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Livermore
Livermore
ZHEN

Morgan Stanley

SEC CIK
0000895421
Latest filing
Aug 13, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
8,180
+105 vs. Q3 2021
Portfolio value
$809.9B
+$67.4B (+9.1%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of Morgan Stanley in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Redbox Entertainment Inc-a75724T111Warrant / Rights332$00.0%+332New–
SEMA4 Holdings Corp81663L119*W EXP 07/22/20266$00.0%−400−85.8%Reduced–
TCBCTC Bancshares, Inc.COM1$00.0%+1NewHistory
TMC the metals Co Inc.87261Y114*W EXP 09/09/2021,200$00.0%00.0%Unchanged–
TCBSTexas Community Bancshares, Inc.COM2$00.0%+2NewHistory
Thunder BRDG Cap Prtnrs IV I88605L115*W EXP 04/30/202260$00.0%00.0%Unchanged–
VEEETwin Vee PowerCats, Co.COM1$00.0%+1NewHistory
UNCYUnicycive Therapeutics, Inc.COM2$00.0%+2NewHistory
Xos, Inc.98423B116*W EXP 10/06/202857$00.0%−550−39.1%Reduced–
Alpha Partners Tech Mergr CoG63290103*W EXP 03/31/202166$00.0%00.0%Unchanged–
Nexters IncG6529J118*W EXP 08/26/2021$00.0%00.0%Unchanged–
ReNew Energy Global plcG7500M120*W EXP 08/30/2023$00.0%00.0%Unchanged–
REVEAlpine Acquisition Corp.COM6$00.0%+6NewHistory
Altus Power, Inc.02217A110*W EXP 99/99/999100$00.0%+100New–
Argus Capital Corp04026L113*W EXP 08/31/202200$00.0%+200New–
Axonprime Infrstctr Aqstn Co05467C108CLASS A COM18$00.0%+18New–
Bakkt Holdings Inc05759B115*W EXP 07/01/202100$00.0%+100New–
BTTXBetter Therapeutics, Inc.COMMON STOCK20$00.0%+20NewHistory
BFRIBiofrontera Inc.COM6$00.0%+6NewHistory
BZFDWBuzzFeed, Inc.*W EXP 99/99/999167$00.0%+167NewHistory
UTRSMinerva Surgical IncCOM4$00.0%+4NewHistory
MEOAMinority Equality Opportunities Acquisition Inc.CLASS A COM13$00.0%+13NewHistory
Pear Therapeutics, Inc.704723113*W EXP 99/99/999740$00.0%+740New–
RGFReal Good Food Company, Inc.COM CL A6$00.0%+6NewHistory
Special Opportunities FD Inc84741T138RIGHT 01/21/20225,252$00.0%+5,252New–
Waverley Capital Acquis CorpG06536117*W EXP 09/15/202200$00.0%+200New–
Babylon Hldgs LtdG07031118*W EXP 10/21/202150$00.0%+150New–
CDROCodere Online Luxembourg, S.A.ORDINARY SHARES7$00.0%+7NewHistory
SPRCSciSparc Ltd.COM47$00.0%+47NewHistory
The Lion Electric Company536221112*W EXP 05/06/202479$1.00K<0.1%00.0%Unchanged–
Franklin Templeton ETF Tr35473P678FTSE UNTD KGDM35$1.00K<0.1%00.0%Unchanged–
Exchange Traded Concepts Tru301505731ROBO GLB ARTIF12$1.00K<0.1%00.0%Unchanged–
Pacer FDS Tr69374H659CASH COWS ETF40$1.00K<0.1%+40New–
Vanguard Wellington FD921935508US MOMENTUM5$1.00K<0.1%00.0%Unchanged–
Fidelity Covington Trust316092725INT HG DIV ETF70$1.00K<0.1%00.0%Unchanged–
First Tr Exch TRD Alphdx FD33737J125LATIN AMER ALP79$1.00K<0.1%−775−90.7%Reduced–
BBAIBigBear.ai Holdings, Inc.COM100$1.00K<0.1%+100NewHistory
CTGOContango Silver & Gold Inc.COM64$1.00K<0.1%+64NewHistory
CXDOCrexendo, Inc.COM101$1.00K<0.1%+1+1.0%AddedHistory
IGCIGC Pharma, Inc.COM NEW1,410$1.00K<0.1%00.0%UnchangedHistory
OVBCOhio Valley Banc CorpCOM23$1.00K<0.1%−1,069−97.9%ReducedHistory
PZGParamount Gold Nevada Corp.COM925$1.00K<0.1%−1−0.1%ReducedHistory
PROVProvident Financial Holdings IncCOM62$1.00K<0.1%−170−73.3%ReducedHistory
SYPRSypris Solutions IncCOM400$1.00K<0.1%00.0%UnchangedHistory
AEYAddvantage Technologies Group IncCOM NEW484$1.00K<0.1%−21,508−97.8%ReducedHistory
ADILAdial Pharmaceuticals, Inc.COM538$1.00K<0.1%−39,690−98.7%ReducedHistory
ARKRARK Restaurants CorpCOM50$1.00K<0.1%−99−66.4%ReducedHistory
Biophytis SA09076G104ADS215$1.00K<0.1%00.0%Unchanged–
Bite Acquisition Corp.09175K204UNIT 99/99/9999111$1.00K<0.1%00.0%Unchanged–
BQBoqii Holding LtdSPONSORED ADS840$1.00K<0.1%−163−16.3%ReducedHistory
BRIDBridgford Foods CorpCOM109$1.00K<0.1%−1−0.9%ReducedHistory
CIZNCitizens Holding CoCOM96$1.00K<0.1%−115−54.5%ReducedHistory
PRHIPresurance Holdings, Inc.COM575$1.00K<0.1%+46+8.7%AddedHistory
CYANCyanotech CorpCOM PAR $0.02322$1.00K<0.1%00.0%UnchangedHistory
DBX ETF Tr233051747XTRCK JP MRG ESG70$1.00K<0.1%00.0%Unchanged–
Direxion Shs ETF Tr25460E505DAILY CS 2X SH95$1.00K<0.1%00.0%Unchanged–
Direxion Shs ETF Tr25460G641WORLD WITHOUT40$1.00K<0.1%+40New–
CHRNChronoScale Holdings CorpCOM265$1.00K<0.1%−16−5.7%ReducedHistory
Exchange Listed FDS Tr30151E699CABANA TARGET 1328$1.00K<0.1%−25,835−99.9%Reduced–
Go Acquisition Corp362019200UNIT 08/31/2027120$1.00K<0.1%00.0%Unchanged–
HYMCHycroft Mining Holding CorpCOM CL A1,218$1.00K<0.1%+2+0.2%AddedHistory
Hycroft Mining Holding Corp44862P125*W EXP 10/12/2027,531$1.00K<0.1%00.0%Unchanged–
ICDIndependence Contract Drilling, Inc.COM281$1.00K<0.1%00.0%UnchangedHistory
IVAInventiva S.A.ADS100$1.00K<0.1%00.0%UnchangedHistory
John Hancock Exchange Traded47804J867MLTFACTR UTILS32$1.00K<0.1%00.0%Unchanged–
Khosla Ventures Acqut Co III482506102COM CL A100$1.00K<0.1%+100New–
LGL Group Inc50186A132*W EXP 11/16/2021,438$1.00K<0.1%00.0%Unchanged–
Laix Inc50736W105ADS2,616$1.00K<0.1%+564+27.5%Added–
MDH Acquisition Corp55283P205UNIT 99/99/999979$1.00K<0.1%00.0%Unchanged–
NMRDNemaura Medical Inc.COM NEW168$1.00K<0.1%−24,780−99.3%ReducedHistory
NESNuverra Environmental Solutions, Inc.COM PAR374$1.00K<0.1%00.0%UnchangedHistory
CFORCapForce Inc.COM1,370$1.00K<0.1%−5,647−80.5%ReducedHistory
Ouster, Inc.68989M111*W EXP 03/11/2021,300$1.00K<0.1%00.0%Unchanged–
Overseas Shipholding Group Inc69036R863CL A NEW799$1.00K<0.1%−709−47.0%Reduced–
Pacer FDS Tr69374H626CSOP FTSE CHINA50$1.00K<0.1%00.0%Unchanged–
PBHCPathfinder Bancorp, Inc.COM64$1.00K<0.1%00.0%UnchangedHistory
ProShares Tr74347X641SHRT RL EST FD95$1.00K<0.1%−295−75.6%Reduced–
Prudential Bancorp, Inc.74431A101COM56$1.00K<0.1%−2,530−97.8%Reduced–
RNDBRandolph Bancorp, Inc.COM44$1.00K<0.1%+1+2.3%AddedHistory
REEDReed's, Inc.COM2,006$1.00K<0.1%+6+0.3%AddedHistory
Resource Cap Corp76120WAC8CONVERTIBLE BOND–$1.00K<0.1%–––
SRAXSRAX, Inc.CL A151$1.00K<0.1%−199−56.9%ReducedHistory
DCOYDecoy Therapeutics Inc.COM NEW1,500$1.00K<0.1%−758,272−99.8%ReducedHistory
SREVConcentrix Srev, Inc.COM1,406$1.00K<0.1%−4−0.3%ReducedHistory
Sonnet Biotherapeutc HLDNG I83548R105COM1,278$1.00K<0.1%00.0%Unchanged–
SDPISuperior Drilling Products, Inc.COM2,000$1.00K<0.1%00.0%UnchangedHistory
VanEck Vectors ETF Tr92189F585OIL REFINERS ETF40$1.00K<0.1%+40New–
Victory Portfolios II92647N840VCSHS INTL VOLTY25$1.00K<0.1%00.0%Unchanged–
Viveon Health Acquisition Co92853V114*W EXP 99/99/9995,576$1.00K<0.1%−1,001−15.2%Reduced–
Wix.com Ltd.92940WAB5NOTE 7/0–$1.00K<0.1%–––
WTTWireless Telecom Group IncCOM411$1.00K<0.1%−15,000−97.3%ReducedHistory
ZVOZovio IncCOM730$1.00K<0.1%−10,011−93.2%ReducedHistory
VMARVision Marine Technologies Inc.COM243$1.00K<0.1%+150+161.3%AddedHistory
Ace Convergence Acqu CorpG0083D104*W EXP 09/30/202800$1.00K<0.1%00.0%Unchanged–
APWCAsia Pacific Wire & Cable Corp LtdORD350$1.00K<0.1%00.0%UnchangedHistory
COOLCorner Growth Acquisition Corp.CL A SHS93$1.00K<0.1%00.0%UnchangedHistory
EEIQEpicQuest Education Group International LtdCOM200$1.00K<0.1%+200NewHistory
Eucrates Biomedical Acqu CorG3141W122*W EXP 10/23/2021,300$1.00K<0.1%00.0%Unchanged–
FAMIFarmmi, Inc.SHS4,819$1.00K<0.1%−1,500−23.7%ReducedHistory
Frazier Lifesciences Acqu CoG3710A121UNIT 12/09/2025100$1.00K<0.1%00.0%Unchanged–

Sold out since Q3 2021 (392)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 392 by value last quarter.

Positions of Morgan Stanley sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
KSUKansas City SouthernCOM NEW1,379,160$373.3M0.1%History
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS7,893,474$166.8M<0.1%History
STMPStamps.com IncCOM NEW503,618$166.1M<0.1%History
CSODCornerstone OnDemand IncCOM1,999,394$114.5M<0.1%History
Altimeter Growth CorpG0370L108CL A9,471,016$96.8M<0.1%–
Bowx Acquisition Corp103085106CL A8,724,279$87.2M<0.1%–
PPDPPD, Inc.COM1,769,507$82.8M<0.1%History
INOVInovalon Holdings, Inc.COM CL A1,737,119$70.0M<0.1%History
KDMNKadmon Holdings, Inc.COM5,975,607$52.0M<0.1%History
iShares Tr46434VBK5IBONDS DEC21 ETF2,015,044$49.8M<0.1%–
VERVEREIT, Inc.COM934,236$42.3M<0.1%History
CLDRCloudera, Inc.COM2,252,940$36.0M<0.1%History
BSCLBILI Social International, Inc.BULSHS 2021 CB1,661,210$35.0M<0.1%History
VTAInvesco Dynamic Credit Opportunities FundCOM2,992,937$35.0M<0.1%History
DRNADicerna Pharmaceuticals IncCOM1,736,277$35.0M<0.1%History
RPAIRetail Properties of America, Inc.CL A2,627,500$33.8M<0.1%History
XECCimarex Energy CoCOM387,536$33.8M<0.1%History
Nuveen Corporate Incm Noveme67077N106COM3,596,216$33.7M<0.1%–
DSPGDSP Group IncCOM1,499,347$32.9M<0.1%History
Enable Midstream Partners, LP292480100COM UNIT RP IN3,670,136$29.8M<0.1%–
SKMSK Telecom Co LtdSPONSORED ADR970,178$29.2M<0.1%History
HRCHill-Rom Holdings, Inc.COM174,978$26.2M<0.1%History
CVACovanta Holding CorpCOM1,277,460$25.7M<0.1%History
Score Media & Gaming Inc80919D202CL A SUB VTG SHS725,145$24.8M<0.1%–
Trillium Therapeutics Inc.89620X506COM NEW1,396,216$24.5M<0.1%–
XLRNAcceleron Pharma IncCOM134,674$23.2M<0.1%History
UFSDomtar CORPCOM NEW389,200$21.2M<0.1%History
LMRKLandmark Infrastructure Partners LPCOM UNIT LTD1,276,256$20.9M<0.1%History
CoreSite Realty Corp21870Q105COM140,223$19.4M<0.1%–
RAVNRaven Industries IncCOM329,310$19.0M<0.1%History
First Tr Sr Floating Rate 2033740K101COM SHS1,956,157$18.9M<0.1%–
MDLAMedallia, Inc.COM556,646$18.9M<0.1%History
PKOPIMCO Income Opportunity FundCOM716,612$17.6M<0.1%History
CADECadence BancorporationCL A796,775$17.5M<0.1%History
CAI International, Inc.12477X106COM306,815$17.2M<0.1%–
Ushg Acquisition Corp91748P209UNIT 99/99/99991,660,186$16.5M<0.1%–
Echo Global Logistics, Inc.27875T101COM320,724$15.3M<0.1%–
iShares Tr46435G789IBONDS DEC2021597,990$15.3M<0.1%–
Five9, Inc.338307AD3NOTE 0.500% 6/0–$13.5M<0.1%–
MDPHawkeye Acquisition, Inc.COM238,511$13.3M<0.1%History
Lydall Inc550819106COM197,544$12.3M<0.1%–
Bancorpsouth BK Tupelo Miss05971J102COM377,677$11.2M<0.1%–
EBSBMeridian Bancorp, Inc.COM474,966$9.86M<0.1%History
BlackRock 2022 GBL Incm Opp09258P104COM1,855,375$9.69M<0.1%–
GS Acquisition Hldgs Corp II36258Q105COM CL A898,176$9.18M<0.1%–
Itamar Med Ltd465437101SPONSORED ADS301,219$9.10M<0.1%–
MCFContango Oil & Gas CoCOM NEW1,770,466$8.09M<0.1%History
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund336,885$7.75M<0.1%–
China XD Plastics Co Ltd16948F107COM16,000,000$7.29M<0.1%–
ALTAAltabancorpCOM134,400$5.93M<0.1%History
Guggenheim Enhanced Equity I40167B100COM551,725$5.12M<0.1%–
JTANuveen Tax Advantaged Total Return Strategy FundCOM449,633$5.00M<0.1%History
CXPColumbia Property Trust, Inc.COM NEW248,487$4.73M<0.1%History
Soliton, Inc.834251100COM231,380$4.71M<0.1%–
RMR Mortgage Tr76970B101COM452,271$4.66M<0.1%–
Momo Inc60879BAB3NOTE 1.250% 7/0–$3.78M<0.1%–
SBBPStrongbridge Biopharma plcSHS USD1,774,307$3.62M<0.1%History
2U, LLC90214JAB7NOTE 2.250% 5/0–$3.61M<0.1%–
iShares Tr46435U226IBONDS 21 TRM HG131,077$3.17M<0.1%–
Booking Holdings Inc.09857LAN8NOTE 0.750% 5/0–$3.14M<0.1%–
Nuveen Tax-Advantaged Divid67073G105COM193,813$3.07M<0.1%–
Infinera Corp45667GAE3NOTE 2.500% 3/0–$3.05M<0.1%–
CMOCapstead Mortgage CorpCOM NO PAR442,317$2.96M<0.1%History
Nuveen Diversified Divid & I6706EP105COM273,785$2.84M<0.1%–
Digital Transformatn Opt Cor25401K206UNIT 03/31/2028278,281$2.73M<0.1%–
SICSelect Interior Concepts, Inc.CL A179,780$2.59M<0.1%History
Snap Inc83304AAD8NOTE 0.250% 5/0–$2.52M<0.1%–
Liberty Media Corp Del530715AN1DEB 3.500% 1/1–$2.46M<0.1%–
Nuveen Select Tax Free Incom67063X100SH BEN INT140,613$2.42M<0.1%–
FLXNFlexion Therapeutics IncCOM367,295$2.24M<0.1%History
GPXGP Strategies CorpCOM106,841$2.21M<0.1%History
Huazhu Group Ltd44332NAB2NOTE 3.000% 5/0–$2.20M<0.1%–
XONEExOne CoCOM93,089$2.18M<0.1%History
Envista Holdings Corp29415FAB0NOTE 2.375% 6/0–$2.16M<0.1%–
MSONMisonix IncCOM85,242$2.16M<0.1%History
iShares Tr46436E544ESG SELE SCR ETF50,000$1.93M<0.1%–
Zscaler, Inc.98980GAB8NOTE 0.125% 7/0–$1.71M<0.1%–
Nuveen Select Tax Free Incom67063C106SH BEN INT106,454$1.66M<0.1%–
GDPGoodrich Petroleum CorpCOM PAR54,853$1.30M<0.1%History
Theravance Biopharma, Inc.88339KAA0NOTE 3.250%11/0–$1.23M<0.1%–
LORLLoral Space & Communications Inc.COM25,797$1.11M<0.1%History
Pacific Mercantile Bancorp694552100COM110,258$1.01M<0.1%–
Exact Sciences Corp30063PAA3NOTE 1.000% 1/1–$997.0K<0.1%–
USWSU.S. Well Services Holdings, LLCCL A1,314,475$953.0K<0.1%History
CNBKACentury Bancorp IncCL A NON VTG8,016$924.0K<0.1%History
VEIVine Energy Inc.CL A54,008$890.0K<0.1%History
Naked Brand Group LimitedQ6519T117SHS NEW1,189,672$845.0K<0.1%–
iShares Tr46435G508MSCI INTL SZE FT26,383$822.0K<0.1%–
CLDBCortland Bancorp IncCOM28,787$796.0K<0.1%History
Vocera Communications, Inc.92857FAB3BOND–$750.0K<0.1%–
BOCHBank of Commerce HoldingsCOM46,453$704.0K<0.1%History
Yy Inc98426TAF3NOTE 1.375% 6/1–$584.0K<0.1%–
Investindustrial Acquisition Corp.G4771L105SHS CL A58,787$584.0K<0.1%–
Health Catalyst, Inc.42225TAB3NOTE 2.500% 4/1–$584.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J569BULSHS 2021 MUNI21,913$553.0K<0.1%–
Two RDS Shared Tr90214Q766ANFIELD UNVL ETF57,145$550.0K<0.1%–
Qad Inc74727D306CL A5,711$499.0K<0.1%–
Zix Corp98974P100COM66,865$473.0K<0.1%–
LGMKLogicMark, Inc.COM NEW1,124,067$468.0K<0.1%History
Pioneer Nat Res Co723787AP2NOTE 0.250% 5/1–$434.0K<0.1%–