D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 3,597
- +90 vs. Q2 2021
- Portfolio value
- $78.3B
- −$8.57B (−9.9%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| PSAGProperty Solutions Acquisition Corp. II | COM CL A | 241,619 | $2.34M | <0.1% | +116,619+93.3% | Added | History |
| IRBTiRobot Corp | COM | 30,054 | $2.36M | <0.1% | +7,211+31.6% | Added | History |
| BWBabcock & Wilcox Enterprises, Inc. | COM | 368,341 | $2.36M | <0.1% | +296,315+411.4% | Added | History |
| MKLMarkel Group Inc. | COM | 1,980 | $2.37M | <0.1% | −2,153−52.1% | Reduced | History |
| GNACGroup Nine Acquisition Corp. | COM CL A | 243,035 | $2.37M | <0.1% | +16,294+7.2% | Added | History |
| IRMIron Mountain Inc | COM | 54,566 | $2.37M | <0.1% | +54,566 | New | History |
| PRTAProthena Corp Public Ltd Co | SHS | 33,321 | $2.37M | <0.1% | +13,026+64.2% | Added | History |
| AMWLAmerican Well Corp | CL A | 260,838 | $2.38M | <0.1% | +59,783+29.7% | Added | History |
| ALKSAlkermes plc. | SHS | 77,094 | $2.38M | <0.1% | −99,443−56.3% | Reduced | History |
| PGTIPGT Innovations, Inc. | COM | 124,519 | $2.38M | <0.1% | +19,346+18.4% | Added | History |
| AMPSAltus Power, Inc. | COM CL A | 239,715 | $2.38M | <0.1% | +6,366+2.7% | Added | History |
| VLYValley National Bancorp | COM | 178,894 | $2.38M | <0.1% | +178,894 | New | History |
| VPGVishay Precision Group, Inc. | COM | 69,206 | $2.41M | <0.1% | −15,030−17.8% | Reduced | History |
| IACCION Acquisition Corp 3 Ltd. | SHS CL A | 246,265 | $2.41M | <0.1% | +32,629+15.3% | Added | History |
| WTIW&T Offshore Inc | COM | 647,772 | $2.41M | <0.1% | +413,686+176.7% | Added | History |
| JOYYJOYY Inc. | ADS REPSTG COM A | 43,960 | $2.41M | <0.1% | +12,720+40.7% | Added | History |
| Oyster Enterprises Acq Corp69242M104 | COM CL A | 247,514 | $2.41M | <0.1% | +89,453+56.6% | Added | – |
| Highland Transcend PartnersG44690108 | COM CL A | 243,286 | $2.41M | <0.1% | +13,626+5.9% | Added | – |
| STEPStepStone Group Inc. | COM CL A | 56,860 | $2.42M | <0.1% | +35,437+165.4% | Added | History |
| SONYSony Group Corp | SPONSORED ADR | 21,961 | $2.43M | <0.1% | −135,659−86.1% | Reduced | History |
| TRMKTrustmark Corp | COM | 75,367 | $2.43M | <0.1% | +42,871+131.9% | Added | History |
| RBBNRibbon Communications Inc. | COM | 406,918 | $2.43M | <0.1% | +9,897+2.5% | Added | History |
| Pacifico Acquisition Corp.69512X202 | UNIT 09/13/2026 | 240,000 | $2.44M | <0.1% | +240,000 | New | – |
| LJPCLa Jolla Pharmaceutical Co | COM PAR $.0001 2 | 610,654 | $2.44M | <0.1% | −36,874−5.7% | Reduced | History |
| WPCAWarburg Pincus Capital Corp I-A | SHS CL A | 248,133 | $2.44M | <0.1% | +164,800+197.8% | Added | History |
| AVIDAvid Technology, Inc. | COM | 84,344 | $2.44M | <0.1% | +69,163+455.6% | Added | History |
| DPCM Cap Inc23344P101 | COM CL A | 250,335 | $2.45M | <0.1% | +250,335 | New | – |
| Graf Acquisition Corp IV384272100 | COM | 252,656 | $2.45M | <0.1% | +252,656 | New | – |
| OVIDOvid Therapeutics Inc. | COM | 728,930 | $2.45M | <0.1% | −16,985−2.3% | Reduced | History |
| LDH Growth Corp IG54094100 | CLASS A ORD SHS | 250,500 | $2.45M | <0.1% | +217,167+651.5% | Added | – |
| DORMDorman Products, Inc. | COM | 26,024 | $2.46M | <0.1% | +10,437+67.0% | Added | History |
| LNNLindsay Corp | COM | 16,229 | $2.46M | <0.1% | −67−0.4% | Reduced | History |
| CLHClean Harbors Inc | COM | 23,809 | $2.47M | <0.1% | +23,809 | New | History |
| MSPRMSP Recovery, Inc. | COM CL A | 249,814 | $2.48M | <0.1% | −48,219−16.2% | Reduced | History |
| APLSApellis Pharmaceuticals, Inc. | COM | 75,522 | $2.49M | <0.1% | −169,507−69.2% | Reduced | History |
| ABEVAmbev S.A. | SPONSORED ADR | 903,664 | $2.49M | <0.1% | −2,016,627−69.1% | Reduced | History |
| OBIOOrchestra BioMed Holdings, Inc. | ORD SHS | 252,518 | $2.50M | <0.1% | +222,717+747.3% | Added | History |
| Supernova Partn Acq Co III LG8T90F102 | SHS CL A | 257,300 | $2.50M | <0.1% | +173,967+208.8% | Added | – |
| ANGOAngiodynamics Inc | COM | 96,397 | $2.50M | <0.1% | −24,324−20.1% | Reduced | History |
| SPRYARS Pharmaceuticals, Inc. | COM | 250,580 | $2.50M | <0.1% | +40,453+19.3% | Added | History |
| ANGIAngi Inc. | COM CL A NEW | 202,865 | $2.50M | <0.1% | −428,853−67.9% | Reduced | History |
| APLEApple Hospitality REIT, Inc. | REIT | 159,424 | $2.51M | <0.1% | −110,864−41.0% | Reduced | History |
| OPLNOPENLANE, Inc. | COM | 153,172 | $2.51M | <0.1% | −151,652−49.8% | Reduced | History |
| OIO-I Glass, Inc. | COM | 176,098 | $2.51M | <0.1% | −42,470−19.4% | Reduced | History |
| TISITeam Inc | COM | 835,027 | $2.51M | <0.1% | +464,629+125.4% | Added | History |
| G3 VRM Acquisition Corp.362425100 | CLASS A COM | 252,026 | $2.52M | <0.1% | +252,026 | New | – |
| EPIXESSA Pharma Inc. | COM NEW | 315,731 | $2.53M | <0.1% | +315,731 | New | History |
| RGNXREGENXBIO Inc. | COM | 60,303 | $2.53M | <0.1% | −201,467−77.0% | Reduced | History |
| KURAKura Oncology, Inc. | COM | 135,005 | $2.53M | <0.1% | −164,005−54.8% | Reduced | History |
| IXOrix Corp | SPONSORED ADR | 26,783 | $2.53M | <0.1% | −9,200−25.6% | Reduced | History |
| RYANRyan Specialty Holdings, Inc. | CL A | 74,759 | $2.53M | <0.1% | +74,759 | New | History |
| Jaws Hurricane Acquisitn Cor47201B202 | UNIT 06/08/2026 | 254,635 | $2.54M | <0.1% | −145,365−36.3% | Reduced | – |
| KURIAlkuri Global Acquisition Corp. | COM CL A | 255,519 | $2.55M | <0.1% | 00.0% | Unchanged | History |
| NFGNational Fuel Gas Co | Stock | 48,561 | $2.55M | <0.1% | +48,561 | New | History |
| Science Strategic Acq Alpha808641104 | COM CL A | 262,601 | $2.55M | <0.1% | +80,971+44.6% | Added | – |
| Sapiens Intl Corp N VG7T16G103 | SHS | 88,675 | $2.55M | <0.1% | −14,147−13.8% | Reduced | – |
| KOPNKopin Corp | COM | 498,400 | $2.56M | <0.1% | +190,242+61.7% | Added | History |
| LPLLG Display Co., Ltd. | SPONS ADR REP | 321,793 | $2.56M | <0.1% | +321,793 | New | History |
| Fortistar Sustainable Sol Co34962M106 | COM CL A | 261,782 | $2.56M | <0.1% | +261,782 | New | – |
| SSPE.W. Scripps Co | CL A NEW | 141,702 | $2.56M | <0.1% | +54,203+61.9% | Added | History |
| ATSGAir Transport Services Group, Inc. | COM | 99,207 | $2.56M | <0.1% | −13,111−11.7% | Reduced | History |
| OGIOrganigram Global Inc. | COM | 1,112,700 | $2.56M | <0.1% | +746,600+203.9% | Added | History |
| PGCPeapack Gladstone Financial Corp | COM | 76,841 | $2.56M | <0.1% | −5,964−7.2% | Reduced | History |
| NUSNu Skin Enterprises, Inc. | CL A | 63,388 | $2.56M | <0.1% | +63,388 | New | History |
| PLYAPlaya Hotels & Resorts N.V. | SHS | 309,835 | $2.57M | <0.1% | −38,344−11.0% | Reduced | History |
| Lerer Hippeau Acquisition Corp.526749106 | CL A | 262,710 | $2.57M | <0.1% | +12,710+5.1% | Added | – |
| Montes Archimedes Acquisitio612657106 | COM CL A | 275,802 | $2.58M | <0.1% | 00.0% | Unchanged | – |
| Simon Property Grp Acq Holdi82880R103 | COM CL A | 264,765 | $2.58M | <0.1% | +139,956+112.1% | Added | – |
| WMSAdvanced Drainage Systems, Inc. | COM | 23,935 | $2.59M | <0.1% | −63,149−72.5% | Reduced | History |
| LMF Acquisition Opportunit I502015100 | CL A COM | 259,419 | $2.60M | <0.1% | +259,419 | New | – |
| DAYDayforce, Inc. | COM | 23,147 | $2.61M | <0.1% | −79,630−77.5% | Reduced | History |
| Neenah Inc640079109 | COM | 55,942 | $2.61M | <0.1% | −28,808−34.0% | Reduced | – |
| MCAFMountain Crest Acquisition Corp. IV | COM | 267,901 | $2.61M | <0.1% | +267,901 | New | History |
| Roman DBDR Tech Acquisition77584N101 | COM CL A | 258,209 | $2.61M | <0.1% | −35,885−12.2% | Reduced | – |
| WSOWatsco Inc | COM | 9,883 | $2.62M | <0.1% | −9,032−47.8% | Reduced | History |
| ARWRArrowhead Pharmaceuticals, Inc. | COM | 41,906 | $2.62M | <0.1% | −18,506−30.6% | Reduced | History |
| WOWWideOpenWest, Inc. | COM | 133,283 | $2.62M | <0.1% | −78,197−37.0% | Reduced | History |
| Sandstorm Gold Ltd Com New80013R206 | Stock | 455,611 | $2.62M | <0.1% | +121,805+36.5% | Added | – |
| STMSTMicroelectronics N.V. | NY REGISTRY | 60,103 | $2.62M | <0.1% | −65,996−52.3% | Reduced | History |
| FFFutureFuel Corp. | COM | 369,015 | $2.63M | <0.1% | +124,046+50.6% | Added | History |
| Dominion Energy, Inc25746U133 | UNIT 99/99/9999 | 27,057 | $2.63M | <0.1% | 00.0% | Unchanged | – |
| CAGConagra Brands Inc. | Stock | 77,837 | $2.64M | <0.1% | +77,837 | New | History |
| HXLHexcel Corp | COM | 44,407 | $2.64M | <0.1% | −29,837−40.2% | Reduced | History |
| INFYInfosys Ltd | SPONSORED ADR | 118,608 | $2.64M | <0.1% | −742,163−86.2% | Reduced | History |
| HSYHershey Co | COM | 15,627 | $2.65M | <0.1% | −5,519−26.1% | Reduced | History |
| WGOWinnebago Industries Inc | COM | 36,512 | $2.65M | <0.1% | +36,512 | New | History |
| KTOSKratos Defense & Security Solutions, Inc. | COM NEW | 118,650 | $2.65M | <0.1% | −8,133−6.4% | Reduced | History |
| APEIAmerican Public Education Inc | Stock | 103,874 | $2.66M | <0.1% | −9,289−8.2% | Reduced | History |
| SIENProject Sage Oldco, Inc. | COM | 464,660 | $2.66M | <0.1% | +50,549+12.2% | Added | History |
| KRGKite Realty Group Trust | COM NEW | 130,977 | $2.67M | <0.1% | −9,814−7.0% | Reduced | History |
| BLKBBlackbaud Inc | COM | 37,919 | $2.67M | <0.1% | −22,168−36.9% | Reduced | History |
| AVNTAvient Corp | COM | 57,591 | $2.67M | <0.1% | −26,603−31.6% | Reduced | History |
| WIXWix.com Ltd. | SHS | 13,624 | $2.67M | <0.1% | −35,822−72.4% | Reduced | History |
| HUBGHub Group, Inc. | CL A | 38,844 | $2.67M | <0.1% | −75,368−66.0% | Reduced | History |
| SBEASBEA Merger Sub LLC | COM CL A | 273,131 | $2.67M | <0.1% | +198,131+264.2% | Added | History |
| APPHAppHarvest, Inc. | COM | 410,000 | $2.67M | <0.1% | −350,000−46.1% | Reduced | History |
| ADNTAdient plc | Stock | 64,519 | $2.67M | <0.1% | +42,610+194.5% | Added | History |
| CSIICardiovascular Systems Inc | COM | 81,518 | $2.68M | <0.1% | +43,939+116.9% | Added | History |
| INVXInnovex International, Inc. | COM | 106,308 | $2.68M | <0.1% | +71,420+204.7% | Added | History |
| MACAMoringa Acquisition Corp | CL A SHS | 276,075 | $2.68M | <0.1% | +130,515+89.7% | Added | History |
Options (847)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 847 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $1.03B | $436.1M |
| AMZNAmazon Com Inc | Stock | $1.01B | $384.4M |
| MELIMercadolibre Inc | COM | $571.8M | $456.6M |
| XYZBlock, Inc. | CL A | $536.3M | $208.5M |
| CMGChipotle Mexican Grill Inc | COM | $245.0M | $277.4M |
| BABAAlibaba Group Holding Ltd | ADR | $282.2M | $207.6M |
| AAPLApple Inc. | Stock | $362.9M | $106.1M |
| SHOPShopify Inc. | Stock | $344.2M | $121.3M |
| CCitigroup Inc | Stock | $285.8M | $110.0M |
| SNAPSnap Inc | Stock | $195.4M | $191.5M |
| NFLXNetflix Inc | Stock | $171.3M | $203.9M |
| MRNAModerna, Inc. | Stock | $271.6M | $100.8M |
| BKNGBooking Holdings Inc. | Stock | $59.3M | $291.0M |
| WFCWells Fargo & Company | Stock | $189.4M | $119.3M |
| JPMJPMorgan Chase & Co | Stock | $101.7M | $205.7M |
| BABoeing Co | Stock | $215.8M | $91.5M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $226.8M | $76.9M |
| SESea Ltd | SPONSORD ADS | $194.3M | $108.4M |
| BACBank of America Corp | Stock | $111.2M | $176.1M |
| INTCIntel Corp | Stock | $148.1M | $138.8M |
| MUMicron Technology Inc | Stock | $217.3M | $52.6M |
| XOMExxonMobil Holdings Corp | COM | $161.6M | $105.2M |
| MSFTMicrosoft Corp | Stock | $59.3M | $203.3M |
| ZMZoom Communications, Inc. | Stock | $206.3M | $51.7M |
| GOOGAlphabet Inc. | Stock | $56.2M | $199.6M |
| NVDANVIDIA Corp | Stock | $182.5M | $72.0M |
| GSGoldman Sachs Group Inc | Stock | $169.3M | $78.4M |
| BIDUBaidu, Inc. | ADR | $222.2M | $23.1M |
| TAT&T Inc. | Stock | $148.2M | $95.7M |
| PYPLPayPal Holdings, Inc. | Stock | $138.0M | $100.0M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $208.6M | $16.6M |
| TWTRTwitter, Inc. | COM | $135.8M | $84.2M |
| GOOGLAlphabet Inc. | Stock | $57.2M | $162.6M |
| CRMSalesforce, Inc. | Stock | $87.1M | $124.9M |
| ROKURoku, Inc | COM CL A | $188.1M | $21.7M |
| GMGeneral Motors Co | COM | $137.0M | $72.7M |
| MSMorgan Stanley | Stock | $168.6M | $38.0M |
| NIONIO Inc. | ADR | $118.7M | $84.7M |
| UBERUber Technologies, Inc | Stock | $173.9M | $28.0M |
| CHTRCharter Communications, Inc. | CL A | $44.8M | $154.2M |
| DISWalt Disney Co | Stock | $165.2M | $33.6M |
| Paramount Global92556H206 | CL B | $135.6M | $62.2M |
| WWayfair Inc. | CL A | $57.1M | $125.8M |
| DOCUDocuSign, Inc. | Stock | $104.5M | $72.6M |
| HUBSHubSpot Inc | COM | $105.5M | $71.0M |
| TDOCTeladoc Health, Inc. | COM | $148.6M | $25.7M |
| DXCMDexcom Inc | COM | $81.5M | $90.3M |
| NOWServiceNow, Inc. | Stock | $85.8M | $84.7M |
| PANWPalo Alto Networks Inc | Stock | $85.3M | $79.0M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $115.2M | $48.7M |
| ZSZscaler, Inc. | Stock | $83.1M | $80.3M |
| BRK.BBerkshire Hathaway Inc | Stock | $14.6M | $146.7M |
| MDBMongoDB, Inc. | CL A | $84.5M | $76.5M |
| UPSUnited Parcel Service Inc | Stock | $77.2M | $83.2M |
| VVisa Inc. | Stock | $54.7M | $105.2M |
| BYNDBeyond Meat, Inc. | COM | $82.9M | $75.7M |
| TTDTrade Desk, Inc. | Stock | $74.6M | $83.5M |
| ADBEAdobe Inc. | Stock | $48.4M | $102.9M |
| RHRH | COM | $83.0M | $68.0M |
| QCOMQualcomm Inc | Stock | $89.9M | $60.5M |
| COUPCoupa Software Inc | COM | $81.0M | $66.2M |
| PLTRPalantir Technologies Inc. | Stock | $77.7M | $68.0M |
| DDOGDatadog, Inc. | CL A COM | $50.1M | $93.4M |
| UALUnited Airlines Holdings, Inc. | COM | $93.2M | $49.8M |
| HDHome Depot, Inc. | Stock | $66.9M | $76.0M |
| AMDAdvanced Micro Devices Inc | Stock | $140.6M | – |
| SPLKSplunk Inc | COM | $80.7M | $59.4M |
| AALAmerican Airlines Group Inc. | Stock | $67.9M | $67.3M |
| VZVerizon Communications Inc | Stock | $79.7M | $55.2M |
| PFEPfizer Inc | Stock | $93.6M | $38.4M |
| SPOTSpotify Technology S.A. | Stock | $108.8M | $19.2M |
| ASMLASML Holding NV | ADR | $103.9M | $23.2M |
| PINSPinterest, Inc. | CL A | $114.0M | $11.2M |
| CVXChevron Corp | Stock | $83.3M | $41.1M |
| DALDelta Air Lines, Inc. | COM NEW | $92.0M | $30.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $61.6M | $60.6M |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | $71.8M | $48.4M |
| FFord Motor Co | Stock | $98.3M | $21.4M |
| AZOAutoZone Inc | COM | $4.08M | $113.1M |
| NETCloudflare, Inc. | CL A COM | $61.5M | $55.2M |
| KOCoca Cola Co | Stock | $64.3M | $51.8M |
| CVSCVS Health Corp | Stock | $73.9M | $40.9M |
| PGProcter & Gamble Co | Stock | $36.7M | $77.2M |
| FDXFedEx Corp | Stock | $79.8M | $33.2M |
| PTONPeloton Interactive, Inc. | CL A COM | $69.0M | $41.8M |
| TWLOTwilio Inc | CL A | $81.3M | $28.8M |
| IBMInternational Business Machines Corp | Stock | $82.2M | $27.0M |
| WMTWalmart Inc. | Stock | $51.0M | $57.6M |
| CVNACarvana Co. | CL A | $55.6M | $52.6M |
| ZZillow Group, Inc. | CL C CAP STK | $59.9M | $48.1M |
| SNOWSnowflake Inc. | Stock | $80.6M | $24.2M |
| COSTCostco Wholesale Corp | Stock | $50.5M | $52.1M |
| DKNGDraftKings Inc. | COM CL A | $65.9M | $34.4M |
| ABBVAbbVie Inc. | Stock | $69.5M | $30.4M |
| CSCOCisco Systems, Inc. | Stock | $19.6M | $77.0M |
| ABNBAirbnb, Inc. | Stock | $59.6M | $33.5M |
| UPSTUpstart Holdings, Inc. | COM | $61.7M | $30.9M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $65.8M | $26.1M |
| AAAlcoa Corp | Stock | $63.6M | $27.8M |
| UUnity Software Inc. | COM | $49.7M | $40.4M |
Sold out since Q2 2021 (601)
Positions held at the end of Q2 2021 that are gone from this filing.
The largest 100 of 601 by value last quarter.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $244.5M | 0.3% | – |
| SYNAPTICS Inc87157DAD1 | NOTE 0.500% 6/1 | – | $233.5M | 0.3% | – |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 1,241,928 | $228.2M | 0.3% | History |
| RH74967XAA1 | NOTE 6/1 | – | $216.6M | 0.2% | – |
| Slack Technologies, Inc.83088VAB8 | NOTE 0.500% 4/1 | – | $143.7M | 0.2% | – |
| WORKSlack Technologies, Inc. | COM CL A | 2,967,628 | $131.5M | 0.2% | History |
| Proofpoint Inc743424AF0 | NOTE 0.250% 8/1 | – | $124.2M | 0.1% | – |
| Snap Inc83304AAD8 | NOTE 0.250% 5/0 | – | $108.9M | 0.1% | – |
| PFPTProofpoint Inc | COM | 591,401 | $102.8M | 0.1% | History |
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $99.9M | 0.1% | – |
| MXIMMaxim Integrated Products Inc | COM | 907,590 | $95.6M | 0.1% | History |
| HubSpot Inc443573AB6 | NOTE 0.250% 6/0 | – | $87.9M | 0.1% | – |
| SPCEVirgin Galactic Holdings, Inc | COM | 1,849,261 | $85.1M | 0.1% | History |
| CBChubb Ltd | Stock | 478,774 | $76.1M | 0.1% | History |
| Nutanix, Inc.67059NAB4 | NOTE 1/1 | – | $75.6M | 0.1% | – |
| Zillow Group, Inc.98954MAC5 | NOTE 1.500% 7/0 | – | $75.6M | 0.1% | – |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $69.4M | 0.1% | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | – | $68.9M | 0.1% | – |
| International FLAVORS&FRAGRA459506309 | UNIT 09/15/2021 | 1,339,700 | $67.9M | 0.1% | – |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 1,524,931 | $59.2M | 0.1% | – |
| Cantel Med Corp138098AB4 | NOTE 3.250% 5/1 | – | $57.6M | 0.1% | – |
| Trip.com Group LtdG9066FAA9 | DEBT 1.500% 7/0 | – | $57.0M | 0.1% | – |
| Algonquin PWR Utils Corp015857873 | UNIT 99/99/9999 | 1,150,000 | $56.9M | 0.1% | – |
| PRAHPRA Health Sciences, Inc. | COM | 338,754 | $56.0M | 0.1% | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 1,546,500 | $52.5M | 0.1% | – |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 1,180,526 | $46.4M | 0.1% | History |
| Jazz Investments I Ltd472145AB7 | NOTE 1.875% 8/1 | – | $44.8M | 0.1% | – |
| QTSQTS Realty Trust, Inc. | COM CL A | 570,934 | $44.1M | 0.1% | History |
| Viavi Solutions Inc.925550AE5 | NOTE 1.750% 6/0 | – | $41.5M | <0.1% | – |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 1,228,879 | $40.9M | <0.1% | History |
| Northern Genesis Acquisition Corp.536221104 | NORTHERN GENESIS ACQUISITION CORP. | 2,000,000 | $38.9M | <0.1% | – |
| APHAmphenol Corp | CL A | 562,882 | $38.5M | <0.1% | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 661,300 | $35.6M | <0.1% | – |
| HOMEAt Home Group Inc. | COM | 930,856 | $34.3M | <0.1% | History |
| CNKCinemark Holdings, Inc. | COM | 1,366,226 | $30.0M | <0.1% | History |
| Luminex Corp55027EAA0 | NOTE 3.000% 5/1 | – | $26.7M | <0.1% | – |
| PFGCPerformance Food Group Co | COM | 544,708 | $26.4M | <0.1% | History |
| EIXEdison International | Stock | 451,339 | $26.1M | <0.1% | History |
| DIDIYDiDi Global Inc. | SPONSORED ADS | 1,500,000 | $21.2M | <0.1% | History |
| WENWendy's Co | Stock | 902,508 | $21.1M | <0.1% | History |
| J2 Global Inc48123VAC6 | NOTE 3.250% 6/1 | – | $20.1M | <0.1% | – |
| Shaw Communications Inc82028K200 | CL B CONV | 664,615 | $19.3M | <0.1% | – |
| NINisource Inc. | COM | 763,666 | $18.7M | <0.1% | History |
| CM Life Sciences Inc18978W109 | COM CL A | 1,201,562 | $16.8M | <0.1% | – |
| COINCoinbase Global, Inc. | COM CL A | 64,764 | $16.4M | <0.1% | History |
| Soaring Eagle Acquisition CoG8354H126 | CL A SHS | 1,588,872 | $15.8M | <0.1% | – |
| Allscripts Healthcare Solutn01988PAF5 | NOTE 0.875% 1/0 | – | $15.8M | <0.1% | – |
| Elliott Opportunity II Corp.G30092129 | UNIT 99/99/9999 | 1,500,000 | $15.0M | <0.1% | – |
| Landcadia Holdings IV, Inc.51477A203 | UNIT 05/01/2025 | 1,500,000 | $14.9M | <0.1% | – |
| AMRSAmyris, Inc. | COM NEW | 859,425 | $14.1M | <0.1% | History |
| Logistics Innovtn Technlgs C54141L209 | UNIT 06/10/2026 | 1,400,000 | $13.9M | <0.1% | – |
| CM Life Sciences III Inc125841205 | UNIT 04/30/2028 | 1,250,000 | $13.7M | <0.1% | – |
| PBFPBF Energy Inc. | CL A | 894,549 | $13.7M | <0.1% | History |
| ADMArcher-Daniels-Midland Co | Stock | 225,795 | $13.7M | <0.1% | History |
| Post Holdings Partnering Cor737465203 | UNIT 99/99/9999 | 1,310,000 | $13.6M | <0.1% | – |
| Austerlitz Acquisition CorpG0633U119 | UNIT 99/99/9999 | 1,333,334 | $13.4M | <0.1% | – |
| Churchill Capital Corp VI17143W200 | UNIT 99/99/9999 | 1,262,413 | $12.8M | <0.1% | – |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 128,280 | $12.4M | <0.1% | – |
| Winnebago Inds Inc974637AB6 | NOTE 1.500% 4/0 | – | $12.2M | <0.1% | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 107,226 | $12.1M | <0.1% | – |
| Livent Corp.53814LAB4 | NOTE 4.125% 7/1 | – | $11.6M | <0.1% | – |
| PATHUiPath, Inc. | Stock | 167,383 | $11.4M | <0.1% | History |
| Holicity Inc435063102 | COM CL A | 1,000,000 | $11.3M | <0.1% | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 102,996 | $11.3M | <0.1% | – |
| RBARB Global Inc. | COM | 188,911 | $11.2M | <0.1% | History |
| Aries I Acquisition CorpG0542N115 | UNIT 03/18/2026 | 1,067,000 | $10.7M | <0.1% | – |
| SRESempra | Stock | 80,927 | $10.7M | <0.1% | History |
| Churchill Capital Corp VII17144M201 | UNIT 99/99/9999 | 1,053,009 | $10.5M | <0.1% | – |
| Alteryx, Inc.02156BAF0 | NOTE 1.000% 8/0 | – | $10.4M | <0.1% | – |
| GIGINTERNATIONAL1 Inc37518W205 | UNIT 05/19/2026 | 990,000 | $10.0M | <0.1% | – |
| Disruptive Acquisition CorpG2770Y110 | UNIT 03/06/2026 | 1,000,000 | $9.97M | <0.1% | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | – | $9.90M | <0.1% | – |
| WRIWeingarten Realty Investors | SH BEN INT | 297,470 | $9.54M | <0.1% | History |
| HYFMHydrofarm Holdings Group, Inc. | COM | 159,465 | $9.43M | <0.1% | History |
| Jaws Spitfire Acquisition CoG50740102 | SHS CL A | 866,847 | $8.68M | <0.1% | – |
| PCGPG&E Corp | Stock | 840,060 | $8.54M | <0.1% | History |
| Maquia Capital Acquisition C56564V200 | UNIT 99/99/9999 | 790,000 | $8.00M | <0.1% | – |
| TSPHTuSimple Holdings Inc. | CL A | 111,793 | $7.96M | <0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 113,573 | $7.92M | <0.1% | – |
| CSGPCostar Group, Inc. | COM | 93,182 | $7.72M | <0.1% | History |
| Nuance Communications, Inc.67020YAG5 | DEBT 1.500%11/0 | – | $7.36M | <0.1% | – |
| New Beginnings Acquisition C64222H100 | COM | 729,540 | $7.29M | <0.1% | – |
| CM Life Sciences II Inc125842203 | UNIT 02/25/2028 | 532,362 | $7.16M | <0.1% | – |
| Pine Technology Acquisitn Co722850203 | UNIT 03/31/2028 | 705,556 | $7.03M | <0.1% | – |
| Orion Acquisition Corp68626A207 | UNIT 02/19/2026 | 673,666 | $6.68M | <0.1% | – |
| Ross Acquisition Corp IIG7641C122 | UNIT 99/99/9999 | 669,540 | $6.67M | <0.1% | – |
| Ajax IG0190X100 | COM | 665,000 | $6.62M | <0.1% | – |
| Shelter Acquisition Corp I822821203 | UNIT 02/25/2026 | 650,000 | $6.49M | <0.1% | – |
| Qell Acquisition CorpG7307X105 | CL A | 639,644 | $6.36M | <0.1% | – |
| MFCManulife Financial Corp | COM | 313,540 | $6.17M | <0.1% | History |
| Sustainable Opportnts Acq CoG8598Y109 | ORD SHS A | 615,944 | $6.13M | <0.1% | – |
| Digital Transformatn Opt Cor25401K206 | UNIT 03/31/2028 | 609,850 | $6.04M | <0.1% | – |
| Corazon Capital V838 MonocerG24237110 | UNIT 03/24/2026 | 598,791 | $5.99M | <0.1% | – |
| Build Acquisition Corp12008J204 | UNIT 99/99/9999 | 598,791 | $5.96M | <0.1% | – |
| Slam Corp.G8210L113 | UNIT 99/99/9999 | 583,899 | $5.83M | <0.1% | – |
| Gores Guggenheim, Inc.38286Q206 | UNIT 03/25/2028 | 581,659 | $5.82M | <0.1% | – |
| Nuance Communications, Inc.67020YAK6 | DBCV 1.000%12/1 | – | $5.61M | <0.1% | – |
| LGL Sys Acquisition Corp50201G106 | COM CL A | 552,533 | $5.52M | <0.1% | – |
| Forum Merger IV Corp349875203 | UNIT 03/15/2028 | 547,262 | $5.47M | <0.1% | – |
| Rapid7, Inc.753422AD6 | NOTE 2.250% 5/0 | – | $5.39M | <0.1% | – |