D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 3,597
- +90 vs. Q2 2021
- Portfolio value
- $78.3B
- −$8.57B (−9.9%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| INSGInseego Corp. | COM | 176,341 | $1.17M | <0.1% | −89,531−33.7% | Reduced | History |
| TriSalus Life Sciences, Inc.58507N105 | COM CL A | 118,300 | $1.18M | <0.1% | +118,300 | New | – |
| LMNDLemonade, Inc. | Stock | 17,561 | $1.18M | <0.1% | +17,561 | New | History |
| BBDCBarings BDC, Inc. | COM | 106,792 | $1.18M | <0.1% | −26,024−19.6% | Reduced | History |
| SEISolaris Energy Infrastructure, Inc. | COM CL A | 141,608 | $1.18M | <0.1% | +101,951+257.1% | Added | History |
| VMEOVimeo, Inc. | COMMON STOCK | 40,227 | $1.18M | <0.1% | +13,842+52.5% | Added | History |
| DLRDigital Realty Trust, Inc. | COM | 8,207 | $1.19M | <0.1% | +6,612+414.5% | Added | History |
| HCMHUTCHMED (China) Ltd | SPONSORED ADS | 32,364 | $1.19M | <0.1% | +25,202+351.9% | Added | History |
| ELIQElectriq Power Holdings, Inc. | COM CL A | 120,459 | $1.19M | <0.1% | 00.0% | Unchanged | History |
| HMCHonda Motor Co Ltd | ADR ECH CNV IN 3 | 38,842 | $1.19M | <0.1% | +9,150+30.8% | Added | History |
| RADNew Rite Aid, LLC | COM | 83,946 | $1.19M | <0.1% | +61,749+278.2% | Added | History |
| CSLCarlisle Companies Inc | COM | 5,999 | $1.19M | <0.1% | −6,376−51.5% | Reduced | History |
| ASBAssociated Banc-Corp | COM | 55,747 | $1.19M | <0.1% | +30,744+123.0% | Added | History |
| Bilander Acquisition Corp.09001T205 | UNIT 05/19/2026 | 119,603 | $1.19M | <0.1% | +119,603 | New | – |
| CDMOAvid Bioservices, Inc. | COM | 55,521 | $1.20M | <0.1% | +28,200+103.2% | Added | History |
| PSMTPricesmart Inc | COM | 15,455 | $1.20M | <0.1% | +12,546+431.3% | Added | History |
| Digiasia Corp.G85094103 | CLASS A ORD SHS | 120,416 | $1.20M | <0.1% | +120,416 | New | – |
| Globis Acquisition Corp.379582109 | COM | 120,034 | $1.21M | <0.1% | +11,271+10.4% | Added | – |
| BJRIBJs RESTAURANTS INC | COM | 28,979 | $1.21M | <0.1% | +15,929+122.1% | Added | History |
| ANSSAnsys Inc | COM | 3,562 | $1.21M | <0.1% | −253−6.6% | Reduced | History |
| TZP Strategies Acquistn CorpG91595101 | CL A SHS | 124,085 | $1.22M | <0.1% | +124,085 | New | – |
| PACWPacwest Bancorp | COM | 26,942 | $1.22M | <0.1% | −40,343−60.0% | Reduced | History |
| HRHealthcare Realty Trust Inc | COM | 41,056 | $1.22M | <0.1% | −132,632−76.4% | Reduced | History |
| SABRSabre Corp | COM | 103,885 | $1.23M | <0.1% | +103,885 | New | History |
| CUTRCutera Inc | COM | 26,385 | $1.23M | <0.1% | −51,395−66.1% | Reduced | History |
| HTGCHercules Capital, Inc. | COM | 74,109 | $1.23M | <0.1% | −140,644−65.5% | Reduced | History |
| PLOWDouglas Dynamics, Inc | COM | 33,973 | $1.23M | <0.1% | +17,886+111.2% | Added | History |
| RMCORoyalty Management Holding Corp | CLASS A COM | 124,765 | $1.23M | <0.1% | +124,765 | New | History |
| SJMJ M SMUCKER Co | Stock | 10,279 | $1.23M | <0.1% | −20,233−66.3% | Reduced | History |
| ARDXArdelyx, Inc. | COM | 935,163 | $1.23M | <0.1% | +633,466+210.0% | Added | History |
| DFPHStarling Oncology, Inc. | COM CL A | 124,360 | $1.23M | <0.1% | 00.0% | Unchanged | History |
| FCFSFirstCash Holdings, Inc. | COM | 14,102 | $1.23M | <0.1% | −4,365−23.6% | Reduced | History |
| SXCSunCoke Energy, Inc. | COM | 196,757 | $1.24M | <0.1% | +145,370+282.9% | Added | History |
| Pathfinder Acquisition CorpG04119106 | CL A | 125,000 | $1.24M | <0.1% | 00.0% | Unchanged | – |
| JELDJELD-WEN Holding, Inc. | COM | 49,496 | $1.24M | <0.1% | −81,846−62.3% | Reduced | History |
| NXENexGen Energy Ltd. | COM | 261,400 | $1.24M | <0.1% | +261,400 | New | History |
| AUAngloGold Ashanti PLC | SPONSORED ADR | 77,649 | $1.24M | <0.1% | −896,574−92.0% | Reduced | History |
| AEISAdvanced Energy Industries Inc | COM | 14,167 | $1.24M | <0.1% | +6,750+91.0% | Added | History |
| ZHZhihu Inc. | ADS | 134,825 | $1.24M | <0.1% | +134,825 | New | History |
| MGRCMcGrath Rentcorp | COM | 17,432 | $1.25M | <0.1% | +17,432 | New | History |
| EEFTEuronet Worldwide, Inc. | COM | 9,868 | $1.26M | <0.1% | −40,906−80.6% | Reduced | History |
| MSGSMadison Square Garden Sports Corp. | CL A | 6,758 | $1.26M | <0.1% | −2,245−24.9% | Reduced | History |
| WPRTWestport Fuel Systems Inc. | COM NEW | 384,003 | $1.26M | <0.1% | +157,394+69.5% | Added | History |
| FWONALiberty Media Corp | COM SER A FRMLA | 26,911 | $1.27M | <0.1% | −30,002−52.7% | Reduced | History |
| BHBiglari Holdings Inc. | COM STK CL B | 7,378 | $1.27M | <0.1% | −14−0.2% | Reduced | History |
| CBAYCymaBay Therapeutics, Inc. | COM | 348,698 | $1.27M | <0.1% | −248,029−41.6% | Reduced | History |
| Enovix Corp293594115 | *W EXP 11/30/202 | 145,901 | $1.27M | <0.1% | +145,901 | New | – |
| MLIMueller Industries Inc | COM | 31,106 | $1.28M | <0.1% | +23,377+302.5% | Added | History |
| PLRXPliant Therapeutics, Inc. | COM | 75,994 | $1.28M | <0.1% | −13,727−15.3% | Reduced | History |
| B Riley Principal 150 Merger05601V103 | COM CL A | 131,687 | $1.28M | <0.1% | +131,687 | New | – |
| Jack Creek Investment Corp.G4989X115 | CL A SHS | 131,815 | $1.28M | <0.1% | +131,815 | New | – |
| EVRIEveri Holdings Inc. | COM | 53,285 | $1.29M | <0.1% | +53,285 | New | History |
| HMTVHemisphere Media Group, Inc. | CL A | 105,758 | $1.29M | <0.1% | −6,231−5.6% | Reduced | History |
| PENPenumbra Inc | COM | 4,840 | $1.29M | <0.1% | +4,840 | New | History |
| TCBKTrico Bancshares | COM | 29,712 | $1.29M | <0.1% | +7,014+30.9% | Added | History |
| BALLBALL Corp | COM | 14,397 | $1.29M | <0.1% | −64,621−81.8% | Reduced | History |
| Supernova Partners AcquistnG8T86C105 | SHS CL A | 133,451 | $1.30M | <0.1% | +133,451 | New | – |
| Decarbonization Plus Acqu II242794105 | COM CL A | 132,217 | $1.31M | <0.1% | +49,717+60.3% | Added | – |
| GX Acquisition Corp II36260F105 | CLASS A COM | 136,050 | $1.31M | <0.1% | +136,050 | New | – |
| XNETXunlei Ltd | SPONSORED ADS | 462,188 | $1.32M | <0.1% | +34,153+8.0% | Added | History |
| CPLGCorePoint Lodging Inc. | COM | 85,497 | $1.32M | <0.1% | +16,237+23.4% | Added | History |
| Lakeshore Acquisition I Corp.G53521103 | ORDINARY SHARES | 134,991 | $1.33M | <0.1% | +134,991 | New | – |
| AMTIApplied Molecular Transport Inc. | COM | 51,447 | $1.33M | <0.1% | +51,447 | New | History |
| IVRInvesco Mortgage Capital Inc. | COM | 422,803 | $1.33M | <0.1% | −289,465−40.6% | Reduced | History |
| PETQPetIQ, Inc. | COM CL A | 53,401 | $1.33M | <0.1% | −69,654−56.6% | Reduced | History |
| IPARInterparfums Inc | COM | 17,853 | $1.33M | <0.1% | +5,245+41.6% | Added | History |
| SRDXSurmodics Inc | COM | 24,062 | $1.34M | <0.1% | −9,372−28.0% | Reduced | History |
| DSPViant Technology Inc. | COM CL A | 109,754 | $1.34M | <0.1% | +109,754 | New | History |
| AANAaron's Company, Inc. | COM | 48,698 | $1.34M | <0.1% | +37,125+320.8% | Added | History |
| IBTXIndependent Bank Group, Inc. | COM | 18,931 | $1.34M | <0.1% | +18,931 | New | History |
| NTLAIntellia Therapeutics, Inc. | COM | 10,032 | $1.35M | <0.1% | −104,960−91.3% | Reduced | History |
| FBNCFirst Bancorp | COM | 31,317 | $1.35M | <0.1% | −600−1.9% | Reduced | History |
| FTKFlotek Industries Inc | COM | 1,069,368 | $1.35M | <0.1% | −16,451−1.5% | Reduced | History |
| DOORMasonite International Corp | COM | 12,724 | $1.35M | <0.1% | +656+5.4% | Added | History |
| Proptech Investment Corp II743497109 | COM CL A | 137,711 | $1.35M | <0.1% | +26,914+24.3% | Added | – |
| WMWaste Management Inc | Stock | 9,061 | $1.35M | <0.1% | +998+12.4% | Added | History |
| Artisan Acquisition CorpG0509L102 | CLASS A ORD SHS | 136,355 | $1.35M | <0.1% | +136,355 | New | – |
| TTEKTetra Tech Inc | COM | 9,097 | $1.36M | <0.1% | −88,308−90.7% | Reduced | History |
| Revolution Healthcar Aq Corp76155Y108 | CLASS A COM | 139,631 | $1.36M | <0.1% | +84,324+152.5% | Added | – |
| CATOCato Corp | CL A | 82,526 | $1.36M | <0.1% | −31,034−27.3% | Reduced | History |
| PATKPatrick Industries Inc | COM | 16,421 | $1.37M | <0.1% | −28,712−63.6% | Reduced | History |
| Dynamics Special Purpose Cor268010105 | CLASS A COM | 137,621 | $1.37M | <0.1% | +137,621 | New | – |
| TTITetra Technologies Inc | COM | 441,715 | $1.38M | <0.1% | +284,008+180.1% | Added | History |
| NMRKNewmark Group, Inc. | CL A | 96,476 | $1.38M | <0.1% | −76,924−44.4% | Reduced | History |
| INFNInfinera Corp | COM | 165,963 | $1.38M | <0.1% | +165,963 | New | History |
| BMTCBryn Mawr Bank Corp | COM | 30,074 | $1.38M | <0.1% | −17,693−37.0% | Reduced | History |
| BNEDBarnes & Noble Education, Inc. | COM | 138,687 | $1.39M | <0.1% | +7,441+5.7% | Added | History |
| MCOMoodys Corp | Stock | 3,910 | $1.39M | <0.1% | +1,288+49.1% | Added | History |
| PAHCPhibro Animal Health Corp | CL A COM | 64,498 | $1.39M | <0.1% | +9,542+17.4% | Added | History |
| EPRTEssential Properties Realty Trust, Inc. | COM | 49,864 | $1.39M | <0.1% | +38,137+325.2% | Added | History |
| Abri Spac I Inc00085X105 | COMMON STOCK | 141,506 | $1.39M | <0.1% | +141,506 | New | – |
| WWWWolverine World Wide Inc | COM | 46,744 | $1.40M | <0.1% | −107,456−69.7% | Reduced | History |
| Gores Technology Partners IN382870103 | CLASS A COM | 142,100 | $1.40M | <0.1% | +100,434+241.0% | Added | – |
| HWCHancock Whitney Corp | COM | 29,695 | $1.40M | <0.1% | +16,565+126.2% | Added | History |
| Growth Cap Acquisition Corp39986V107 | CL A | 141,882 | $1.40M | <0.1% | +141,882 | New | – |
| TCRTAlaunos Therapeutics, Inc. | COM | 770,197 | $1.40M | <0.1% | +80,582+11.7% | Added | History |
| ENVAEnova International, Inc. | COM | 40,790 | $1.41M | <0.1% | +4,712+13.1% | Added | History |
| HEESH&E Equipment Services, Inc. | COM | 40,672 | $1.41M | <0.1% | −19,850−32.8% | Reduced | History |
| WITWipro Ltd | SPON ADR 1 SH | 160,491 | $1.42M | <0.1% | −280,938−63.6% | Reduced | History |
| Thayer Ventures Acqu Corp88332T100 | COM CL A | 140,237 | $1.42M | <0.1% | 00.0% | Unchanged | – |
Options (847)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 847 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $1.03B | $436.1M |
| AMZNAmazon Com Inc | Stock | $1.01B | $384.4M |
| MELIMercadolibre Inc | COM | $571.8M | $456.6M |
| XYZBlock, Inc. | CL A | $536.3M | $208.5M |
| CMGChipotle Mexican Grill Inc | COM | $245.0M | $277.4M |
| BABAAlibaba Group Holding Ltd | ADR | $282.2M | $207.6M |
| AAPLApple Inc. | Stock | $362.9M | $106.1M |
| SHOPShopify Inc. | Stock | $344.2M | $121.3M |
| CCitigroup Inc | Stock | $285.8M | $110.0M |
| SNAPSnap Inc | Stock | $195.4M | $191.5M |
| NFLXNetflix Inc | Stock | $171.3M | $203.9M |
| MRNAModerna, Inc. | Stock | $271.6M | $100.8M |
| BKNGBooking Holdings Inc. | Stock | $59.3M | $291.0M |
| WFCWells Fargo & Company | Stock | $189.4M | $119.3M |
| JPMJPMorgan Chase & Co | Stock | $101.7M | $205.7M |
| BABoeing Co | Stock | $215.8M | $91.5M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $226.8M | $76.9M |
| SESea Ltd | SPONSORD ADS | $194.3M | $108.4M |
| BACBank of America Corp | Stock | $111.2M | $176.1M |
| INTCIntel Corp | Stock | $148.1M | $138.8M |
| MUMicron Technology Inc | Stock | $217.3M | $52.6M |
| XOMExxonMobil Holdings Corp | COM | $161.6M | $105.2M |
| MSFTMicrosoft Corp | Stock | $59.3M | $203.3M |
| ZMZoom Communications, Inc. | Stock | $206.3M | $51.7M |
| GOOGAlphabet Inc. | Stock | $56.2M | $199.6M |
| NVDANVIDIA Corp | Stock | $182.5M | $72.0M |
| GSGoldman Sachs Group Inc | Stock | $169.3M | $78.4M |
| BIDUBaidu, Inc. | ADR | $222.2M | $23.1M |
| TAT&T Inc. | Stock | $148.2M | $95.7M |
| PYPLPayPal Holdings, Inc. | Stock | $138.0M | $100.0M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $208.6M | $16.6M |
| TWTRTwitter, Inc. | COM | $135.8M | $84.2M |
| GOOGLAlphabet Inc. | Stock | $57.2M | $162.6M |
| CRMSalesforce, Inc. | Stock | $87.1M | $124.9M |
| ROKURoku, Inc | COM CL A | $188.1M | $21.7M |
| GMGeneral Motors Co | COM | $137.0M | $72.7M |
| MSMorgan Stanley | Stock | $168.6M | $38.0M |
| NIONIO Inc. | ADR | $118.7M | $84.7M |
| UBERUber Technologies, Inc | Stock | $173.9M | $28.0M |
| CHTRCharter Communications, Inc. | CL A | $44.8M | $154.2M |
| DISWalt Disney Co | Stock | $165.2M | $33.6M |
| Paramount Global92556H206 | CL B | $135.6M | $62.2M |
| WWayfair Inc. | CL A | $57.1M | $125.8M |
| DOCUDocuSign, Inc. | Stock | $104.5M | $72.6M |
| HUBSHubSpot Inc | COM | $105.5M | $71.0M |
| TDOCTeladoc Health, Inc. | COM | $148.6M | $25.7M |
| DXCMDexcom Inc | COM | $81.5M | $90.3M |
| NOWServiceNow, Inc. | Stock | $85.8M | $84.7M |
| PANWPalo Alto Networks Inc | Stock | $85.3M | $79.0M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $115.2M | $48.7M |
| ZSZscaler, Inc. | Stock | $83.1M | $80.3M |
| BRK.BBerkshire Hathaway Inc | Stock | $14.6M | $146.7M |
| MDBMongoDB, Inc. | CL A | $84.5M | $76.5M |
| UPSUnited Parcel Service Inc | Stock | $77.2M | $83.2M |
| VVisa Inc. | Stock | $54.7M | $105.2M |
| BYNDBeyond Meat, Inc. | COM | $82.9M | $75.7M |
| TTDTrade Desk, Inc. | Stock | $74.6M | $83.5M |
| ADBEAdobe Inc. | Stock | $48.4M | $102.9M |
| RHRH | COM | $83.0M | $68.0M |
| QCOMQualcomm Inc | Stock | $89.9M | $60.5M |
| COUPCoupa Software Inc | COM | $81.0M | $66.2M |
| PLTRPalantir Technologies Inc. | Stock | $77.7M | $68.0M |
| DDOGDatadog, Inc. | CL A COM | $50.1M | $93.4M |
| UALUnited Airlines Holdings, Inc. | COM | $93.2M | $49.8M |
| HDHome Depot, Inc. | Stock | $66.9M | $76.0M |
| AMDAdvanced Micro Devices Inc | Stock | $140.6M | – |
| SPLKSplunk Inc | COM | $80.7M | $59.4M |
| AALAmerican Airlines Group Inc. | Stock | $67.9M | $67.3M |
| VZVerizon Communications Inc | Stock | $79.7M | $55.2M |
| PFEPfizer Inc | Stock | $93.6M | $38.4M |
| SPOTSpotify Technology S.A. | Stock | $108.8M | $19.2M |
| ASMLASML Holding NV | ADR | $103.9M | $23.2M |
| PINSPinterest, Inc. | CL A | $114.0M | $11.2M |
| CVXChevron Corp | Stock | $83.3M | $41.1M |
| DALDelta Air Lines, Inc. | COM NEW | $92.0M | $30.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $61.6M | $60.6M |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | $71.8M | $48.4M |
| FFord Motor Co | Stock | $98.3M | $21.4M |
| AZOAutoZone Inc | COM | $4.08M | $113.1M |
| NETCloudflare, Inc. | CL A COM | $61.5M | $55.2M |
| KOCoca Cola Co | Stock | $64.3M | $51.8M |
| CVSCVS Health Corp | Stock | $73.9M | $40.9M |
| PGProcter & Gamble Co | Stock | $36.7M | $77.2M |
| FDXFedEx Corp | Stock | $79.8M | $33.2M |
| PTONPeloton Interactive, Inc. | CL A COM | $69.0M | $41.8M |
| TWLOTwilio Inc | CL A | $81.3M | $28.8M |
| IBMInternational Business Machines Corp | Stock | $82.2M | $27.0M |
| WMTWalmart Inc. | Stock | $51.0M | $57.6M |
| CVNACarvana Co. | CL A | $55.6M | $52.6M |
| ZZillow Group, Inc. | CL C CAP STK | $59.9M | $48.1M |
| SNOWSnowflake Inc. | Stock | $80.6M | $24.2M |
| COSTCostco Wholesale Corp | Stock | $50.5M | $52.1M |
| DKNGDraftKings Inc. | COM CL A | $65.9M | $34.4M |
| ABBVAbbVie Inc. | Stock | $69.5M | $30.4M |
| CSCOCisco Systems, Inc. | Stock | $19.6M | $77.0M |
| ABNBAirbnb, Inc. | Stock | $59.6M | $33.5M |
| UPSTUpstart Holdings, Inc. | COM | $61.7M | $30.9M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $65.8M | $26.1M |
| AAAlcoa Corp | Stock | $63.6M | $27.8M |
| UUnity Software Inc. | COM | $49.7M | $40.4M |
Sold out since Q2 2021 (600)
Positions held at the end of Q2 2021 that are gone from this filing.
The largest 100 of 600 by value last quarter.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $244.5M | 0.3% | – |
| SYNAPTICS Inc87157DAD1 | NOTE 0.500% 6/1 | – | $233.5M | 0.3% | – |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 1,241,928 | $228.2M | 0.3% | History |
| RH74967XAA1 | NOTE 6/1 | – | $216.6M | 0.2% | – |
| Slack Technologies, Inc.83088VAB8 | NOTE 0.500% 4/1 | – | $143.7M | 0.2% | – |
| WORKSlack Technologies, Inc. | COM CL A | 2,967,628 | $131.5M | 0.2% | History |
| Proofpoint Inc743424AF0 | NOTE 0.250% 8/1 | – | $124.2M | 0.1% | – |
| Snap Inc83304AAD8 | NOTE 0.250% 5/0 | – | $108.9M | 0.1% | – |
| PFPTProofpoint Inc | COM | 591,401 | $102.8M | 0.1% | History |
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $99.9M | 0.1% | – |
| MXIMMaxim Integrated Products Inc | COM | 907,590 | $95.6M | 0.1% | History |
| HubSpot Inc443573AB6 | NOTE 0.250% 6/0 | – | $87.9M | 0.1% | – |
| SPCEVirgin Galactic Holdings, Inc | COM | 1,849,261 | $85.1M | 0.1% | History |
| CBChubb Ltd | Stock | 478,774 | $76.1M | 0.1% | History |
| Nutanix, Inc.67059NAB4 | NOTE 1/1 | – | $75.6M | 0.1% | – |
| Zillow Group, Inc.98954MAC5 | NOTE 1.500% 7/0 | – | $75.6M | 0.1% | – |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $69.4M | 0.1% | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | – | $68.9M | 0.1% | – |
| International FLAVORS&FRAGRA459506309 | UNIT 09/15/2021 | 1,339,700 | $67.9M | 0.1% | – |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 1,524,931 | $59.2M | 0.1% | – |
| Cantel Med Corp138098AB4 | NOTE 3.250% 5/1 | – | $57.6M | 0.1% | – |
| Trip.com Group LtdG9066FAA9 | DEBT 1.500% 7/0 | – | $57.0M | 0.1% | – |
| Algonquin PWR Utils Corp015857873 | UNIT 99/99/9999 | 1,150,000 | $56.9M | 0.1% | – |
| PRAHPRA Health Sciences, Inc. | COM | 338,754 | $56.0M | 0.1% | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 1,546,500 | $52.5M | 0.1% | – |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 1,180,526 | $46.4M | 0.1% | History |
| Jazz Investments I Ltd472145AB7 | NOTE 1.875% 8/1 | – | $44.8M | 0.1% | – |
| QTSQTS Realty Trust, Inc. | COM CL A | 570,934 | $44.1M | 0.1% | History |
| Viavi Solutions Inc.925550AE5 | NOTE 1.750% 6/0 | – | $41.5M | <0.1% | – |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 1,228,879 | $40.9M | <0.1% | History |
| Northern Genesis Acquisition Corp.536221104 | NORTHERN GENESIS ACQUISITION CORP. | 2,000,000 | $38.9M | <0.1% | – |
| APHAmphenol Corp | CL A | 562,882 | $38.5M | <0.1% | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 661,300 | $35.6M | <0.1% | – |
| HOMEAt Home Group Inc. | COM | 930,856 | $34.3M | <0.1% | History |
| CNKCinemark Holdings, Inc. | COM | 1,366,226 | $30.0M | <0.1% | History |
| Luminex Corp55027EAA0 | NOTE 3.000% 5/1 | – | $26.7M | <0.1% | – |
| PFGCPerformance Food Group Co | COM | 544,708 | $26.4M | <0.1% | History |
| EIXEdison International | Stock | 451,339 | $26.1M | <0.1% | History |
| DIDIYDiDi Global Inc. | SPONSORED ADS | 1,500,000 | $21.2M | <0.1% | History |
| WENWendy's Co | Stock | 902,508 | $21.1M | <0.1% | History |
| J2 Global Inc48123VAC6 | NOTE 3.250% 6/1 | – | $20.1M | <0.1% | – |
| Shaw Communications Inc82028K200 | CL B CONV | 664,615 | $19.3M | <0.1% | – |
| NINisource Inc. | COM | 763,666 | $18.7M | <0.1% | History |
| CM Life Sciences Inc18978W109 | COM CL A | 1,201,562 | $16.8M | <0.1% | – |
| COINCoinbase Global, Inc. | COM CL A | 64,764 | $16.4M | <0.1% | History |
| Soaring Eagle Acquisition CoG8354H126 | CL A SHS | 1,588,872 | $15.8M | <0.1% | – |
| Allscripts Healthcare Solutn01988PAF5 | NOTE 0.875% 1/0 | – | $15.8M | <0.1% | – |
| Elliott Opportunity II Corp.G30092129 | UNIT 99/99/9999 | 1,500,000 | $15.0M | <0.1% | – |
| Landcadia Holdings IV, Inc.51477A203 | UNIT 05/01/2025 | 1,500,000 | $14.9M | <0.1% | – |
| AMRSAmyris, Inc. | COM NEW | 859,425 | $14.1M | <0.1% | History |
| Logistics Innovtn Technlgs C54141L209 | UNIT 06/10/2026 | 1,400,000 | $13.9M | <0.1% | – |
| CM Life Sciences III Inc125841205 | UNIT 04/30/2028 | 1,250,000 | $13.7M | <0.1% | – |
| PBFPBF Energy Inc. | CL A | 894,549 | $13.7M | <0.1% | History |
| ADMArcher-Daniels-Midland Co | Stock | 225,795 | $13.7M | <0.1% | History |
| Post Holdings Partnering Cor737465203 | UNIT 99/99/9999 | 1,310,000 | $13.6M | <0.1% | – |
| Austerlitz Acquisition CorpG0633U119 | UNIT 99/99/9999 | 1,333,334 | $13.4M | <0.1% | – |
| Churchill Capital Corp VI17143W200 | UNIT 99/99/9999 | 1,262,413 | $12.8M | <0.1% | – |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 128,280 | $12.4M | <0.1% | – |
| Winnebago Inds Inc974637AB6 | NOTE 1.500% 4/0 | – | $12.2M | <0.1% | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 107,226 | $12.1M | <0.1% | – |
| Livent Corp.53814LAB4 | NOTE 4.125% 7/1 | – | $11.6M | <0.1% | – |
| PATHUiPath, Inc. | Stock | 167,383 | $11.4M | <0.1% | History |
| Holicity Inc435063102 | COM CL A | 1,000,000 | $11.3M | <0.1% | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 102,996 | $11.3M | <0.1% | – |
| RBARB Global Inc. | COM | 188,911 | $11.2M | <0.1% | History |
| Aries I Acquisition CorpG0542N115 | UNIT 03/18/2026 | 1,067,000 | $10.7M | <0.1% | – |
| SRESempra | Stock | 80,927 | $10.7M | <0.1% | History |
| Churchill Capital Corp VII17144M201 | UNIT 99/99/9999 | 1,053,009 | $10.5M | <0.1% | – |
| Alteryx, Inc.02156BAF0 | NOTE 1.000% 8/0 | – | $10.4M | <0.1% | – |
| GIGINTERNATIONAL1 Inc37518W205 | UNIT 05/19/2026 | 990,000 | $10.0M | <0.1% | – |
| Disruptive Acquisition CorpG2770Y110 | UNIT 03/06/2026 | 1,000,000 | $9.97M | <0.1% | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | – | $9.90M | <0.1% | – |
| WRIWeingarten Realty Investors | SH BEN INT | 297,470 | $9.54M | <0.1% | History |
| HYFMHydrofarm Holdings Group, Inc. | COM | 159,465 | $9.43M | <0.1% | History |
| Jaws Spitfire Acquisition CoG50740102 | SHS CL A | 866,847 | $8.68M | <0.1% | – |
| PCGPG&E Corp | Stock | 840,060 | $8.54M | <0.1% | History |
| Maquia Capital Acquisition C56564V200 | UNIT 99/99/9999 | 790,000 | $8.00M | <0.1% | – |
| TSPHTuSimple Holdings Inc. | CL A | 111,793 | $7.96M | <0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 113,573 | $7.92M | <0.1% | – |
| CSGPCostar Group, Inc. | COM | 93,182 | $7.72M | <0.1% | History |
| Nuance Communications, Inc.67020YAG5 | DEBT 1.500%11/0 | – | $7.36M | <0.1% | – |
| New Beginnings Acquisition C64222H100 | COM | 729,540 | $7.29M | <0.1% | – |
| CM Life Sciences II Inc125842203 | UNIT 02/25/2028 | 532,362 | $7.16M | <0.1% | – |
| Pine Technology Acquisitn Co722850203 | UNIT 03/31/2028 | 705,556 | $7.03M | <0.1% | – |
| Orion Acquisition Corp68626A207 | UNIT 02/19/2026 | 673,666 | $6.68M | <0.1% | – |
| Ross Acquisition Corp IIG7641C122 | UNIT 99/99/9999 | 669,540 | $6.67M | <0.1% | – |
| Ajax IG0190X100 | COM | 665,000 | $6.62M | <0.1% | – |
| Shelter Acquisition Corp I822821203 | UNIT 02/25/2026 | 650,000 | $6.49M | <0.1% | – |
| Qell Acquisition CorpG7307X105 | CL A | 639,644 | $6.36M | <0.1% | – |
| MFCManulife Financial Corp | COM | 313,540 | $6.17M | <0.1% | History |
| Sustainable Opportnts Acq CoG8598Y109 | ORD SHS A | 615,944 | $6.13M | <0.1% | – |
| Digital Transformatn Opt Cor25401K206 | UNIT 03/31/2028 | 609,850 | $6.04M | <0.1% | – |
| Corazon Capital V838 MonocerG24237110 | UNIT 03/24/2026 | 598,791 | $5.99M | <0.1% | – |
| Build Acquisition Corp12008J204 | UNIT 99/99/9999 | 598,791 | $5.96M | <0.1% | – |
| Slam Corp.G8210L113 | UNIT 99/99/9999 | 583,899 | $5.83M | <0.1% | – |
| Gores Guggenheim, Inc.38286Q206 | UNIT 03/25/2028 | 581,659 | $5.82M | <0.1% | – |
| Nuance Communications, Inc.67020YAK6 | DBCV 1.000%12/1 | – | $5.61M | <0.1% | – |
| LGL Sys Acquisition Corp50201G106 | COM CL A | 552,533 | $5.52M | <0.1% | – |
| Forum Merger IV Corp349875203 | UNIT 03/15/2028 | 547,262 | $5.47M | <0.1% | – |
| Rapid7, Inc.753422AD6 | NOTE 2.250% 5/0 | – | $5.39M | <0.1% | – |