Oaktree Capital
SuperinvestorOaktree Capital Management LP
- SEC CIK
- 0000949509
- Manager
- Howard Marks
- Style
- Value
- Latest filing
- Aug 13, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Dec 14, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 237
- +47 vs. Q2 2021
- Portfolio value
- $6.83B
- −$579.4M (−7.8%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Build Acquisition Corp12008J105 | COM CLASS A | 51,000 | $494.0K | <0.1% | +51,000 | New | – |
| NENoble Corp plc | Equities | 19,979 | $540.0K | <0.1% | 00.0% | Unchanged | History |
| CIIG Capital Partners II, Inc.12561U208 | UNIT 02/28/2028 | 69,600 | $701.0K | <0.1% | +69,600 | New | – |
| CONMED Corp207410AF8 | NOTE 2.625% 2/0 | – | $775.0K | <0.1% | – | – | – |
| ADTHAdTheorent Holding Company, Inc. | COM CL A | 100,000 | $987.0K | <0.1% | +100,000 | New | History |
| Argus Capital Corp04026L204 | UNIT 08/31/2028 | 100,000 | $1.01M | <0.1% | +100,000 | New | – |
| SRNESorrento Therapeutics, Inc. | COM NEW | 134,000 | $1.02M | <0.1% | 00.0% | Unchanged | History |
| OCAXOCA Acquisition Corp. | COM CL A | 103,920 | $1.03M | <0.1% | +103,920 | New | History |
| BELFABel Fuse Inc | CL A | 71,613 | $1.04M | <0.1% | 00.0% | Unchanged | History |
| Ship Finance International LG81075AF3 | CONVERTIBLE BOND | – | $1.07M | <0.1% | – | – | – |
| IEAInfrastructure & Energy Alternatives, Inc. | COM | 94,768 | $1.08M | <0.1% | +94,768 | New | History |
| Aurora Cannabis Inc05156XAG3 | CONVERTIBLE BOND | – | $1.13M | <0.1% | – | – | – |
| Huazhu Group Ltd16949NAC3 | NOTE 0.375%11/0 | – | $1.13M | <0.1% | – | – | – |
| Fintech Acquisition Corp VI31811H106 | CLASS A COM | 125,000 | $1.22M | <0.1% | +125,000 | New | – |
| Fintech Evolution Acquis GroG3R19A104 | SHS CL A | 150,000 | $1.45M | <0.1% | +150,000 | New | – |
| Graf Acquisition Corp IV384272100 | COM | 150,000 | $1.45M | <0.1% | +150,000 | New | – |
| THCPThunder Bridge Capital Partners IV, Inc. | CLASS A COM | 150,000 | $1.46M | <0.1% | +150,000 | New | History |
| TRTLTortoiseEcofin Acquisition Corp. III | SHS CL A | 150,000 | $1.46M | <0.1% | +150,000 | New | History |
| Eg Acquisition Corp26846A100 | COM CL A | 150,000 | $1.46M | <0.1% | +150,000 | New | – |
| Logistics Innovtn Technlgs C54141L100 | CLASS A COM | 150,000 | $1.46M | <0.1% | +150,000 | New | – |
| Shelter Acquisition Corp I822821104 | CLASS A COM | 150,000 | $1.46M | <0.1% | +150,000 | New | – |
| Austerlitz Acquisition CorpG0633U101 | COM CL A | 150,000 | $1.46M | <0.1% | +150,000 | New | – |
| OSIOsiris Acquisition Corp. | CL A | 150,000 | $1.47M | <0.1% | +150,000 | New | History |
| ZURAZura Bio Ltd | SHS CL A | 150,000 | $1.47M | <0.1% | +150,000 | New | History |
| CCAIUCascadia Acquisition Corp. | UNIT 09/30/2028 | 150,000 | $1.48M | <0.1% | +150,000 | New | History |
| Mobix Labs, IncG2058L103 | ORDINARY SHARES | 150,000 | $1.48M | <0.1% | +150,000 | New | – |
| Corsair Partnering CorpG2540H108 | SHS CL A | 150,000 | $1.48M | <0.1% | +150,000 | New | – |
| Tastemaker Acquisition Corp876545104 | COM CL A | 150,000 | $1.48M | <0.1% | +150,000 | New | – |
| Global Consumer Acquisitn Co37892B108 | COM | 150,000 | $1.48M | <0.1% | +150,000 | New | – |
| WRACWilliams Rowland Acquisition Corp. | COM | 150,000 | $1.49M | <0.1% | +150,000 | New | History |
| Endurance Acquisition Corp.G3041W123 | UNIT 09/01/2026 | 150,000 | $1.49M | <0.1% | +150,000 | New | – |
| TPBAUTPB Acquisition Corp I | UNIT 08/09/2026 | 150,000 | $1.49M | <0.1% | +150,000 | New | History |
| Insight Acquisition Corp45784L209 | UNIT 99/99/9999 | 150,000 | $1.49M | <0.1% | +150,000 | New | – |
| Afternext Healthtech AcquisiG01109118 | UNIT 99/99/9999 | 150,000 | $1.49M | <0.1% | +150,000 | New | – |
| Portage Fintech Acquisitn CoG7185D122 | UNIT 07/08/2026 | 150,000 | $1.49M | <0.1% | +150,000 | New | – |
| 10X Cap Venture Acqstn CorpG87076124 | UNIT 04/19/2028 | 150,000 | $1.50M | <0.1% | +150,000 | New | – |
| SHF Holdings, Inc.66538L105 | CLASS A COM | 150,000 | $1.50M | <0.1% | +150,000 | New | – |
| Blue Whale Acquisition CorpG1330M111 | UNIT 07/30/2026 | 150,000 | $1.50M | <0.1% | +150,000 | New | – |
| DTRT Health Acquisition Corp23344T202 | UNIT 08/31/2029 | 150,000 | $1.51M | <0.1% | +150,000 | New | – |
| Royal Caribbean Group780153BB7 | NOTE 4.250% 6/1 | – | $1.51M | <0.1% | – | New | – |
| i3 Verticals, Inc.44933TAB2 | NOTE 1.000% 2/1 | – | $1.55M | <0.1% | – | New | – |
| Stride, Inc.86333MAA6 | NOTE 1.125% 9/0 | – | $1.75M | <0.1% | – | New | – |
| HWELHealthwell Acquisition Corp. I | CLASS A COM | 200,000 | $1.93M | <0.1% | +200,000 | New | History |
| Colombier Acquisition Corp19533H108 | CL A | 200,000 | $1.93M | <0.1% | +200,000 | New | – |
| MITAColiseum Acquisition Corp. | CLASS A ORD SHS | 200,000 | $1.93M | <0.1% | +200,000 | New | History |
| Alpha Partners Tech Mergr CoG63290111 | CLASS A ORD SHS | 200,000 | $1.94M | <0.1% | +200,000 | New | – |
| LanzaTech Global, Inc.00166R100 | CLASS A COM | 200,000 | $1.94M | <0.1% | +200,000 | New | – |
| Alpha Healthcare Acqu Corp I02073F104 | CLASS A COM | 200,000 | $1.94M | <0.1% | +200,000 | New | – |
| TWCBBilander Acquisition Corp. | CL A COM | 200,000 | $1.94M | <0.1% | +200,000 | New | History |
| Belong Acquisition Corp.08069M102 | CLASS A COM | 200,000 | $1.94M | <0.1% | +200,000 | New | – |
| ZLSZalatoris II Acquisition Corp | CLASS A ORD | 200,000 | $1.94M | <0.1% | +200,000 | New | History |
| Acropolis Infrastructure Acq005029103 | CL A | 200,000 | $1.94M | <0.1% | +200,000 | New | – |
| Liberty Media Corp Del531229AF9 | NOTE 1.000% 1/3 | – | $1.94M | <0.1% | – | – | – |
| PETWag! Group Co. | ORDINARY SHS | 200,000 | $1.95M | <0.1% | +200,000 | New | History |
| EOCWElliott Opportunity II Corp. | SHS CL A | 200,000 | $1.95M | <0.1% | +200,000 | New | History |
| GWIIGood Works II Acquisition Corp. | COMMON STOCK | 200,000 | $1.95M | <0.1% | +200,000 | New | History |
| SEPASEP Acquisition Corp. | CLASS A COM | 200,000 | $1.96M | <0.1% | +200,000 | New | History |
| Herbalife Ltd.42703MAD5 | NOTE 2.625% 3/1 | – | $1.97M | <0.1% | – | – | – |
| TYGOTigo Energy, Inc. | COM | 200,000 | $1.97M | <0.1% | +200,000 | New | History |
| Pershing Square Tontine Hldg71531R109 | COM CL A | 100,000 | $1.97M | <0.1% | +100,000 | New | – |
| Software Acquisitn Grp Inc I83407J103 | COM CL A | 200,000 | $1.97M | <0.1% | +200,000 | New | – |
| Waverley Capital Acquis CorpG06536125 | UNIT 99/99/9999 | 200,000 | $1.97M | <0.1% | +200,000 | New | – |
| APMIUAxonPrime Infrastructure Acquisition Corp | UNIT 05/31/2028 | 200,000 | $1.98M | <0.1% | +200,000 | New | History |
| Armada Acquisition Corp. I04208V202 | UNIT 08/13/2026 | 200,000 | $1.98M | <0.1% | +200,000 | New | – |
| Riverview Acquisition Corp.769395203 | UNIT 07/29/2026 | 200,000 | $1.98M | <0.1% | +200,000 | New | – |
| Oi SA670851500 | SPONSORED ADR NE | 2,201,646 | $1.99M | <0.1% | 00.0% | Unchanged | – |
| Banner Acquisition Corp.06654K200 | UNIT 09/07/2026 | 200,000 | $1.99M | <0.1% | +200,000 | New | – |
| Parabellum Acquisition Corp.69901P208 | UNIT 99/99/9999 | 200,000 | $1.99M | <0.1% | +200,000 | New | – |
| CLOEClover Leaf Capital Corp. | COM CL A | 200,000 | $2.00M | <0.1% | +200,000 | New | History |
| Metals Acquisition CorpG60405100 | SHS CL A | 200,000 | $2.00M | <0.1% | +200,000 | New | – |
| Agrico Acquisition CorpG41089106 | CLASS A ORD SHS | 200,000 | $2.00M | <0.1% | +200,000 | New | – |
| World Quantum Growth AcquisiG5596W119 | UNIT 99/99/9999 | 200,000 | $2.01M | <0.1% | +200,000 | New | – |
| Evolent Health, Inc.30050BAB7 | CONVERTIBLE BOND | – | $2.10M | <0.1% | – | – | – |
| Chardan Nextech Acquisition Corp.159561109 | CLASS A COM | 225,000 | $2.23M | <0.1% | +225,000 | New | – |
| Pacifico Acquisition Corp.69512X202 | UNIT 09/13/2026 | 225,000 | $2.28M | <0.1% | +225,000 | New | – |
| LOMALoma Negra Compania Industrial Argentina Sociedad Anonima | SPONSORED ADS | 325,924 | $2.32M | <0.1% | −16,076−4.7% | Reduced | History |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | – | $2.33M | <0.1% | – | New | – |
| Horizon Global Corp44052WAA2 | NOTE 2.750% 7/0 | – | $2.42M | <0.1% | – | – | – |
| Avista Pub Acquisition CorpG07247102 | CLASS A ORD SHS | 250,000 | $2.44M | <0.1% | +250,000 | New | – |
| SWSSClean Energy Special Situations Corp. | COM | 250,000 | $2.44M | <0.1% | +250,000 | New | History |
| Jupiter Acquisition Corp482082203 | UNIT 09/11/2027 | 250,000 | $2.46M | <0.1% | +250,000 | New | – |
| Macondray Cap Acquisitn CorpG5853A107 | CLASS A ORD SHS | 250,000 | $2.46M | <0.1% | +250,000 | New | – |
| GSDGlobal System Dynamics, Inc. | CL A | 250,000 | $2.46M | <0.1% | +250,000 | New | History |
| Two HBRS Invt Corp90187BAA9 | NOTE 6.250% 1/1 | – | $2.49M | <0.1% | – | – | – |
| Sierra Lake Acquisition Corp.826332207 | UNIT 03/31/2028 | 250,000 | $2.49M | <0.1% | +250,000 | New | – |
| FHLTUFuture Health ESG Corp. | UNIT 09/09/2026 | 250,000 | $2.50M | <0.1% | +250,000 | New | History |
| Decarbonization Plus Acquisition Corp IVG2773W129 | UNIT 07/15/2026 | 250,000 | $2.52M | <0.1% | +250,000 | New | – |
| Soar Technology Acquisn CorpG82472104 | UNIT 99/99/9999 | 250,000 | $2.54M | <0.1% | +250,000 | New | – |
| Pono Capital Corp732450200 | UNIT 09/30/2028 | 250,000 | $2.55M | <0.1% | +250,000 | New | – |
| Oxbridge Acquisition CorpG6855L125 | UNIT 07/30/2026 | 250,000 | $2.56M | <0.1% | +250,000 | New | – |
| Fireeye Inc31816QAF8 | NOTE 0.875% 6/0 | – | $2.63M | <0.1% | – | – | – |
| CalAmp Corp.128126AD1 | CONVERTIBLE BOND | – | $2.69M | <0.1% | – | – | – |
| RingCentral, Inc.76680RAH0 | NOTE 3/1 | – | $2.82M | <0.1% | – | New | – |
| Minority Equality Opportunit60436Q209 | UNIT 08/26/2026 | 275,000 | $2.83M | <0.1% | +275,000 | New | – |
| Wayfair Inc.94419LAM3 | NOTE 0.625%10/0 | – | $2.84M | <0.1% | – | New | – |
| Liberty Latin America Ltd.53069QAB5 | NOTE 2.000% 7/1 | – | $2.98M | <0.1% | – | – | – |
| First LT Acquisition Group I320703200 | UNIT 99/99/9999 | 300,000 | $2.98M | <0.1% | +300,000 | New | – |
| Verde Clean Fuels, Inc.15130M201 | UNIT 02/04/2026 | 300,000 | $3.02M | <0.1% | +300,000 | New | – |
| WinVest Acquisition Corp.97655B208 | UNIT 08/09/2026 | 300,000 | $3.07M | <0.1% | +300,000 | New | – |
| VEONVEON Ltd. | SPONSORED ADR | 1,487,722 | $3.09M | <0.1% | −190,000−11.3% | Reduced | History |
Options (25)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $136.0M | – |
| Chesapeake Energy Corp165167180 | *W EXP 03/01/202 | – | $76.7M |
| COOPMaverick Merger Sub 2, LLC | COM | – | $41.2M |
| Shelter Acquisition Corp I822821112 | *W EXP 02/25/202 | – | $28.3M |
| CFLTConfluent, Inc. | CLASS A COM | $21.5M | – |
| Williams Rowland Acquisition Corp.96951B110 | *W EXP 12/11/202 | – | $8.48M |
| Chesapeake Energy Corp165167164 | *W EXP 99/99/999 | – | $2.77M |
| CHW Acquisition CorporationG2254A125 | *W EXP 09/01/202 | – | $1.95M |
| Software Acquisitn Grp Inc I83407J111 | *W EXP 02/02/202 | – | $1.72M |
| Macondray Cap Acquisitn CorpG5853A115 | *W EXP 05/31/202 | – | $1.24M |
| Gladstone Acquisition Corp37653T116 | *W EXP 04/01/202 | – | $1.23M |
| Springwater SPL Situations C85205U115 | WARRANT | – | $1.22M |
| Agrico Acquisition CorpG41089114 | *W EXP 03/31/202 | – | $1.00M |
| Roth CH Acquisition IV Co77867P112 | *W EXP 07/01/202 | – | $983.0K |
| Mercury Ecom Acquisition Cor589381110 | *W EXP 07/27/202 | – | $981.0K |
| Amci Acquisition Corp II00166R118 | *W EXP 08/06/202 | – | $968.0K |
| Belong Acquisition Corp.08069M110 | *W EXP 03/23/202 | – | $968.0K |
| Avista Pub Acquisition CorpG07247128 | *W EXP 04/06/202 | – | $813.0K |
| Jatt Acquisition CorpG50752123 | *W EXP 07/19/202 | – | $737.0K |
| Xpac Acquisition CorpG9831X122 | *W EXP 99/99/999 | – | $647.0K |
| Metals Acquisition CorpG60405126 | *W EXP 99/99/999 | – | $579.0K |
| Alpha Healthcare Acqu Corp I02073F112 | *W EXP 04/01/202 | – | $473.0K |
| Coliseum Acquisition Corp.G2263T107 | *W EXP 08/22/202 | – | $300.0K |
| Corsair Partnering CorpG2540H116 | *W EXP 07/06/202 | – | $246.0K |
| TDGMWTidewater Inc | WARRANT | – | $178.0K |
Sold out since Q2 2021 (53)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| COLDAmericold Realty Trust | COM | 11,771,646 | $445.6M | 6.0% | History |
| SHLSShoals Technologies Group, Inc. | CL A | 4,977,751 | $176.7M | 2.4% | History |
| XECCimarex Energy Co | COM | 312,000 | $22.6M | 0.3% | History |
| Nutanix, Inc.67059NAB4 | NOTE 1/1 | – | $16.5M | 0.2% | – |
| Intercept Pharmaceuticals IN45845PAA6 | NOTE 3.250% 7/0 | – | $14.8M | 0.2% | – |
| Dycom Inds Inc267475AB7 | NOTE 0.750% 9/1 | – | $14.5M | 0.2% | – |
| Chesapeake Energy Corp165167180 | *W EXP 03/01/202 | 690,931 | $14.4M | 0.2% | – |
| Palo Alto Networks Inc697435AF2 | NOTE 0.375% 6/0 | – | $13.0M | 0.2% | – |
| Jazz Investments I Ltd472145AB7 | NOTE 1.875% 8/1 | – | $11.6M | 0.2% | – |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $11.2M | 0.2% | – |
| Pinduoduo Inc722304AC6 | NOTE 12/0 | – | $9.39M | 0.1% | – |
| Momo Inc60879BAB3 | NOTE 1.250% 7/0 | – | $9.31M | 0.1% | – |
| Qiagen NVN72482AT4 | CONVERTIBLE BOND | – | $8.52M | 0.1% | – |
| PDC Energy, Inc.69327RAD3 | NOTE 1.125% 9/1 | – | $8.28M | 0.1% | – |
| Greenbrier Cos Inc393657AK7 | NOTE 2.875% 2/0 | – | $8.02M | 0.1% | – |
| Radius Health, Inc.750469AA6 | NOTE 3.000% 9/0 | – | $6.96M | 0.1% | – |
| Proofpoint Inc743424AF0 | NOTE 0.250% 8/1 | – | $6.92M | 0.1% | – |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $6.70M | 0.1% | – |
| Luminex Corp55027EAA0 | NOTE 3.000% 5/1 | – | $6.64M | 0.1% | – |
| RingCentral, Inc.76680RAF4 | NOTE 3/0 | – | $6.10M | 0.1% | – |
| Theravance Biopharma, Inc.88339KAA0 | NOTE 3.250%11/0 | – | $5.95M | 0.1% | – |
| Invitae Corp46185LAB9 | NOTE 2.000% 9/0 | – | $5.42M | 0.1% | – |
| REREATRenew Inc. | SPONSORED ADS | 357,722 | $5.35M | 0.1% | History |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $5.01M | 0.1% | – |
| Newpark Res Inc651718AE8 | CONVERTIBLE BOND | – | $4.80M | 0.1% | – |
| Aerie Pharmaceuticals Inc00771VAB4 | NOTE 1.500%10/0 | – | $4.48M | 0.1% | – |
| Twitter, Inc.90184LAF9 | NOTE 0.250% 6/1 | – | $4.12M | 0.1% | – |
| Burlington Stores, Inc.122017AB2 | NOTE 2.250% 4/1 | – | $3.98M | 0.1% | – |
| Sarepta Therapeutics, Inc.803607AB6 | DBCV 1.500%11/1 | – | $3.96M | 0.1% | – |
| Clovis Oncology, Inc.189464AC4 | CONVERTIBLE BOND | – | $3.84M | 0.1% | – |
| Chesapeake Energy Corp165167172 | *W EXP 99/99/999 | 150,000 | $3.67M | <0.1% | – |
| Nanostring Technologies Inc63009RAD1 | NOTE 2.625% 5/0 | – | $3.16M | <0.1% | – |
| Flexion Therapeutics Inc33938JAB2 | NOTE 3.375% 5/0 | – | $3.06M | <0.1% | – |
| Heritage Ins Hldgs Inc42727JAB8 | CONVERTIBLE BOND | – | $2.99M | <0.1% | – |
| Green Plains Inc.393222AK0 | NOTE 2.250% 3/1 | – | $2.90M | <0.1% | – |
| iQIYI, Inc.46267XAD0 | NOTE 2.000% 4/0 | – | $2.72M | <0.1% | – |
| Neurocrine Biosciences Inc64125CAD1 | NOTE 2.250% 5/1 | – | $2.69M | <0.1% | – |
| Ironwood Pharmaceuticals Inc46333XAF5 | NOTE 0.750% 6/1 | – | $2.37M | <0.1% | – |
| Chesapeake Energy Corp165167164 | *W EXP 99/99/999 | 75,810 | $2.04M | <0.1% | – |
| Avaya Hldgs Corp05351XAB7 | NOTE 2.250% 6/1 | – | $2.01M | <0.1% | – |
| Elliott Opportunity II Corp.G30092129 | UNIT 99/99/9999 | 200,000 | $2.00M | <0.1% | – |
| Colombier Acquisition Corp19533H207 | UNIT 99/99/9999 | 200,000 | $1.98M | <0.1% | – |
| MITAUColiseum Acquisition Corp. | UNIT 04/02/2028 | 200,000 | $1.98M | <0.1% | History |
| AMPYAmplify Energy Corp. | COM | 410,041 | $1.66M | <0.1% | History |
| Shelter Acquisition Corp I822821203 | UNIT 02/25/2026 | 150,000 | $1.50M | <0.1% | – |
| Thunder Bridge Capital Partners IV, Inc.88605L206 | UNIT 06/30/2026 | 150,000 | $1.49M | <0.1% | – |
| Patrick Inds Inc703343AB9 | DBCV 1.000% 2/0 | – | $1.36M | <0.1% | – |
| Fintech Acquisition Corp VI31811H205 | UNIT 06/24/2026 | 100,000 | $1.01M | <0.1% | – |
| Viavi Solutions Inc.925550AB1 | NOTE 1.000% 3/0 | – | $938.0K | <0.1% | – |
| Scorpio Tankers Inc.80918TAB5 | NOTE 3.000% 5/1 | – | $547.0K | <0.1% | – |
| US Well Services Inc91274U119 | WARRANT | 1,500,000 | $272.0K | <0.1% | – |
| Atlas Air Worldwide Hldgs IN049164BJ4 | NOTE 1.875% 6/0 | – | $225.0K | <0.1% | – |
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $143.0K | <0.1% | – |