Conning Inc.
- SEC CIK
- 0000801051
- Latest filing
- Jul 30, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Jul 29, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 474
- −1 vs. Q1 2021
- Portfolio value
- $3.45B
- +$126.3M (+3.8%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| ISRGIntuitive Surgical Inc | COM NEW | 1,380 | $1.27M | <0.1% | −206−13.0% | Reduced | History |
| WECWec Energy Group, Inc. | Stock | 14,595 | $1.30M | <0.1% | −366−2.4% | Reduced | History |
| DEDeere & Co | Stock | 3,738 | $1.32M | <0.1% | −511−12.0% | Reduced | History |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 10,048 | $1.33M | <0.1% | −10,340−50.7% | Reduced | – |
| GEGeneral Electric Co | COM | 99,236 | $1.34M | <0.1% | −14,555−12.8% | Reduced | History |
| PLDPrologis, Inc. | REIT | 11,204 | $1.34M | <0.1% | −1,358−10.8% | Reduced | History |
| AMTAmerican Tower Corp | REIT | 5,292 | $1.43M | <0.1% | −757−12.5% | Reduced | History |
| CVSCVS Health Corp | Stock | 17,354 | $1.45M | <0.1% | −3,512−16.8% | Reduced | History |
| BABoeing Co | Stock | 6,242 | $1.50M | <0.1% | −862−12.1% | Reduced | History |
| GSGoldman Sachs Group Inc | Stock | 3,953 | $1.50M | <0.1% | −555−12.3% | Reduced | History |
| iShares Inc464286657 | MSCI BIC ETF | 28,324 | $1.55M | <0.1% | 00.0% | Unchanged | – |
| SBUXStarbucks Corp | Stock | 13,946 | $1.56M | <0.1% | −1,874−11.8% | Reduced | History |
| MSMorgan Stanley | Stock | 17,002 | $1.56M | <0.1% | −2,190−11.4% | Reduced | History |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 14,812 | $1.56M | <0.1% | −12,602−46.0% | Reduced | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 18,725 | $1.61M | <0.1% | +18,725 | New | – |
| IBMInternational Business Machines Corp | Stock | 11,182 | $1.64M | <0.1% | +37+0.3% | Added | History |
| LINLinde PLC | SHS | 5,811 | $1.68M | <0.1% | −915−13.6% | Reduced | History |
| LOWLowes Companies Inc | Stock | 8,865 | $1.72M | <0.1% | −1,143−11.4% | Reduced | History |
| NEENextera Energy Inc | Stock | 23,550 | $1.73M | 0.1% | −3,056−11.5% | Reduced | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 33,000 | $1.78M | 0.1% | 00.0% | Unchanged | – |
| ORCLOracle Corp | Stock | 22,915 | $1.78M | 0.1% | −2,983−11.5% | Reduced | History |
| HONHoneywell International Inc | COM | 8,400 | $1.84M | 0.1% | −1,228−12.8% | Reduced | History |
| FTSIFTS International, Inc. | COM NEW CL A | 69,033 | $1.95M | 0.1% | −1,387−2.0% | Reduced | History |
| CCitigroup Inc | Stock | 27,758 | $1.96M | 0.1% | −3,254−10.5% | Reduced | History |
| iShares Tr464289511 | 10+ YR INVST GRD | 28,569 | $2.01M | 0.1% | 00.0% | Unchanged | – |
| COSTCostco Wholesale Corp | Stock | 5,195 | $2.06M | 0.1% | −750−12.6% | Reduced | History |
| DHRDanaher Corp | Stock | 7,714 | $2.07M | 0.1% | −961−11.1% | Reduced | History |
| ACNAccenture plc | Stock | 7,356 | $2.17M | 0.1% | −1,048−12.5% | Reduced | History |
| SUSuncor Energy Inc | Stock | 91,920 | $2.20M | 0.1% | 00.0% | Unchanged | History |
| EVRGEvergy, Inc. | Stock | 36,619 | $2.21M | 0.1% | +1,354+3.8% | Added | History |
| MDWTMidwest Holding Inc. | COM NEW | 60,000 | $2.35M | 0.1% | 00.0% | Unchanged | History |
| WFCWells Fargo & Company | Stock | 52,950 | $2.40M | 0.1% | −6,176−10.4% | Reduced | History |
| CVXChevron Corp | Stock | 23,030 | $2.41M | 0.1% | −5,346−18.8% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 21,805 | $2.46M | 0.1% | −1,195−5.2% | Reduced | History |
| CRMSalesforce, Inc. | Stock | 10,352 | $2.53M | 0.1% | −1,475−12.5% | Reduced | History |
| TAT&T Inc. | Stock | 92,668 | $2.67M | 0.1% | −17,474−15.9% | Reduced | History |
| iShares Tr464287622 | RUS 1000 ETF | 11,118 | $2.69M | 0.1% | 00.0% | Unchanged | – |
| NKENIKE, Inc. | Stock | 17,715 | $2.74M | 0.1% | −1,969−10.0% | Reduced | History |
| NFLXNetflix Inc | Stock | 5,191 | $2.74M | 0.1% | −647−11.1% | Reduced | History |
| American Elec PWR Co Inc025537127 | UNIT 08/01/2021 | 56,000 | $2.75M | 0.1% | 00.0% | Unchanged | – |
| Vanguard Scottsdale FDS92206C813 | LG-TERM COR BD | 25,880 | $2.77M | 0.1% | 00.0% | Unchanged | – |
| Ares Capital Corp04010LAW3 | NOTE 4.625% 3/0 | – | $2.88M | 0.1% | – | New | – |
| DDominion Energy, Inc | Stock | 39,399 | $2.90M | 0.1% | +56+0.1% | Added | History |
| iShares Tips Bond ETF464287176 | ETF | 22,918 | $2.93M | 0.1% | +135+0.6% | Added | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 21,845 | $2.94M | 0.1% | 00.0% | Unchanged | – |
| METMetlife Inc | Stock | 49,345 | $2.95M | 0.1% | +578+1.2% | Added | History |
| TMOThermo Fisher Scientific Inc. | Stock | 5,918 | $2.98M | 0.1% | −1,479−20.0% | Reduced | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 13,386 | $3.02M | 0.1% | 00.0% | Unchanged | – |
| CMCSAComcast Corp | Stock | 54,077 | $3.08M | 0.1% | −7,365−12.0% | Reduced | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 59,911 | $3.09M | 0.1% | +984+1.7% | Added | – |
| UTFCohen & Steers Infrastructure Fund Inc | COM | 108,439 | $3.11M | 0.1% | +1,807+1.7% | Added | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 45,723 | $3.13M | 0.1% | −18,457−28.8% | Reduced | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 43,036 | $3.13M | 0.1% | 00.0% | Unchanged | – |
| KAMAN Corp483548AF0 | NOTE 3.250% 5/0 | – | $3.23M | 0.1% | – | – | – |
| ADBEAdobe Inc. | Stock | 5,656 | $3.31M | 0.1% | −786−12.2% | Reduced | History |
| Knowles Corp49926DAB5 | NOTE 3.250%11/0 | – | $3.34M | 0.1% | – | – | – |
| SPDR Series Trust78464A763 | ST STR SP DIV | 28,914 | $3.54M | 0.1% | 00.0% | Unchanged | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 15,427 | $3.66M | 0.1% | +435+2.9% | Added | – |
| DISWalt Disney Co | Stock | 20,889 | $3.67M | 0.1% | −2,835−11.9% | Reduced | History |
| VZVerizon Communications Inc | Stock | 67,943 | $3.81M | 0.1% | −862,335−92.7% | Reduced | History |
| MRKMerck & Co., Inc. | Stock | 49,915 | $3.88M | 0.1% | −3,819−7.1% | Reduced | History |
| PYPLPayPal Holdings, Inc. | Stock | 13,519 | $3.94M | 0.1% | −1,851−12.0% | Reduced | History |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | – | $4.09M | 0.1% | – | – | – |
| Meritor, Inc.59001KAF7 | NOTE 3.250%10/1 | – | $4.39M | 0.1% | – | – | – |
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | – | $4.39M | 0.1% | – | – | – |
| NWENorthWestern Energy Group, Inc. | COM NEW | 77,076 | $4.64M | 0.1% | 00.0% | Unchanged | History |
| Hannon Armstrong Sust Infr C41068XAD2 | NOTE 8/1 | – | $4.70M | 0.1% | – | – | – |
| Hercules Capital, Inc.427096AF9 | DBCV 4.375% 2/0 | – | $4.77M | 0.1% | – | – | – |
| GOOGAlphabet Inc. | Stock | 1,966 | $4.93M | 0.1% | −341−14.8% | Reduced | History |
| Ares Capital Corp04010LAT0 | NOTE 3.750% 2/0 | – | $4.93M | 0.1% | – | – | – |
| Fti Consulting, Inc302941AP4 | NOTE 2.000% 8/1 | – | $5.00M | 0.1% | – | – | – |
| BRK.ABerkshire Hathaway Inc | CL A | 12 | $5.02M | 0.1% | 00.0% | Unchanged | History |
| SPDR Series Trust78468R606 | ST PORT HIGH ETF | 188,275 | $5.06M | 0.1% | 00.0% | Unchanged | – |
| WisdomTree Tr97717X701 | EUROPE HEDGED EQ | 66,805 | $5.09M | 0.1% | 00.0% | Unchanged | – |
| On Semiconductor Corp682189AP0 | NOTE 1.625%10/1 | – | $5.80M | 0.2% | – | – | – |
| TSLATesla, Inc. | Stock | 8,811 | $5.99M | 0.2% | −1,136−11.4% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 95,549 | $6.03M | 0.2% | −6,947−6.8% | Reduced | History |
| BRK.BBerkshire Hathaway Inc | Stock | 22,627 | $6.29M | 0.2% | −3,023−11.8% | Reduced | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 45,358 | $6.62M | 0.2% | −18,309−28.8% | Reduced | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 24,634 | $6.69M | 0.2% | +3,735+17.9% | Added | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 100,002 | $6.70M | 0.2% | +9,882+11.0% | Added | – |
| Fortive Corp34959JAK4 | NOTE 0.875% 2/1 | – | $6.95M | 0.2% | – | – | – |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 213,506 | $7.02M | 0.2% | 00.0% | Unchanged | – |
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | – | $7.77M | 0.2% | – | – | – |
| MDTMedtronic plc | Stock | 64,830 | $8.05M | 0.2% | −16,967−20.7% | Reduced | History |
| LRCXLam Research Corp | COM | 12,485 | $8.12M | 0.2% | −239−1.9% | Reduced | History |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $8.13M | 0.2% | – | – | – |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $8.27M | 0.2% | – | – | – |
| Illumina, Inc.452327AK5 | NOTE 8/1 | – | $8.58M | 0.2% | – | – | – |
| TGTTarget Corp | Stock | 35,835 | $8.66M | 0.3% | +29,282+446.8% | Added | History |
| AMATApplied Materials Inc | Stock | 60,995 | $8.69M | 0.3% | −3,360−5.2% | Reduced | History |
| PFGPrincipal Financial Group Inc | COM | 137,506 | $8.69M | 0.3% | +10,472+8.2% | Added | History |
| Akamai Technologies Inc00971TAJ0 | NOTE 0.125% 5/0 | – | $8.71M | 0.3% | – | – | – |
| ELEstee Lauder Companies Inc | CL A | 27,695 | $8.81M | 0.3% | +21,571+352.2% | Added | History |
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $8.92M | 0.3% | – | – | – |
| INTUIntuit Inc. | Stock | 18,447 | $9.04M | 0.3% | −900−4.7% | Reduced | History |
| WMTWalmart Inc. | Stock | 64,781 | $9.13M | 0.3% | −394−0.6% | Reduced | History |
| ETNEaton Corp plc | Stock | 63,177 | $9.36M | 0.3% | +41,988+198.2% | Added | History |
| ABTAbbott Laboratories | Stock | 84,070 | $9.75M | 0.3% | +10,237+13.9% | Added | History |
| Pioneer Nat Res Co723787AP2 | NOTE 0.250% 5/1 | – | $10.0M | 0.3% | – | New | – |
Sold out since Q1 2021 (19)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| Novellus Sys Inc670008AD3 | NOTE 2.625% 5/1 | – | $12.5M | 0.4% | – |
| Illumina, Inc.452327AH2 | NOTE 0.500% 6/1 | – | $7.83M | 0.2% | – |
| Spirit Rlty Cap Inc New84860WAB8 | NOTE 3.750% 5/1 | – | $5.66M | 0.2% | – |
| Verint Sys Inc92343XAA8 | NOTE 1.500% 6/0 | – | $3.27M | 0.1% | – |
| DOCHealthpeak Properties, Inc. | COM | 24,779 | $786.0K | <0.1% | History |
| AALAmerican Airlines Group Inc. | Stock | 20,108 | $481.0K | <0.1% | History |
| CTXSCitrix Systems Inc | COM | 1,749 | $245.0K | <0.1% | History |
| HOLXHologic Inc | COM | 3,280 | $244.0K | <0.1% | History |
| Varian Med Sys Inc92220P105 | COM | 1,302 | $230.0K | <0.1% | – |
| LVSLas Vegas Sands Corp | COM | 3,695 | $225.0K | <0.1% | History |
| PAYCPaycom Software, Inc. | Stock | 597 | $221.0K | <0.1% | History |
| IRIngersoll Rand Inc. | COM | 4,501 | $221.0K | <0.1% | History |
| SJMJ M SMUCKER Co | Stock | 1,668 | $211.0K | <0.1% | History |
| RCLRoyal Caribbean Cruises Ltd | COM | 2,433 | $208.0K | <0.1% | History |
| COOCooper Companies, Inc. | COM NEW | 542 | $208.0K | <0.1% | History |
| TERTeradyne, Inc | Stock | 1,680 | $204.0K | <0.1% | History |
| WHRWhirlpool Corp | Stock | 919 | $203.0K | <0.1% | History |
| NVRNVR Inc | COM | 43 | $203.0K | <0.1% | History |
| BKRBaker Hughes Co | CL A | 9,330 | $202.0K | <0.1% | History |