Oaktree Capital
SuperinvestorOaktree Capital Management LP
- SEC CIK
- 0000949509
- Manager
- Howard Marks
- Style
- Value
- Latest filing
- Aug 13, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Dec 14, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 237
- +47 vs. Q2 2021
- Portfolio value
- $6.83B
- −$579.4M (−7.8%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| INSMED Inc457669AB5 | NOTE 0.750% 6/0 | – | $3.46M | 0.1% | – | New | – |
| Insulet Corp45784PAK7 | NOTE 0.375% 9/0 | – | $3.49M | 0.1% | – | – | – |
| Paratek Pharmaceuticals, Inc.699374AB0 | CONVERTIBLE BOND | – | $3.50M | 0.1% | – | – | – |
| InterDigital, Inc.45867GAB7 | NOTE 2.000% 6/0 | – | $3.53M | 0.1% | – | – | – |
| Invacare Corp461203AJ0 | CONVERTIBLE BOND | – | $3.53M | 0.1% | – | – | – |
| Direct Selling Acquisitin Co25460L202 | UNIT 99/99/9999 | 350,000 | $3.53M | 0.1% | +350,000 | New | – |
| Alpine Acquisition Corporati02083L208 | UNIT 05/01/2026 | 350,000 | $3.55M | 0.1% | +350,000 | New | – |
| Cyberark Software Ltd23248VAB1 | NOTE 11/1 | – | $3.67M | 0.1% | – | – | – |
| Chegg, Inc163092AF6 | NOTE 9/0 | – | $3.78M | 0.1% | – | New | – |
| Vonage Hldgs Corp92886TAJ1 | NOTE 1.750% 6/0 | – | $3.85M | 0.1% | – | – | – |
| Tabula Rasa HealthCare, Inc.873379AA9 | NOTE 1.750% 2/1 | – | $3.86M | 0.1% | – | – | – |
| Benefitfocus, Inc.08180DAB2 | NOTE 1.250%12/1 | – | $3.90M | 0.1% | – | – | – |
| Pegasystems Inc705573AB9 | NOTE 0.750% 3/0 | – | $3.92M | 0.1% | – | New | – |
| Golar LNG Ltd38046YAB7 | NOTE 2.750% 2/1 | – | $3.94M | 0.1% | – | – | – |
| Shopify Inc.82509LAA5 | NOTE 0.125%11/0 | – | $3.95M | 0.1% | – | – | – |
| Oaktree Acquisition Corp IIG6715X111 | *W EXP 09/15/202 | 4,666,667 | $4.20M | 0.1% | 00.0% | Unchanged | – |
| Jazz Investments I Ltd472145AD3 | NOTE 1.500% 8/1 | – | $4.23M | 0.1% | – | – | – |
| RSVRReservoir Media, Inc. | COM | 468,700 | $4.27M | 0.1% | +468,700 | New | History |
| Biomarin Pharmaceutical Inc09061GAH4 | NOTE 0.599% 8/0 | – | $4.30M | 0.1% | – | – | – |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | – | $4.41M | 0.1% | – | New | – |
| SSR MNG Inc784730AB9 | NOTE 2.500% 4/0 | – | $4.52M | 0.1% | – | – | – |
| Solaredge Technologies, Inc.83417MAD6 | NOTE 9/1 | – | $4.56M | 0.1% | – | New | – |
| Nuvasive Inc670704AL9 | NOTE 1.000% 6/0 | – | $4.58M | 0.1% | – | New | – |
| Jazz Investments I Ltd472145AF8 | NOTE 2.000% 6/1 | – | $4.60M | 0.1% | – | – | – |
| Pure Storage Inc74624MAB8 | NOTE 0.125% 4/1 | – | $4.61M | 0.1% | – | New | – |
| Microchip Technology Inc595017AU8 | NOTE 0.125%11/1 | – | $4.71M | 0.1% | – | – | – |
| Ctrip Com Intl Ltd22943FAM2 | CONVERTIBLE BOND | – | $4.75M | 0.1% | – | – | – |
| FLG.PUFlagstar Bank, National Association | UNIT 11/01/2051 | 89,250 | $4.76M | 0.1% | 00.0% | Unchanged | History |
| Okta, Inc.679295AF2 | NOTE 0.375% 6/1 | – | $4.85M | 0.1% | – | – | – |
| Blackstone Mtg Tr Inc09257WAC4 | NOTE 4.750% 3/1 | – | $4.93M | 0.1% | – | – | – |
| Pebblebrook Hotel Tr70509VAA8 | NOTE 1.750%12/1 | – | $5.05M | 0.1% | – | – | – |
| Illumina, Inc.452327AK5 | NOTE 8/1 | – | $5.11M | 0.1% | – | – | – |
| Greenlight Cap Re Ltd395366AB3 | CONVERTIBLE BOND | – | $5.12M | 0.1% | – | – | – |
| Helix Energy Solutions Grp I42330PAJ6 | CONVERTIBLE BOND | – | $5.46M | 0.1% | – | – | – |
| Exact Sciences Corp30063PAB1 | NOTE 0.375% 3/1 | – | $5.47M | 0.1% | – | – | – |
| BELFBBel Fuse Inc | CL B | 462,679 | $5.75M | 0.1% | 00.0% | Unchanged | History |
| Nuvasive Inc670704AJ4 | NOTE 0.375% 3/1 | – | $6.04M | 0.1% | – | – | – |
| ASCArdmore Shipping Corp | COM | 1,600,000 | $6.64M | 0.1% | 00.0% | Unchanged | History |
| Coupa Software Inc22266LAF3 | NOTE 0.375% 6/1 | – | $6.67M | 0.1% | – | New | – |
| Integra Lifesciences Hldgs C457985AM1 | NOTE 0.500% 8/1 | – | $7.21M | 0.1% | – | – | – |
| Quotient Technology Inc.749119AB9 | CONVERTIBLE BOND | – | $7.28M | 0.1% | – | – | – |
| Wix.com Ltd.92940WAD1 | NOTE 8/1 | – | $7.52M | 0.1% | – | New | – |
| Redwood Tr Inc758075AC9 | NOTE 4.750% 8/1 | – | $7.78M | 0.1% | – | – | – |
| Starwood Ppty Tr Inc85571BAH8 | NOTE 4.375% 4/0 | – | $7.82M | 0.1% | – | – | – |
| Pretium Res Inc74139CAB8 | CONVERTIBLE BOND | – | $8.13M | 0.1% | – | – | – |
| Apollo Coml Real Est Fin Inc03762UAB1 | NOTE 4.750% 8/2 | – | $8.38M | 0.1% | – | – | – |
| Veeco Instrs Inc Del922417AD2 | CONVERTIBLE BOND | – | $8.43M | 0.1% | – | – | – |
| Sea Ltd81141RAG5 | NOTE 0.250% 9/1 | – | $8.64M | 0.1% | – | New | – |
| WEIBO Corp948596AC5 | NOTE 1.250%11/1 | – | $8.70M | 0.1% | – | – | – |
| Ezcorp Inc302301AE6 | CONVERTIBLE BOND | – | $8.81M | 0.1% | – | – | – |
| Splunk Inc848637AD6 | NOTE 1.125% 9/1 | – | $9.25M | 0.1% | – | – | – |
| KAMAN Corp483548AF0 | NOTE 3.250% 5/0 | – | $9.34M | 0.1% | – | New | – |
| Dexcom Inc252131AK3 | NOTE 0.250%11/1 | – | $9.59M | 0.1% | – | – | – |
| TGSGas Transporter of the South Inc | SPONSORED ADS B | 1,963,575 | $9.68M | 0.1% | 00.0% | Unchanged | History |
| Helix Energy Solutions Grp I42330PAH0 | NOTE 4.250% 5/0 | – | $9.74M | 0.1% | – | – | – |
| Akamai Technologies Inc00971TAL5 | NOTE 0.375% 9/0 | – | $9.87M | 0.1% | – | – | – |
| Arbor Realty Trust Inc038923AP3 | NOTE 4.750%11/0 | – | $10.3M | 0.2% | – | – | – |
| Apollo Coml Real Est Fin Inc03762UAC9 | NOTE 5.375%10/1 | – | $11.0M | 0.2% | – | – | – |
| Retrophin Inc761299AB2 | NOTE 2.500% 9/1 | – | $11.0M | 0.2% | – | – | – |
| TEOTelecom Argentina SA | SPON ADR REP B | 2,260,500 | $11.2M | 0.2% | 00.0% | Unchanged | History |
| BAKBraskem SA | SP ADR PFD A | 519,550 | $11.3M | 0.2% | 00.0% | Unchanged | History |
| Theravance Inc88338TAB0 | NOTE 2.125% 1/1 | – | $11.4M | 0.2% | – | – | – |
| BlackRock TCP Capital Corp.87238QAD5 | NOTE 4.625% 3/0 | – | $11.5M | 0.2% | – | – | – |
| NICE Ltd.653656AB4 | NOTE 9/1 | – | $11.5M | 0.2% | – | New | – |
| New York Mtg Tr Inc649604AD7 | NOTE 6.250% 1/1 | – | $11.7M | 0.2% | – | – | – |
| Ship Fin Intl Ltd824689AG8 | NOTE 4.875% 5/0 | – | $12.3M | 0.2% | – | – | – |
| LendingTree, Inc.52603BAD9 | NOTE 0.500% 7/1 | – | $13.5M | 0.2% | – | New | – |
| Tilray Inc88688TAB6 | NOTE 5.000%10/0 | – | $13.6M | 0.2% | – | – | – |
| New Relic, Inc.64829BAB6 | NOTE 0.500% 5/0 | – | $13.6M | 0.2% | – | – | – |
| Macquarie Infrastructure Cor55608BAB1 | NOTE 2.000%10/0 | – | $13.8M | 0.2% | – | – | – |
| PAMPampa Energy Inc. | SPONS ADR LVL I | 829,000 | $14.5M | 0.2% | 00.0% | Unchanged | History |
| KKR Real Estate Fin Tr Inc48251KAB6 | NOTE 6.125% 5/1 | – | $14.6M | 0.2% | – | – | – |
| LBRDKLiberty Broadband Corp | COM SER C | 86,999 | $15.0M | 0.2% | 00.0% | Unchanged | History |
| Blackstone Mtg Tr Inc09257WAB6 | NOTE 4.375% 5/0 | – | $15.4M | 0.2% | – | – | – |
| Ares Capital Corp04010LAW3 | NOTE 4.625% 3/0 | – | $15.7M | 0.2% | – | – | – |
| New MTN Fin Corp647551AC4 | NOTE 5.750% 8/1 | – | $15.8M | 0.2% | – | – | – |
| Ionis Pharmaceuticals Inc462222AB6 | NOTE 0.125%12/1 | – | $16.0M | 0.2% | – | – | – |
| RWT Hldgs Inc749772AD1 | CONVERTIBLE BOND | – | $16.2M | 0.2% | – | – | – |
| VISTVista Energy, S.A.B. de C.V. | SPONSORED ADS | 3,245,002 | $16.3M | 0.2% | +112,002+3.6% | Added | History |
| Goldman Sachs BDC, Inc.38147UAB3 | NOTE 4.500% 4/0 | – | $16.6M | 0.2% | – | – | – |
| ONITOnity Group Inc. | COM NEW | 596,870 | $16.8M | 0.2% | 00.0% | Unchanged | History |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $17.8M | 0.3% | – | – | – |
| Colony Cap Inc19624RAA4 | NOTE 5.000% 4/1 | – | $18.0M | 0.3% | – | – | – |
| Isis Pharmaceuticals Inc Del464337AJ3 | NOTE 1.000%11/1 | – | $18.3M | 0.3% | – | – | – |
| Mfa Finl Inc55272XAA0 | NOTE 6.250% 6/1 | – | $18.5M | 0.3% | – | – | – |
| Pennymac Corp70932AAD5 | NOTE 5.500%11/0 | – | $18.8M | 0.3% | – | – | – |
| DISH Network CORP25470MAD1 | NOTE 2.375% 3/1 | – | $19.2M | 0.3% | – | – | – |
| Alteryx, Inc.02156BAD5 | NOTE 0.500% 8/0 | – | $19.6M | 0.3% | – | – | – |
| Ligand Pharmaceuticals Inc53220KAF5 | NOTE 0.750% 5/1 | – | $20.2M | 0.3% | – | – | – |
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | – | $20.3M | 0.3% | – | – | – |
| Fireeye Inc31816QAD3 | NOTE 1.625% 6/0 | – | $20.9M | 0.3% | – | – | – |
| Supernus Pharmaceuticals, Inc.868459AD0 | NOTE 0.625% 4/0 | – | $22.1M | 0.3% | – | – | – |
| CXPColumbia Property Trust, Inc. | COM NEW | 1,320,000 | $25.1M | 0.4% | 00.0% | Unchanged | History |
| GTXGarrett Motion Inc. | Stock | 3,593,111 | $26.5M | 0.4% | 00.0% | Unchanged | History |
| Fortive Corp34959JAK4 | NOTE 0.875% 2/1 | – | $27.4M | 0.4% | – | – | – |
| HIMSHims & Hers Health, Inc. | Stock | 3,773,437 | $28.5M | 0.4% | 00.0% | Unchanged | History |
| Resource Cap Corp76120WAC8 | CONVERTIBLE BOND | – | $29.1M | 0.4% | – | – | – |
| BATLBattalion Oil Corp | COM | 3,009,912 | $29.3M | 0.4% | 00.0% | Unchanged | History |
| Intrexon Corp46122TAA0 | NOTE 3.500% 7/0 | – | $30.4M | 0.4% | – | – | – |
| TVGrupo Televisa, S.A.B. | SPON ADR REP ORD | 2,821,801 | $31.0M | 0.5% | +170,000+6.4% | Added | History |
Options (25)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $136.0M | – |
| Chesapeake Energy Corp165167180 | *W EXP 03/01/202 | – | $76.7M |
| COOPMaverick Merger Sub 2, LLC | COM | – | $41.2M |
| Shelter Acquisition Corp I822821112 | *W EXP 02/25/202 | – | $28.3M |
| CFLTConfluent, Inc. | CLASS A COM | $21.5M | – |
| Williams Rowland Acquisition Corp.96951B110 | *W EXP 12/11/202 | – | $8.48M |
| Chesapeake Energy Corp165167164 | *W EXP 99/99/999 | – | $2.77M |
| CHW Acquisition CorporationG2254A125 | *W EXP 09/01/202 | – | $1.95M |
| Software Acquisitn Grp Inc I83407J111 | *W EXP 02/02/202 | – | $1.72M |
| Macondray Cap Acquisitn CorpG5853A115 | *W EXP 05/31/202 | – | $1.24M |
| Gladstone Acquisition Corp37653T116 | *W EXP 04/01/202 | – | $1.23M |
| Springwater SPL Situations C85205U115 | WARRANT | – | $1.22M |
| Agrico Acquisition CorpG41089114 | *W EXP 03/31/202 | – | $1.00M |
| Roth CH Acquisition IV Co77867P112 | *W EXP 07/01/202 | – | $983.0K |
| Mercury Ecom Acquisition Cor589381110 | *W EXP 07/27/202 | – | $981.0K |
| Amci Acquisition Corp II00166R118 | *W EXP 08/06/202 | – | $968.0K |
| Belong Acquisition Corp.08069M110 | *W EXP 03/23/202 | – | $968.0K |
| Avista Pub Acquisition CorpG07247128 | *W EXP 04/06/202 | – | $813.0K |
| Jatt Acquisition CorpG50752123 | *W EXP 07/19/202 | – | $737.0K |
| Xpac Acquisition CorpG9831X122 | *W EXP 99/99/999 | – | $647.0K |
| Metals Acquisition CorpG60405126 | *W EXP 99/99/999 | – | $579.0K |
| Alpha Healthcare Acqu Corp I02073F112 | *W EXP 04/01/202 | – | $473.0K |
| Coliseum Acquisition Corp.G2263T107 | *W EXP 08/22/202 | – | $300.0K |
| Corsair Partnering CorpG2540H116 | *W EXP 07/06/202 | – | $246.0K |
| TDGMWTidewater Inc | WARRANT | – | $178.0K |
Sold out since Q2 2021 (53)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| COLDAmericold Realty Trust | COM | 11,771,646 | $445.6M | 6.0% | History |
| SHLSShoals Technologies Group, Inc. | CL A | 4,977,751 | $176.7M | 2.4% | History |
| XECCimarex Energy Co | COM | 312,000 | $22.6M | 0.3% | History |
| Nutanix, Inc.67059NAB4 | NOTE 1/1 | – | $16.5M | 0.2% | – |
| Intercept Pharmaceuticals IN45845PAA6 | NOTE 3.250% 7/0 | – | $14.8M | 0.2% | – |
| Dycom Inds Inc267475AB7 | NOTE 0.750% 9/1 | – | $14.5M | 0.2% | – |
| Chesapeake Energy Corp165167180 | *W EXP 03/01/202 | 690,931 | $14.4M | 0.2% | – |
| Palo Alto Networks Inc697435AF2 | NOTE 0.375% 6/0 | – | $13.0M | 0.2% | – |
| Jazz Investments I Ltd472145AB7 | NOTE 1.875% 8/1 | – | $11.6M | 0.2% | – |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $11.2M | 0.2% | – |
| Pinduoduo Inc722304AC6 | NOTE 12/0 | – | $9.39M | 0.1% | – |
| Momo Inc60879BAB3 | NOTE 1.250% 7/0 | – | $9.31M | 0.1% | – |
| Qiagen NVN72482AT4 | CONVERTIBLE BOND | – | $8.52M | 0.1% | – |
| PDC Energy, Inc.69327RAD3 | NOTE 1.125% 9/1 | – | $8.28M | 0.1% | – |
| Greenbrier Cos Inc393657AK7 | NOTE 2.875% 2/0 | – | $8.02M | 0.1% | – |
| Radius Health, Inc.750469AA6 | NOTE 3.000% 9/0 | – | $6.96M | 0.1% | – |
| Proofpoint Inc743424AF0 | NOTE 0.250% 8/1 | – | $6.92M | 0.1% | – |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $6.70M | 0.1% | – |
| Luminex Corp55027EAA0 | NOTE 3.000% 5/1 | – | $6.64M | 0.1% | – |
| RingCentral, Inc.76680RAF4 | NOTE 3/0 | – | $6.10M | 0.1% | – |
| Theravance Biopharma, Inc.88339KAA0 | NOTE 3.250%11/0 | – | $5.95M | 0.1% | – |
| Invitae Corp46185LAB9 | NOTE 2.000% 9/0 | – | $5.42M | 0.1% | – |
| REREATRenew Inc. | SPONSORED ADS | 357,722 | $5.35M | 0.1% | History |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $5.01M | 0.1% | – |
| Newpark Res Inc651718AE8 | CONVERTIBLE BOND | – | $4.80M | 0.1% | – |
| Aerie Pharmaceuticals Inc00771VAB4 | NOTE 1.500%10/0 | – | $4.48M | 0.1% | – |
| Twitter, Inc.90184LAF9 | NOTE 0.250% 6/1 | – | $4.12M | 0.1% | – |
| Burlington Stores, Inc.122017AB2 | NOTE 2.250% 4/1 | – | $3.98M | 0.1% | – |
| Sarepta Therapeutics, Inc.803607AB6 | DBCV 1.500%11/1 | – | $3.96M | 0.1% | – |
| Clovis Oncology, Inc.189464AC4 | CONVERTIBLE BOND | – | $3.84M | 0.1% | – |
| Chesapeake Energy Corp165167172 | *W EXP 99/99/999 | 150,000 | $3.67M | <0.1% | – |
| Nanostring Technologies Inc63009RAD1 | NOTE 2.625% 5/0 | – | $3.16M | <0.1% | – |
| Flexion Therapeutics Inc33938JAB2 | NOTE 3.375% 5/0 | – | $3.06M | <0.1% | – |
| Heritage Ins Hldgs Inc42727JAB8 | CONVERTIBLE BOND | – | $2.99M | <0.1% | – |
| Green Plains Inc.393222AK0 | NOTE 2.250% 3/1 | – | $2.90M | <0.1% | – |
| iQIYI, Inc.46267XAD0 | NOTE 2.000% 4/0 | – | $2.72M | <0.1% | – |
| Neurocrine Biosciences Inc64125CAD1 | NOTE 2.250% 5/1 | – | $2.69M | <0.1% | – |
| Ironwood Pharmaceuticals Inc46333XAF5 | NOTE 0.750% 6/1 | – | $2.37M | <0.1% | – |
| Chesapeake Energy Corp165167164 | *W EXP 99/99/999 | 75,810 | $2.04M | <0.1% | – |
| Avaya Hldgs Corp05351XAB7 | NOTE 2.250% 6/1 | – | $2.01M | <0.1% | – |
| Elliott Opportunity II Corp.G30092129 | UNIT 99/99/9999 | 200,000 | $2.00M | <0.1% | – |
| Colombier Acquisition Corp19533H207 | UNIT 99/99/9999 | 200,000 | $1.98M | <0.1% | – |
| MITAUColiseum Acquisition Corp. | UNIT 04/02/2028 | 200,000 | $1.98M | <0.1% | History |
| AMPYAmplify Energy Corp. | COM | 410,041 | $1.66M | <0.1% | History |
| Shelter Acquisition Corp I822821203 | UNIT 02/25/2026 | 150,000 | $1.50M | <0.1% | – |
| Thunder Bridge Capital Partners IV, Inc.88605L206 | UNIT 06/30/2026 | 150,000 | $1.49M | <0.1% | – |
| Patrick Inds Inc703343AB9 | DBCV 1.000% 2/0 | – | $1.36M | <0.1% | – |
| Fintech Acquisition Corp VI31811H205 | UNIT 06/24/2026 | 100,000 | $1.01M | <0.1% | – |
| Viavi Solutions Inc.925550AB1 | NOTE 1.000% 3/0 | – | $938.0K | <0.1% | – |
| Scorpio Tankers Inc.80918TAB5 | NOTE 3.000% 5/1 | – | $547.0K | <0.1% | – |
| US Well Services Inc91274U119 | WARRANT | 1,500,000 | $272.0K | <0.1% | – |
| Atlas Air Worldwide Hldgs IN049164BJ4 | NOTE 1.875% 6/0 | – | $225.0K | <0.1% | – |
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $143.0K | <0.1% | – |