Conning Inc.
- SEC CIK
- 0000801051
- Latest filing
- Jul 30, 2026
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Oct 31, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 359
- −33 vs. Q2 2022
- Portfolio value
- $2.82B
- −$519.6M (−15.6%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 17,776 | $1.47M | 0.1% | 00.0% | Unchanged | – |
| J P Morgan Exchange Traded F46641Q878 | BET USD HIG ETF | 35,000 | $1.48M | 0.1% | 00.0% | Unchanged | – |
| ETNEaton Corp plc | Stock | 11,456 | $1.53M | 0.1% | −41,746−78.5% | Reduced | History |
| DHRDanaher Corp | Stock | 5,941 | $1.53M | 0.1% | −393−6.2% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 6,764 | $1.81M | 0.1% | 00.0% | Unchanged | – |
| COSTCostco Wholesale Corp | Stock | 3,999 | $1.89M | 0.1% | −323−7.5% | Reduced | History |
| VZVerizon Communications Inc | Stock | 50,178 | $1.91M | 0.1% | −4,583−8.4% | Reduced | History |
| State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375 | ETF | 62,970 | $1.97M | 0.1% | 00.0% | Unchanged | – |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 20,848 | $2.00M | 0.1% | +7,561+56.9% | Added | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 25,833 | $2.03M | 0.1% | +8,890+52.5% | Added | – |
| MDTMedtronic plc | Stock | 25,357 | $2.05M | 0.1% | −58,045−69.6% | Reduced | History |
| iShares S&P 500 Value ETF464287408 | ETF | 16,001 | $2.06M | 0.1% | 00.0% | Unchanged | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 36,351 | $2.10M | 0.1% | +2,632+7.8% | Added | – |
| EVRGEvergy, Inc. | Stock | 35,866 | $2.13M | 0.1% | −226−0.6% | Reduced | History |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | – | $2.19M | 0.1% | – | – | – |
| CVXChevron Corp | Stock | 15,554 | $2.23M | 0.1% | −2,398−13.4% | Reduced | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 12,265 | $2.31M | 0.1% | 00.0% | Unchanged | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 33,000 | $2.38M | 0.1% | 00.0% | Unchanged | – |
| Square Inc852234AF0 | NOTE 0.125% 3/0 | – | $2.43M | 0.1% | – | – | – |
| DDominion Energy, Inc | Stock | 35,223 | $2.43M | 0.1% | −966−2.7% | Reduced | History |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 40,000 | $2.53M | 0.1% | −150,000−78.9% | Reduced | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 69,773 | $2.54M | 0.1% | 00.0% | Unchanged | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 15,146 | $2.59M | 0.1% | 00.0% | Unchanged | – |
| UTFCohen & Steers Infrastructure Fund Inc | COM | 118,147 | $2.75M | 0.1% | +2,076+1.8% | Added | History |
| KAMAN Corp483548AF0 | NOTE 3.250% 5/0 | – | $2.84M | 0.1% | – | – | – |
| METAMeta Platforms, Inc. | Stock | 21,364 | $2.90M | 0.1% | −671−3.0% | Reduced | History |
| METMetlife Inc | Stock | 47,758 | $2.90M | 0.1% | −680−1.4% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 34,061 | $2.97M | 0.1% | −4,433−11.5% | Reduced | History |
| Booking Holdings Inc.09857LAN8 | NOTE 0.750% 5/0 | – | $3.03M | 0.1% | – | – | – |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | – | $3.54M | 0.1% | – | – | – |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 137,506 | $3.61M | 0.1% | 00.0% | Unchanged | – |
| MRKMerck & Co., Inc. | Stock | 41,898 | $3.61M | 0.1% | −2,024−4.6% | Reduced | History |
| Jazz Investments I Ltd472145AF8 | NOTE 2.000% 6/1 | – | $3.66M | 0.1% | – | – | – |
| NWENorthWestern Energy Group, Inc. | COM NEW | 77,076 | $3.80M | 0.1% | 00.0% | Unchanged | History |
| Verint Systems Inc92343XAC4 | NOTE 0.250% 4/1 | – | $4.02M | 0.1% | – | – | – |
| GOOGAlphabet Inc. | Stock | 42,012 | $4.04M | 0.1% | +13,192+45.8% | AddedConverted for a 20-for-1 split | History |
| BRK.BBerkshire Hathaway Inc | Stock | 15,147 | $4.04M | 0.1% | −1,960−11.5% | Reduced | History |
| Vishay Intertechnology Inc928298AP3 | NOTE 2.250% 6/1 | – | $4.07M | 0.1% | – | – | – |
| Hannon Armstrong Sust Infr C41068XAD2 | NOTE 8/1 | – | $4.22M | 0.1% | – | – | – |
| Microchip Technology Inc595017AU8 | NOTE 0.125%11/1 | – | $4.25M | 0.2% | – | – | – |
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | – | $4.28M | 0.2% | – | – | – |
| Ford MTR Co Del345370CZ1 | NOTE 3/1 | – | $4.29M | 0.2% | – | – | – |
| WisdomTree Tr97717X701 | EUROPE HEDGED EQ | 69,800 | $4.34M | 0.2% | 00.0% | Unchanged | – |
| Starwood Ppty Tr Inc85571BAH8 | NOTE 4.375% 4/0 | – | $4.49M | 0.2% | – | – | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 65,000 | $4.83M | 0.2% | −181,450−73.6% | Reduced | – |
| LRCXLam Research Corp | COM | 13,368 | $4.89M | 0.2% | +82+0.6% | Added | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 114,965 | $4.94M | 0.2% | 00.0% | Unchanged | – |
| ELEstee Lauder Companies Inc | CL A | 23,349 | $5.04M | 0.2% | −3,084−11.7% | Reduced | History |
| ICEIntercontinental Exchange, Inc. | Stock | 56,105 | $5.07M | 0.2% | −8,781−13.5% | Reduced | History |
| NKENIKE, Inc. | Stock | 61,428 | $5.11M | 0.2% | −2,514−3.9% | Reduced | History |
| TSLATesla, Inc. | Stock | 20,183 | $5.35M | 0.2% | −976−4.6% | ReducedConverted for a 3-for-1 split | History |
| AMATApplied Materials Inc | Stock | 67,804 | $5.55M | 0.2% | +6,408+10.4% | Added | History |
| INTUIntuit Inc. | Stock | 14,404 | $5.58M | 0.2% | −2,961−17.1% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 59,093 | $5.65M | 0.2% | −19,267−24.6% | ReducedConverted for a 20-for-1 split | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 102,684 | $5.73M | 0.2% | 00.0% | Unchanged | – |
| Fti Consulting, Inc302941AP4 | NOTE 2.000% 8/1 | – | $5.76M | 0.2% | – | – | – |
| On Semiconductor Corp682189AS4 | NOTE 5/0 | – | $5.77M | 0.2% | – | – | – |
| Enphase Energy, Inc.29355AAH0 | NOTE 3/0 | – | $5.79M | 0.2% | – | – | – |
| SCHWSchwab Charles Corp | Stock | 84,321 | $6.06M | 0.2% | −16,090−16.0% | Reduced | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 107,172 | $6.27M | 0.2% | +55,415+107.1% | Added | – |
| WMTWalmart Inc. | Stock | 48,575 | $6.30M | 0.2% | −11,364−19.0% | Reduced | History |
| TMOThermo Fisher Scientific Inc. | Stock | 12,817 | $6.50M | 0.2% | +8,960+232.3% | Added | History |
| MAMastercard Inc | Stock | 23,096 | $6.57M | 0.2% | −1,557−6.3% | Reduced | History |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $6.86M | 0.2% | – | – | – |
| VanEck ETF Trust92189H300 | JP MRGAN EM LOC | 310,000 | $7.07M | 0.3% | 00.0% | Unchanged | – |
| VVisa Inc. | Stock | 41,206 | $7.32M | 0.3% | −4,213−9.3% | Reduced | History |
| NVDANVIDIA Corp | Stock | 60,657 | $7.36M | 0.3% | +5,960+10.9% | Added | History |
| Ares Capital Corp04010LAW3 | NOTE 4.625% 3/0 | – | $7.66M | 0.3% | – | – | – |
| Illumina, Inc.452327AK5 | NOTE 8/1 | – | $7.74M | 0.3% | – | – | – |
| Expedia Group, Inc.30212PBE4 | NOTE 2/1 | – | $7.76M | 0.3% | – | – | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 37,022 | $7.79M | 0.3% | 00.0% | Unchanged | – |
| Parsons Corp70202LAB8 | NOTE 0.250% 8/1 | – | $7.92M | 0.3% | – | – | – |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $8.01M | 0.3% | – | – | – |
| AMZNAmazon Com Inc | Stock | 71,727 | $8.11M | 0.3% | −3,779−5.0% | Reduced | History |
| Bank of Amer Corp060505682 | 7.25%CNV PFD L | 6,960 | $8.16M | 0.3% | 00.0% | Unchanged | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 155,075 | $8.17M | 0.3% | 00.0% | Unchanged | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 119,575 | $8.53M | 0.3% | 00.0% | Unchanged | – |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 7,105 | $8.55M | 0.3% | 00.0% | Unchanged | History |
| Akamai Technologies Inc00971TAJ0 | NOTE 0.125% 5/0 | – | $8.94M | 0.3% | – | – | – |
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | – | $9.00M | 0.3% | – | – | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 114,000 | $9.05M | 0.3% | 00.0% | Unchanged | – |
| UNHUnitedHealth Group Inc | Stock | 18,215 | $9.20M | 0.3% | −3,033−14.3% | Reduced | History |
| Pioneer Nat Res Co723787AP2 | NOTE 0.250% 5/1 | – | $9.86M | 0.4% | – | – | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 63,981 | $11.5M | 0.4% | 00.0% | Unchanged | – |
| Invesco Exch Traded FD Tr II46138G805 | TAXABLE MUN BD | 470,000 | $12.1M | 0.4% | 00.0% | Unchanged | – |
| iShares Russell 2000 ETF464287655 | ETF | 77,355 | $12.8M | 0.5% | +6,361+9.0% | Added | – |
| iShares Russell Midcap ETF464287499 | ETF | 223,630 | $13.9M | 0.5% | +34,687+18.4% | Added | – |
| Global X FDS37954Y657 | US PFD ETF | 775,225 | $15.9M | 0.6% | 00.0% | Unchanged | – |
| iShares Tr46434V407 | 0-5YR HI YL CP | 428,474 | $17.1M | 0.6% | 00.0% | Unchanged | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 200,000 | $17.6M | 0.6% | 00.0% | Unchanged | – |
| MSFTMicrosoft Corp | Stock | 80,717 | $18.8M | 0.7% | −5,568−6.5% | Reduced | History |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 645,375 | $18.9M | 0.7% | 00.0% | Unchanged | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 89,144 | $19.5M | 0.7% | 00.0% | Unchanged | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 193,000 | $19.8M | 0.7% | 00.0% | Unchanged | – |
| iShares MSCI Eafe ETF464287465 | ETF | 369,005 | $20.7M | 0.7% | +59,827+19.4% | Added | – |
| AAPLApple Inc. | Stock | 160,828 | $22.2M | 0.8% | −14,581−8.3% | Reduced | History |
| Vanguard S&P 500 ETF922908363 | ETF | 70,310 | $23.1M | 0.8% | +3,300+4.9% | Added | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 59,907 | $24.1M | 0.9% | 00.0% | Unchanged | History |
| PMPhilip Morris International Inc. | Stock | 297,405 | $24.7M | 0.9% | +14,414+5.1% | Added | History |
| iShares Tr464288687 | PFD AND INCM SEC | 781,359 | $24.7M | 0.9% | −375,000−32.4% | Reduced | – |
Sold out since Q2 2022 (35)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| EMNEastman Chemical Co | Stock | 334,907 | $30.0M | 0.9% | History |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 677,050 | $13.7M | 0.4% | – |
| Meritor, Inc.59001KAF7 | NOTE 3.250%10/1 | – | $4.48M | 0.1% | – |
| iShares Tr46432F859 | CORE 1 5 YR USD | 65,000 | $3.08M | 0.1% | – |
| BABAAlibaba Group Holding Ltd | ADR | 2,662 | $303.0K | <0.1% | History |
| ABMDAbiomed Inc | COM | 1,174 | $291.0K | <0.1% | History |
| WELLWelltower Inc. | REIT | 3,506 | $289.0K | <0.1% | History |
| IQVIQVIA Holdings Inc. | Stock | 1,208 | $262.0K | <0.1% | History |
| HALHalliburton Co | Stock | 8,343 | $262.0K | <0.1% | History |
| EBAYeBay Inc | COM | 6,162 | $257.0K | <0.1% | History |
| DDDuPont de Nemours, Inc. | COM | 4,576 | $254.0K | <0.1% | History |
| SBACSba Communications Corp | CL A | 790 | $253.0K | <0.1% | History |
| SNYSanofi | SPONSORED ADR | 4,909 | $246.0K | <0.1% | History |
| LHLabcorp Holdings Inc. | COM NEW | 1,049 | $246.0K | <0.1% | History |
| AEEAmeren Corp | COM | 2,687 | $243.0K | <0.1% | History |
| WBAWalgreens Boots Alliance, Inc. | COM | 6,352 | $241.0K | <0.1% | History |
| DLRDigital Realty Trust, Inc. | COM | 1,850 | $240.0K | <0.1% | History |
| BKRBaker Hughes Co | CL A | 8,270 | $239.0K | <0.1% | History |
| BAXBaxter International Inc | Stock | 3,624 | $233.0K | <0.1% | History |
| BNYBank of New York Mellon Corp | Stock | 5,462 | $228.0K | <0.1% | History |
| DTEDte Energy Co | COM | 1,796 | $228.0K | <0.1% | History |
| IDXXIDEXX Laboratories Inc | COM | 646 | $227.0K | <0.1% | History |
| FANGDiamondback Energy, Inc. | Stock | 1,849 | $224.0K | <0.1% | History |
| ORealty Income Corp | REIT | 3,211 | $219.0K | <0.1% | History |
| ETREntergy Corp | COM | 1,939 | $218.0K | <0.1% | History |
| DQDaqo New Energy Corp. | SPNSRD ADS NEW | 2,946 | $210.0K | <0.1% | History |
| EIXEdison International | Stock | 3,297 | $209.0K | <0.1% | History |
| SIVBSVB Financial Group | COM | 528 | $209.0K | <0.1% | History |
| IFFInternational Flavors & Fragrances Inc | COM | 1,738 | $207.0K | <0.1% | History |
| APTVAptiv PLC | SHS | 2,298 | $205.0K | <0.1% | History |
| OTISOtis Worldwide Corp | Stock | 2,880 | $204.0K | <0.1% | History |
| GLWCorning Inc | COM | 6,483 | $204.0K | <0.1% | History |
| MKCMcCormick & Co Inc | Stock | 2,411 | $201.0K | <0.1% | History |
| KEYKeycorp | COM | 10,780 | $186.0K | <0.1% | History |
| HPEHewlett Packard Enterprise Co | COM | 11,366 | $151.0K | <0.1% | History |