Vaughan & Co Securities, Inc.
- SEC CIK
- 0000805870
- Latest filing
- Aug 3, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Oct 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 53
- 0 vs. Q2 2021
- Portfolio value
- $133.8M
- −$1.51M (−1.1%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Russell 2000 Growth ETF464287648 | ETF | 61,295 | $18.0M | 13.4% | −4,385−6.7% | Reduced | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 61,874 | $17.0M | 12.7% | −1,851−2.9% | Reduced | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 188,843 | $16.2M | 12.1% | −3,024−1.6% | Reduced | – |
| WisdomTree Tr97717W604 | US SMALLCAP DIVD | 522,823 | $16.1M | 12.0% | −27,649−5.0% | Reduced | – |
| iShares Core High Dividend ETF46429B663 | ETF | 143,588 | $13.5M | 10.1% | +5,629+4.1% | Added | – |
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 108,071 | $8.14M | 6.1% | +3,969+3.8% | Added | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 119,011 | $7.35M | 5.5% | +14,407+13.8% | Added | – |
| iShares Tr46434V381 | FUTU EXPO TE ETF | 109,830 | $6.89M | 5.1% | +43,842+66.4% | Added | – |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 55,829 | $2.44M | 1.8% | −13,611−19.6% | Reduced | – |
| AAPLApple Inc. | Stock | 14,341 | $2.03M | 1.5% | −245−1.7% | Reduced | History |
| iShares Select Dividend ETF464287168 | ETF | 11,687 | $1.34M | 1.0% | +108+0.9% | Added | – |
| BXBlackstone Inc. | COM | 8,731 | $1.02M | 0.8% | −119−1.3% | Reduced | History |
| iShares Tr464287630 | RUS 2000 VAL ETF | 6,194 | $992.0K | 0.7% | +217+3.6% | Added | – |
| BRSLBrightstar Lottery PLC | SHS USD | 34,439 | $906.0K | 0.7% | −1,234−3.5% | Reduced | History |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 8,858 | $892.0K | 0.7% | −248−2.7% | Reduced | – |
| OLNOLIN Corp | Stock | 17,446 | $842.0K | 0.6% | −53−0.3% | Reduced | History |
| IBMInternational Business Machines Corp | Stock | 5,893 | $819.0K | 0.6% | 00.0% | Unchanged | History |
| Flagstar Bank, National Association649445103 | COM | 59,074 | $760.0K | 0.6% | −198−0.3% | Reduced | – |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 5,817 | $756.0K | 0.6% | 00.0% | Unchanged | – |
| BCEBce Inc | COM NEW | 14,847 | $743.0K | 0.6% | 00.0% | Unchanged | History |
| BMOBank of Montreal | COM | 7,287 | $727.0K | 0.5% | +7,287 | New | History |
| PBCTPeople's United Financial, Inc. | COM | 41,042 | $717.0K | 0.5% | 00.0% | Unchanged | History |
| CVXChevron Corp | Stock | 7,018 | $712.0K | 0.5% | 00.0% | Unchanged | History |
| NNNNNN REIT, Inc. | REIT | 16,469 | $711.0K | 0.5% | 00.0% | Unchanged | History |
| CMCanadian Imperial Bank of Commerce | COM | 6,184 | $688.0K | 0.5% | −94−1.5% | Reduced | History |
| CQPCheniere Energy Partners, L.P. | COM UNIT | 16,523 | $672.0K | 0.5% | 00.0% | Unchanged | History |
| OGEOGE Energy Corp. | COM | 20,360 | $671.0K | 0.5% | 00.0% | Unchanged | History |
| MOAltria Group, Inc. | Stock | 14,376 | $654.0K | 0.5% | 00.0% | Unchanged | History |
| PMPhilip Morris International Inc. | Stock | 6,855 | $650.0K | 0.5% | −101−1.5% | Reduced | History |
| TUTelus Corp | COM | 29,015 | $637.0K | 0.5% | 00.0% | Unchanged | History |
| GSKGSK plc | SPONSORED ADR | 16,479 | $630.0K | 0.5% | 00.0% | Unchanged | History |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 13,776 | $628.0K | 0.5% | 00.0% | Unchanged | History |
| MPTMedical Properties Trust Inc | COM | 29,643 | $595.0K | 0.4% | 00.0% | Unchanged | History |
| PPLPPL Corp | COM | 21,332 | $595.0K | 0.4% | 00.0% | Unchanged | History |
| ABBVAbbVie Inc. | Stock | 5,427 | $585.0K | 0.4% | 00.0% | Unchanged | History |
| TRTNTriton International Ltd | CL A | 11,099 | $578.0K | 0.4% | 00.0% | Unchanged | History |
| PFEPfizer Inc | Stock | 13,185 | $567.0K | 0.4% | −211−1.6% | Reduced | History |
| VZVerizon Communications Inc | Stock | 9,660 | $522.0K | 0.4% | 00.0% | Unchanged | History |
| iShares Select U.S. REIT ETF464287564 | ETF | 7,970 | $521.0K | 0.4% | −285−3.5% | Reduced | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 4,474 | $520.0K | 0.4% | +67+1.5% | Added | – |
| APOApollo Global Management, Inc. | COM CL A | 8,131 | $501.0K | 0.4% | 00.0% | Unchanged | History |
| iShares Tr46435U663 | ESG AWARE MSCI | 12,546 | $489.0K | 0.4% | 00.0% | Unchanged | – |
| RCIRogers Communications Inc | CL B | 9,401 | $438.0K | 0.3% | 00.0% | Unchanged | History |
| CNPCenterpoint Energy Inc | COM | 17,680 | $435.0K | 0.3% | 00.0% | Unchanged | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 5,255 | $390.0K | 0.3% | −383−6.8% | Reduced | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 3,191 | $366.0K | 0.3% | +47+1.5% | Added | – |
| EPDEnterprise Products Partners L.P. | Stock | 16,211 | $351.0K | 0.3% | 00.0% | Unchanged | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 795 | $341.0K | 0.3% | 00.0% | Unchanged | History |
| WisdomTree Tr97717W208 | US HIGH DIVIDEND | 3,650 | $281.0K | 0.2% | −51−1.4% | Reduced | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 708 | $253.0K | 0.2% | −13−1.8% | Reduced | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 2,149 | $235.0K | 0.2% | −437−16.9% | Reduced | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 2,382 | $203.0K | 0.2% | 00.0% | Unchanged | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 4,023 | $201.0K | 0.2% | 00.0% | Unchanged | – |
Sold out since Q2 2021 (1)
Positions held at the end of Q2 2021 that are gone from this filing.