Skip to main content
Livermore
Livermore
ZHEN

Morgan Stanley

SEC CIK
0000895421
Latest filing
Aug 13, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 14, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
7,655
−53 vs. Q1 2023
Portfolio value
$1.01T
+$82.0B (+8.8%) vs. Q1 2023
Filed
Aug 14, 2023
SEC
Holdings of Morgan Stanley in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Wallbox N.V.N94209116*W EXP 99/99/9991,250$613<0.1%+1,250New–
CODACoda Octopus Group, Inc.COM NEW76$624<0.1%−264−77.6%ReducedHistory
NXTPNextPlay Technologies Inc.COM NEW535$626<0.1%+25+4.9%AddedHistory
Cambria ETF Tr132061821CANNABIS ETF109$630<0.1%−540−83.2%Reduced–
CIACitizens, Inc.CL A263$634<0.1%−12,227−97.9%ReducedHistory
CYTHCyclo Therapeutics, Inc.COM NEW413$657<0.1%−30−6.8%ReducedHistory
ADTXAditxt, Inc.COM NEW1,475$664<0.1%00.0%UnchangedHistory
NYCAmerican Strategic Investment Co.COM84$664<0.1%+2+2.4%AddedHistory
ARKRARK Restaurants CorpCOM36$666<0.1%−12−25.0%ReducedHistory
BSQRBsquare CorpCOM NEW512$666<0.1%00.0%UnchangedHistory
FRMMForum Markets IncCOM NEW574$672<0.1%−164−22.2%ReducedHistory
ACERAcer Therapeutics Inc.COM741$685<0.1%−1,581−68.1%ReducedHistory
AYTUAytu Biopharma, IncCOM440$704<0.1%−584−57.0%ReducedHistory
ARBBARB IOT Group LtdORD SHS260$705<0.1%+260NewHistory
Bio Green Med Solution, Inc.23254L603COM1,200$707<0.1%00.0%Unchanged–
GASSStealthGas Inc.SHS167$711<0.1%+167NewHistory
FRZAForza X1, Inc.COM489$719<0.1%+489NewHistory
RDHLRedHill Biopharma Ltd.SPON ADS NEW601$721<0.1%+175+41.1%AddedHistory
Luokung Technology CorpG56981205SHS NEW630$725<0.1%00.0%Unchanged–
APMIUAxonPrime Infrastructure Acquisition CorpUNIT 05/31/202871$731<0.1%00.0%UnchangedHistory
MTEXMannatech IncCOM NEW61$733<0.1%−2,033−97.1%ReducedHistory
SANWS&W Seed CoCOM608$742<0.1%−3,336−84.6%ReducedHistory
SFBCSound Financial Bancorp, Inc.COM21$746<0.1%+21NewHistory
HOLOMicroCloud Hologram Inc.ORDINARY SHARES240$749<0.1%−60−20.0%ReducedHistory
Forest Road Acquisition Cor34619V111*W EXP 01/15/2025,070$761<0.1%+1,000+24.6%Added–
ARTWArts Way Manufacturing Co IncCOM330$773<0.1%00.0%UnchangedHistory
FEMYFemasys IncCOM1,525$778<0.1%−1−0.1%ReducedHistory
COYACoya Therapeutics, Inc.COMMON STOCK200$814<0.1%+200NewHistory
TLFTandy Leather Factory IncCOM193$814<0.1%00.0%UnchangedHistory
RKDAArcadia Biosciences, Inc.COM213$826<0.1%−5−2.3%ReducedHistory
EFOIEnergy Focus, IncCOM NEW463$838<0.1%00.0%UnchangedConverted for a 1-for-7 splitHistory
COHNCohen & Co Inc.COM207$838<0.1%00.0%UnchangedHistory
Applied Dna Sciences Inc03815U300COM655$845<0.1%−1,614−71.1%Reduced–
VVOSVivos Therapeutics, Inc.COM1,667$850<0.1%+267+19.1%AddedHistory
TFFPTFF Pharmaceuticals, Inc.COM1,816$854<0.1%−200−9.9%ReducedHistory
Invitae Corp46185LAB9NOTE 2.000% 9/0–$860<0.1%–––
DMSDigital Media Solutions, Inc.COM CL A2,618$863<0.1%+272+11.6%AddedHistory
MDNAFMedicenna Therapeutics Corp.COM1,800$867<0.1%00.0%UnchangedHistory
IonQ, Inc.46222L116*W EXP 99/99/999200$878<0.1%00.0%Unchanged–
OMHOhmyhome LtdORD SHS225$878<0.1%+225NewHistory
Flexshares Tr33939L811INTL QLTDV DEF44$884<0.1%−334−88.4%Reduced–
PBHCPathfinder Bancorp, Inc.COM64$892<0.1%00.0%UnchangedHistory
FLNTFluent, Inc.COM1,428$894<0.1%+241+20.3%AddedHistory
AAMCAltisource Asset Management CorpCOM16$899<0.1%+10+166.7%AddedHistory
AKAA.K.A. Brands Holding Corp.COM2,101$904<0.1%−33,401−94.1%ReducedHistory
THCHTH International LtdORDINARY SHARES315$904<0.1%−518−62.2%ReducedHistory
Snow Lake Res Ltd83336J208COM400$908<0.1%00.0%Unchanged–
MSCStudio City International Holdings LtdSPON ADS131$909<0.1%−16−10.9%ReducedHistory
PEDPedevco CorpCOM PAR1,000$915<0.1%−1−0.1%ReducedHistory
ENTXEntera Bio Ltd.SHS1,100$928<0.1%+100+10.0%AddedHistory
Tidewater Inc88642R117*W EXP 07/31/202807$937<0.1%−88−9.8%Reduced–
GECCGreat Elm Capital Corp.COM NEW121$939<0.1%−1,240−91.1%ReducedHistory
ETF Ser Solutions26922A404VIDENT INTL EQ41$940<0.1%00.0%Unchanged–
Mainz Biomed B VN5436L101ORDINARY SHARES200$956<0.1%+200New–
TMPOTempo Automation Holdings, Inc.COM2,552$963<0.1%−55−2.1%ReducedHistory
XBIOXenetic Biosciences, Inc.COM295$967<0.1%00.0%UnchangedConverted for a 1-for-10 splitHistory
VISLVislink Technologies, Inc.COM NEW171$968<0.1%+136+388.6%AddedConverted for a 1-for-20 splitHistory
MODDModular Medical, Inc.COM NEW1,000$980<0.1%00.0%UnchangedHistory
FTREFortrea Holdings Inc.COMMON STOCK29$986<0.1%+29NewHistory
VANIVivani Medical, Inc.COMMON STOCK816$987<0.1%−1,133−58.1%ReducedHistory
CLGNCollPlant Biotechnologies LtdSHS NEW121$987<0.1%−50−29.2%ReducedHistory
Greenbrier Cos Inc393657AM3NOTE 2.875% 4/1–$988<0.1%–––
Wix.com Ltd.92940WAB5NOTE 7/0–$1.00K<0.1%–––
DRTSWAlpha Tau Medical Ltd.*W EXP 03/07/2022,545$1.01K<0.1%00.0%UnchangedHistory
SOUNWSoundhound AI, Inc.*W EXP 04/26/2021,000$1.01K<0.1%00.0%UnchangedHistory
SLNHSoluna Holdings, IncCOM5,025$1.02K<0.1%00.0%UnchangedHistory
FBRXForte Biosciences, Inc.COM994$1.03K<0.1%−112−10.1%ReducedHistory
FNCHFinch Therapeutics Group, Inc.COM NEW123$1.05K<0.1%+99+419.7%AddedConverted for a 1-for-30 splitHistory
Ares Acquisition CorporationG33032106COM CL A101$1.07K<0.1%+75+288.5%Added–
XELAExela Technologies, Inc.COM230$1.07K<0.1%+230NewHistory
AIFFFirefly Neuroscience, Inc.COM3,519$1.07K<0.1%00.0%UnchangedHistory
Franklin Templeton ETF Tr35473P884US MID CP MLTFCT24$1.08K<0.1%+24New–
BANLCBL International LtdORDINARY SHARES344$1.08K<0.1%−20,943−98.4%ReducedHistory
NDRAENDRA Life Sciences Inc.COM NEW781$1.09K<0.1%−24,959−97.0%ReducedHistory
WFCFWhere Food Comes From, Inc.COM80$1.11K<0.1%−19−19.2%ReducedHistory
CMRAComera Life Sciences Holdings, Inc.COM2,292$1.12K<0.1%00.0%UnchangedHistory
NXLNexalin Technology, Inc.COM1,259$1.13K<0.1%00.0%UnchangedHistory
LUMOLumos Pharma, Inc.COM344$1.14K<0.1%00.0%UnchangedHistory
TSRITSR IncCOM175$1.14K<0.1%00.0%UnchangedHistory
BRIDBridgford Foods CorpCOM100$1.15K<0.1%−16−13.8%ReducedHistory
AHGAkso Health GroupADS3,370$1.18K<0.1%00.0%UnchangedHistory
IMTEIntegrated Media Technology LtdSHS3,356$1.19K<0.1%−62,979−94.9%ReducedHistory
ELTXElicio Therapeutics, Inc.COM127$1.21K<0.1%−285−69.2%ReducedConverted for a 1-for-10 splitHistory
MDVLMedAvail Holdings, Inc.COM4,949$1.21K<0.1%00.0%UnchangedHistory
BMRABiomerica IncCOM NEW895$1.22K<0.1%+15+1.7%AddedHistory
NIXXNixxy, Inc.COM NEW5,000$1.22K<0.1%00.0%UnchangedHistory
AMPEAmpio Pharmaceuticals, Inc.COM NEW5,293$1.23K<0.1%+1,711+47.8%AddedHistory
LWAYLifeway Foods, Inc.COM189$1.24K<0.1%−1,218−86.6%ReducedHistory
BPTHBio-Path Holdings, Inc.COM700$1.25K<0.1%00.0%UnchangedHistory
WTERAlkaline Water Co IncStock810$1.25K<0.1%−12−1.5%ReducedConverted for a 1-for-15 splitHistory
iShares Ibonds 2029 Term High Yield and Income ETF46436E379ETF56$1.25K<0.1%+56New–
RDIReading International IncCL A471$1.25K<0.1%00.0%UnchangedHistory
SVVCFirsthand Technology Value Fund, Inc.COM2,000$1.26K<0.1%−21−1.0%ReducedHistory
PYXSPyxis Oncology, Inc.COMMON STOCK500$1.28K<0.1%−168,076−99.7%ReducedHistory
FPAYFlexShopper, Inc.COM NEW1,000$1.28K<0.1%00.0%UnchangedHistory
ETF Managers Tr26924G730PRIME 2X DLY JUR700$1.28K<0.1%00.0%Unchanged–
LFLYLeafly Holdings, Inc.COMMON STOCK4,535$1.32K<0.1%−12,379−73.2%ReducedHistory
Tidewater Inc88642R174*W EXP 11/24/202318$1.33K<0.1%00.0%Unchanged–
Fidelity Covington Trust316092725INT HG DIV ETF70$1.34K<0.1%00.0%Unchanged–
CISOCISO Global, Inc.COM7,616$1.35K<0.1%−25,955−77.3%ReducedHistory

Sold out since Q1 2023 (275)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 275 by value last quarter.

Positions of Morgan Stanley sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
Shaw Communications Inc82028K200CL B CONV30,938,510$925.4M0.1%–
DCPDCP Midstream, LPCOM UT LTD PTN8,801,273$367.2M<0.1%History
ABBNYABB LtdSPONSORED ADR5,301,521$181.8M<0.1%History
TRIThomson Reuters CorpCOM NEW1,173,287$152.7M<0.1%History
Yamana Gold Inc98462Y100COM22,305,191$130.5M<0.1%–
AQUAEvoqua Water Technologies Corp.COM1,728,571$85.9M<0.1%History
OSHOak Street Health, Inc.COM1,660,617$64.2M<0.1%History
RXDXPrometheus Biosciences, Inc.COM390,276$41.9M<0.1%History
MAXRMaxar Technologies Inc.COM767,297$39.2M<0.1%History
Amryt Pharma PLC03217L106SPONSORED ADS2,504,939$36.5M<0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP427,571$35.9M<0.1%–
SUMOSumo Logic, Inc.COM2,421,888$29.0M<0.1%History
MGIMoneygram International IncCOM NEW2,465,037$25.7M<0.1%History
First Rep BK San Francisco C33616C100COM1,833,789$25.7M<0.1%–
MNTVMomentive Global Inc.COM2,063,026$19.2M<0.1%History
HSKAHeska CorpCOM RESTRC NEW193,189$18.9M<0.1%History
TATravelCenters of America Inc.COM NEW211,912$18.3M<0.1%History
XMQualtrics International Inc.COM CL A1,025,855$18.3M<0.1%History
PRVBProvention Bio, Inc.COM622,650$15.0M<0.1%History
CSIICardiovascular Systems IncCOM684,600$13.6M<0.1%History
Aptiv PLCG6095L1175.5% CNV PFD A93,592$11.5M<0.1%–
CVTCvent Holding Corp.COMMON STOCK1,243,852$10.4M<0.1%History
KBALKimball International IncCL B831,547$10.3M<0.1%History
Nuveen Intermediate Duration Quality Municipal Term Fund670677103COM787,585$10.1M<0.1%–
ROCCBaytex Energy USA, Inc.COM225,449$9.21M<0.1%History
Palo Alto Networks Inc697435AD7NOTE 0.750% 7/0–$7.06M<0.1%–
RUTHRuths Hospitality Group, Inc.COM312,059$5.12M<0.1%History
Credit Suisse Group225401108SPONSORED ADR5,001,756$4.45M<0.1%–
Bilibili Inc.090040AD8NOTE 1.250% 6/1–$4.40M<0.1%–
Array Technologies, Inc.04271TAB6NOTE 1.000%12/0–$4.25M<0.1%–
APENApollo Endosurgery, Inc.COM416,826$4.13M<0.1%History
Oak STR Health Inc67181AAB3NOTE 3/1–$3.70M<0.1%–
Invesco Actvely MNGD Etc FD46090F209ELC VEH MTLS CDT150,000$3.44M<0.1%–
EXDEaton Vance Tax-Managed Buy-Write Strategy FundCOM SH BEN INT355,770$3.43M<0.1%History
BRMKBroadmark Realty Capital Inc.COM729,560$3.43M<0.1%History
Mercadolibre Inc58733RAD4NOTE 2.000% 8/1–$3.32M<0.1%–
NUONuveen Ohio Quality Municipal Income FundCOM250,711$3.19M<0.1%History
CTICCti Biopharma CorpCOM716,710$3.01M<0.1%History
Exact Sciences Corp30063PAD7DEBT 2.000% 3/0–$2.62M<0.1%–
Bellus Health Inc New07987C204COM NEW361,311$2.60M<0.1%–
Yy Inc98426TAD8NOTE 0.750% 6/1–$2.56M<0.1%–
Royal Caribbean Group780153BB7NOTE 4.250% 6/1–$2.56M<0.1%–
Smart Global Hldgs Inc83205YAB0NOTE 2.250% 2/1–$2.19M<0.1%–
SIRESisecam Resources LPCOM UNIT LTD86,578$2.17M<0.1%History
Coinbase Global, Inc.19260QAB3NOTE 0.500% 6/0–$1.95M<0.1%–
DBDDiebold Nixdorf, IncCOM1,534,001$1.84M<0.1%History
Blackline, Inc.09239BAB5NOTE 0.125% 8/0–$1.72M<0.1%–
Silicon Laboratories Inc.826919AD4NOTE 0.625% 6/1–$1.59M<0.1%–
NKGNuveen Georgia Quality Municipal Income FundCOM154,018$1.57M<0.1%History
Altair Engr Inc021369AA1NOTE 0.250% 6/0–$1.56M<0.1%–
Intercept Pharmaceuticals IN45845PAA6NOTE 3.250% 7/0–$1.44M<0.1%–
Square Inc852234AD5NOTE 0.500% 5/1–$1.44M<0.1%–
Ozon Hldgs PLC69269L104SPONSORED ADS150,451$1.41M<0.1%–
MIDDLEBY Corp596278AB7NOTE 1.000% 9/0–$1.40M<0.1%–
Indexiq Active ETF Tr45409F819IQ ULTR SHT DU29,262$1.39M<0.1%–
NESRNational Energy Services Reunited Corp.SHS261,419$1.38M<0.1%History
Sunrun Inc.86771WAB1NOTE 2/0–$1.26M<0.1%–
INDTIndus Realty Trust, Inc.COM18,481$1.23M<0.1%History
HubSpot Inc443573AD2NOTE 0.375% 6/0–$1.03M<0.1%–
BBBY20230930-DK-Butterfly-1, Inc.COM2,304,039$984.7K<0.1%History
Winnebago Inds Inc974637AB6NOTE 1.500% 4/0–$902.7K<0.1%–
Magnite, Inc.55955DAB6NOTE 0.250% 3/1–$783.8K<0.1%–
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK15,748$783.0K<0.1%–
Air Transport Services Grp I00922RAB1NOTE 1.125%10/1–$719.6K<0.1%–
Infinera Corp45667GAC7NOTE 2.125% 9/0–$655.5K<0.1%–
Bill.com Holdings090043AD2CONV BOND–$550.1K<0.1%–
ALTIAlTi Global, Inc.COM CL A41,010$514.3K<0.1%History
Tio Tech AG8T10C122UNIT 04/12/202849,600$505.4K<0.1%–
TripAdvisor, Inc.896945AD4NOTE 0.250% 4/0–$491.7K<0.1%–
Huazhu Group Ltd44332NAB2NOTE 3.000% 5/0–$436.0K<0.1%–
TIGTrean Insurance Group, Inc.COM68,745$420.7K<0.1%History
Accolade, Inc.00437EAB8NOTE 0.500% 4/0–$392.7K<0.1%–
Arrival GroupL0423Q108SHS2,255,620$302.3K<0.1%–
ProShares Tr74347G374PSHS ULDOW30 NEW6,816$292.0K<0.1%–
Pinduoduo Inc722304AC6NOTE 12/0–$283.6K<0.1%–
Atlas Technical Consultants, Inc.049430101COM CLS A22,429$273.4K<0.1%–
Boston Scientific Corp1011372065.50% CNV PFD A2,244$271.6K<0.1%–
LMSTLimestone Bancorp, Inc.COM12,145$271.0K<0.1%History
Global Cord Blood CorporatioG39342103SHS87,064$260.1K<0.1%–
Danaher Corp2358514095% CONV PFD B201$256.1K<0.1%–
TCRRTCR2 Therapeutics Inc.COM155,390$233.1K<0.1%History
BINIBollinger Innovations, Inc.COMMON STOCK1,706,729$224.1K<0.1%History
JNCEJounce Therapeutics, Inc.COM119,925$221.9K<0.1%History
IMHImpac Mortgage Holdings IncCOM NEW592,062$207.4K<0.1%History
Supernus Pharmaceuticals, Inc.868459AD0NOTE 0.625% 4/0–$203.0K<0.1%–
ProShares Tr74347B581SP500 EX ENRGY2,325$202.7K<0.1%–
TARAProtara Therapeutics, Inc.COM STK58,364$182.7K<0.1%History
Pure Storage Inc74624MAB8NOTE 0.125% 4/1–$177.9K<0.1%–
Colony Cap Inc19624RAA4NOTE 5.000% 4/1–$166.0K<0.1%–
Direxion Shs ETF Tr25460G864DAILY RGNAL BULL20,667$159.3K<0.1%–
Five9, Inc.338307AB7NOTE 0.125% 5/0–$157.6K<0.1%–
Blue Whale Acquisition Cor AG1330M103CLASS A ORD SHS14,607$145.2K<0.1%–
AGILAgileThought, Inc.CLASS A COM45,453$143.2K<0.1%History
Ship Fin Intl Ltd824689AG8NOTE 4.875% 5/0–$140.8K<0.1%–
VZLAVizsla Silver Corp.COMMONSTOCK90,021$136.8K<0.1%History
AGFSAgroFresh Solutions, Inc.COM44,543$133.6K<0.1%History
Pra Group Inc69354NAB2NOTE 3.500% 6/0–$128.7K<0.1%–
KULRKULR Technology Group, Inc.Common Stock138,233$121.3K<0.1%History
BBLNBabylon Holdings LtdCL A SHS23,228$118.2K<0.1%History
Beyond Meat, Inc.08862EAB5NOTE 3/1–$100.7K<0.1%–