D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 3,597
- +90 vs. Q2 2021
- Portfolio value
- $78.3B
- −$8.57B (−9.9%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| TDYTeledyne Technologies Inc | COM | 1,560 | $670.0K | <0.1% | −70,203−97.8% | Reduced | History |
| SHLSShoals Technologies Group, Inc. | CL A | 24,033 | $670.0K | <0.1% | +24,033 | New | History |
| FAFirst Advantage Corp | COM | 35,400 | $674.0K | <0.1% | +35,400 | New | History |
| PBPBPotbelly Corp | COM | 99,520 | $675.0K | <0.1% | −20,884−17.3% | Reduced | History |
| PUBMPubMatic, Inc. | COM CL A | 25,652 | $676.0K | <0.1% | −179,522−87.5% | Reduced | History |
| ATIPATI Physical Therapy, Inc. | COM CL A | 178,019 | $676.0K | <0.1% | +178,019 | New | History |
| OGEOGE Energy Corp. | COM | 20,602 | $679.0K | <0.1% | −23,010−52.8% | Reduced | History |
| ODTOdonate Therapeutics, Inc. | COM | 233,340 | $679.0K | <0.1% | −106,728−31.4% | Reduced | History |
| 5 01 Acquisition Corp33836P105 | COM CL A | 69,438 | $680.0K | <0.1% | +48,972+239.3% | Added | – |
| SDCSmileDirectClub, Inc. | CL A COM | 127,769 | $680.0K | <0.1% | −716,440−84.9% | Reduced | History |
| HPHelmerich & Payne, Inc. | COM | 24,839 | $681.0K | <0.1% | +11,511+86.4% | Added | History |
| WDFCWD 40 Co | COM | 2,950 | $683.0K | <0.1% | +585+24.7% | Added | History |
| AHRTAH Realty Trust, Inc. | COM | 51,226 | $685.0K | <0.1% | −42,061−45.1% | Reduced | History |
| MPAAMotorcar Parts of America Inc | COM | 35,336 | $689.0K | <0.1% | +8,218+30.3% | Added | History |
| BRSLBrightstar Lottery PLC | SHS USD | 26,242 | $691.0K | <0.1% | −4,166−13.7% | Reduced | History |
| CRBPCorbus Pharmaceuticals Holdings, Inc. | COM | 678,716 | $692.0K | <0.1% | −36,719−5.1% | Reduced | History |
| CBIOCrescent Biopharma, Inc. | COM | 316,786 | $694.0K | <0.1% | +51,315+19.3% | Added | History |
| BYRNByrna Technologies Inc. | COM NEW | 31,787 | $695.0K | <0.1% | +22,095+228.0% | Added | History |
| AMPEAmpio Pharmaceuticals, Inc. | COM | 418,422 | $695.0K | <0.1% | +366,705+709.1% | Added | History |
| HRTGHeritage Insurance Holdings, Inc. | COM | 102,203 | $696.0K | <0.1% | +13,926+15.8% | Added | History |
| CERECerevel Therapeutics Holdings, Inc. | COM | 23,581 | $696.0K | <0.1% | +23,581 | New | History |
| RILYBRC Group Holdings, Inc. | COM | 11,804 | $697.0K | <0.1% | −49,835−80.8% | Reduced | History |
| CalAmp Corp.128126109 | COM | 70,189 | $698.0K | <0.1% | +1,918+2.8% | Added | – |
| JOUTJohnson Outdoors Inc | CL A | 6,608 | $699.0K | <0.1% | −2,166−24.7% | Reduced | History |
| Lightning Emotor53228T119 | EQUITY WRT | 434,782 | $700.0K | <0.1% | 00.0% | Unchanged | – |
| ROGRogers Corp | COM | 3,769 | $703.0K | <0.1% | −46−1.2% | Reduced | History |
| BWABorgwarner Inc | COM | 16,282 | $704.0K | <0.1% | −4,958−23.3% | Reduced | History |
| STROSutro Biopharma, Inc. | COM | 37,387 | $706.0K | <0.1% | +8,410+29.0% | Added | History |
| SBHSally Beauty Holdings, Inc. | COM | 41,993 | $707.0K | <0.1% | −103,378−71.1% | Reduced | History |
| KRYSKrystal Biotech, Inc. | COM | 13,571 | $709.0K | <0.1% | +6,331+87.4% | Added | History |
| EYPTEyePoint, Inc. | COM NEW | 68,049 | $709.0K | <0.1% | +13,715+25.2% | Added | History |
| SONDSonder Holdings Inc. | CL A | 72,151 | $713.0K | <0.1% | 00.0% | Unchanged | History |
| CHRSCoherus Oncology, Inc. | COM | 44,667 | $718.0K | <0.1% | −50,195−52.9% | Reduced | History |
| CLNEClean Energy Fuels Corp. | COM | 88,245 | $719.0K | <0.1% | +52,570+147.4% | Added | History |
| WTMWhite Mountains Insurance Group Ltd | COM | 673 | $720.0K | <0.1% | +245+57.2% | Added | History |
| BSRRSierra Bancorp | COM | 29,715 | $721.0K | <0.1% | +1,758+6.3% | Added | History |
| KRCKilroy Realty Corp | COM | 10,914 | $723.0K | <0.1% | +10,914 | New | History |
| FISIFinancial Institutions Inc | COM | 23,588 | $723.0K | <0.1% | −393−1.6% | Reduced | History |
| NMFCNew Mountain Finance Corp | COM | 54,569 | $726.0K | <0.1% | −47,317−46.4% | Reduced | History |
| EEXEmerald Holding, Inc. | COM | 167,299 | $726.0K | <0.1% | +12,576+8.1% | Added | History |
| MODNModel N, Inc. | COM | 21,670 | $726.0K | <0.1% | +5,962+38.0% | Added | History |
| Altimeter Growth CorpG0370L108 | CL A | 71,031 | $726.0K | <0.1% | 00.0% | Unchanged | – |
| YMMFull Truck Alliance Co. Ltd. | SPONSORED ADS | 47,396 | $727.0K | <0.1% | +47,396 | New | History |
| Goal Acquisitions Corp38021H107 | COM | 74,868 | $728.0K | <0.1% | +74,868 | New | – |
| IMDXInsight Molecular Diagnostics Inc. | COM | 204,627 | $729.0K | <0.1% | +167,771+455.2% | Added | History |
| Broadstone Acquisition CorpG1739V126 | *W EXP 09/15/202 | 675,000 | $729.0K | <0.1% | 00.0% | Unchanged | – |
| Omega Alpha SpacG6749V107 | CL A | 74,946 | $729.0K | <0.1% | +2,200+3.0% | Added | – |
| Decarbonization Plus Acqu II24279D113 | *W EXP 03/19/202 | 347,058 | $729.0K | <0.1% | 00.0% | Unchanged | – |
| DTMDT Midstream, Inc. | COMMON STOCK | 15,899 | $735.0K | <0.1% | +15,899 | New | History |
| OROR Royalties Inc. | COM | 65,567 | $736.0K | <0.1% | −63,100−49.0% | Reduced | History |
| JAZZJazz Pharmaceuticals plc | SHS USD | 5,654 | $736.0K | <0.1% | −12,374−68.6% | Reduced | History |
| JJacobs Solutions Inc. | COM | 5,572 | $738.0K | <0.1% | +5,572 | New | History |
| LOGILogitech International S.A. | SHS | 8,403 | $740.0K | <0.1% | −239,115−96.6% | Reduced | History |
| ZTOZTO Express (Cayman) Inc. | SPONSORED ADS A | 24,175 | $741.0K | <0.1% | +2,035+9.2% | Added | History |
| GDENNew Royal Holdco I Inc. | COM | 15,118 | $742.0K | <0.1% | +1,430+10.4% | Added | History |
| T3 Defense Inc.G1643W111 | SHS | 73,145 | $742.0K | <0.1% | 00.0% | Unchanged | – |
| RRXRegal Rexnord Corp | COM | 4,940 | $743.0K | <0.1% | −692−12.3% | Reduced | History |
| BNRBurning Rock Biotech Ltd | SPONSORED ADS | 41,559 | $743.0K | <0.1% | +41,559 | New | History |
| SAICScience Applications International Corp | COM | 8,704 | $745.0K | <0.1% | +3,198+58.1% | Added | History |
| VOSOVirtuoso Acquisition Corp. | COM CL A | 75,171 | $745.0K | <0.1% | 00.0% | Unchanged | History |
| FTAAFTAC Athena Acquisition Corp. | CL A SHS | 75,444 | $745.0K | <0.1% | +75,444 | New | History |
| ONEM1Life Healthcare Inc | COM | 36,902 | $747.0K | <0.1% | −41,837−53.1% | Reduced | History |
| Sarissa Capital Acquisitn CoG7823W102 | CL A | 75,776 | $747.0K | <0.1% | +38,080+101.0% | Added | – |
| GEOSGeospace Technologies Corp | COM | 78,464 | $749.0K | <0.1% | −8,860−10.1% | Reduced | History |
| APOApollo Global Management, Inc. | COM CL A | 12,210 | $752.0K | <0.1% | +1,847+17.8% | Added | History |
| CNMCore & Main, Inc. | CL A | 28,778 | $754.0K | <0.1% | +28,778 | New | History |
| JNPRJuniper Networks Inc | COM | 27,459 | $756.0K | <0.1% | −364,280−93.0% | Reduced | History |
| EDConsolidated Edison Inc | Stock | 10,430 | $757.0K | <0.1% | −326,064−96.9% | Reduced | History |
| SMPStandard Motor Products, Inc. | Stock | 17,311 | $757.0K | <0.1% | −39,708−69.6% | Reduced | History |
| NICENICE Ltd. | SPONSORED ADR | 2,666 | $757.0K | <0.1% | −17,696−86.9% | Reduced | History |
| Arrival GroupL0423Q108 | SHS | 57,546 | $757.0K | <0.1% | −192,870−77.0% | Reduced | – |
| SNPOSnap One Holdings Corp. | COM | 45,452 | $758.0K | <0.1% | +45,452 | New | History |
| FLLFull House Resorts Inc | COM | 71,637 | $760.0K | <0.1% | +71,637 | New | History |
| PDCEPDC Energy, Inc. | COM | 16,044 | $760.0K | <0.1% | +16,044 | New | History |
| ADCAgree Realty Corp | COM | 11,522 | $763.0K | <0.1% | +11,522 | New | History |
| NOVTNovanta Inc | COM | 4,958 | $766.0K | <0.1% | +50+1.0% | Added | History |
| NRGNRG Energy, Inc. | Stock | 18,828 | $769.0K | <0.1% | −373,104−95.2% | Reduced | History |
| MRKRMarker Therapeutics, Inc. | COM | 456,042 | $771.0K | <0.1% | −175,151−27.7% | Reduced | History |
| ITRNIturan Location & Control Ltd. | SHS | 30,441 | $773.0K | <0.1% | +195+0.6% | Added | History |
| Concord Acquisition Corp206071110 | *W EXP 12/28/202 | 437,500 | $774.0K | <0.1% | 00.0% | Unchanged | – |
| WIREEncore Wire Corp | COM | 8,166 | $774.0K | <0.1% | +3,398+71.3% | Added | History |
| HSKAHeska Corp | COM RESTRC NEW | 2,994 | $774.0K | <0.1% | −4,382−59.4% | Reduced | History |
| BUSEFirst Busey Corp | COM NEW | 31,457 | $775.0K | <0.1% | +8,962+39.8% | Added | History |
| HEIHeico Corp | COM | 5,891 | $777.0K | <0.1% | −11,342−65.8% | Reduced | History |
| DINDine Brands Global, Inc. | COM | 9,590 | $779.0K | <0.1% | +5,113+114.2% | Added | History |
| ChemoCentryx, Inc.16383L106 | COM | 45,826 | $784.0K | <0.1% | −335,085−88.0% | Reduced | – |
| BKCCBlackRock Capital Investment Corp | COM | 204,820 | $789.0K | <0.1% | −178,415−46.6% | Reduced | History |
| CASSCass Information Systems Inc | COM | 18,868 | $790.0K | <0.1% | −3,248−14.7% | Reduced | History |
| CMRECostamare Inc. | SHS | 51,136 | $792.0K | <0.1% | −7,128−12.2% | Reduced | History |
| Safehold Inc.45031U101 | COM | 31,665 | $794.0K | <0.1% | −248,106−88.7% | Reduced | – |
| ALEXAlexander & Baldwin, Inc. | COM | 33,961 | $796.0K | <0.1% | −144,121−80.9% | Reduced | History |
| TRVTravelers Companies, Inc. | Stock | 5,260 | $799.0K | <0.1% | +5,260 | New | History |
| DSLDoubleLine Income Solutions Fund | COM | 45,000 | $799.0K | <0.1% | 00.0% | Unchanged | History |
| LSPDLightspeed Commerce Inc. | SUB VTG SHS | 8,295 | $799.0K | <0.1% | +8,295 | New | History |
| Tio Tech AG8T10C106 | CLASS A ORD SHS | 82,976 | $804.0K | <0.1% | +82,976 | New | – |
| AVXLAnavex Life Sciences Corp. | COM NEW | 44,879 | $806.0K | <0.1% | −54,814−55.0% | Reduced | History |
| NATRNatures Sunshine Products Inc | COM | 55,113 | $807.0K | <0.1% | +45,030+446.6% | Added | History |
| UNITUniti Group Inc. | COM | 65,212 | $807.0K | <0.1% | −46,614−41.7% | Reduced | History |
| Social Capital Hedosopha HLDG8251L113 | *W EXP 09/26/202 | 433,098 | $810.0K | <0.1% | 00.0% | Unchanged | – |
| NEUENeueHealth, Inc. | COM | 99,346 | $811.0K | <0.1% | +99,346 | New | History |
Options (847)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 847 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $1.03B | $436.1M |
| AMZNAmazon Com Inc | Stock | $1.01B | $384.4M |
| MELIMercadolibre Inc | COM | $571.8M | $456.6M |
| XYZBlock, Inc. | CL A | $536.3M | $208.5M |
| CMGChipotle Mexican Grill Inc | COM | $245.0M | $277.4M |
| BABAAlibaba Group Holding Ltd | ADR | $282.2M | $207.6M |
| AAPLApple Inc. | Stock | $362.9M | $106.1M |
| SHOPShopify Inc. | Stock | $344.2M | $121.3M |
| CCitigroup Inc | Stock | $285.8M | $110.0M |
| SNAPSnap Inc | Stock | $195.4M | $191.5M |
| NFLXNetflix Inc | Stock | $171.3M | $203.9M |
| MRNAModerna, Inc. | Stock | $271.6M | $100.8M |
| BKNGBooking Holdings Inc. | Stock | $59.3M | $291.0M |
| WFCWells Fargo & Company | Stock | $189.4M | $119.3M |
| JPMJPMorgan Chase & Co | Stock | $101.7M | $205.7M |
| BABoeing Co | Stock | $215.8M | $91.5M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $226.8M | $76.9M |
| SESea Ltd | SPONSORD ADS | $194.3M | $108.4M |
| BACBank of America Corp | Stock | $111.2M | $176.1M |
| INTCIntel Corp | Stock | $148.1M | $138.8M |
| MUMicron Technology Inc | Stock | $217.3M | $52.6M |
| XOMExxonMobil Holdings Corp | COM | $161.6M | $105.2M |
| MSFTMicrosoft Corp | Stock | $59.3M | $203.3M |
| ZMZoom Communications, Inc. | Stock | $206.3M | $51.7M |
| GOOGAlphabet Inc. | Stock | $56.2M | $199.6M |
| NVDANVIDIA Corp | Stock | $182.5M | $72.0M |
| GSGoldman Sachs Group Inc | Stock | $169.3M | $78.4M |
| BIDUBaidu, Inc. | ADR | $222.2M | $23.1M |
| TAT&T Inc. | Stock | $148.2M | $95.7M |
| PYPLPayPal Holdings, Inc. | Stock | $138.0M | $100.0M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $208.6M | $16.6M |
| TWTRTwitter, Inc. | COM | $135.8M | $84.2M |
| GOOGLAlphabet Inc. | Stock | $57.2M | $162.6M |
| CRMSalesforce, Inc. | Stock | $87.1M | $124.9M |
| ROKURoku, Inc | COM CL A | $188.1M | $21.7M |
| GMGeneral Motors Co | COM | $137.0M | $72.7M |
| MSMorgan Stanley | Stock | $168.6M | $38.0M |
| NIONIO Inc. | ADR | $118.7M | $84.7M |
| UBERUber Technologies, Inc | Stock | $173.9M | $28.0M |
| CHTRCharter Communications, Inc. | CL A | $44.8M | $154.2M |
| DISWalt Disney Co | Stock | $165.2M | $33.6M |
| Paramount Global92556H206 | CL B | $135.6M | $62.2M |
| WWayfair Inc. | CL A | $57.1M | $125.8M |
| DOCUDocuSign, Inc. | Stock | $104.5M | $72.6M |
| HUBSHubSpot Inc | COM | $105.5M | $71.0M |
| TDOCTeladoc Health, Inc. | COM | $148.6M | $25.7M |
| DXCMDexcom Inc | COM | $81.5M | $90.3M |
| NOWServiceNow, Inc. | Stock | $85.8M | $84.7M |
| PANWPalo Alto Networks Inc | Stock | $85.3M | $79.0M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $115.2M | $48.7M |
| ZSZscaler, Inc. | Stock | $83.1M | $80.3M |
| BRK.BBerkshire Hathaway Inc | Stock | $14.6M | $146.7M |
| MDBMongoDB, Inc. | CL A | $84.5M | $76.5M |
| UPSUnited Parcel Service Inc | Stock | $77.2M | $83.2M |
| VVisa Inc. | Stock | $54.7M | $105.2M |
| BYNDBeyond Meat, Inc. | COM | $82.9M | $75.7M |
| TTDTrade Desk, Inc. | Stock | $74.6M | $83.5M |
| ADBEAdobe Inc. | Stock | $48.4M | $102.9M |
| RHRH | COM | $83.0M | $68.0M |
| QCOMQualcomm Inc | Stock | $89.9M | $60.5M |
| COUPCoupa Software Inc | COM | $81.0M | $66.2M |
| PLTRPalantir Technologies Inc. | Stock | $77.7M | $68.0M |
| DDOGDatadog, Inc. | CL A COM | $50.1M | $93.4M |
| UALUnited Airlines Holdings, Inc. | COM | $93.2M | $49.8M |
| HDHome Depot, Inc. | Stock | $66.9M | $76.0M |
| AMDAdvanced Micro Devices Inc | Stock | $140.6M | – |
| SPLKSplunk Inc | COM | $80.7M | $59.4M |
| AALAmerican Airlines Group Inc. | Stock | $67.9M | $67.3M |
| VZVerizon Communications Inc | Stock | $79.7M | $55.2M |
| PFEPfizer Inc | Stock | $93.6M | $38.4M |
| SPOTSpotify Technology S.A. | Stock | $108.8M | $19.2M |
| ASMLASML Holding NV | ADR | $103.9M | $23.2M |
| PINSPinterest, Inc. | CL A | $114.0M | $11.2M |
| CVXChevron Corp | Stock | $83.3M | $41.1M |
| DALDelta Air Lines, Inc. | COM NEW | $92.0M | $30.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $61.6M | $60.6M |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | $71.8M | $48.4M |
| FFord Motor Co | Stock | $98.3M | $21.4M |
| AZOAutoZone Inc | COM | $4.08M | $113.1M |
| NETCloudflare, Inc. | CL A COM | $61.5M | $55.2M |
| KOCoca Cola Co | Stock | $64.3M | $51.8M |
| CVSCVS Health Corp | Stock | $73.9M | $40.9M |
| PGProcter & Gamble Co | Stock | $36.7M | $77.2M |
| FDXFedEx Corp | Stock | $79.8M | $33.2M |
| PTONPeloton Interactive, Inc. | CL A COM | $69.0M | $41.8M |
| TWLOTwilio Inc | CL A | $81.3M | $28.8M |
| IBMInternational Business Machines Corp | Stock | $82.2M | $27.0M |
| WMTWalmart Inc. | Stock | $51.0M | $57.6M |
| CVNACarvana Co. | CL A | $55.6M | $52.6M |
| ZZillow Group, Inc. | CL C CAP STK | $59.9M | $48.1M |
| SNOWSnowflake Inc. | Stock | $80.6M | $24.2M |
| COSTCostco Wholesale Corp | Stock | $50.5M | $52.1M |
| DKNGDraftKings Inc. | COM CL A | $65.9M | $34.4M |
| ABBVAbbVie Inc. | Stock | $69.5M | $30.4M |
| CSCOCisco Systems, Inc. | Stock | $19.6M | $77.0M |
| ABNBAirbnb, Inc. | Stock | $59.6M | $33.5M |
| UPSTUpstart Holdings, Inc. | COM | $61.7M | $30.9M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $65.8M | $26.1M |
| AAAlcoa Corp | Stock | $63.6M | $27.8M |
| UUnity Software Inc. | COM | $49.7M | $40.4M |
Sold out since Q2 2021 (600)
Positions held at the end of Q2 2021 that are gone from this filing.
The largest 100 of 600 by value last quarter.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $244.5M | 0.3% | – |
| SYNAPTICS Inc87157DAD1 | NOTE 0.500% 6/1 | – | $233.5M | 0.3% | – |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 1,241,928 | $228.2M | 0.3% | History |
| RH74967XAA1 | NOTE 6/1 | – | $216.6M | 0.2% | – |
| Slack Technologies, Inc.83088VAB8 | NOTE 0.500% 4/1 | – | $143.7M | 0.2% | – |
| WORKSlack Technologies, Inc. | COM CL A | 2,967,628 | $131.5M | 0.2% | History |
| Proofpoint Inc743424AF0 | NOTE 0.250% 8/1 | – | $124.2M | 0.1% | – |
| Snap Inc83304AAD8 | NOTE 0.250% 5/0 | – | $108.9M | 0.1% | – |
| PFPTProofpoint Inc | COM | 591,401 | $102.8M | 0.1% | History |
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $99.9M | 0.1% | – |
| MXIMMaxim Integrated Products Inc | COM | 907,590 | $95.6M | 0.1% | History |
| HubSpot Inc443573AB6 | NOTE 0.250% 6/0 | – | $87.9M | 0.1% | – |
| SPCEVirgin Galactic Holdings, Inc | COM | 1,849,261 | $85.1M | 0.1% | History |
| CBChubb Ltd | Stock | 478,774 | $76.1M | 0.1% | History |
| Nutanix, Inc.67059NAB4 | NOTE 1/1 | – | $75.6M | 0.1% | – |
| Zillow Group, Inc.98954MAC5 | NOTE 1.500% 7/0 | – | $75.6M | 0.1% | – |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $69.4M | 0.1% | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | – | $68.9M | 0.1% | – |
| International FLAVORS&FRAGRA459506309 | UNIT 09/15/2021 | 1,339,700 | $67.9M | 0.1% | – |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 1,524,931 | $59.2M | 0.1% | – |
| Cantel Med Corp138098AB4 | NOTE 3.250% 5/1 | – | $57.6M | 0.1% | – |
| Trip.com Group LtdG9066FAA9 | DEBT 1.500% 7/0 | – | $57.0M | 0.1% | – |
| Algonquin PWR Utils Corp015857873 | UNIT 99/99/9999 | 1,150,000 | $56.9M | 0.1% | – |
| PRAHPRA Health Sciences, Inc. | COM | 338,754 | $56.0M | 0.1% | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 1,546,500 | $52.5M | 0.1% | – |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 1,180,526 | $46.4M | 0.1% | History |
| Jazz Investments I Ltd472145AB7 | NOTE 1.875% 8/1 | – | $44.8M | 0.1% | – |
| QTSQTS Realty Trust, Inc. | COM CL A | 570,934 | $44.1M | 0.1% | History |
| Viavi Solutions Inc.925550AE5 | NOTE 1.750% 6/0 | – | $41.5M | <0.1% | – |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 1,228,879 | $40.9M | <0.1% | History |
| Northern Genesis Acquisition Corp.536221104 | NORTHERN GENESIS ACQUISITION CORP. | 2,000,000 | $38.9M | <0.1% | – |
| APHAmphenol Corp | CL A | 562,882 | $38.5M | <0.1% | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 661,300 | $35.6M | <0.1% | – |
| HOMEAt Home Group Inc. | COM | 930,856 | $34.3M | <0.1% | History |
| CNKCinemark Holdings, Inc. | COM | 1,366,226 | $30.0M | <0.1% | History |
| Luminex Corp55027EAA0 | NOTE 3.000% 5/1 | – | $26.7M | <0.1% | – |
| PFGCPerformance Food Group Co | COM | 544,708 | $26.4M | <0.1% | History |
| EIXEdison International | Stock | 451,339 | $26.1M | <0.1% | History |
| DIDIYDiDi Global Inc. | SPONSORED ADS | 1,500,000 | $21.2M | <0.1% | History |
| WENWendy's Co | Stock | 902,508 | $21.1M | <0.1% | History |
| J2 Global Inc48123VAC6 | NOTE 3.250% 6/1 | – | $20.1M | <0.1% | – |
| Shaw Communications Inc82028K200 | CL B CONV | 664,615 | $19.3M | <0.1% | – |
| NINisource Inc. | COM | 763,666 | $18.7M | <0.1% | History |
| CM Life Sciences Inc18978W109 | COM CL A | 1,201,562 | $16.8M | <0.1% | – |
| COINCoinbase Global, Inc. | COM CL A | 64,764 | $16.4M | <0.1% | History |
| Soaring Eagle Acquisition CoG8354H126 | CL A SHS | 1,588,872 | $15.8M | <0.1% | – |
| Allscripts Healthcare Solutn01988PAF5 | NOTE 0.875% 1/0 | – | $15.8M | <0.1% | – |
| Elliott Opportunity II Corp.G30092129 | UNIT 99/99/9999 | 1,500,000 | $15.0M | <0.1% | – |
| Landcadia Holdings IV, Inc.51477A203 | UNIT 05/01/2025 | 1,500,000 | $14.9M | <0.1% | – |
| AMRSAmyris, Inc. | COM NEW | 859,425 | $14.1M | <0.1% | History |
| Logistics Innovtn Technlgs C54141L209 | UNIT 06/10/2026 | 1,400,000 | $13.9M | <0.1% | – |
| CM Life Sciences III Inc125841205 | UNIT 04/30/2028 | 1,250,000 | $13.7M | <0.1% | – |
| PBFPBF Energy Inc. | CL A | 894,549 | $13.7M | <0.1% | History |
| ADMArcher-Daniels-Midland Co | Stock | 225,795 | $13.7M | <0.1% | History |
| Post Holdings Partnering Cor737465203 | UNIT 99/99/9999 | 1,310,000 | $13.6M | <0.1% | – |
| Austerlitz Acquisition CorpG0633U119 | UNIT 99/99/9999 | 1,333,334 | $13.4M | <0.1% | – |
| Churchill Capital Corp VI17143W200 | UNIT 99/99/9999 | 1,262,413 | $12.8M | <0.1% | – |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 128,280 | $12.4M | <0.1% | – |
| Winnebago Inds Inc974637AB6 | NOTE 1.500% 4/0 | – | $12.2M | <0.1% | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 107,226 | $12.1M | <0.1% | – |
| Livent Corp.53814LAB4 | NOTE 4.125% 7/1 | – | $11.6M | <0.1% | – |
| PATHUiPath, Inc. | Stock | 167,383 | $11.4M | <0.1% | History |
| Holicity Inc435063102 | COM CL A | 1,000,000 | $11.3M | <0.1% | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 102,996 | $11.3M | <0.1% | – |
| RBARB Global Inc. | COM | 188,911 | $11.2M | <0.1% | History |
| Aries I Acquisition CorpG0542N115 | UNIT 03/18/2026 | 1,067,000 | $10.7M | <0.1% | – |
| SRESempra | Stock | 80,927 | $10.7M | <0.1% | History |
| Churchill Capital Corp VII17144M201 | UNIT 99/99/9999 | 1,053,009 | $10.5M | <0.1% | – |
| Alteryx, Inc.02156BAF0 | NOTE 1.000% 8/0 | – | $10.4M | <0.1% | – |
| GIGINTERNATIONAL1 Inc37518W205 | UNIT 05/19/2026 | 990,000 | $10.0M | <0.1% | – |
| Disruptive Acquisition CorpG2770Y110 | UNIT 03/06/2026 | 1,000,000 | $9.97M | <0.1% | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | – | $9.90M | <0.1% | – |
| WRIWeingarten Realty Investors | SH BEN INT | 297,470 | $9.54M | <0.1% | History |
| HYFMHydrofarm Holdings Group, Inc. | COM | 159,465 | $9.43M | <0.1% | History |
| Jaws Spitfire Acquisition CoG50740102 | SHS CL A | 866,847 | $8.68M | <0.1% | – |
| PCGPG&E Corp | Stock | 840,060 | $8.54M | <0.1% | History |
| Maquia Capital Acquisition C56564V200 | UNIT 99/99/9999 | 790,000 | $8.00M | <0.1% | – |
| TSPHTuSimple Holdings Inc. | CL A | 111,793 | $7.96M | <0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 113,573 | $7.92M | <0.1% | – |
| CSGPCostar Group, Inc. | COM | 93,182 | $7.72M | <0.1% | History |
| Nuance Communications, Inc.67020YAG5 | DEBT 1.500%11/0 | – | $7.36M | <0.1% | – |
| New Beginnings Acquisition C64222H100 | COM | 729,540 | $7.29M | <0.1% | – |
| CM Life Sciences II Inc125842203 | UNIT 02/25/2028 | 532,362 | $7.16M | <0.1% | – |
| Pine Technology Acquisitn Co722850203 | UNIT 03/31/2028 | 705,556 | $7.03M | <0.1% | – |
| Orion Acquisition Corp68626A207 | UNIT 02/19/2026 | 673,666 | $6.68M | <0.1% | – |
| Ross Acquisition Corp IIG7641C122 | UNIT 99/99/9999 | 669,540 | $6.67M | <0.1% | – |
| Ajax IG0190X100 | COM | 665,000 | $6.62M | <0.1% | – |
| Shelter Acquisition Corp I822821203 | UNIT 02/25/2026 | 650,000 | $6.49M | <0.1% | – |
| Qell Acquisition CorpG7307X105 | CL A | 639,644 | $6.36M | <0.1% | – |
| MFCManulife Financial Corp | COM | 313,540 | $6.17M | <0.1% | History |
| Sustainable Opportnts Acq CoG8598Y109 | ORD SHS A | 615,944 | $6.13M | <0.1% | – |
| Digital Transformatn Opt Cor25401K206 | UNIT 03/31/2028 | 609,850 | $6.04M | <0.1% | – |
| Corazon Capital V838 MonocerG24237110 | UNIT 03/24/2026 | 598,791 | $5.99M | <0.1% | – |
| Build Acquisition Corp12008J204 | UNIT 99/99/9999 | 598,791 | $5.96M | <0.1% | – |
| Slam Corp.G8210L113 | UNIT 99/99/9999 | 583,899 | $5.83M | <0.1% | – |
| Gores Guggenheim, Inc.38286Q206 | UNIT 03/25/2028 | 581,659 | $5.82M | <0.1% | – |
| Nuance Communications, Inc.67020YAK6 | DBCV 1.000%12/1 | – | $5.61M | <0.1% | – |
| LGL Sys Acquisition Corp50201G106 | COM CL A | 552,533 | $5.52M | <0.1% | – |
| Forum Merger IV Corp349875203 | UNIT 03/15/2028 | 547,262 | $5.47M | <0.1% | – |
| Rapid7, Inc.753422AD6 | NOTE 2.250% 5/0 | – | $5.39M | <0.1% | – |