Conning Inc.
- SEC CIK
- 0000801051
- Latest filing
- Jul 30, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Oct 26, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 328
- −20 vs. Q2 2023
- Portfolio value
- $2.74B
- −$246.1M (−8.2%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| NWENorthWestern Energy Group, Inc. | COM NEW | 77,076 | $3.70M | 0.1% | 00.0% | Unchanged | History |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $3.79M | 0.1% | – | – | – |
| KLACKLA Corp | COM NEW | 8,561 | $3.93M | 0.1% | −722−7.8% | Reduced | History |
| TSLATesla, Inc. | Stock | 15,790 | $3.95M | 0.1% | +75+0.5% | Added | History |
| MRKMerck & Co., Inc. | Stock | 38,735 | $3.99M | 0.1% | −2,556−6.2% | Reduced | History |
| Verint Systems Inc92343XAC4 | NOTE 0.250% 4/1 | – | $4.09M | 0.1% | – | – | – |
| ICEIntercontinental Exchange, Inc. | Stock | 37,504 | $4.13M | 0.2% | −1,961−5.0% | Reduced | History |
| LRCXLam Research Corp | COM | 6,664 | $4.18M | 0.2% | −762−10.3% | Reduced | History |
| SCHWSchwab Charles Corp | Stock | 76,148 | $4.18M | 0.2% | −5,583−6.8% | Reduced | History |
| Ziff Davis, Inc.48123VAE2 | NOTE 1.750%11/0 | 4,600,000 | $4.21M | 0.2% | +4,600,000 | New | – |
| Booking Holdings Inc.09857LAN8 | NOTE 0.750% 5/0 | – | $4.25M | 0.2% | – | – | – |
| Square Inc852234AF0 | NOTE 0.125% 3/0 | – | $4.28M | 0.2% | – | – | – |
| Enphase Energy, Inc.29355AAH0 | NOTE 3/0 | – | $4.36M | 0.2% | – | – | – |
| Microchip Technology Inc595017AU8 | NOTE 0.125%11/1 | – | $4.38M | 0.2% | – | – | – |
| BRK.BBerkshire Hathaway Inc | Stock | 12,538 | $4.39M | 0.2% | −593−4.5% | Reduced | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 64,838 | $4.44M | 0.2% | +3,055+4.9% | Added | – |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $4.45M | 0.2% | – | – | – |
| TJXTJX Companies Inc | Stock | 50,912 | $4.53M | 0.2% | −6,708−11.6% | Reduced | History |
| Ford MTR Co Del345370CZ1 | NOTE 3/1 | – | $4.54M | 0.2% | – | – | – |
| INTUIntuit Inc. | Stock | 9,088 | $4.64M | 0.2% | −1,550−14.6% | Reduced | History |
| Starwood Ppty Tr Inc85571BBA2 | NOTE 6.750% 7/1 | – | $4.67M | 0.2% | – | – | – |
| GOOGAlphabet Inc. | Stock | 35,740 | $4.71M | 0.2% | −80−0.2% | Reduced | History |
| AMATApplied Materials Inc | Stock | 34,069 | $4.72M | 0.2% | −3,194−8.6% | Reduced | History |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 45,730 | $4.77M | 0.2% | +5,835+14.6% | Added | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 52,357 | $4.78M | 0.2% | +6,380+13.9% | Added | – |
| NKENIKE, Inc. | Stock | 50,033 | $4.78M | 0.2% | +1,761+3.6% | Added | History |
| DHRDanaher Corp | Stock | 19,378 | $4.81M | 0.2% | −1,405−6.8% | Reduced | History |
| TMOThermo Fisher Scientific Inc. | Stock | 9,925 | $5.02M | 0.2% | −324−3.2% | Reduced | History |
| WMTWalmart Inc. | Stock | 32,478 | $5.19M | 0.2% | −1,657−4.9% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 17,375 | $5.22M | 0.2% | 00.0% | Unchanged | History |
| WisdomTree Tr97717X701 | EUROPE HEDGED EQ | 144,030 | $5.69M | 0.2% | 00.0% | UnchangedConverted for a 2-for-1 split | – |
| MAMastercard Inc | Stock | 15,946 | $6.31M | 0.2% | −890−5.3% | Reduced | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 24,087 | $6.41M | 0.2% | +9,103+60.8% | Added | – |
| VVisa Inc. | Stock | 28,364 | $6.52M | 0.2% | −1,854−6.1% | Reduced | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 137,998 | $6.57M | 0.2% | +30,779+28.7% | Added | – |
| LLYEli Lilly & Co | Stock | 12,426 | $6.67M | 0.2% | −1,671−11.9% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 52,586 | $6.88M | 0.3% | 00.0% | Unchanged | History |
| UNHUnitedHealth Group Inc | Stock | 14,574 | $7.35M | 0.3% | −275−1.9% | Reduced | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 101,754 | $7.40M | 0.3% | +11,791+13.1% | Added | – |
| VanEck ETF Trust92189H300 | JP MRGAN EM LOC | 310,000 | $7.40M | 0.3% | 00.0% | Unchanged | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 118,845 | $7.65M | 0.3% | −36,230−23.4% | Reduced | – |
| Ares Capital Corp04010LAW3 | NOTE 4.625% 3/0 | – | $7.70M | 0.3% | – | – | – |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $7.72M | 0.3% | – | – | – |
| Expedia Group, Inc.30212PBE4 | NOTE 2/1 | – | $7.81M | 0.3% | – | – | – |
| Bank of Amer Corp060505682 | 7.25%CNV PFD L | 7,185 | $7.99M | 0.3% | 00.0% | Unchanged | – |
| AMZNAmazon Com Inc | Stock | 63,011 | $8.01M | 0.3% | +240+0.4% | Added | History |
| Vanguard Total Bond Market ETF921937835 | ETF | 119,575 | $8.34M | 0.3% | 00.0% | Unchanged | – |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 7,465 | $8.35M | 0.3% | 00.0% | Unchanged | History |
| iShares Tr46434V407 | 0-5YR HI YL CP | 210,194 | $8.62M | 0.3% | 00.0% | Unchanged | – |
| Parsons Corp70202LAB8 | NOTE 0.250% 8/1 | – | $9.67M | 0.4% | – | – | – |
| Pioneer Nat Res Co723787AP2 | NOTE 0.250% 5/1 | – | $10.2M | 0.4% | – | – | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 49,266 | $10.5M | 0.4% | −14,715−23.0% | Reduced | – |
| Global X FDS37954Y657 | US PFD ETF | 580,200 | $10.9M | 0.4% | 00.0% | Unchanged | – |
| iShares Russell 2000 ETF464287655 | ETF | 61,892 | $10.9M | 0.4% | −26,828−30.2% | Reduced | – |
| Akamai Technologies Inc00971TAJ0 | NOTE 0.125% 5/0 | – | $11.1M | 0.4% | – | – | – |
| NVDANVIDIA Corp | Stock | 26,369 | $11.5M | 0.4% | −2,159−7.6% | Reduced | History |
| iShares Tr464288687 | PFD AND INCM SEC | 390,500 | $11.8M | 0.4% | 00.0% | Unchanged | – |
| Invesco Exch Traded FD Tr II46138G805 | TAXABLE MUN BD | 470,000 | $11.9M | 0.4% | 00.0% | Unchanged | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 149,000 | $12.3M | 0.4% | 00.0% | Unchanged | – |
| iShares Russell Midcap ETF464287499 | ETF | 190,402 | $13.2M | 0.5% | −23,709−11.1% | Reduced | – |
| Vanguard BD Index FDS921937793 | LONG TERM BOND | 210,000 | $14.1M | 0.5% | 00.0% | Unchanged | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 193,000 | $17.1M | 0.6% | 00.0% | Unchanged | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 69,042 | $17.2M | 0.6% | −2,369−3.3% | Reduced | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 200,000 | $18.1M | 0.7% | 00.0% | Unchanged | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 258,395 | $19.0M | 0.7% | −278,650−51.9% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 61,865 | $19.5M | 0.7% | −1,646−2.6% | Reduced | History |
| AAPLApple Inc. | Stock | 121,654 | $20.8M | 0.8% | −5,712−4.5% | Reduced | History |
| iShares MSCI Eafe ETF464287465 | ETF | 318,739 | $22.0M | 0.8% | −26,380−7.6% | Reduced | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 48,607 | $22.2M | 0.8% | 00.0% | Unchanged | History |
| PMPhilip Morris International Inc. | Stock | 256,734 | $23.7M | 0.9% | −12,699−4.7% | Reduced | History |
| Vanguard S&P 500 ETF922908363 | ETF | 66,805 | $26.2M | 1.0% | 00.0% | Unchanged | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 641,274 | $26.9M | 1.0% | 00.0% | Unchanged | – |
| HPQHP Inc | Stock | 1,092,282 | $28.0M | 1.0% | −14,815−1.3% | Reduced | History |
| RTXRTX Corp | Stock | 422,738 | $30.4M | 1.1% | +45,156+12.0% | Added | History |
| BBYBest Buy Co Inc | Stock | 441,857 | $30.6M | 1.1% | −516−0.1% | Reduced | History |
| GPCGenuine Parts Co | Stock | 215,308 | $31.0M | 1.1% | −1,117−0.5% | Reduced | History |
| DOWDow Inc. | Stock | 604,022 | $31.1M | 1.1% | +599,768+14,098.9% | Added | History |
| TGTTarget Corp | Stock | 281,837 | $31.1M | 1.1% | +14,457+5.4% | Added | History |
| LMTLockheed Martin Corp | Stock | 76,465 | $31.2M | 1.1% | +1,496+2.0% | Added | History |
| CTRACoterra Energy Inc. | Stock | 1,162,983 | $31.4M | 1.1% | −121,396−9.5% | Reduced | History |
| EOGEOG Resources Inc | Stock | 248,389 | $31.4M | 1.1% | −50,722−17.0% | Reduced | History |
| SBUXStarbucks Corp | Stock | 345,504 | $31.5M | 1.1% | +6,744+2.0% | Added | History |
| AMPAmeriprise Financial Inc | COM | 96,815 | $31.9M | 1.2% | −9,771−9.2% | Reduced | History |
| MSMorgan Stanley | Stock | 393,350 | $32.1M | 1.2% | −5,796−1.5% | Reduced | History |
| MCDMcDonalds Corp | Stock | 122,064 | $32.1M | 1.2% | +4,188+3.6% | Added | History |
| ABTAbbott Laboratories | Stock | 332,655 | $32.2M | 1.2% | +8,789+2.7% | Added | History |
| GDGeneral Dynamics Corp | Stock | 148,103 | $32.7M | 1.2% | −10,227−6.5% | Reduced | History |
| CLColgate Palmolive Co | Stock | 462,102 | $32.8M | 1.2% | +14,591+3.3% | Added | History |
| BLKBlackRock, Inc. | COM | 51,027 | $32.9M | 1.2% | −1,110−2.1% | Reduced | History |
| KMBKimberly Clark Corp | Stock | 274,123 | $33.1M | 1.2% | +16,780+6.5% | Added | History |
| JNJJohnson & Johnson | Stock | 213,056 | $33.1M | 1.2% | −6,387−2.9% | Reduced | History |
| PAYXPaychex Inc | Stock | 288,024 | $33.2M | 1.2% | −30,696−9.6% | Reduced | History |
| MTBM&T Bank Corp | COM | 263,656 | $33.3M | 1.2% | −732−0.3% | Reduced | History |
| ITWIllinois Tool Works Inc | Stock | 145,182 | $33.4M | 1.2% | −10,220−6.6% | Reduced | History |
| UNPUnion Pacific Corp | Stock | 164,716 | $33.5M | 1.2% | −14,767−8.2% | Reduced | History |
| TXNTexas Instruments Inc | Stock | 210,935 | $33.5M | 1.2% | +8,297+4.1% | Added | History |
| UPSUnited Parcel Service Inc | Stock | 216,407 | $33.7M | 1.2% | +7,633+3.7% | Added | History |
| ADIAnalog Devices Inc | Stock | 194,013 | $33.9M | 1.2% | +899+0.5% | Added | History |
| HDHome Depot, Inc. | Stock | 113,140 | $34.1M | 1.2% | −12,259−9.8% | Reduced | History |
| QCOMQualcomm Inc | Stock | 307,960 | $34.1M | 1.2% | +2,496+0.8% | Added | History |
Sold out since Q2 2023 (23)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 590,000 | $17.4M | 0.6% | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 165,000 | $12.5M | 0.4% | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 130,000 | $9.09M | 0.3% | – |
| On Semiconductor Corp682189AS4 | NOTE 5/0 | – | $7.76M | 0.3% | – |
| Fti Consulting, Inc302941AP4 | NOTE 2.000% 8/1 | – | $6.59M | 0.2% | – |
| Illumina, Inc.452327AK5 | NOTE 8/1 | – | $5.32M | 0.2% | – |
| KAMAN Corp483548AF0 | NOTE 3.250% 5/0 | – | $2.95M | 0.1% | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 33,000 | $2.68M | 0.1% | – |
| DVNDevon Energy Corp | Stock | 7,180 | $347.1K | <0.1% | History |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 4,859 | $302.8K | <0.1% | History |
| DFSDiscover Financial Services | COM | 2,308 | $269.7K | <0.1% | History |
| PAAPlains All American Pipeline LP | UNIT LTD PARTN | 18,747 | $264.3K | <0.1% | History |
| DGDollar General Corp | COM | 1,556 | $264.2K | <0.1% | History |
| DXCMDexcom Inc | COM | 2,023 | $260.0K | <0.1% | History |
| VMCVulcan Materials CO | COM | 1,054 | $237.6K | <0.1% | History |
| LENLennar Corp | CL A | 1,795 | $224.9K | <0.1% | History |
| GWWW.W. Grainger, Inc. | Stock | 285 | $224.7K | <0.1% | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 2,184 | $220.4K | <0.1% | History |
| PWRQuanta Services, Inc. | COM | 1,099 | $215.9K | <0.1% | History |
| MSIMotorola Solutions, Inc. | Stock | 728 | $213.5K | <0.1% | History |
| TROWPrice T Rowe Group Inc | Stock | 1,880 | $210.6K | <0.1% | History |
| ZBHZimmer Biomet Holdings, Inc. | Stock | 1,422 | $207.0K | <0.1% | History |
| OTISOtis Worldwide Corp | Stock | 2,270 | $202.1K | <0.1% | History |