D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 3,597
- +90 vs. Q2 2021
- Portfolio value
- $78.3B
- −$8.57B (−9.9%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| CMRXChimerix Inc | COM | 131,655 | $815.0K | <0.1% | −36,286−21.6% | Reduced | History |
| GOROGoldgroup Mining Inc. | COM | 524,537 | $824.0K | <0.1% | +64,307+14.0% | Added | History |
| AMALAmalgamated Financial Corp. | COM | 52,103 | $825.0K | <0.1% | −14,604−21.9% | Reduced | History |
| FSPFranklin Street Properties Corp | COM | 177,973 | $826.0K | <0.1% | +29,456+19.8% | Added | History |
| SCP & Co Healthcare Acqustn784065104 | COM CL A | 84,867 | $826.0K | <0.1% | +84,867 | New | – |
| POSHPoshmark, Inc. | COM CL A | 34,845 | $828.0K | <0.1% | +34,845 | New | History |
| BOLTBolt Biotherapeutics, Inc. | COM | 65,502 | $829.0K | <0.1% | +48,432+283.7% | Added | History |
| WABWestinghouse Air Brake Technologies Corp | Stock | 9,651 | $832.0K | <0.1% | −98,071−91.0% | Reduced | History |
| MDUMdu Resources Group Inc | Stock | 28,079 | $833.0K | <0.1% | −95,475−77.3% | Reduced | History |
| Figure Acquisition Corp. I302438106 | COM CL A | 84,590 | $833.0K | <0.1% | +44,960+113.4% | Added | – |
| KRSAKorsana Biosciences, Inc. | COM | 272,554 | $837.0K | <0.1% | −102,706−27.4% | Reduced | History |
| SAB Biotherapeutics, Inc.089115109 | COM | 83,175 | $838.0K | <0.1% | 00.0% | Unchanged | – |
| INDBIndependent Bank Corp | COM | 11,012 | $839.0K | <0.1% | −26,632−70.7% | Reduced | History |
| AXDXAccelerate Diagnostics, Inc | COM | 143,941 | $839.0K | <0.1% | +5,130+3.7% | Added | History |
| TB SA Acquisition CorpG8657L105 | CLASS A ORD SHS | 85,550 | $839.0K | <0.1% | +85,550 | New | – |
| MFGMizuho Financial Group Inc | SPONSORED ADR | 295,699 | $840.0K | <0.1% | −30,785−9.4% | Reduced | History |
| WSMWilliams Sonoma Inc | COM | 4,739 | $840.0K | <0.1% | −113,191−96.0% | Reduced | History |
| RDUSRadius Recycling, Inc. | CL A | 19,214 | $842.0K | <0.1% | +9,581+99.5% | Added | History |
| CNICanadian National Railway Co | Stock | 7,300 | $845.0K | <0.1% | −257,992−97.2% | Reduced | History |
| CTBICommunity Trust Bancorp Inc | COM | 20,070 | $845.0K | <0.1% | −3,353−14.3% | Reduced | History |
| ZEUSOlympic Steel Inc | COM | 34,739 | $846.0K | <0.1% | −12,999−27.2% | Reduced | History |
| GTBPGT Biopharma, Inc. | COM NEW | 125,869 | $848.0K | <0.1% | +108,127+609.4% | Added | History |
| FRTFederal Realty Investment Trust | SH BEN INT NEW | 7,210 | $851.0K | <0.1% | −17,046−70.3% | Reduced | History |
| TGNATegna Inc | COM | 43,130 | $851.0K | <0.1% | −156,893−78.4% | Reduced | History |
| SPGSimon Property Group Inc. | REIT | 6,600 | $858.0K | <0.1% | +6,600 | New | History |
| RRGBRed Robin Gourmet Burgers Inc | COM | 37,238 | $859.0K | <0.1% | +37,238 | New | History |
| ADOCEdoc Acquisition Corp. | CL A | 84,956 | $861.0K | <0.1% | 00.0% | Unchanged | History |
| UHTUniversal Health Realty Income Trust | SH BEN INT | 15,631 | $864.0K | <0.1% | +5,694+57.3% | Added | History |
| LYVLive Nation Entertainment, Inc. | COM | 9,528 | $868.0K | <0.1% | −2,525−20.9% | Reduced | History |
| CNOBConnectOne Bancorp, Inc. | COM | 28,910 | $868.0K | <0.1% | −15,832−35.4% | Reduced | History |
| TPICQTpi Composites, Inc | COM | 25,758 | $869.0K | <0.1% | +25,758 | New | History |
| UMBFUmb Financial Corp | COM | 9,000 | $870.0K | <0.1% | +3,879+75.7% | Added | History |
| XNCRXencor Inc | COM | 26,670 | $871.0K | <0.1% | −18,966−41.6% | Reduced | History |
| HBNCHorizon Bancorp Inc | COM | 48,003 | $872.0K | <0.1% | −1,434−2.9% | Reduced | History |
| TNETTrinet Group, Inc. | COM | 9,266 | $876.0K | <0.1% | +9,266 | New | History |
| LENZLENZ Therapeutics, Inc. | COM | 53,472 | $876.0K | <0.1% | +53,472 | New | History |
| ALLKAllakos Inc. | COM | 8,287 | $877.0K | <0.1% | −79,099−90.5% | Reduced | History |
| ALECAlector, Inc. | COM | 38,548 | $880.0K | <0.1% | +471+1.2% | Added | History |
| Alpha Partners Tech Mergr CoG63290129 | UNIT 03/31/2028 | 89,001 | $880.0K | <0.1% | +89,001 | New | – |
| UNFIUnited Natural Foods Inc | COM | 18,205 | $881.0K | <0.1% | +18,205 | New | History |
| DHCDiversified Healthcare Trust | COM SH BEN INT | 259,979 | $881.0K | <0.1% | −165,924−39.0% | Reduced | History |
| NMTR9 Meters Biopharma, Inc. | COM | 678,572 | $882.0K | <0.1% | −12,914−1.9% | Reduced | History |
| PRAProassurance Corp | COM | 37,114 | $883.0K | <0.1% | −30,092−44.8% | Reduced | History |
| KWACKingswood Acquisition Corp. | COM CL A | 87,638 | $884.0K | <0.1% | 00.0% | Unchanged | History |
| CRNXCrinetics Pharmaceuticals, Inc. | COM | 42,095 | $886.0K | <0.1% | +10,863+34.8% | Added | History |
| ATOAtmos Energy Corp | COM | 10,068 | $888.0K | <0.1% | +10,068 | New | History |
| XELAExela Technologies, Inc. | COM NEW | 460,000 | $892.0K | <0.1% | +460,000 | New | History |
| AWHLAspira Women's Health Inc. | COM | 274,809 | $893.0K | <0.1% | +207,243+306.7% | Added | History |
| SXIStandex International Corp | COM | 9,063 | $896.0K | <0.1% | +9,063 | New | History |
| Yamana Gold Inc98462Y100 | COM | 226,098 | $896.0K | <0.1% | −1,133,041−83.4% | Reduced | – |
| BWBBridgewater Bancshares Inc | COM | 51,525 | $902.0K | <0.1% | +3,184+6.6% | Added | History |
| ICFIICF International, Inc. | Stock | 10,111 | $903.0K | <0.1% | +1,673+19.8% | Added | History |
| WLYJohn Wiley & Sons, Inc. | CL A | 17,317 | $904.0K | <0.1% | −10,372−37.5% | Reduced | History |
| SPBSpectrum Brands Holdings, Inc. | COM | 9,453 | $904.0K | <0.1% | −22,140−70.1% | Reduced | History |
| Tortoiseecofin Acquisition CG8956E117 | *W EXP 07/22/202 | 742,500 | $906.0K | <0.1% | +742,500 | New | – |
| Curevac N VN2451R105 | COM | 16,613 | $907.0K | <0.1% | −1,396−7.8% | Reduced | – |
| APDAir Products & Chemicals, Inc. | Stock | 3,545 | $908.0K | <0.1% | +1,465+70.4% | Added | History |
| Healthpeak Properties, Inc.71943U104 | COM | 51,498 | $908.0K | <0.1% | −83,416−61.8% | Reduced | – |
| JWNNordstrom Inc | Stock | 34,373 | $909.0K | <0.1% | +27,281+384.7% | Added | History |
| Echo Global Logistics, Inc.27875T101 | COM | 19,050 | $909.0K | <0.1% | −26,996−58.6% | Reduced | – |
| Maxeon Solar Technologies LTY58473102 | SHS | 51,533 | $909.0K | <0.1% | −197−0.4% | Reduced | – |
| COLLCollegium Pharmaceutical, Inc | COM | 46,079 | $910.0K | <0.1% | +46,079 | New | History |
| CACCamden National Corp | COM | 19,041 | $912.0K | <0.1% | −3,169−14.3% | Reduced | History |
| SBCFSeacoast Banking Corp of Florida | COM NEW | 27,099 | $916.0K | <0.1% | +11,834+77.5% | Added | History |
| FTITechnipFMC plc | COM | 121,777 | $917.0K | <0.1% | −431,343−78.0% | Reduced | History |
| CF Acquisition Corp V12520R106 | CL A | 92,946 | $920.0K | <0.1% | +5,801+6.7% | Added | – |
| AXAxos Financial, Inc. | COM | 17,864 | $921.0K | <0.1% | −21,805−55.0% | Reduced | History |
| Acuityads Hldgs Inc Com00510L106 | Stock | 137,600 | $922.0K | <0.1% | −4,700−3.3% | Reduced | – |
| FCFranklin Covey Co | COM | 22,786 | $929.0K | <0.1% | −10,686−31.9% | Reduced | History |
| PUMPProPetro Holding Corp. | COM | 107,535 | $930.0K | <0.1% | −5,102−4.5% | Reduced | History |
| GENIGenius Sports Ltd | SHARES CL A | 49,901 | $931.0K | <0.1% | +49,901 | New | History |
| Mercury Ecom Acquisition Cor589381201 | UNIT 07/27/2026 | 92,632 | $931.0K | <0.1% | +92,632 | New | – |
| CENXCentury Aluminum Co | COM | 69,281 | $932.0K | <0.1% | −149,428−68.3% | Reduced | History |
| MPWRMonolithic Power Systems, Inc. | COM | 1,922 | $932.0K | <0.1% | −35,357−94.8% | Reduced | History |
| MYRGMyr Group Inc. | COM | 9,415 | $937.0K | <0.1% | −1,554−14.2% | Reduced | History |
| ATLCAtlanticus Holdings Corp | COM | 17,685 | $938.0K | <0.1% | +17,685 | New | History |
| XYLXylem Inc. | COM | 7,599 | $940.0K | <0.1% | −2,355−23.7% | Reduced | History |
| PARRPar Pacific Holdings, Inc. | COM NEW | 59,833 | $941.0K | <0.1% | −90,814−60.3% | Reduced | History |
| BLDRBuilders FirstSource, Inc. | Stock | 18,206 | $942.0K | <0.1% | +18,206 | New | History |
| NGMNGM Biopharmaceuticals Inc | COM | 45,078 | $948.0K | <0.1% | −60−0.1% | Reduced | History |
| INTAIntapp, Inc. | COM | 36,841 | $949.0K | <0.1% | +36,841 | New | History |
| HMNHorace Mann Educators Corp | COM | 23,869 | $950.0K | <0.1% | −45,304−65.5% | Reduced | History |
| INGRIngredion Inc | COM | 10,704 | $953.0K | <0.1% | −13,383−55.6% | Reduced | History |
| Macquarie Infrastructure Cor55608B105 | COM | 23,528 | $954.0K | <0.1% | −156,771−87.0% | Reduced | – |
| THFFFirst Financial Corp | Stock | 22,725 | $955.0K | <0.1% | +3,200+16.4% | Added | History |
| OTMOOtonomo Technologies Ltd. | ORDINARY SHARES | 200,000 | $956.0K | <0.1% | +200,000 | New | History |
| MWAMueller Water Products, Inc. | COM SER A | 63,099 | $960.0K | <0.1% | −173,027−73.3% | Reduced | History |
| HASHasbro, Inc. | COM | 10,794 | $963.0K | <0.1% | +10,794 | New | History |
| BMIBadger Meter Inc | COM | 9,550 | $966.0K | <0.1% | −11,202−54.0% | Reduced | History |
| STWDStarwood Property Trust, Inc. | COM | 39,711 | $969.0K | <0.1% | +39,711 | New | History |
| Isos Acquisition CorporationG4962C112 | SHARES CL A | 97,140 | $969.0K | <0.1% | +80,474+482.9% | Added | – |
| CCUUnited Breweries Co Inc | SPONSORED ADR | 56,352 | $974.0K | <0.1% | −75,303−57.2% | Reduced | History |
| RNRRenaissancere Holdings Ltd | COM | 7,004 | $976.0K | <0.1% | −23,082−76.7% | Reduced | History |
| WBSWebster Financial Corp | COM | 17,985 | $979.0K | <0.1% | −64,458−78.2% | Reduced | History |
| REREATRenew Inc. | SPONSORED ADS | 97,800 | $981.0K | <0.1% | +97,800 | New | History |
| VMDViemed Healthcare, Inc. | COM | 176,772 | $981.0K | <0.1% | +31,556+21.7% | Added | History |
| ICHRIchor Holdings, Ltd. | SHS | 23,888 | $982.0K | <0.1% | +23,888 | New | History |
| BMRCBank of Marin Bancorp | COM | 26,013 | $982.0K | <0.1% | +16,864+184.3% | Added | History |
| BERYBerry Global Group, Inc. | COM | 16,157 | $984.0K | <0.1% | +16,157 | New | History |
| CNRCore Natural Resources, Inc. | COM | 37,836 | $984.0K | <0.1% | −1,199−3.1% | Reduced | History |
Options (847)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 847 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $1.03B | $436.1M |
| AMZNAmazon Com Inc | Stock | $1.01B | $384.4M |
| MELIMercadolibre Inc | COM | $571.8M | $456.6M |
| XYZBlock, Inc. | CL A | $536.3M | $208.5M |
| CMGChipotle Mexican Grill Inc | COM | $245.0M | $277.4M |
| BABAAlibaba Group Holding Ltd | ADR | $282.2M | $207.6M |
| AAPLApple Inc. | Stock | $362.9M | $106.1M |
| SHOPShopify Inc. | Stock | $344.2M | $121.3M |
| CCitigroup Inc | Stock | $285.8M | $110.0M |
| SNAPSnap Inc | Stock | $195.4M | $191.5M |
| NFLXNetflix Inc | Stock | $171.3M | $203.9M |
| MRNAModerna, Inc. | Stock | $271.6M | $100.8M |
| BKNGBooking Holdings Inc. | Stock | $59.3M | $291.0M |
| WFCWells Fargo & Company | Stock | $189.4M | $119.3M |
| JPMJPMorgan Chase & Co | Stock | $101.7M | $205.7M |
| BABoeing Co | Stock | $215.8M | $91.5M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $226.8M | $76.9M |
| SESea Ltd | SPONSORD ADS | $194.3M | $108.4M |
| BACBank of America Corp | Stock | $111.2M | $176.1M |
| INTCIntel Corp | Stock | $148.1M | $138.8M |
| MUMicron Technology Inc | Stock | $217.3M | $52.6M |
| XOMExxonMobil Holdings Corp | COM | $161.6M | $105.2M |
| MSFTMicrosoft Corp | Stock | $59.3M | $203.3M |
| ZMZoom Communications, Inc. | Stock | $206.3M | $51.7M |
| GOOGAlphabet Inc. | Stock | $56.2M | $199.6M |
| NVDANVIDIA Corp | Stock | $182.5M | $72.0M |
| GSGoldman Sachs Group Inc | Stock | $169.3M | $78.4M |
| BIDUBaidu, Inc. | ADR | $222.2M | $23.1M |
| TAT&T Inc. | Stock | $148.2M | $95.7M |
| PYPLPayPal Holdings, Inc. | Stock | $138.0M | $100.0M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $208.6M | $16.6M |
| TWTRTwitter, Inc. | COM | $135.8M | $84.2M |
| GOOGLAlphabet Inc. | Stock | $57.2M | $162.6M |
| CRMSalesforce, Inc. | Stock | $87.1M | $124.9M |
| ROKURoku, Inc | COM CL A | $188.1M | $21.7M |
| GMGeneral Motors Co | COM | $137.0M | $72.7M |
| MSMorgan Stanley | Stock | $168.6M | $38.0M |
| NIONIO Inc. | ADR | $118.7M | $84.7M |
| UBERUber Technologies, Inc | Stock | $173.9M | $28.0M |
| CHTRCharter Communications, Inc. | CL A | $44.8M | $154.2M |
| DISWalt Disney Co | Stock | $165.2M | $33.6M |
| Paramount Global92556H206 | CL B | $135.6M | $62.2M |
| WWayfair Inc. | CL A | $57.1M | $125.8M |
| DOCUDocuSign, Inc. | Stock | $104.5M | $72.6M |
| HUBSHubSpot Inc | COM | $105.5M | $71.0M |
| TDOCTeladoc Health, Inc. | COM | $148.6M | $25.7M |
| DXCMDexcom Inc | COM | $81.5M | $90.3M |
| NOWServiceNow, Inc. | Stock | $85.8M | $84.7M |
| PANWPalo Alto Networks Inc | Stock | $85.3M | $79.0M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $115.2M | $48.7M |
| ZSZscaler, Inc. | Stock | $83.1M | $80.3M |
| BRK.BBerkshire Hathaway Inc | Stock | $14.6M | $146.7M |
| MDBMongoDB, Inc. | CL A | $84.5M | $76.5M |
| UPSUnited Parcel Service Inc | Stock | $77.2M | $83.2M |
| VVisa Inc. | Stock | $54.7M | $105.2M |
| BYNDBeyond Meat, Inc. | COM | $82.9M | $75.7M |
| TTDTrade Desk, Inc. | Stock | $74.6M | $83.5M |
| ADBEAdobe Inc. | Stock | $48.4M | $102.9M |
| RHRH | COM | $83.0M | $68.0M |
| QCOMQualcomm Inc | Stock | $89.9M | $60.5M |
| COUPCoupa Software Inc | COM | $81.0M | $66.2M |
| PLTRPalantir Technologies Inc. | Stock | $77.7M | $68.0M |
| DDOGDatadog, Inc. | CL A COM | $50.1M | $93.4M |
| UALUnited Airlines Holdings, Inc. | COM | $93.2M | $49.8M |
| HDHome Depot, Inc. | Stock | $66.9M | $76.0M |
| AMDAdvanced Micro Devices Inc | Stock | $140.6M | – |
| SPLKSplunk Inc | COM | $80.7M | $59.4M |
| AALAmerican Airlines Group Inc. | Stock | $67.9M | $67.3M |
| VZVerizon Communications Inc | Stock | $79.7M | $55.2M |
| PFEPfizer Inc | Stock | $93.6M | $38.4M |
| SPOTSpotify Technology S.A. | Stock | $108.8M | $19.2M |
| ASMLASML Holding NV | ADR | $103.9M | $23.2M |
| PINSPinterest, Inc. | CL A | $114.0M | $11.2M |
| CVXChevron Corp | Stock | $83.3M | $41.1M |
| DALDelta Air Lines, Inc. | COM NEW | $92.0M | $30.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $61.6M | $60.6M |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | $71.8M | $48.4M |
| FFord Motor Co | Stock | $98.3M | $21.4M |
| AZOAutoZone Inc | COM | $4.08M | $113.1M |
| NETCloudflare, Inc. | CL A COM | $61.5M | $55.2M |
| KOCoca Cola Co | Stock | $64.3M | $51.8M |
| CVSCVS Health Corp | Stock | $73.9M | $40.9M |
| PGProcter & Gamble Co | Stock | $36.7M | $77.2M |
| FDXFedEx Corp | Stock | $79.8M | $33.2M |
| PTONPeloton Interactive, Inc. | CL A COM | $69.0M | $41.8M |
| TWLOTwilio Inc | CL A | $81.3M | $28.8M |
| IBMInternational Business Machines Corp | Stock | $82.2M | $27.0M |
| WMTWalmart Inc. | Stock | $51.0M | $57.6M |
| CVNACarvana Co. | CL A | $55.6M | $52.6M |
| ZZillow Group, Inc. | CL C CAP STK | $59.9M | $48.1M |
| SNOWSnowflake Inc. | Stock | $80.6M | $24.2M |
| COSTCostco Wholesale Corp | Stock | $50.5M | $52.1M |
| DKNGDraftKings Inc. | COM CL A | $65.9M | $34.4M |
| ABBVAbbVie Inc. | Stock | $69.5M | $30.4M |
| CSCOCisco Systems, Inc. | Stock | $19.6M | $77.0M |
| ABNBAirbnb, Inc. | Stock | $59.6M | $33.5M |
| UPSTUpstart Holdings, Inc. | COM | $61.7M | $30.9M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $65.8M | $26.1M |
| AAAlcoa Corp | Stock | $63.6M | $27.8M |
| UUnity Software Inc. | COM | $49.7M | $40.4M |
Sold out since Q2 2021 (600)
Positions held at the end of Q2 2021 that are gone from this filing.
The largest 100 of 600 by value last quarter.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $244.5M | 0.3% | – |
| SYNAPTICS Inc87157DAD1 | NOTE 0.500% 6/1 | – | $233.5M | 0.3% | – |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 1,241,928 | $228.2M | 0.3% | History |
| RH74967XAA1 | NOTE 6/1 | – | $216.6M | 0.2% | – |
| Slack Technologies, Inc.83088VAB8 | NOTE 0.500% 4/1 | – | $143.7M | 0.2% | – |
| WORKSlack Technologies, Inc. | COM CL A | 2,967,628 | $131.5M | 0.2% | History |
| Proofpoint Inc743424AF0 | NOTE 0.250% 8/1 | – | $124.2M | 0.1% | – |
| Snap Inc83304AAD8 | NOTE 0.250% 5/0 | – | $108.9M | 0.1% | – |
| PFPTProofpoint Inc | COM | 591,401 | $102.8M | 0.1% | History |
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $99.9M | 0.1% | – |
| MXIMMaxim Integrated Products Inc | COM | 907,590 | $95.6M | 0.1% | History |
| HubSpot Inc443573AB6 | NOTE 0.250% 6/0 | – | $87.9M | 0.1% | – |
| SPCEVirgin Galactic Holdings, Inc | COM | 1,849,261 | $85.1M | 0.1% | History |
| CBChubb Ltd | Stock | 478,774 | $76.1M | 0.1% | History |
| Nutanix, Inc.67059NAB4 | NOTE 1/1 | – | $75.6M | 0.1% | – |
| Zillow Group, Inc.98954MAC5 | NOTE 1.500% 7/0 | – | $75.6M | 0.1% | – |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $69.4M | 0.1% | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | – | $68.9M | 0.1% | – |
| International FLAVORS&FRAGRA459506309 | UNIT 09/15/2021 | 1,339,700 | $67.9M | 0.1% | – |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 1,524,931 | $59.2M | 0.1% | – |
| Cantel Med Corp138098AB4 | NOTE 3.250% 5/1 | – | $57.6M | 0.1% | – |
| Trip.com Group LtdG9066FAA9 | DEBT 1.500% 7/0 | – | $57.0M | 0.1% | – |
| Algonquin PWR Utils Corp015857873 | UNIT 99/99/9999 | 1,150,000 | $56.9M | 0.1% | – |
| PRAHPRA Health Sciences, Inc. | COM | 338,754 | $56.0M | 0.1% | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 1,546,500 | $52.5M | 0.1% | – |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 1,180,526 | $46.4M | 0.1% | History |
| Jazz Investments I Ltd472145AB7 | NOTE 1.875% 8/1 | – | $44.8M | 0.1% | – |
| QTSQTS Realty Trust, Inc. | COM CL A | 570,934 | $44.1M | 0.1% | History |
| Viavi Solutions Inc.925550AE5 | NOTE 1.750% 6/0 | – | $41.5M | <0.1% | – |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 1,228,879 | $40.9M | <0.1% | History |
| Northern Genesis Acquisition Corp.536221104 | NORTHERN GENESIS ACQUISITION CORP. | 2,000,000 | $38.9M | <0.1% | – |
| APHAmphenol Corp | CL A | 562,882 | $38.5M | <0.1% | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 661,300 | $35.6M | <0.1% | – |
| HOMEAt Home Group Inc. | COM | 930,856 | $34.3M | <0.1% | History |
| CNKCinemark Holdings, Inc. | COM | 1,366,226 | $30.0M | <0.1% | History |
| Luminex Corp55027EAA0 | NOTE 3.000% 5/1 | – | $26.7M | <0.1% | – |
| PFGCPerformance Food Group Co | COM | 544,708 | $26.4M | <0.1% | History |
| EIXEdison International | Stock | 451,339 | $26.1M | <0.1% | History |
| DIDIYDiDi Global Inc. | SPONSORED ADS | 1,500,000 | $21.2M | <0.1% | History |
| WENWendy's Co | Stock | 902,508 | $21.1M | <0.1% | History |
| J2 Global Inc48123VAC6 | NOTE 3.250% 6/1 | – | $20.1M | <0.1% | – |
| Shaw Communications Inc82028K200 | CL B CONV | 664,615 | $19.3M | <0.1% | – |
| NINisource Inc. | COM | 763,666 | $18.7M | <0.1% | History |
| CM Life Sciences Inc18978W109 | COM CL A | 1,201,562 | $16.8M | <0.1% | – |
| COINCoinbase Global, Inc. | COM CL A | 64,764 | $16.4M | <0.1% | History |
| Soaring Eagle Acquisition CoG8354H126 | CL A SHS | 1,588,872 | $15.8M | <0.1% | – |
| Allscripts Healthcare Solutn01988PAF5 | NOTE 0.875% 1/0 | – | $15.8M | <0.1% | – |
| Elliott Opportunity II Corp.G30092129 | UNIT 99/99/9999 | 1,500,000 | $15.0M | <0.1% | – |
| Landcadia Holdings IV, Inc.51477A203 | UNIT 05/01/2025 | 1,500,000 | $14.9M | <0.1% | – |
| AMRSAmyris, Inc. | COM NEW | 859,425 | $14.1M | <0.1% | History |
| Logistics Innovtn Technlgs C54141L209 | UNIT 06/10/2026 | 1,400,000 | $13.9M | <0.1% | – |
| CM Life Sciences III Inc125841205 | UNIT 04/30/2028 | 1,250,000 | $13.7M | <0.1% | – |
| PBFPBF Energy Inc. | CL A | 894,549 | $13.7M | <0.1% | History |
| ADMArcher-Daniels-Midland Co | Stock | 225,795 | $13.7M | <0.1% | History |
| Post Holdings Partnering Cor737465203 | UNIT 99/99/9999 | 1,310,000 | $13.6M | <0.1% | – |
| Austerlitz Acquisition CorpG0633U119 | UNIT 99/99/9999 | 1,333,334 | $13.4M | <0.1% | – |
| Churchill Capital Corp VI17143W200 | UNIT 99/99/9999 | 1,262,413 | $12.8M | <0.1% | – |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 128,280 | $12.4M | <0.1% | – |
| Winnebago Inds Inc974637AB6 | NOTE 1.500% 4/0 | – | $12.2M | <0.1% | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 107,226 | $12.1M | <0.1% | – |
| Livent Corp.53814LAB4 | NOTE 4.125% 7/1 | – | $11.6M | <0.1% | – |
| PATHUiPath, Inc. | Stock | 167,383 | $11.4M | <0.1% | History |
| Holicity Inc435063102 | COM CL A | 1,000,000 | $11.3M | <0.1% | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 102,996 | $11.3M | <0.1% | – |
| RBARB Global Inc. | COM | 188,911 | $11.2M | <0.1% | History |
| Aries I Acquisition CorpG0542N115 | UNIT 03/18/2026 | 1,067,000 | $10.7M | <0.1% | – |
| SRESempra | Stock | 80,927 | $10.7M | <0.1% | History |
| Churchill Capital Corp VII17144M201 | UNIT 99/99/9999 | 1,053,009 | $10.5M | <0.1% | – |
| Alteryx, Inc.02156BAF0 | NOTE 1.000% 8/0 | – | $10.4M | <0.1% | – |
| GIGINTERNATIONAL1 Inc37518W205 | UNIT 05/19/2026 | 990,000 | $10.0M | <0.1% | – |
| Disruptive Acquisition CorpG2770Y110 | UNIT 03/06/2026 | 1,000,000 | $9.97M | <0.1% | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | – | $9.90M | <0.1% | – |
| WRIWeingarten Realty Investors | SH BEN INT | 297,470 | $9.54M | <0.1% | History |
| HYFMHydrofarm Holdings Group, Inc. | COM | 159,465 | $9.43M | <0.1% | History |
| Jaws Spitfire Acquisition CoG50740102 | SHS CL A | 866,847 | $8.68M | <0.1% | – |
| PCGPG&E Corp | Stock | 840,060 | $8.54M | <0.1% | History |
| Maquia Capital Acquisition C56564V200 | UNIT 99/99/9999 | 790,000 | $8.00M | <0.1% | – |
| TSPHTuSimple Holdings Inc. | CL A | 111,793 | $7.96M | <0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 113,573 | $7.92M | <0.1% | – |
| CSGPCostar Group, Inc. | COM | 93,182 | $7.72M | <0.1% | History |
| Nuance Communications, Inc.67020YAG5 | DEBT 1.500%11/0 | – | $7.36M | <0.1% | – |
| New Beginnings Acquisition C64222H100 | COM | 729,540 | $7.29M | <0.1% | – |
| CM Life Sciences II Inc125842203 | UNIT 02/25/2028 | 532,362 | $7.16M | <0.1% | – |
| Pine Technology Acquisitn Co722850203 | UNIT 03/31/2028 | 705,556 | $7.03M | <0.1% | – |
| Orion Acquisition Corp68626A207 | UNIT 02/19/2026 | 673,666 | $6.68M | <0.1% | – |
| Ross Acquisition Corp IIG7641C122 | UNIT 99/99/9999 | 669,540 | $6.67M | <0.1% | – |
| Ajax IG0190X100 | COM | 665,000 | $6.62M | <0.1% | – |
| Shelter Acquisition Corp I822821203 | UNIT 02/25/2026 | 650,000 | $6.49M | <0.1% | – |
| Qell Acquisition CorpG7307X105 | CL A | 639,644 | $6.36M | <0.1% | – |
| MFCManulife Financial Corp | COM | 313,540 | $6.17M | <0.1% | History |
| Sustainable Opportnts Acq CoG8598Y109 | ORD SHS A | 615,944 | $6.13M | <0.1% | – |
| Digital Transformatn Opt Cor25401K206 | UNIT 03/31/2028 | 609,850 | $6.04M | <0.1% | – |
| Corazon Capital V838 MonocerG24237110 | UNIT 03/24/2026 | 598,791 | $5.99M | <0.1% | – |
| Build Acquisition Corp12008J204 | UNIT 99/99/9999 | 598,791 | $5.96M | <0.1% | – |
| Slam Corp.G8210L113 | UNIT 99/99/9999 | 583,899 | $5.83M | <0.1% | – |
| Gores Guggenheim, Inc.38286Q206 | UNIT 03/25/2028 | 581,659 | $5.82M | <0.1% | – |
| Nuance Communications, Inc.67020YAK6 | DBCV 1.000%12/1 | – | $5.61M | <0.1% | – |
| LGL Sys Acquisition Corp50201G106 | COM CL A | 552,533 | $5.52M | <0.1% | – |
| Forum Merger IV Corp349875203 | UNIT 03/15/2028 | 547,262 | $5.47M | <0.1% | – |
| Rapid7, Inc.753422AD6 | NOTE 2.250% 5/0 | – | $5.39M | <0.1% | – |