Conning Inc.
- SEC CIK
- 0000801051
- Latest filing
- Jul 30, 2026
Holdings in Q4 2022
Holdings as of Dec 31, 2022, filed Feb 8, 2023. Long positions only; changes compare share counts with Q3 2022.
- Positions
- 374
- +15 vs. Q3 2022
- Portfolio value
- $3.08B
- +$259.3M (+9.2%) vs. Q3 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| NEENextera Energy Inc | Stock | 18,088 | $1.51M | <0.1% | −147−0.8% | Reduced | History |
| LOWLowes Companies Inc | Stock | 7,741 | $1.54M | 0.1% | −26−0.3% | Reduced | History |
| DHRDanaher Corp | Stock | 5,894 | $1.56M | 0.1% | −47−0.8% | Reduced | History |
| ADBEAdobe Inc. | Stock | 4,708 | $1.58M | 0.1% | −229−4.6% | Reduced | History |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 17,776 | $1.62M | 0.1% | 00.0% | Unchanged | – |
| ADMArcher-Daniels-Midland Co | Stock | 18,022 | $1.67M | 0.1% | −23−0.1% | Reduced | History |
| PHGKoninklijke Philips NV | NY REGIS SHS NEW | 118,508 | $1.78M | 0.1% | +118,508 | New | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 6,764 | $1.80M | 0.1% | 00.0% | Unchanged | – |
| COSTCostco Wholesale Corp | Stock | 3,972 | $1.81M | 0.1% | −27−0.7% | Reduced | History |
| CRHCRH Public Ltd Co | ADR | 46,054 | $1.83M | 0.1% | +12,892+38.9% | Added | History |
| CNQCanadian Natural Resources Ltd | COM | 33,127 | $1.84M | 0.1% | +11,329+52.0% | Added | History |
| PFGPrincipal Financial Group Inc | COM | 22,079 | $1.85M | 0.1% | +4,427+25.1% | Added | History |
| VZVerizon Communications Inc | Stock | 50,040 | $1.97M | 0.1% | −138−0.3% | Reduced | History |
| State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375 | ETF | 62,970 | $2.00M | 0.1% | 00.0% | Unchanged | – |
| EVRGEvergy, Inc. | Stock | 34,222 | $2.15M | 0.1% | −1,644−4.6% | Reduced | History |
| DDominion Energy, Inc | Stock | 35,207 | $2.16M | 0.1% | −160.0% | Reduced | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 39,446 | $2.31M | 0.1% | +3,095+8.5% | Added | – |
| iShares S&P 500 Value ETF464287408 | ETF | 16,001 | $2.32M | 0.1% | 00.0% | Unchanged | – |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | – | $2.34M | 0.1% | – | – | – |
| TSLATesla, Inc. | Stock | 20,191 | $2.49M | 0.1% | +80.0% | Added | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 12,265 | $2.50M | 0.1% | 00.0% | Unchanged | – |
| METAMeta Platforms, Inc. | Stock | 21,229 | $2.55M | 0.1% | −135−0.6% | Reduced | History |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 40,000 | $2.57M | 0.1% | 00.0% | Unchanged | – |
| CVXChevron Corp | Stock | 15,299 | $2.75M | 0.1% | −255−1.6% | Reduced | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 15,146 | $2.78M | 0.1% | 00.0% | Unchanged | – |
| MDTMedtronic plc | Stock | 35,825 | $2.78M | 0.1% | +10,468+41.3% | Added | History |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 33,672 | $2.81M | 0.1% | +7,839+30.3% | Added | – |
| KAMAN Corp483548AF0 | NOTE 3.250% 5/0 | – | $2.84M | 0.1% | – | – | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 33,000 | $2.89M | 0.1% | 00.0% | Unchanged | – |
| UTFCohen & Steers Infrastructure Fund Inc | COM | 120,483 | $2.89M | 0.1% | +2,336+2.0% | Added | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 69,773 | $2.93M | 0.1% | 00.0% | Unchanged | – |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 28,086 | $2.96M | 0.1% | +7,238+34.7% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 14,984 | $3.21M | 0.1% | −22,038−59.5% | Reduced | – |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | – | $3.26M | 0.1% | – | – | – |
| Booking Holdings Inc.09857LAN8 | NOTE 0.750% 5/0 | – | $3.39M | 0.1% | – | – | – |
| METMetlife Inc | Stock | 47,758 | $3.46M | 0.1% | 00.0% | Unchanged | History |
| GOOGAlphabet Inc. | Stock | 41,506 | $3.68M | 0.1% | −506−1.2% | Reduced | History |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 137,506 | $3.72M | 0.1% | 00.0% | Unchanged | – |
| XOMExxonMobil Holdings Corp | COM | 33,821 | $3.73M | 0.1% | −240−0.7% | Reduced | History |
| Jazz Investments I Ltd472145AF8 | NOTE 2.000% 6/1 | – | $4.06M | 0.1% | – | – | – |
| Verint Systems Inc92343XAC4 | NOTE 0.250% 4/1 | – | $4.15M | 0.1% | – | – | – |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $4.26M | 0.1% | – | – | – |
| Ford MTR Co Del345370CZ1 | NOTE 3/1 | – | $4.33M | 0.1% | – | – | – |
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | – | $4.34M | 0.1% | – | – | – |
| DEODiageo PLC | SPON ADR NEW | 24,483 | $4.36M | 0.1% | +24,483 | New | History |
| Square Inc852234AF0 | NOTE 0.125% 3/0 | – | $4.40M | 0.1% | – | – | – |
| Starwood Ppty Tr Inc85571BAH8 | NOTE 4.375% 4/0 | – | $4.51M | 0.1% | – | – | – |
| Microchip Technology Inc595017AU8 | NOTE 0.125%11/1 | – | $4.54M | 0.1% | – | – | – |
| NWENorthWestern Energy Group, Inc. | COM NEW | 77,076 | $4.57M | 0.1% | 00.0% | Unchanged | History |
| LRCXLam Research Corp | COM | 10,920 | $4.59M | 0.1% | −2,448−18.3% | Reduced | History |
| BRK.BBerkshire Hathaway Inc | Stock | 14,974 | $4.63M | 0.2% | −173−1.1% | Reduced | History |
| INTUIntuit Inc. | Stock | 12,004 | $4.67M | 0.2% | −2,400−16.7% | Reduced | History |
| ICEIntercontinental Exchange, Inc. | Stock | 45,774 | $4.70M | 0.2% | −10,331−18.4% | Reduced | History |
| ELEstee Lauder Companies Inc | CL A | 19,096 | $4.74M | 0.2% | −4,253−18.2% | Reduced | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 65,000 | $4.89M | 0.2% | 00.0% | Unchanged | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 107,219 | $5.01M | 0.2% | −7,746−6.7% | Reduced | – |
| VRSKVerisk Analytics, Inc. | COM | 28,488 | $5.03M | 0.2% | +28,488 | New | History |
| WisdomTree Tr97717X701 | EUROPE HEDGED EQ | 72,015 | $5.04M | 0.2% | +2,215+3.2% | Added | – |
| Vanguard BD Index FDS921937793 | LONG TERM BOND | 70,000 | $5.07M | 0.2% | +70,000 | New | – |
| IFFInternational Flavors & Fragrances Inc | COM | 48,478 | $5.08M | 0.2% | +48,478 | New | History |
| GOOGLAlphabet Inc. | Stock | 58,792 | $5.19M | 0.2% | −301−0.5% | Reduced | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 72,033 | $5.37M | 0.2% | +72,033 | New | History |
| AMATApplied Materials Inc | Stock | 55,292 | $5.38M | 0.2% | −12,512−18.5% | Reduced | History |
| Fti Consulting, Inc302941AP4 | NOTE 2.000% 8/1 | – | $5.50M | 0.2% | – | – | – |
| On Semiconductor Corp682189AS4 | NOTE 5/0 | – | $5.65M | 0.2% | – | – | – |
| Enphase Energy, Inc.29355AAH0 | NOTE 3/0 | – | $5.69M | 0.2% | – | – | – |
| ALCAlcon Inc | Stock | 83,074 | $5.69M | 0.2% | +83,074 | New | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 102,684 | $5.71M | 0.2% | 00.0% | Unchanged | – |
| SAPSAP SE | ADR | 55,318 | $5.71M | 0.2% | +55,318 | New | History |
| SCHWSchwab Charles Corp | Stock | 70,141 | $5.84M | 0.2% | −14,180−16.8% | Reduced | History |
| WMTWalmart Inc. | Stock | 41,718 | $5.92M | 0.2% | −6,857−14.1% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 71,291 | $5.99M | 0.2% | −436−0.6% | Reduced | History |
| TMOThermo Fisher Scientific Inc. | Stock | 10,892 | $6.00M | 0.2% | −1,925−15.0% | Reduced | History |
| NKENIKE, Inc. | Stock | 51,576 | $6.03M | 0.2% | −9,852−16.0% | Reduced | History |
| BUDAnheuser-Busch InBev SA/NV | ADR | 105,765 | $6.35M | 0.2% | +105,765 | New | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 107,172 | $7.08M | 0.2% | 00.0% | Unchanged | – |
| MAMastercard Inc | Stock | 20,431 | $7.10M | 0.2% | −2,665−11.5% | Reduced | History |
| NVDANVIDIA Corp | Stock | 50,194 | $7.34M | 0.2% | −10,463−17.2% | Reduced | History |
| VanEck ETF Trust92189H300 | JP MRGAN EM LOC | 310,000 | $7.51M | 0.2% | 00.0% | Unchanged | – |
| VVisa Inc. | Stock | 37,039 | $7.70M | 0.3% | −4,167−10.1% | Reduced | History |
| Expedia Group, Inc.30212PBE4 | NOTE 2/1 | – | $7.79M | 0.3% | – | – | – |
| Illumina, Inc.452327AK5 | NOTE 8/1 | – | $7.84M | 0.3% | – | – | – |
| Ares Capital Corp04010LAW3 | NOTE 4.625% 3/0 | – | $7.88M | 0.3% | – | – | – |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $8.09M | 0.3% | – | – | – |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $8.23M | 0.3% | – | – | – |
| Bank of Amer Corp060505682 | 7.25%CNV PFD L | 7,185 | $8.33M | 0.3% | +225+3.2% | Added | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 119,575 | $8.59M | 0.3% | 00.0% | Unchanged | – |
| iShares Tr46434V407 | 0-5YR HI YL CP | 210,194 | $8.59M | 0.3% | −218,280−50.9% | Reduced | – |
| BDXBecton Dickinson & Co | Stock | 33,970 | $8.64M | 0.3% | +31,320+1,181.9% | Added | History |
| Parsons Corp70202LAB8 | NOTE 0.250% 8/1 | – | $8.73M | 0.3% | – | – | – |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 7,465 | $8.88M | 0.3% | +360+5.1% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 17,067 | $9.05M | 0.3% | −1,148−6.3% | Reduced | History |
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | – | $9.19M | 0.3% | – | – | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 155,075 | $9.56M | 0.3% | 00.0% | Unchanged | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 114,000 | $9.64M | 0.3% | 00.0% | Unchanged | – |
| Pioneer Nat Res Co723787AP2 | NOTE 0.250% 5/1 | – | $9.68M | 0.3% | – | – | – |
| Akamai Technologies Inc00971TAJ0 | NOTE 0.125% 5/0 | – | $10.1M | 0.3% | – | – | – |
| MRKMerck & Co., Inc. | Stock | 99,160 | $11.0M | 0.4% | +57,262+136.7% | Added | History |
| Global X FDS37954Y657 | US PFD ETF | 580,200 | $11.2M | 0.4% | −195,025−25.2% | Reduced | – |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 390,000 | $11.5M | 0.4% | −255,375−39.6% | Reduced | – |
Sold out since Q3 2022 (10)
Positions held at the end of Q3 2022 that are gone from this filing.
| Security | Class | Shares in Q3 2022 | Value in Q3 2022 | % of portfolio in Q3 2022 | History |
|---|---|---|---|---|---|
| Hannon Armstrong Sust Infr C41068XAD2 | NOTE 8/1 | – | $4.22M | 0.1% | – |
| J P Morgan Exchange Traded F46641Q878 | BET USD HIG ETF | 35,000 | $1.48M | 0.1% | – |
| SPDR Series Trust78464A284 | ST NUVE HIGH ETF | 30,000 | $1.44M | 0.1% | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 25,000 | $1.23M | <0.1% | – |
| DREDuke Realty Corp | COM NEW | 6,868 | $331.0K | <0.1% | History |
| VRNTVerint Systems Inc | COM | 8,500 | $285.0K | <0.1% | History |
| TWTRTwitter, Inc. | COM | 5,660 | $248.0K | <0.1% | History |
| RFRegions Financial Corp | COM | 11,088 | $223.0K | <0.1% | History |
| DRIDarden Restaurants Inc | COM | 1,690 | $213.0K | <0.1% | History |
| ALBAlbemarle Corp | Stock | 777 | $205.0K | <0.1% | History |