D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 3,597
- +90 vs. Q2 2021
- Portfolio value
- $78.3B
- −$8.57B (−9.9%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AMRXAmneal Pharmaceuticals, Inc. | COM STK CL A | 18,042 | $96.0K | <0.1% | +18,042 | New | History |
| HOOKHOOKIPA Pharma Inc. | COM | 16,249 | $96.0K | <0.1% | −437−2.6% | Reduced | History |
| Interprivate III Financial P46064R114 | *W EXP 99/99/999 | 74,952 | $96.0K | <0.1% | +51,619+221.2% | Added | – |
| JWSWFJaws Mustang Acquisition Corp | *W EXP 01/30/202 | 84,528 | $97.0K | <0.1% | +34,528+69.1% | Added | History |
| Tailwind Two Acquisition CorG86613125 | *W EXP 03/09/202 | 100,079 | $99.0K | <0.1% | +66,601+198.9% | Added | – |
| ONCTOncternal Therapeutics, Inc. | COM | 23,968 | $100.0K | <0.1% | +23,968 | New | History |
| Colonnade Acquisition Corp IG2284B119 | *W EXP 99/99/999 | 124,734 | $101.0K | <0.1% | +88,879+247.9% | Added | – |
| Qutoutiao Inc74915J107 | ADS REP SHS A | 102,934 | $102.0K | <0.1% | −357,271−77.6% | Reduced | – |
| ELOXEloxx Pharmaceuticals, Inc. | COM | 63,698 | $104.0K | <0.1% | +63,698 | New | History |
| Clarim Acquisition Corp18049C108 | COM CL A | 10,672 | $105.0K | <0.1% | +10,672 | New | – |
| ATI Physical Therapy, Inc.00216W117 | *W EXP 08/10/202 | 159,560 | $105.0K | <0.1% | 00.0% | Unchanged | – |
| STGWStagwell Inc | COM CL A | 13,959 | $107.0K | <0.1% | +13,959 | New | History |
| Hudson Executive Inves III44376L115 | *W EXP 02/22/202 | 124,886 | $107.0K | <0.1% | +84,886+212.2% | Added | – |
| Social Capital Hedosopha HLDG82514111 | *W EXP 09/26/202 | 62,500 | $109.0K | <0.1% | 00.0% | Unchanged | – |
| ASPSAltisource Portfolio Solutions S.A. | REG SHS | 11,015 | $109.0K | <0.1% | −51,456−82.4% | Reduced | History |
| SBSafe Bulkers, Inc. | COM | 21,233 | $110.0K | <0.1% | −68,990−76.5% | Reduced | History |
| Arclight Clean Transition IIG0R21B112 | *W EXP 03/16/202 | 106,428 | $112.0K | <0.1% | +40,000+60.2% | Added | – |
| Kismet Acquisition Three CorG5276C102 | *W EXP 06/30/202 | 214,049 | $112.0K | <0.1% | +172,383+413.7% | Added | – |
| VPC Impact Acquisition HldgG9460L118 | *W EXP 03/05/202 | 93,494 | $112.0K | <0.1% | +76,828+461.0% | Added | – |
| Warburg Pincus Captal Corp IG9460M124 | *W EXP 99/99/999 | 120,750 | $112.0K | <0.1% | +54,084+81.1% | Added | – |
| CALACalithera Biosciences, Inc. | COM | 51,942 | $113.0K | <0.1% | −6,998−11.9% | Reduced | History |
| MCRBSeres Therapeutics, Inc. | COM | 16,188 | $113.0K | <0.1% | −36,292−69.2% | Reduced | History |
| BRWSaba Capital Income & Opportunities Fund | SHARES | 25,000 | $114.0K | <0.1% | 00.0% | Unchanged | History |
| Fintech Evolution Acquis GroG3R19A120 | *W EXP 03/31/202 | 170,194 | $114.0K | <0.1% | +136,861+410.6% | Added | – |
| AGFirst Majestic Silver Corp | COM | 10,135 | $115.0K | <0.1% | −143,143−93.4% | Reduced | History |
| PCTIPC Tel Inc | COM | 18,426 | $115.0K | <0.1% | +18,426 | New | History |
| Mcap Acquisition Corp55282T117 | *W EXP 03/02/202 | 105,582 | $115.0K | <0.1% | +105,582 | New | – |
| AIOTPowerfleet, Inc. | COM | 17,328 | $116.0K | <0.1% | −4,956−22.2% | Reduced | History |
| SMMTSummit Therapeutics Inc. | COM | 23,150 | $116.0K | <0.1% | +12,988+127.8% | Added | History |
| Talkspace, Inc.87427V111 | *W EXP 06/21/202 | 150,000 | $116.0K | <0.1% | 00.0% | Unchanged | – |
| Dmy Technology Group Inc IV23344K110 | *W EXP 03/04/202 | 62,598 | $119.0K | <0.1% | +49,300+370.7% | Added | – |
| GROVWGrove Collaborative Holdings, Inc. | *W EXP 03/13/202 | 138,017 | $119.0K | <0.1% | +44,943+48.3% | Added | History |
| PPTAPerpetua Resources Corp. | COM | 24,187 | $120.0K | <0.1% | +24,187 | New | History |
| SRGASurgalign Holdings, Inc. | COM | 110,097 | $120.0K | <0.1% | −66,763−37.7% | Reduced | History |
| Orion Acquisition Corp68626A116 | *W EXP 02/19/202 | 187,427 | $120.0K | <0.1% | +168,677+899.6% | Added | – |
| Wheels Up Experi96328L114 | EQUITY WRT | 94,840 | $120.0K | <0.1% | +94,840 | New | – |
| Via Renewables, Inc.92556D106 | CL A COM | 11,810 | $120.0K | <0.1% | +11,810 | New | – |
| OSWOnespaworld Holdings Ltd | COM | 12,331 | $123.0K | <0.1% | −30,353−71.1% | Reduced | History |
| Silver Spike Acquisitn CorpG8201H113 | *W EXP 02/26/202 | 113,819 | $123.0K | <0.1% | +72,153+173.2% | Added | – |
| TXMDTherapeuticsMD, Inc. | COM | 167,163 | $124.0K | <0.1% | +167,163 | New | History |
| GCMGGCM Grosvenor Inc. | COM CL A | 10,837 | $125.0K | <0.1% | +10,837 | New | History |
| CECOCeco Environmental Corp | COM | 17,810 | $125.0K | <0.1% | +1,876+11.8% | Added | History |
| ALDXAldeyra Therapeutics, Inc. | COM | 14,281 | $125.0K | <0.1% | −942−6.2% | Reduced | History |
| Twin Ridge Capital Acquis CoG9151L120 | *W EXP 03/07/202 | 188,079 | $125.0K | <0.1% | +104,746+125.7% | Added | – |
| Diamondhead Holdings Corp25278L113 | *W EXP 01/28/202 | 213,580 | $126.0K | <0.1% | +189,588+790.2% | Added | – |
| AMPYAmplify Energy Corp. | COM | 23,782 | $127.0K | <0.1% | +23,782 | New | History |
| CLVRClever Leaves Holdings Inc. | COM | 16,380 | $127.0K | <0.1% | +16,380 | New | History |
| VPC Impact Acqu Holdi III IN91835J116 | *W EXP 09/03/202 | 74,463 | $127.0K | <0.1% | +57,797+346.8% | Added | – |
| CMOCapstead Mortgage Corp | COM NO PAR | 19,064 | $128.0K | <0.1% | −234,734−92.5% | Reduced | History |
| Northern Genesis Acqu Corp I66516W115 | *W EXP 12/31/202 | 139,611 | $128.0K | <0.1% | +83,308+148.0% | Added | – |
| Tech and Energy Transition87823R110 | *W EXP 03/31/202 | 196,660 | $128.0K | <0.1% | +63,327+47.5% | Added | – |
| AIRGAirgain Inc | COM | 10,219 | $129.0K | <0.1% | +10,219 | New | History |
| KKR Acquisition Holding I Co48253T117 | *W EXP 99/99/999 | 133,982 | $129.0K | <0.1% | +50,649+60.8% | Added | – |
| ERICEricsson LM Telephone Co | ADR B SEK 10 | 11,700 | $131.0K | <0.1% | −15,000−56.2% | Reduced | History |
| ICADIcad Inc | COM NEW | 12,214 | $131.0K | <0.1% | +12,214 | New | History |
| WTTRSelect Water Solutions, Inc. | CL A COM | 25,499 | $132.0K | <0.1% | −7,074−21.7% | Reduced | History |
| Global Consumer Acquisitn Co37892B116 | *W EXP 05/21/202 | 280,000 | $132.0K | <0.1% | +280,000 | New | – |
| ASURAsure Software Inc | COM | 14,852 | $134.0K | <0.1% | −891−5.7% | Reduced | History |
| CTMXCytomX Therapeutics, Inc. | COM | 26,297 | $134.0K | <0.1% | −163,147−86.1% | Reduced | History |
| BDSXBiodesix Inc | COM | 16,283 | $134.0K | <0.1% | +628+4.0% | Added | History |
| FSMFortuna Mining Corp. | COM | 34,056 | $134.0K | <0.1% | −38,140−52.8% | Reduced | History |
| Vy Global GrowthG9444H118 | *W EXP 01/30/203 | 100,000 | $135.0K | <0.1% | 00.0% | Unchanged | – |
| Fusion Acquisition Corp. II36118N110 | *W EXP 02/29/202 | 201,354 | $135.0K | <0.1% | +201,354 | New | – |
| CNVYConvey Health Solutions Holdings, Inc. | COM | 16,207 | $136.0K | <0.1% | +16,207 | New | History |
| CARMCarisma Therapeutics Inc. | COM | 173,080 | $137.0K | <0.1% | −154,898−47.2% | Reduced | History |
| Acropolis Infrastructure Acq005029111 | *W EXP 03/30/202 | 149,999 | $138.0K | <0.1% | +149,999 | New | – |
| Adamas Trust, Inc.649604501 | COM PAR $.02 | 32,583 | $139.0K | <0.1% | −5,485−14.4% | Reduced | – |
| Levere Holdings Corp.G5462L122 | *W EXP 03/09/202 | 161,981 | $139.0K | <0.1% | +95,315+143.0% | Added | – |
| Chardan Nextech Acquisition Corp.159561117 | *W EXP 07/29/202 | 281,250 | $139.0K | <0.1% | +281,250 | New | – |
| Skydeck Acquisition Corp.G82220123 | CLASS A ORD SHS | 14,355 | $139.0K | <0.1% | +14,355 | New | – |
| OSBCOld Second Bancorp Inc | COM | 10,779 | $141.0K | <0.1% | +10,779 | New | History |
| LFMDLifeMD, Inc. | COM | 22,822 | $142.0K | <0.1% | +22,822 | New | History |
| MPXMarine Products Group, LLC | COM | 11,366 | $142.0K | <0.1% | +11,366 | New | History |
| Agile Growth Corp.G01202111 | *W EXP 03/09/202 | 218,353 | $142.0K | <0.1% | +162,798+293.0% | Added | – |
| Jaws Juggernaut Acquisitn CoG50735110 | *W EXP 06/17/202 | 119,591 | $142.0K | <0.1% | +119,591 | New | – |
| ARYDARYA Sciences Acquisition Corp IV | CL A | 14,270 | $144.0K | <0.1% | +14,270 | New | History |
| Slam Corp.G8210L121 | *W EXP 02/23/202 | 159,816 | $144.0K | <0.1% | +159,816 | New | – |
| Apollo Strategic GRWT CPTL IG0412A128 | *W EXP 02/12/202 | 156,051 | $145.0K | <0.1% | +96,051+160.1% | Added | – |
| Gaming & Hospitality Acqu Co364681106 | COM CL A | 14,900 | $146.0K | <0.1% | +14,900 | New | – |
| Angel Pond Holdings CorpG0447J128 | *W EXP 99/99/999 | 186,327 | $147.0K | <0.1% | +186,327 | New | – |
| EAREargo, Inc. | COM | 22,017 | $148.0K | <0.1% | +22,017 | New | History |
| Foxwayne Enterpris Aqstn Cor35166L109 | COM CL A | 14,964 | $148.0K | <0.1% | +14,964 | New | – |
| Panacea Acquisition Corp. IIG6882C106 | CL A SHS | 15,196 | $148.0K | <0.1% | +15,196 | New | – |
| Forum Merger IV Corp349875112 | *W EXP 03/15/202 | 136,915 | $149.0K | <0.1% | +136,915 | New | – |
| HIMSHims & Hers Health, Inc. | Stock | 19,849 | $150.0K | <0.1% | −143,602−87.9% | Reduced | History |
| ZYZymergen Inc. | COM | 11,416 | $150.0K | <0.1% | +11,416 | New | History |
| Cohn Robbins Holdings CorpG23726113 | *W EXP 08/28/202 | 166,666 | $151.0K | <0.1% | 00.0% | Unchanged | – |
| GLADGladstone Capital Corp | COM | 13,465 | $152.0K | <0.1% | −27,681−67.3% | Reduced | History |
| DGNXDiginex Ltd | SHS | 46,774 | $152.0K | <0.1% | +46,774 | New | History |
| Digital Transformatn Opt Cor25401K115 | *W EXP 03/31/202 | 220,646 | $152.0K | <0.1% | +158,482+254.9% | Added | – |
| NEXTNextDecade Corp | COM | 55,294 | $153.0K | <0.1% | +25,137+83.4% | Added | History |
| KLTRKaltura Inc | COM | 14,846 | $153.0K | <0.1% | +14,846 | New | History |
| GAINGladstone Investment Corporationde | CEF | 11,301 | $157.0K | <0.1% | +195+1.8% | Added | History |
| Longview Acquisition Corp. II54319Q113 | *W EXP 99/99/999 | 121,642 | $157.0K | <0.1% | +54,976+82.5% | Added | – |
| ELMSElectric Last Mile Solutions, Inc. | CLASS A COM | 21,676 | $160.0K | <0.1% | −478,324−95.7% | Reduced | History |
| CIMChimera Investment Corp | COM NEW | 10,832 | $161.0K | <0.1% | −14,314−56.9% | Reduced | History |
| MSD Acquisition Corp.G5709C125 | *W EXP 03/25/202 | 140,000 | $161.0K | <0.1% | +50,000+55.6% | Added | – |
| BVBrightView Holdings, Inc. | COM | 10,976 | $162.0K | <0.1% | −39,906−78.4% | Reduced | History |
| BCELAtreca, Inc. | CL A COM | 26,022 | $162.0K | <0.1% | +12,527+92.8% | Added | History |
| NBSENeuBase Therapeutics, Inc. | COM | 44,801 | $162.0K | <0.1% | −13,173−22.7% | Reduced | History |
Options (847)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 847 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $1.03B | $436.1M |
| AMZNAmazon Com Inc | Stock | $1.01B | $384.4M |
| MELIMercadolibre Inc | COM | $571.8M | $456.6M |
| XYZBlock, Inc. | CL A | $536.3M | $208.5M |
| CMGChipotle Mexican Grill Inc | COM | $245.0M | $277.4M |
| BABAAlibaba Group Holding Ltd | ADR | $282.2M | $207.6M |
| AAPLApple Inc. | Stock | $362.9M | $106.1M |
| SHOPShopify Inc. | Stock | $344.2M | $121.3M |
| CCitigroup Inc | Stock | $285.8M | $110.0M |
| SNAPSnap Inc | Stock | $195.4M | $191.5M |
| NFLXNetflix Inc | Stock | $171.3M | $203.9M |
| MRNAModerna, Inc. | Stock | $271.6M | $100.8M |
| BKNGBooking Holdings Inc. | Stock | $59.3M | $291.0M |
| WFCWells Fargo & Company | Stock | $189.4M | $119.3M |
| JPMJPMorgan Chase & Co | Stock | $101.7M | $205.7M |
| BABoeing Co | Stock | $215.8M | $91.5M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $226.8M | $76.9M |
| SESea Ltd | SPONSORD ADS | $194.3M | $108.4M |
| BACBank of America Corp | Stock | $111.2M | $176.1M |
| INTCIntel Corp | Stock | $148.1M | $138.8M |
| MUMicron Technology Inc | Stock | $217.3M | $52.6M |
| XOMExxonMobil Holdings Corp | COM | $161.6M | $105.2M |
| MSFTMicrosoft Corp | Stock | $59.3M | $203.3M |
| ZMZoom Communications, Inc. | Stock | $206.3M | $51.7M |
| GOOGAlphabet Inc. | Stock | $56.2M | $199.6M |
| NVDANVIDIA Corp | Stock | $182.5M | $72.0M |
| GSGoldman Sachs Group Inc | Stock | $169.3M | $78.4M |
| BIDUBaidu, Inc. | ADR | $222.2M | $23.1M |
| TAT&T Inc. | Stock | $148.2M | $95.7M |
| PYPLPayPal Holdings, Inc. | Stock | $138.0M | $100.0M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $208.6M | $16.6M |
| TWTRTwitter, Inc. | COM | $135.8M | $84.2M |
| GOOGLAlphabet Inc. | Stock | $57.2M | $162.6M |
| CRMSalesforce, Inc. | Stock | $87.1M | $124.9M |
| ROKURoku, Inc | COM CL A | $188.1M | $21.7M |
| GMGeneral Motors Co | COM | $137.0M | $72.7M |
| MSMorgan Stanley | Stock | $168.6M | $38.0M |
| NIONIO Inc. | ADR | $118.7M | $84.7M |
| UBERUber Technologies, Inc | Stock | $173.9M | $28.0M |
| CHTRCharter Communications, Inc. | CL A | $44.8M | $154.2M |
| DISWalt Disney Co | Stock | $165.2M | $33.6M |
| Paramount Global92556H206 | CL B | $135.6M | $62.2M |
| WWayfair Inc. | CL A | $57.1M | $125.8M |
| DOCUDocuSign, Inc. | Stock | $104.5M | $72.6M |
| HUBSHubSpot Inc | COM | $105.5M | $71.0M |
| TDOCTeladoc Health, Inc. | COM | $148.6M | $25.7M |
| DXCMDexcom Inc | COM | $81.5M | $90.3M |
| NOWServiceNow, Inc. | Stock | $85.8M | $84.7M |
| PANWPalo Alto Networks Inc | Stock | $85.3M | $79.0M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $115.2M | $48.7M |
| ZSZscaler, Inc. | Stock | $83.1M | $80.3M |
| BRK.BBerkshire Hathaway Inc | Stock | $14.6M | $146.7M |
| MDBMongoDB, Inc. | CL A | $84.5M | $76.5M |
| UPSUnited Parcel Service Inc | Stock | $77.2M | $83.2M |
| VVisa Inc. | Stock | $54.7M | $105.2M |
| BYNDBeyond Meat, Inc. | COM | $82.9M | $75.7M |
| TTDTrade Desk, Inc. | Stock | $74.6M | $83.5M |
| ADBEAdobe Inc. | Stock | $48.4M | $102.9M |
| RHRH | COM | $83.0M | $68.0M |
| QCOMQualcomm Inc | Stock | $89.9M | $60.5M |
| COUPCoupa Software Inc | COM | $81.0M | $66.2M |
| PLTRPalantir Technologies Inc. | Stock | $77.7M | $68.0M |
| DDOGDatadog, Inc. | CL A COM | $50.1M | $93.4M |
| UALUnited Airlines Holdings, Inc. | COM | $93.2M | $49.8M |
| HDHome Depot, Inc. | Stock | $66.9M | $76.0M |
| AMDAdvanced Micro Devices Inc | Stock | $140.6M | – |
| SPLKSplunk Inc | COM | $80.7M | $59.4M |
| AALAmerican Airlines Group Inc. | Stock | $67.9M | $67.3M |
| VZVerizon Communications Inc | Stock | $79.7M | $55.2M |
| PFEPfizer Inc | Stock | $93.6M | $38.4M |
| SPOTSpotify Technology S.A. | Stock | $108.8M | $19.2M |
| ASMLASML Holding NV | ADR | $103.9M | $23.2M |
| PINSPinterest, Inc. | CL A | $114.0M | $11.2M |
| CVXChevron Corp | Stock | $83.3M | $41.1M |
| DALDelta Air Lines, Inc. | COM NEW | $92.0M | $30.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $61.6M | $60.6M |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | $71.8M | $48.4M |
| FFord Motor Co | Stock | $98.3M | $21.4M |
| AZOAutoZone Inc | COM | $4.08M | $113.1M |
| NETCloudflare, Inc. | CL A COM | $61.5M | $55.2M |
| KOCoca Cola Co | Stock | $64.3M | $51.8M |
| CVSCVS Health Corp | Stock | $73.9M | $40.9M |
| PGProcter & Gamble Co | Stock | $36.7M | $77.2M |
| FDXFedEx Corp | Stock | $79.8M | $33.2M |
| PTONPeloton Interactive, Inc. | CL A COM | $69.0M | $41.8M |
| TWLOTwilio Inc | CL A | $81.3M | $28.8M |
| IBMInternational Business Machines Corp | Stock | $82.2M | $27.0M |
| WMTWalmart Inc. | Stock | $51.0M | $57.6M |
| CVNACarvana Co. | CL A | $55.6M | $52.6M |
| ZZillow Group, Inc. | CL C CAP STK | $59.9M | $48.1M |
| SNOWSnowflake Inc. | Stock | $80.6M | $24.2M |
| COSTCostco Wholesale Corp | Stock | $50.5M | $52.1M |
| DKNGDraftKings Inc. | COM CL A | $65.9M | $34.4M |
| ABBVAbbVie Inc. | Stock | $69.5M | $30.4M |
| CSCOCisco Systems, Inc. | Stock | $19.6M | $77.0M |
| ABNBAirbnb, Inc. | Stock | $59.6M | $33.5M |
| UPSTUpstart Holdings, Inc. | COM | $61.7M | $30.9M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $65.8M | $26.1M |
| AAAlcoa Corp | Stock | $63.6M | $27.8M |
| UUnity Software Inc. | COM | $49.7M | $40.4M |
Sold out since Q2 2021 (600)
Positions held at the end of Q2 2021 that are gone from this filing.
The largest 100 of 600 by value last quarter.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $244.5M | 0.3% | – |
| SYNAPTICS Inc87157DAD1 | NOTE 0.500% 6/1 | – | $233.5M | 0.3% | – |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 1,241,928 | $228.2M | 0.3% | History |
| RH74967XAA1 | NOTE 6/1 | – | $216.6M | 0.2% | – |
| Slack Technologies, Inc.83088VAB8 | NOTE 0.500% 4/1 | – | $143.7M | 0.2% | – |
| WORKSlack Technologies, Inc. | COM CL A | 2,967,628 | $131.5M | 0.2% | History |
| Proofpoint Inc743424AF0 | NOTE 0.250% 8/1 | – | $124.2M | 0.1% | – |
| Snap Inc83304AAD8 | NOTE 0.250% 5/0 | – | $108.9M | 0.1% | – |
| PFPTProofpoint Inc | COM | 591,401 | $102.8M | 0.1% | History |
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $99.9M | 0.1% | – |
| MXIMMaxim Integrated Products Inc | COM | 907,590 | $95.6M | 0.1% | History |
| HubSpot Inc443573AB6 | NOTE 0.250% 6/0 | – | $87.9M | 0.1% | – |
| SPCEVirgin Galactic Holdings, Inc | COM | 1,849,261 | $85.1M | 0.1% | History |
| CBChubb Ltd | Stock | 478,774 | $76.1M | 0.1% | History |
| Nutanix, Inc.67059NAB4 | NOTE 1/1 | – | $75.6M | 0.1% | – |
| Zillow Group, Inc.98954MAC5 | NOTE 1.500% 7/0 | – | $75.6M | 0.1% | – |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $69.4M | 0.1% | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | – | $68.9M | 0.1% | – |
| International FLAVORS&FRAGRA459506309 | UNIT 09/15/2021 | 1,339,700 | $67.9M | 0.1% | – |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 1,524,931 | $59.2M | 0.1% | – |
| Cantel Med Corp138098AB4 | NOTE 3.250% 5/1 | – | $57.6M | 0.1% | – |
| Trip.com Group LtdG9066FAA9 | DEBT 1.500% 7/0 | – | $57.0M | 0.1% | – |
| Algonquin PWR Utils Corp015857873 | UNIT 99/99/9999 | 1,150,000 | $56.9M | 0.1% | – |
| PRAHPRA Health Sciences, Inc. | COM | 338,754 | $56.0M | 0.1% | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 1,546,500 | $52.5M | 0.1% | – |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 1,180,526 | $46.4M | 0.1% | History |
| Jazz Investments I Ltd472145AB7 | NOTE 1.875% 8/1 | – | $44.8M | 0.1% | – |
| QTSQTS Realty Trust, Inc. | COM CL A | 570,934 | $44.1M | 0.1% | History |
| Viavi Solutions Inc.925550AE5 | NOTE 1.750% 6/0 | – | $41.5M | <0.1% | – |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 1,228,879 | $40.9M | <0.1% | History |
| Northern Genesis Acquisition Corp.536221104 | NORTHERN GENESIS ACQUISITION CORP. | 2,000,000 | $38.9M | <0.1% | – |
| APHAmphenol Corp | CL A | 562,882 | $38.5M | <0.1% | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 661,300 | $35.6M | <0.1% | – |
| HOMEAt Home Group Inc. | COM | 930,856 | $34.3M | <0.1% | History |
| CNKCinemark Holdings, Inc. | COM | 1,366,226 | $30.0M | <0.1% | History |
| Luminex Corp55027EAA0 | NOTE 3.000% 5/1 | – | $26.7M | <0.1% | – |
| PFGCPerformance Food Group Co | COM | 544,708 | $26.4M | <0.1% | History |
| EIXEdison International | Stock | 451,339 | $26.1M | <0.1% | History |
| DIDIYDiDi Global Inc. | SPONSORED ADS | 1,500,000 | $21.2M | <0.1% | History |
| WENWendy's Co | Stock | 902,508 | $21.1M | <0.1% | History |
| J2 Global Inc48123VAC6 | NOTE 3.250% 6/1 | – | $20.1M | <0.1% | – |
| Shaw Communications Inc82028K200 | CL B CONV | 664,615 | $19.3M | <0.1% | – |
| NINisource Inc. | COM | 763,666 | $18.7M | <0.1% | History |
| CM Life Sciences Inc18978W109 | COM CL A | 1,201,562 | $16.8M | <0.1% | – |
| COINCoinbase Global, Inc. | COM CL A | 64,764 | $16.4M | <0.1% | History |
| Soaring Eagle Acquisition CoG8354H126 | CL A SHS | 1,588,872 | $15.8M | <0.1% | – |
| Allscripts Healthcare Solutn01988PAF5 | NOTE 0.875% 1/0 | – | $15.8M | <0.1% | – |
| Elliott Opportunity II Corp.G30092129 | UNIT 99/99/9999 | 1,500,000 | $15.0M | <0.1% | – |
| Landcadia Holdings IV, Inc.51477A203 | UNIT 05/01/2025 | 1,500,000 | $14.9M | <0.1% | – |
| AMRSAmyris, Inc. | COM NEW | 859,425 | $14.1M | <0.1% | History |
| Logistics Innovtn Technlgs C54141L209 | UNIT 06/10/2026 | 1,400,000 | $13.9M | <0.1% | – |
| CM Life Sciences III Inc125841205 | UNIT 04/30/2028 | 1,250,000 | $13.7M | <0.1% | – |
| PBFPBF Energy Inc. | CL A | 894,549 | $13.7M | <0.1% | History |
| ADMArcher-Daniels-Midland Co | Stock | 225,795 | $13.7M | <0.1% | History |
| Post Holdings Partnering Cor737465203 | UNIT 99/99/9999 | 1,310,000 | $13.6M | <0.1% | – |
| Austerlitz Acquisition CorpG0633U119 | UNIT 99/99/9999 | 1,333,334 | $13.4M | <0.1% | – |
| Churchill Capital Corp VI17143W200 | UNIT 99/99/9999 | 1,262,413 | $12.8M | <0.1% | – |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 128,280 | $12.4M | <0.1% | – |
| Winnebago Inds Inc974637AB6 | NOTE 1.500% 4/0 | – | $12.2M | <0.1% | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 107,226 | $12.1M | <0.1% | – |
| Livent Corp.53814LAB4 | NOTE 4.125% 7/1 | – | $11.6M | <0.1% | – |
| PATHUiPath, Inc. | Stock | 167,383 | $11.4M | <0.1% | History |
| Holicity Inc435063102 | COM CL A | 1,000,000 | $11.3M | <0.1% | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 102,996 | $11.3M | <0.1% | – |
| RBARB Global Inc. | COM | 188,911 | $11.2M | <0.1% | History |
| Aries I Acquisition CorpG0542N115 | UNIT 03/18/2026 | 1,067,000 | $10.7M | <0.1% | – |
| SRESempra | Stock | 80,927 | $10.7M | <0.1% | History |
| Churchill Capital Corp VII17144M201 | UNIT 99/99/9999 | 1,053,009 | $10.5M | <0.1% | – |
| Alteryx, Inc.02156BAF0 | NOTE 1.000% 8/0 | – | $10.4M | <0.1% | – |
| GIGINTERNATIONAL1 Inc37518W205 | UNIT 05/19/2026 | 990,000 | $10.0M | <0.1% | – |
| Disruptive Acquisition CorpG2770Y110 | UNIT 03/06/2026 | 1,000,000 | $9.97M | <0.1% | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | – | $9.90M | <0.1% | – |
| WRIWeingarten Realty Investors | SH BEN INT | 297,470 | $9.54M | <0.1% | History |
| HYFMHydrofarm Holdings Group, Inc. | COM | 159,465 | $9.43M | <0.1% | History |
| Jaws Spitfire Acquisition CoG50740102 | SHS CL A | 866,847 | $8.68M | <0.1% | – |
| PCGPG&E Corp | Stock | 840,060 | $8.54M | <0.1% | History |
| Maquia Capital Acquisition C56564V200 | UNIT 99/99/9999 | 790,000 | $8.00M | <0.1% | – |
| TSPHTuSimple Holdings Inc. | CL A | 111,793 | $7.96M | <0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 113,573 | $7.92M | <0.1% | – |
| CSGPCostar Group, Inc. | COM | 93,182 | $7.72M | <0.1% | History |
| Nuance Communications, Inc.67020YAG5 | DEBT 1.500%11/0 | – | $7.36M | <0.1% | – |
| New Beginnings Acquisition C64222H100 | COM | 729,540 | $7.29M | <0.1% | – |
| CM Life Sciences II Inc125842203 | UNIT 02/25/2028 | 532,362 | $7.16M | <0.1% | – |
| Pine Technology Acquisitn Co722850203 | UNIT 03/31/2028 | 705,556 | $7.03M | <0.1% | – |
| Orion Acquisition Corp68626A207 | UNIT 02/19/2026 | 673,666 | $6.68M | <0.1% | – |
| Ross Acquisition Corp IIG7641C122 | UNIT 99/99/9999 | 669,540 | $6.67M | <0.1% | – |
| Ajax IG0190X100 | COM | 665,000 | $6.62M | <0.1% | – |
| Shelter Acquisition Corp I822821203 | UNIT 02/25/2026 | 650,000 | $6.49M | <0.1% | – |
| Qell Acquisition CorpG7307X105 | CL A | 639,644 | $6.36M | <0.1% | – |
| MFCManulife Financial Corp | COM | 313,540 | $6.17M | <0.1% | History |
| Sustainable Opportnts Acq CoG8598Y109 | ORD SHS A | 615,944 | $6.13M | <0.1% | – |
| Digital Transformatn Opt Cor25401K206 | UNIT 03/31/2028 | 609,850 | $6.04M | <0.1% | – |
| Corazon Capital V838 MonocerG24237110 | UNIT 03/24/2026 | 598,791 | $5.99M | <0.1% | – |
| Build Acquisition Corp12008J204 | UNIT 99/99/9999 | 598,791 | $5.96M | <0.1% | – |
| Slam Corp.G8210L113 | UNIT 99/99/9999 | 583,899 | $5.83M | <0.1% | – |
| Gores Guggenheim, Inc.38286Q206 | UNIT 03/25/2028 | 581,659 | $5.82M | <0.1% | – |
| Nuance Communications, Inc.67020YAK6 | DBCV 1.000%12/1 | – | $5.61M | <0.1% | – |
| LGL Sys Acquisition Corp50201G106 | COM CL A | 552,533 | $5.52M | <0.1% | – |
| Forum Merger IV Corp349875203 | UNIT 03/15/2028 | 547,262 | $5.47M | <0.1% | – |
| Rapid7, Inc.753422AD6 | NOTE 2.250% 5/0 | – | $5.39M | <0.1% | – |