $87.9M | 0.1% | – |
| SPCEVirgin Galactic Holdings, Inc | COM | 1,849,261 | $85.1M | 0.1% | History |
| CBChubb Ltd | Stock | 478,774 | $76.1M | 0.1% | History |
| Nutanix, Inc.67059NAB4 | NOTE 1/1 | – | $75.6M | 0.1% | – |
| Zillow Group, Inc.98954MAC5 | NOTE 1.500% 7/0 | – | $75.6M | 0.1% | – |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $69.4M | 0.1% | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | – | $68.9M | 0.1% | – |
| International FLAVORS&FRAGRA459506309 | UNIT 09/15/2021 | 1,339,700 | $67.9M | 0.1% | – |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 1,524,931 | $59.2M | 0.1% | – |
| Cantel Med Corp138098AB4 | NOTE 3.250% 5/1 | – | $57.6M | 0.1% | – |
| Trip.com Group LtdG9066FAA9 | DEBT 1.500% 7/0 | – | $57.0M | 0.1% | – |
| Algonquin PWR Utils Corp015857873 | UNIT 99/99/9999 | 1,150,000 | $56.9M | 0.1% | – |
| PRAHPRA Health Sciences, Inc. | COM | 338,754 | $56.0M | 0.1% | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 1,546,500 | $52.5M | 0.1% | – |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 1,180,526 | $46.4M | 0.1% | History |
| Jazz Investments I Ltd472145AB7 | NOTE 1.875% 8/1 | – | $44.8M | 0.1% | – |
| QTSQTS Realty Trust, Inc. | COM CL A | 570,934 | $44.1M | 0.1% | History |
| Viavi Solutions Inc.925550AE5 | NOTE 1.750% 6/0 | – | $41.5M | <0.1% | – |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 1,228,879 | $40.9M | <0.1% | History |
| Northern Genesis Acquisition Corp.536221104 | NORTHERN GENESIS ACQUISITION CORP. | 2,000,000 | $38.9M | <0.1% | – |
| APHAmphenol Corp | CL A | 562,882 | $38.5M | <0.1% | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 661,300 | $35.6M | <0.1% | – |
| HOMEAt Home Group Inc. | COM | 930,856 | $34.3M | <0.1% | History |
| CNKCinemark Holdings, Inc. | COM | 1,366,226 | $30.0M | <0.1% | History |
| Luminex Corp55027EAA0 | NOTE 3.000% 5/1 | – | $26.7M | <0.1% | – |
| PFGCPerformance Food Group Co | COM | 544,708 | $26.4M | <0.1% | History |
| EIXEdison International | Stock | 451,339 | $26.1M | <0.1% | History |
| DIDIYDiDi Global Inc. | SPONSORED ADS | 1,500,000 | $21.2M | <0.1% | History |
| WENWendy's Co | Stock | 902,508 | $21.1M | <0.1% | History |
| J2 Global Inc48123VAC6 | NOTE 3.250% 6/1 | – | $20.1M | <0.1% | – |
| Shaw Communications Inc82028K200 | CL B CONV | 664,615 | $19.3M | <0.1% | – |
| NINisource Inc. | COM | 763,666 | $18.7M | <0.1% | History |
| CM Life Sciences Inc18978W109 | COM CL A | 1,201,562 | $16.8M | <0.1% | – |
| COINCoinbase Global, Inc. | COM CL A | 64,764 | $16.4M | <0.1% | History |
| Soaring Eagle Acquisition CoG8354H126 | CL A SHS | 1,588,872 | $15.8M | <0.1% | – |
| Allscripts Healthcare Solutn01988PAF5 | NOTE 0.875% 1/0 | – | $15.8M | <0.1% | – |
| Elliott Opportunity II Corp.G30092129 | UNIT 99/99/9999 | 1,500,000 | $15.0M | <0.1% | – |
| Landcadia Holdings IV, Inc.51477A203 | UNIT 05/01/2025 | 1,500,000 | $14.9M | <0.1% | – |
| AMRSAmyris, Inc. | COM NEW | 859,425 | $14.1M | <0.1% | History |
| Logistics Innovtn Technlgs C54141L209 | UNIT 06/10/2026 | 1,400,000 | $13.9M | <0.1% | – |
| CM Life Sciences III Inc125841205 | UNIT 04/30/2028 | 1,250,000 | $13.7M | <0.1% | – |
| PBFPBF Energy Inc. | CL A | 894,549 | $13.7M | <0.1% | History |
| ADMArcher-Daniels-Midland Co | Stock | 225,795 | $13.7M | <0.1% | History |
| Post Holdings Partnering Cor737465203 | UNIT 99/99/9999 | 1,310,000 | $13.6M | <0.1% | – |
| Austerlitz Acquisition CorpG0633U119 | UNIT 99/99/9999 | 1,333,334 | $13.4M | <0.1% | – |
| Churchill Capital Corp VI17143W200 | UNIT 99/99/9999 | 1,262,413 | $12.8M | <0.1% | – |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 128,280 | $12.4M | <0.1% | – |
| Winnebago Inds Inc974637AB6 | NOTE 1.500% 4/0 | – | $12.2M | <0.1% | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 107,226 | $12.1M | <0.1% | – |
| Livent Corp.53814LAB4 | NOTE 4.125% 7/1 | – | $11.6M | <0.1% | – |
| PATHUiPath, Inc. | Stock | 167,383 | $11.4M | <0.1% | History |
| Holicity Inc435063102 | COM CL A | 1,000,000 | $11.3M | <0.1% | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 102,996 | $11.3M | <0.1% | – |
| RBARB Global Inc. | COM | 188,911 | $11.2M | <0.1% | History |
| Aries I Acquisition CorpG0542N115 | UNIT 03/18/2026 | 1,067,000 | $10.7M | <0.1% | – |
| SRESempra | Stock | 80,927 | $10.7M | <0.1% | History |
| Churchill Capital Corp VII17144M201 | UNIT 99/99/9999 | 1,053,009 | $10.5M | <0.1% | – |
| Alteryx, Inc.02156BAF0 | NOTE 1.000% 8/0 | – | $10.4M | <0.1% | – |
| GIGINTERNATIONAL1 Inc37518W205 | UNIT 05/19/2026 | 990,000 | $10.0M | <0.1% | – |
| Disruptive Acquisition CorpG2770Y110 | UNIT 03/06/2026 | 1,000,000 | $9.97M | <0.1% | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | – | $9.90M | <0.1% | – |
| WRIWeingarten Realty Investors | SH BEN INT | 297,470 | $9.54M | <0.1% | History |
| HYFMHydrofarm Holdings Group, Inc. | COM | 159,465 | $9.43M | <0.1% | History |
| Jaws Spitfire Acquisition CoG50740102 | SHS CL A | 866,847 | $8.68M | <0.1% | – |
| PCGPG&E Corp | Stock | 840,060 | $8.54M | <0.1% | History |
| Maquia Capital Acquisition C56564V200 | UNIT 99/99/9999 | 790,000 | $8.00M | <0.1% | – |
| TSPHTuSimple Holdings Inc. | CL A | 111,793 | $7.96M | <0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 113,573 | $7.92M | <0.1% | – |
| CSGPCostar Group, Inc. | COM | 93,182 | $7.72M | <0.1% | History |
| Nuance Communications, Inc.67020YAG5 | DEBT 1.500%11/0 | – | $7.36M | <0.1% | – |
| New Beginnings Acquisition C64222H100 | COM | 729,540 | $7.29M | <0.1% | – |
| CM Life Sciences II Inc125842203 | UNIT 02/25/2028 | 532,362 | $7.16M | <0.1% | – |
| Pine Technology Acquisitn Co722850203 | UNIT 03/31/2028 | 705,556 | $7.03M | <0.1% | – |
| Orion Acquisition Corp68626A207 | UNIT 02/19/2026 | 673,666 | $6.68M | <0.1% | – |
| Ross Acquisition Corp IIG7641C122 | UNIT 99/99/9999 | 669,540 | $6.67M | <0.1% | – |
| Ajax IG0190X100 | COM | 665,000 | $6.62M | <0.1% | – |
| Shelter Acquisition Corp I822821203 | UNIT 02/25/2026 | 650,000 | $6.49M | <0.1% | – |
| Qell Acquisition CorpG7307X105 | CL A | 639,644 | $6.36M | <0.1% | – |
| MFCManulife Financial Corp | COM | 313,540 | $6.17M | <0.1% | History |
| Sustainable Opportnts Acq CoG8598Y109 | ORD SHS A | 615,944 | $6.13M | <0.1% | – |
| Digital Transformatn Opt Cor25401K206 | UNIT 03/31/2028 | 609,850 | $6.04M | <0.1% | – |
| Corazon Capital V838 MonocerG24237110 | UNIT 03/24/2026 | 598,791 | $5.99M | <0.1% | – |
| Build Acquisition Corp12008J204 | UNIT 99/99/9999 | 598,791 | $5.96M | <0.1% | – |
| Slam Corp.G8210L113 | UNIT 99/99/9999 | 583,899 | $5.83M | <0.1% | – |
| Gores Guggenheim, Inc.38286Q206 | UNIT 03/25/2028 | 581,659 | $5.82M | <0.1% | – |
| Nuance Communications, Inc.67020YAK6 | DBCV 1.000%12/1 | – | $5.61M | <0.1% | – |
| LGL Sys Acquisition Corp50201G106 | COM CL A | 552,533 | $5.52M | <0.1% | – |
| Forum Merger IV Corp349875203 | UNIT 03/15/2028 | 547,262 | $5.47M | <0.1% | – |
| Rapid7, Inc.753422AD6 | NOTE 2.250% 5/0 | – | $5.39M | <0.1% | – |