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Livermore
Livermore
ZHEN

Conning Inc.

SEC CIK
0000801051
Latest filing
Jul 30, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Oct 31, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
359
−33 vs. Q2 2022
Portfolio value
$2.82B
−$519.6M (−15.6%) vs. Q2 2022
Filed
Oct 31, 2022
SEC
Holdings of Conning Inc. in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
OXYOccidental Petroleum CorpStock6,028$370.0K<0.1%−1,181−16.4%ReducedHistory
EMREmerson Electric CoStock5,103$374.0K<0.1%−994−16.3%ReducedHistory
SLBSLB LimitedStock10,406$374.0K<0.1%−1,496−12.6%ReducedHistory
HCAHCA Healthcare, Inc.COM2,034$374.0K<0.1%−287−12.4%ReducedHistory
GMGeneral Motors CoCOM11,669$374.0K<0.1%−1,284−9.9%ReducedHistory
PXDPioneer Natural Resources CoCOM1,745$378.0K<0.1%−171−8.9%ReducedHistory
VLOValero Energy CorpStock3,568$381.0K<0.1%−440−11.0%ReducedHistory
PSAPublic StorageCOM1,306$382.0K<0.1%−120−8.4%ReducedHistory
EQIXEquinix IncCOM677$385.0K<0.1%−65−8.8%ReducedHistory
CDNSCadence Design Systems IncStock2,409$394.0K<0.1%−134−5.3%ReducedHistory
ORLYO Reilly Automotive IncStock567$399.0K<0.1%−45−7.4%ReducedHistory
SPDR Series Trust78464A763ST STR SP DIV3,575$399.0K<0.1%00.0%Unchanged–
OKEONEOK IncCOM7,812$400.0K<0.1%−696−8.2%ReducedHistory
CMSCMS Energy CorpCOM6,916$403.0K<0.1%−244−3.4%ReducedHistory
SHWSherwin Williams CoCOM1,986$407.0K<0.1%−152−7.1%ReducedHistory
APDAir Products & Chemicals, Inc.Stock1,826$425.0K<0.1%−148−7.5%ReducedHistory
AEPAmerican Electric Power Co IncStock4,963$429.0K<0.1%−662−11.8%ReducedHistory
EWEdwards Lifesciences CorpStock5,203$430.0K<0.1%−925−15.1%ReducedHistory
JFRNuveen Floating Rate Income FundCOM54,000$438.0K<0.1%00.0%UnchangedHistory
DGDollar General CorpCOM1,853$444.0K<0.1%−83−4.3%ReducedHistory
NOWServiceNow, Inc.Stock1,184$447.0K<0.1%−85−6.7%ReducedHistory
TFCTruist Financial CorpCOM10,279$448.0K<0.1%−1,405−12.0%ReducedHistory
MOAltria Group, Inc.Stock11,206$452.0K<0.1%−103−0.9%ReducedHistory
KLACKLA CorpCOM NEW1,492$452.0K<0.1%−66−4.2%ReducedHistory
MUMicron Technology IncStock9,057$454.0K<0.1%−2,039−18.4%ReducedHistory
REGNRegeneron Pharmaceuticals, Inc.COM660$455.0K<0.1%−34−4.9%ReducedHistory
Vanguard Scottsdale FDS92206C599VNG RUS3000IDX2,830$456.0K<0.1%00.0%Unchanged–
DVNDevon Energy CorpStock7,870$473.0K<0.1%−594−7.0%ReducedHistory
BSXBoston Scientific CorpStock12,258$475.0K<0.1%−2,893−19.1%ReducedHistory
ATVIActivision Blizzard, Inc.COM6,528$485.0K<0.1%−591−8.3%ReducedHistory
iShares Tr464288885EAFE GRWTH ETF6,830$496.0K<0.1%00.0%Unchanged–
GEGeneral Electric CoStock8,045$498.0K<0.1%−1,137−12.4%ReducedHistory
NSCNorfolk Southern CorpStock2,380$499.0K<0.1%−195−7.6%ReducedHistory
MNSTMonster Beverage CorpCOM5,799$504.0K<0.1%+2,194+60.9%AddedHistory
FISVFiserv IncStock5,396$505.0K<0.1%−329−5.7%ReducedHistory
USBUS Bancorp DECOM NEW12,600$508.0K<0.1%−1,411−10.1%ReducedHistory
AONAon plcCL A1,901$509.0K<0.1%−166−8.0%ReducedHistory
WMWaste Management IncStock3,195$512.0K<0.1%−312−8.9%ReducedHistory
VRTXVertex Pharmaceuticals IncStock1,801$521.0K<0.1%−102−5.4%ReducedHistory
MMM3M CoStock4,743$524.0K<0.1%−250,626−98.1%ReducedHistory
CSQCalamos Strategic Total Return FundCOM SH BEN INT42,432$530.0K<0.1%+893+2.1%AddedHistory
MCKMcKesson CorpStock1,572$534.0K<0.1%−156−9.0%ReducedHistory
GISGeneral Mills IncStock7,060$541.0K<0.1%−1,368−16.2%ReducedHistory
CCICrown Castle Inc.REIT3,768$545.0K<0.1%−291−7.2%ReducedHistory
SOSouthern CoStock8,232$560.0K<0.1%−1,088−11.7%ReducedHistory
TMUST-Mobile US, Inc.Stock4,208$565.0K<0.1%−283−6.3%ReducedHistory
PGRProgressive CorpStock4,987$580.0K<0.1%−430−7.9%ReducedHistory
CSXCSX CorpStock22,009$586.0K<0.1%−1,677−7.1%ReducedHistory
BDXBecton Dickinson & CoStock2,650$590.0K<0.1%−271−9.3%ReducedHistory
SYKStryker CorpStock2,963$600.0K<0.1%−242−7.6%ReducedHistory
BABoeing CoStock4,970$602.0K<0.1%−575−10.4%ReducedHistory
ZTSZoetis Inc.Stock4,064$603.0K<0.1%−283−6.5%ReducedHistory
ISRGIntuitive Surgical IncCOM NEW3,310$620.0K<0.1%−218−6.2%ReducedHistory
HUMHumana IncStock1,295$628.0K<0.1%−85−6.2%ReducedHistory
BKNGBooking Holdings Inc.Stock383$629.0K<0.1%−33−7.9%ReducedHistory
MPCMarathon Petroleum CorpStock6,386$634.0K<0.1%−932−12.7%ReducedHistory
WMBWilliams Companies, Inc.COM22,985$658.0K<0.1%−1,587−6.5%ReducedHistory
IBMInternational Business Machines CorpStock5,576$662.0K<0.1%−1,029−15.6%ReducedHistory
TJXTJX Companies IncStock11,064$687.0K<0.1%−1,256−10.2%ReducedHistory
iShares Tr464288877EAFE VALUE ETF18,053$696.0K<0.1%00.0%Unchanged–
MRSHMarsh & McLennan Companies, Inc.Stock4,709$703.0K<0.1%−375−7.4%ReducedHistory
NOCNorthrop Grumman CorpStock1,502$706.0K<0.1%−154−9.3%ReducedHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM99,821$724.0K<0.1%+2,462+2.5%AddedHistory
DUKDuke Energy CORPStock8,085$752.0K<0.1%−798−9.0%ReducedHistory
CBChubb LtdStock4,161$757.0K<0.1%−475−10.2%ReducedHistory
AXPAmerican Express CoStock5,818$785.0K<0.1%−684−10.5%ReducedHistory
SPGIS&P Global Inc.Stock2,586$790.0K<0.1%−178−6.4%ReducedHistory
AMDAdvanced Micro Devices IncStock12,610$799.0K<0.1%−696−5.2%ReducedHistory
ETEnergy Transfer LPCOM UT LTD PTN72,572$800.0K<0.1%00.0%UnchangedHistory
AMTAmerican Tower CorpREIT3,772$810.0K<0.1%−372−9.0%ReducedHistory
CCitigroup IncStock19,691$821.0K<0.1%−2,168−9.9%ReducedHistory
PYPLPayPal Holdings, Inc.Stock9,897$852.0K<0.1%−496−4.8%ReducedHistory
TAT&T Inc.Stock57,292$879.0K<0.1%−8,330−12.7%ReducedHistory
GSGoldman Sachs Group IncStock3,083$903.0K<0.1%−354−10.3%ReducedHistory
PLDPrologis, Inc.REIT9,168$931.0K<0.1%−770−7.7%ReducedHistory
ORCLOracle CorpStock15,333$936.0K<0.1%−1,357−8.1%ReducedHistory
DEDeere & CoStock2,820$942.0K<0.1%−205−6.8%ReducedHistory
iShares Tr464287622RUS 1000 ETF4,864$960.0K<0.1%00.0%Unchanged–
CRMSalesforce, Inc.Stock7,020$1.01M<0.1%−722−9.3%ReducedHistory
CNQCanadian Natural Resources LtdCOM21,798$1.01M<0.1%−67,148−75.5%ReducedHistory
ELVElevance Health, Inc.Stock2,330$1.06M<0.1%−256−9.9%ReducedHistory
CRHCRH Public Ltd CoADR33,162$1.07M<0.1%−135,370−80.3%ReducedHistory
MSMorgan StanleyStock13,613$1.08M<0.1%−1,579−10.4%ReducedHistory
HONHoneywell International IncCOM6,593$1.10M<0.1%−695−9.5%ReducedHistory
LINLinde PLCSHS4,217$1.14M<0.1%−363−7.9%ReducedHistory
NFLXNetflix IncStock4,839$1.14M<0.1%+639+15.2%AddedHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF11,320$1.15M<0.1%00.0%Unchanged–
WECWec Energy Group, Inc.Stock13,227$1.18M<0.1%−314−2.3%ReducedHistory
Vanguard Real Estate ETF922908553ETF14,982$1.20M<0.1%+2,367+18.8%Added–
iShares Tr464288646ISHS 1-5YR INVS25,000$1.23M<0.1%−343,800−93.2%Reduced–
PFGPrincipal Financial Group IncCOM17,652$1.27M<0.1%−80,684−82.0%ReducedHistory
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367ETF60,000$1.30M<0.1%00.0%Unchanged–
ADBEAdobe Inc.Stock4,937$1.36M<0.1%+228+4.8%AddedHistory
ACNAccenture plcStock5,420$1.40M<0.1%−448−7.6%ReducedHistory
WFCWells Fargo & CompanyStock35,139$1.41M0.1%−5,621−13.8%ReducedHistory
NEENextera Energy IncStock18,235$1.43M0.1%−1,535−7.8%ReducedHistory
SPDR Series Trust78464A284ST NUVE HIGH ETF30,000$1.44M0.1%00.0%Unchanged–
DISWalt Disney CoStock15,290$1.44M0.1%−1,911−11.1%ReducedHistory
ADMArcher-Daniels-Midland CoStock18,045$1.45M0.1%−633−3.4%ReducedHistory
LOWLowes Companies IncStock7,767$1.46M0.1%+721+10.2%AddedHistory

Sold out since Q2 2022 (35)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Conning Inc. sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
EMNEastman Chemical CoStock334,907$30.0M0.9%History
Invesco Exch Traded FD Tr II46138G508SR LN ETF677,050$13.7M0.4%–
Meritor, Inc.59001KAF7NOTE 3.250%10/1–$4.48M0.1%–
iShares Tr46432F859CORE 1 5 YR USD65,000$3.08M0.1%–
BABAAlibaba Group Holding LtdADR2,662$303.0K<0.1%History
ABMDAbiomed IncCOM1,174$291.0K<0.1%History
WELLWelltower Inc.REIT3,506$289.0K<0.1%History
IQVIQVIA Holdings Inc.Stock1,208$262.0K<0.1%History
HALHalliburton CoStock8,343$262.0K<0.1%History
EBAYeBay IncCOM6,162$257.0K<0.1%History
DDDuPont de Nemours, Inc.COM4,576$254.0K<0.1%History
SBACSba Communications CorpCL A790$253.0K<0.1%History
SNYSanofiSPONSORED ADR4,909$246.0K<0.1%History
LHLabcorp Holdings Inc.COM NEW1,049$246.0K<0.1%History
AEEAmeren CorpCOM2,687$243.0K<0.1%History
WBAWalgreens Boots Alliance, Inc.COM6,352$241.0K<0.1%History
DLRDigital Realty Trust, Inc.COM1,850$240.0K<0.1%History
BKRBaker Hughes CoCL A8,270$239.0K<0.1%History
BAXBaxter International IncStock3,624$233.0K<0.1%History
BNYBank of New York Mellon CorpStock5,462$228.0K<0.1%History
DTEDte Energy CoCOM1,796$228.0K<0.1%History
IDXXIDEXX Laboratories IncCOM646$227.0K<0.1%History
FANGDiamondback Energy, Inc.Stock1,849$224.0K<0.1%History
ORealty Income CorpREIT3,211$219.0K<0.1%History
ETREntergy CorpCOM1,939$218.0K<0.1%History
DQDaqo New Energy Corp.SPNSRD ADS NEW2,946$210.0K<0.1%History
EIXEdison InternationalStock3,297$209.0K<0.1%History
SIVBSVB Financial GroupCOM528$209.0K<0.1%History
IFFInternational Flavors & Fragrances IncCOM1,738$207.0K<0.1%History
APTVAptiv PLCSHS2,298$205.0K<0.1%History
OTISOtis Worldwide CorpStock2,880$204.0K<0.1%History
GLWCorning IncCOM6,483$204.0K<0.1%History
MKCMcCormick & Co IncStock2,411$201.0K<0.1%History
KEYKeycorpCOM10,780$186.0K<0.1%History
HPEHewlett Packard Enterprise CoCOM11,366$151.0K<0.1%History