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Livermore
Livermore
ZHEN

Penn Mutual Asset Management, LLC

SEC CIK
0000855702
Latest filing
Jul 24, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
69
0 vs. Q2 2023
Portfolio value
$106.6M
−$4.27M (−3.9%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of Penn Mutual Asset Management, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
WFC.PLWells Fargo & CompanyPERP PFD CNV A6,000$6.69M6.3%00.0%UnchangedHistory
PKEPark Aerospace CorpCOM313,658$4.87M4.6%00.0%UnchangedHistory
FFFutureFuel Corp.COM631,694$4.53M4.2%+157,150+33.1%AddedHistory
BCXBlackRock Resources & Commodities Strategy TrustSHS485,111$4.47M4.2%00.0%UnchangedHistory
EDDMorgan Stanley Emerging Markets Domestic Debt Fund, Inc.COM963,819$4.11M3.9%00.0%UnchangedHistory
EPMEvolution Petroleum CorpCOM595,754$4.07M3.8%+57,000+10.6%AddedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM1,503,855$3.68M3.5%00.0%UnchangedHistory
NATNordic American Tankers LtdCOM851,500$3.51M3.3%−14,000−1.6%ReducedHistory
UTMDUtah Medical Products IncCOM36,283$3.12M2.9%+6,000+19.8%AddedHistory
RELLRichardson Electronics, Ltd.COM274,126$3.00M2.8%+40,651+17.4%AddedHistory
MIXTMiX Telematics LtdSPONSORED ADR535,219$2.95M2.8%+45,000+9.2%AddedHistory
DLYDoubleLine Yield Opportunities FundCOM199,841$2.94M2.8%00.0%UnchangedHistory
OHIOmega Healthcare Investors IncCOM81,100$2.69M2.5%−5,000−5.8%ReducedHistory
AGXArgan IncStock57,877$2.63M2.5%−650−1.1%ReducedHistory
Ionis Pharmaceuticals Inc462222AB6NOTE 0.125%12/1–$2.62M2.5%–––
FBRTFranklin BSP Realty Trust, Inc.COMMON STOCK183,156$2.42M2.3%00.0%UnchangedHistory
NSANational Storage Affiliates TrustCOM SHS BEN IN75,500$2.40M2.2%−3,800−4.8%ReducedHistory
iShares Tr464288687PFD AND INCM SEC74,300$2.24M2.1%00.0%Unchanged–
MMM3M CoStock23,000$2.15M2.0%00.0%UnchangedHistory
TAT&T Inc.Stock142,700$2.14M2.0%00.0%UnchangedHistory
WBAWalgreens Boots Alliance, Inc.COM91,000$2.02M1.9%+73,000+405.6%AddedHistory
IBMInternational Business Machines CorpStock14,130$1.98M1.9%00.0%UnchangedHistory
ETEnergy Transfer LPCOM UT LTD PTN133,500$1.87M1.8%00.0%UnchangedHistory
Barrick Gold Corp067901108COM116,500$1.70M1.6%00.0%Unchanged–
PAAPlains All American Pipeline LPUNIT LTD PARTN109,500$1.68M1.6%00.0%UnchangedHistory
MPLXMPLX LPCOM UNIT REP LTD44,857$1.60M1.5%+4,730+11.8%AddedHistory
SPOKSpok Holdings, IncCOM110,025$1.57M1.5%−57,885−34.5%ReducedHistory
VZVerizon Communications IncStock47,000$1.52M1.4%−6,300−11.8%ReducedHistory
Halozyme Therapeutics, Inc.40637HAD1NOTE 0.250% 3/0–$1.31M1.2%–––
EPDEnterprise Products Partners L.P.Stock47,663$1.30M1.2%00.0%UnchangedHistory
SNYSanofiSPONSORED ADR23,000$1.23M1.2%00.0%UnchangedHistory
Jazz Investments I Ltd472145AD3NOTE 1.500% 8/1–$1.22M1.1%–––
GAPGap IncCOM113,186$1.20M1.1%+113,186NewHistory
Turning PT Brands Inc90041LAE5NOTE 2.500% 7/1–$1.19M1.1%–––
VanEck ETF Trust92189H300JP MRGAN EM LOC48,943$1.17M1.1%00.0%Unchanged–
NPKNational Presto Industries IncCOM15,850$1.15M1.1%00.0%UnchangedHistory
EBFEnnis, Inc.COM50,629$1.07M1.0%00.0%UnchangedHistory
AEMAgnico Eagle Mines LtdStock22,750$1.03M1.0%00.0%UnchangedHistory
Cracker Barrel Old Ctry Stor22410JAB2NOTE 0.625% 6/1–$1.03M1.0%–New–
LYTSLsi Industries IncCOM63,107$1.00M0.9%−119,740−65.5%ReducedHistory
EMDWestern Asset Emerging Markets Debt Fund Inc.COM114,079$946.9K0.9%00.0%UnchangedHistory
DVNDevon Energy CorpStock17,550$837.1K0.8%00.0%UnchangedHistory
OGNOrganon & Co.Stock40,500$703.1K0.7%+40,500NewHistory
HCSGHealthcare Services Group IncCOM66,770$696.4K0.7%00.0%UnchangedHistory
PHATPhathom Pharmaceuticals, Inc.COM62,802$651.3K0.6%00.0%UnchangedHistory
DDominion Energy, IncStock12,426$555.1K0.5%00.0%UnchangedHistory
BRCBrady CorpCL A8,960$492.1K0.5%00.0%UnchangedHistory
HAYNHaynes International IncCOM NEW9,785$455.2K0.4%00.0%UnchangedHistory
John Bean Technologies Corp477839AB0NOTE 0.250% 5/1–$448.5K0.4%–––
NVSNovartis AGADR4,120$419.7K0.4%00.0%UnchangedHistory
VLGEAVillage Super Market IncCL A NEW18,377$416.1K0.4%−7,088−27.8%ReducedHistory
VSTVistra Corp.Stock12,505$414.9K0.4%−3,200−20.4%ReducedHistory
Perficient Inc71375UAF8NOTE 0.125%11/1–$400.6K0.4%–New–
HIIHuntington Ingalls Industries, Inc.COM1,910$390.7K0.4%00.0%UnchangedHistory
VALEVale S.A.SPONSORED ADS28,953$388.0K0.4%00.0%UnchangedHistory
TOSTToast, Inc.Stock19,684$368.7K0.3%+9,326+90.0%AddedHistory
BWXTBWX Technologies, Inc.COM4,200$314.9K0.3%00.0%UnchangedHistory
ALSNAllison Transmission Holdings IncStock4,750$280.5K0.3%00.0%UnchangedHistory
HASHasbro, Inc.COM3,750$248.0K0.2%00.0%UnchangedHistory
TAPMolson Coors Beverage CoCL B3,850$244.8K0.2%00.0%UnchangedHistory
JEFJefferies Financial Group Inc.COM6,650$243.6K0.2%00.0%UnchangedHistory
RXSTRxSight, Inc.COM8,264$230.5K0.2%+8,264NewHistory
NTICNorthern Technologies International CorpCOM16,950$226.6K0.2%+16,950NewHistory
DUKDuke Energy CORPStock2,400$211.8K0.2%00.0%UnchangedHistory
BNYBank of New York Mellon CorpStock4,950$211.1K0.2%00.0%UnchangedHistory
MTBM&T Bank CorpCOM1,600$202.3K0.2%+1,600NewHistory
HEESH&E Equipment Services, Inc.COM4,650$200.8K0.2%+4,650NewHistory
NSNuStar Energy L.P.UNIT COM10,700$186.6K0.2%00.0%UnchangedHistory
GHYPGIM Global High Yield Fund, Inc.COM13,152$141.8K0.1%00.0%UnchangedHistory

Sold out since Q2 2023 (8)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Penn Mutual Asset Management, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
SPGSimon Property Group Inc.REIT30,240$3.49M3.1%History
AFRMAffirm Holdings, Inc.COM CL A64,108$982.8K0.9%History
Snap Inc83304AAB2NOTE 0.750% 8/0–$370.2K0.3%–
ROVRRover Group, Inc.COMMON STOCK54,013$265.2K0.2%History
SNASnap-on IncCOM790$227.7K0.2%History
FEFirstenergy CorpCOM5,760$223.9K0.2%History
BAXBaxter International IncStock4,900$223.2K0.2%History
NEUNewmarket CorpCOM500$201.1K0.2%History