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Livermore
Livermore
ZHEN

Morgan Stanley

SEC CIK
0000895421
Latest filing
Aug 13, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 14, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
7,655
−53 vs. Q1 2023
Portfolio value
$1.01T
+$82.0B (+8.8%) vs. Q1 2023
Filed
Aug 14, 2023
SEC
Holdings of Morgan Stanley in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
JFU9F Inc.SPON ADS NEW810$2.41K<0.1%00.0%UnchangedHistory
DAREDare Bioscience, Inc.COM2,646$2.41K<0.1%00.0%UnchangedHistory
CCELCryo Cell International IncCOM400$2.43K<0.1%00.0%UnchangedHistory
ProShares Tr74348A814INFLATN EXPECTNS75$2.44K<0.1%00.0%Unchanged–
SDPISuperior Drilling Products, Inc.COM2,000$2.46K<0.1%00.0%UnchangedHistory
Cresud S A C I F Y AP3311R259*W EXP 03/08/2024,480$2.46K<0.1%00.0%Unchanged–
FLZHFlash Sports & Media Holdings, Inc.COM NEW2,100$2.48K<0.1%+100+5.0%AddedHistory
Innovator ETFs Tr45782C235INVATR 20 PLS 9120$2.48K<0.1%00.0%Unchanged–
ProShares Tr74347X302MSCI EMRG ETF49$2.48K<0.1%00.0%Unchanged–
Brenmiller Energy LtdM2R43K115ORDINARY SHARES2,643$2.48K<0.1%+2,643New–
Bridgetown Holdings LtdG1355U105UNIT 10/15/2025241$2.48K<0.1%00.0%Unchanged–
ProShares Tr74347R172ULTRA 20YR TRE100$2.49K<0.1%00.0%Unchanged–
GFAIGuardforce AI Co., Ltd.SHS NEW495$2.50K<0.1%+495NewHistory
GTBPGT Biopharma, Inc.COM NEW8,078$2.52K<0.1%00.0%UnchangedHistory
ProShares Tr74347G838ULTST NASD NW20121$2.52K<0.1%−30−19.9%Reduced–
IMPLIPI Legacy Liquidation CoCOM2,000$2.54K<0.1%00.0%UnchangedHistory
SGMASigmatron International IncCOM790$2.56K<0.1%+400+102.6%AddedHistory
Repligen Corp759916AB5NOTE 0.375% 7/1–$2.62K<0.1%–––
BCDABioCardia, Inc.COM983$2.63K<0.1%00.0%UnchangedHistory
Star Equity Holdings, Inc.85513Q103COM2,500$2.63K<0.1%00.0%Unchanged–
NVXNOVONIX LtdSPONSORED ADS991$2.63K<0.1%+841+560.7%AddedHistory
Lilium N VN52586117*W EXP 09/14/20210,000$2.65K<0.1%00.0%Unchanged–
BHR.PBBraemar Hotels & Resorts Inc.5.5 CUM CV PFD B189$2.65K<0.1%00.0%UnchangedHistory
KSCPKnightscope, Inc.CLASS A COM5,000$2.65K<0.1%+3,970+385.4%AddedHistory
VAPOVapotherm IncCOM6,000$2.67K<0.1%+4,270+246.8%AddedHistory
HUDIHuadi International Group Co., Ltd.SHS577$2.69K<0.1%−19,537−97.1%ReducedHistory
Exchange Traded Concepts Tru301505624BITWISE CRYPTO339$2.73K<0.1%+250+280.9%Added–
OLBOlb Group, Inc.COM3,000$2.73K<0.1%−500−14.3%ReducedHistory
DBX ETF Tr233051762XTRACK MSCI CHNA100$2.74K<0.1%00.0%Unchanged–
Fidelity Covington Trust316092527SML MID MLTFCT82$2.74K<0.1%−185−69.3%Reduced–
SINTSintx Technologies, Inc.COM2,230$2.74K<0.1%+10.0%AddedHistory
ORBSEightco Holdings Inc.COM NEW1,950$2.75K<0.1%+1,950NewHistory
VRMEOpenWorld, Inc.COM NEW2,000$2.76K<0.1%00.0%UnchangedHistory
ARYDARYA Sciences Acquisition Corp IVCL A264$2.78K<0.1%+264NewHistory
CYVNYOpthea LtdSPONSORED ADS1,000$2.80K<0.1%00.0%UnchangedHistory
HMNFHMN Financial IncCOM150$2.81K<0.1%−144−49.0%ReducedHistory
SNGXSoligenix, Inc.COM NEW3,994$2.81K<0.1%+3,100+346.8%AddedHistory
PRHIPresurance Holdings, Inc.COM1,664$2.83K<0.1%00.0%UnchangedHistory
Ea Series Trust02072L680STRIVE 500 ETF100$2.83K<0.1%+100New–
CNVSCineverse Corp.COM CL A1,494$2.85K<0.1%−135−8.3%ReducedConverted for a 1-for-20 splitHistory
Xinyuan Real Estate Co Ltd98417P204SPON ADR878$2.91K<0.1%00.0%Unchanged–
ALGSAligos Therapeutics, Inc.COM3,000$2.91K<0.1%−129,724−97.7%ReducedHistory
SURGSurgePays, Inc.COM NEW400$2.92K<0.1%00.0%UnchangedHistory
BlackRock ETF Trust09290C509ISHA US AWAR ETF60$2.93K<0.1%00.0%Unchanged–
ETONEton Pharmaceuticals, Inc.COM844$2.95K<0.1%−1,860−68.8%ReducedHistory
GNTAGenenta Science S.p.A.SPONSORED ADS500$2.95K<0.1%00.0%UnchangedHistory
ELDNEledon Pharmaceuticals, Inc.COM2,155$2.95K<0.1%+2,155NewHistory
Khosla Ventures Acquisition482504107CL A286$2.96K<0.1%00.0%Unchanged–
ELUTElutia Inc.CL A COM1,260$2.97K<0.1%00.0%UnchangedHistory
RCATRed Cat Holdings, Inc.Stock2,500$2.98K<0.1%00.0%UnchangedHistory
QRHCQuest Resource Holding CorpCOM NEW459$2.99K<0.1%−128−21.8%ReducedHistory
MLVFMalvern Bancorp, Inc.COM190$2.99K<0.1%00.0%UnchangedHistory
ProShares Tr74347G614BASIC MAT NEW337$3.00K<0.1%+45+15.4%Added–
WisdomTree Tr97717X214EMERG MKTS ESG106$3.01K<0.1%+106New–
ETF Ser Solutions26922A784APTUS DRAWDOWN83$3.02K<0.1%+83New–
ETF Ser Solutions26922A370LONCAR CHINA BIO188$3.04K<0.1%00.0%Unchanged–
MLECMoolec Science SAORDINARY SHARES829$3.05K<0.1%00.0%UnchangedHistory
AKLIAkili, Inc.COMMON STOCK2,750$3.05K<0.1%00.0%UnchangedHistory
IHiHuman Inc.ADS COMMON1,038$3.07K<0.1%+438+73.0%AddedHistory
SCNIScinai Immunotherapeutics Ltd.SPON ADS NEW2,182$3.08K<0.1%−75−3.3%ReducedHistory
ETF Ser Solutions26922A222APTUS COLLRD INV99$3.08K<0.1%+99New–
FAZEFaZe Holdings Inc.COMMON STOCK6,360$3.13K<0.1%−28,356−81.7%ReducedHistory
WisdomTree Tr97717X271DYNAMIC INT EQ100$3.14K<0.1%00.0%Unchanged–
FLUXFlux Power Holdings, Inc.COM NEW730$3.15K<0.1%−7,387−91.0%ReducedHistory
GBRNew Concept Energy, Inc.COM2,605$3.18K<0.1%00.0%UnchangedHistory
EPSNEpsilon Energy Ltd.COM598$3.19K<0.1%−5,635−90.4%ReducedHistory
Listed FD Tr53656F821TRUESHS TECH AI100$3.19K<0.1%00.0%Unchanged–
SIDUSidus Space Inc.CLASS A COM17,650$3.19K<0.1%+12,000+212.4%AddedHistory
CEINViking Global Technologies, Inc.COM5,024$3.20K<0.1%+331+7.1%AddedHistory
Series Portfolios Tr81752T619INFRASTRCTUR CAP137$3.22K<0.1%+137New–
LUCYInnovative Eyewear IncCOM3,605$3.23K<0.1%+3,605NewHistory
Innovator ETFs Trust45782C532US EQTY ULTRA B107$3.23K<0.1%00.0%Unchanged–
Trimtabs ETF Tr89628W401INTL FRE CSH FLW120$3.26K<0.1%+120New–
DMKDMK Pharmaceuticals CorpCOM1,360$3.28K<0.1%−272−16.7%ReducedConverted for a 1-for-70 splitHistory
ATIPATI Physical Therapy, Inc.COM CL A360$3.29K<0.1%−643−64.1%ReducedConverted for a 1-for-50 splitHistory
ETF Ser Solutions26922A719US GBL GLD PRE200$3.30K<0.1%−10,000−98.0%Reduced–
Graniteshares ETF Tr38747R108BBG COMMD K 1160$3.30K<0.1%−1,569−90.7%Reduced–
First Tr Exch TRD Alphdx FD33737J133BRAZIL ALPHADEX300$3.31K<0.1%00.0%Unchanged–
UPHLUpHealth, Inc.COM NEW1,772$3.33K<0.1%−3−0.2%ReducedHistory
AUSTAustin Gold Corp.COM3,767$3.35K<0.1%+3,556+1,685.3%AddedHistory
AMTIApplied Molecular Transport Inc.COM13,009$3.36K<0.1%−425,850−97.0%ReducedHistory
VIPVulcan Infrastructure & Power Inc.CLASS A COM1,192$3.36K<0.1%+1,192NewHistory
Joby Aviation, Inc.G65163118*W EXP 08/10/2021,278$3.39K<0.1%00.0%Unchanged–
KRSAKorsana Biosciences, Inc.Stock823$3.39K<0.1%+221+36.7%AddedConverted for a 1-for-20 splitHistory
NAASNaaS Technology Inc.SPONSORED ADS637$3.40K<0.1%−560−46.8%ReducedHistory
INTGIntergroup CorpCOM100$3.40K<0.1%00.0%UnchangedHistory
CYPHCypherpunk Technologies Inc.COM NEW1,092$3.42K<0.1%+59+5.7%AddedConverted for a 1-for-10 splitHistory
MNPRMonopar TherapeuticsCOM4,000$3.42K<0.1%00.0%UnchangedHistory
Innovator ETFs Trust45783Y723POWER BUFFER SET126$3.44K<0.1%00.0%Unchanged–
PALIPalisade Bio, Inc.COM2,040$3.47K<0.1%−1,187−36.8%ReducedHistory
USOICredit Suisse AGXLINK CRD ETN3747$3.48K<0.1%00.0%UnchangedHistory
SUNESUNation Energy, Inc.COM2,543$3.48K<0.1%−291−10.3%ReducedHistory
Tidal Trust I886364405SOFI SOCIAL 50126$3.49K<0.1%+1+0.8%Added–
HUBCHub Cyber Security Ltd.ORD SHS7,385$3.49K<0.1%+2,000+37.1%AddedHistory
Global X FDS37954Y541MSCI CHINA HC250$3.51K<0.1%00.0%Unchanged–
Global X FDS37954Y152GBL X HYDROGEN384$3.53K<0.1%00.0%Unchanged–
KUSTKustom Entertainment, Inc.COM NEW875$3.54K<0.1%−255−22.6%ReducedHistory
CWBRCohBar, Inc.COM NEW1,272$3.55K<0.1%00.0%UnchangedHistory
VXZBarclays Bank PLCIPATH B MID TRM200$3.55K<0.1%+200NewHistory
CC Neuberger Principal HoldnG1992N118UNIT 99/99/9999334$3.58K<0.1%00.0%Unchanged–

Sold out since Q1 2023 (275)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 275 by value last quarter.

Positions of Morgan Stanley sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
Shaw Communications Inc82028K200CL B CONV30,938,510$925.4M0.1%–
DCPDCP Midstream, LPCOM UT LTD PTN8,801,273$367.2M<0.1%History
ABBNYABB LtdSPONSORED ADR5,301,521$181.8M<0.1%History
TRIThomson Reuters CorpCOM NEW1,173,287$152.7M<0.1%History
Yamana Gold Inc98462Y100COM22,305,191$130.5M<0.1%–
AQUAEvoqua Water Technologies Corp.COM1,728,571$85.9M<0.1%History
OSHOak Street Health, Inc.COM1,660,617$64.2M<0.1%History
RXDXPrometheus Biosciences, Inc.COM390,276$41.9M<0.1%History
MAXRMaxar Technologies Inc.COM767,297$39.2M<0.1%History
Amryt Pharma PLC03217L106SPONSORED ADS2,504,939$36.5M<0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP427,571$35.9M<0.1%–
SUMOSumo Logic, Inc.COM2,421,888$29.0M<0.1%History
MGIMoneygram International IncCOM NEW2,465,037$25.7M<0.1%History
First Rep BK San Francisco C33616C100COM1,833,789$25.7M<0.1%–
MNTVMomentive Global Inc.COM2,063,026$19.2M<0.1%History
HSKAHeska CorpCOM RESTRC NEW193,189$18.9M<0.1%History
TATravelCenters of America Inc.COM NEW211,912$18.3M<0.1%History
XMQualtrics International Inc.COM CL A1,025,855$18.3M<0.1%History
PRVBProvention Bio, Inc.COM622,650$15.0M<0.1%History
CSIICardiovascular Systems IncCOM684,600$13.6M<0.1%History
Aptiv PLCG6095L1175.5% CNV PFD A93,592$11.5M<0.1%–
CVTCvent Holding Corp.COMMON STOCK1,243,852$10.4M<0.1%History
KBALKimball International IncCL B831,547$10.3M<0.1%History
Nuveen Intermediate Duration Quality Municipal Term Fund670677103COM787,585$10.1M<0.1%–
ROCCBaytex Energy USA, Inc.COM225,449$9.21M<0.1%History
Palo Alto Networks Inc697435AD7NOTE 0.750% 7/0–$7.06M<0.1%–
RUTHRuths Hospitality Group, Inc.COM312,059$5.12M<0.1%History
Credit Suisse Group225401108SPONSORED ADR5,001,756$4.45M<0.1%–
Bilibili Inc.090040AD8NOTE 1.250% 6/1–$4.40M<0.1%–
Array Technologies, Inc.04271TAB6NOTE 1.000%12/0–$4.25M<0.1%–
APENApollo Endosurgery, Inc.COM416,826$4.13M<0.1%History
Oak STR Health Inc67181AAB3NOTE 3/1–$3.70M<0.1%–
Invesco Actvely MNGD Etc FD46090F209ELC VEH MTLS CDT150,000$3.44M<0.1%–
EXDEaton Vance Tax-Managed Buy-Write Strategy FundCOM SH BEN INT355,770$3.43M<0.1%History
BRMKBroadmark Realty Capital Inc.COM729,560$3.43M<0.1%History
Mercadolibre Inc58733RAD4NOTE 2.000% 8/1–$3.32M<0.1%–
NUONuveen Ohio Quality Municipal Income FundCOM250,711$3.19M<0.1%History
CTICCti Biopharma CorpCOM716,710$3.01M<0.1%History
Exact Sciences Corp30063PAD7DEBT 2.000% 3/0–$2.62M<0.1%–
Bellus Health Inc New07987C204COM NEW361,311$2.60M<0.1%–
Yy Inc98426TAD8NOTE 0.750% 6/1–$2.56M<0.1%–
Royal Caribbean Group780153BB7NOTE 4.250% 6/1–$2.56M<0.1%–
Smart Global Hldgs Inc83205YAB0NOTE 2.250% 2/1–$2.19M<0.1%–
SIRESisecam Resources LPCOM UNIT LTD86,578$2.17M<0.1%History
Coinbase Global, Inc.19260QAB3NOTE 0.500% 6/0–$1.95M<0.1%–
DBDDiebold Nixdorf, IncCOM1,534,001$1.84M<0.1%History
Blackline, Inc.09239BAB5NOTE 0.125% 8/0–$1.72M<0.1%–
Silicon Laboratories Inc.826919AD4NOTE 0.625% 6/1–$1.59M<0.1%–
NKGNuveen Georgia Quality Municipal Income FundCOM154,018$1.57M<0.1%History
Altair Engr Inc021369AA1NOTE 0.250% 6/0–$1.56M<0.1%–
Intercept Pharmaceuticals IN45845PAA6NOTE 3.250% 7/0–$1.44M<0.1%–
Square Inc852234AD5NOTE 0.500% 5/1–$1.44M<0.1%–
Ozon Hldgs PLC69269L104SPONSORED ADS150,451$1.41M<0.1%–
MIDDLEBY Corp596278AB7NOTE 1.000% 9/0–$1.40M<0.1%–
Indexiq Active ETF Tr45409F819IQ ULTR SHT DU29,262$1.39M<0.1%–
NESRNational Energy Services Reunited Corp.SHS261,419$1.38M<0.1%History
Sunrun Inc.86771WAB1NOTE 2/0–$1.26M<0.1%–
INDTIndus Realty Trust, Inc.COM18,481$1.23M<0.1%History
HubSpot Inc443573AD2NOTE 0.375% 6/0–$1.03M<0.1%–
BBBY20230930-DK-Butterfly-1, Inc.COM2,304,039$984.7K<0.1%History
Winnebago Inds Inc974637AB6NOTE 1.500% 4/0–$902.7K<0.1%–
Magnite, Inc.55955DAB6NOTE 0.250% 3/1–$783.8K<0.1%–
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK15,748$783.0K<0.1%–
Air Transport Services Grp I00922RAB1NOTE 1.125%10/1–$719.6K<0.1%–
Infinera Corp45667GAC7NOTE 2.125% 9/0–$655.5K<0.1%–
Bill.com Holdings090043AD2CONV BOND–$550.1K<0.1%–
ALTIAlTi Global, Inc.COM CL A41,010$514.3K<0.1%History
Tio Tech AG8T10C122UNIT 04/12/202849,600$505.4K<0.1%–
TripAdvisor, Inc.896945AD4NOTE 0.250% 4/0–$491.7K<0.1%–
Huazhu Group Ltd44332NAB2NOTE 3.000% 5/0–$436.0K<0.1%–
TIGTrean Insurance Group, Inc.COM68,745$420.7K<0.1%History
Accolade, Inc.00437EAB8NOTE 0.500% 4/0–$392.7K<0.1%–
Arrival GroupL0423Q108SHS2,255,620$302.3K<0.1%–
ProShares Tr74347G374PSHS ULDOW30 NEW6,816$292.0K<0.1%–
Pinduoduo Inc722304AC6NOTE 12/0–$283.6K<0.1%–
Atlas Technical Consultants, Inc.049430101COM CLS A22,429$273.4K<0.1%–
Boston Scientific Corp1011372065.50% CNV PFD A2,244$271.6K<0.1%–
LMSTLimestone Bancorp, Inc.COM12,145$271.0K<0.1%History
Global Cord Blood CorporatioG39342103SHS87,064$260.1K<0.1%–
Danaher Corp2358514095% CONV PFD B201$256.1K<0.1%–
TCRRTCR2 Therapeutics Inc.COM155,390$233.1K<0.1%History
BINIBollinger Innovations, Inc.COMMON STOCK1,706,729$224.1K<0.1%History
JNCEJounce Therapeutics, Inc.COM119,925$221.9K<0.1%History
IMHImpac Mortgage Holdings IncCOM NEW592,062$207.4K<0.1%History
Supernus Pharmaceuticals, Inc.868459AD0NOTE 0.625% 4/0–$203.0K<0.1%–
ProShares Tr74347B581SP500 EX ENRGY2,325$202.7K<0.1%–
TARAProtara Therapeutics, Inc.COM STK58,364$182.7K<0.1%History
Pure Storage Inc74624MAB8NOTE 0.125% 4/1–$177.9K<0.1%–
Colony Cap Inc19624RAA4NOTE 5.000% 4/1–$166.0K<0.1%–
Direxion Shs ETF Tr25460G864DAILY RGNAL BULL20,667$159.3K<0.1%–
Five9, Inc.338307AB7NOTE 0.125% 5/0–$157.6K<0.1%–
Blue Whale Acquisition Cor AG1330M103CLASS A ORD SHS14,607$145.2K<0.1%–
AGILAgileThought, Inc.CLASS A COM45,453$143.2K<0.1%History
Ship Fin Intl Ltd824689AG8NOTE 4.875% 5/0–$140.8K<0.1%–
VZLAVizsla Silver Corp.COMMONSTOCK90,021$136.8K<0.1%History
AGFSAgroFresh Solutions, Inc.COM44,543$133.6K<0.1%History
Pra Group Inc69354NAB2NOTE 3.500% 6/0–$128.7K<0.1%–
KULRKULR Technology Group, Inc.Common Stock138,233$121.3K<0.1%History
BBLNBabylon Holdings LtdCL A SHS23,228$118.2K<0.1%History
Beyond Meat, Inc.08862EAB5NOTE 3/1–$100.7K<0.1%–