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Livermore
Livermore
ZHEN

Conning Inc.

SEC CIK
0000801051
Latest filing
Jul 30, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Jul 29, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
474
−1 vs. Q1 2021
Portfolio value
$3.45B
+$126.3M (+3.8%) vs. Q1 2021
Filed
Jul 29, 2021
SEC
Holdings of Conning Inc. in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
APTVAptiv PLCSHS3,230$508.0K<0.1%−321−9.0%ReducedHistory
PHParker-Hannifin CorpStock1,657$509.0K<0.1%−151−8.4%ReducedHistory
TTTrane Technologies plcSHS2,768$510.0K<0.1%−591−17.6%ReducedHistory
ABMDAbiomed IncCOM1,645$513.0K<0.1%−211−11.4%ReducedHistory
LHXL3HARRIS Technologies, Inc.Stock2,378$514.0K<0.1%−248−9.4%ReducedHistory
JCIJohnson Controls International plcStock7,527$517.0K<0.1%−2,019−21.2%ReducedHistory
PRUPrudential Financial IncStock5,073$520.0K<0.1%−465−8.4%ReducedHistory
AAgilent Technologies, Inc.COM3,561$526.0K<0.1%−809−18.5%ReducedHistory
ALGNAlign Technology IncCOM862$527.0K<0.1%−84−8.9%ReducedHistory
CMGChipotle Mexican Grill IncCOM341$529.0K<0.1%−33−8.8%ReducedHistory
JFRNuveen Floating Rate Income FundCOM54,000$541.0K<0.1%00.0%UnchangedHistory
OKEONEOK IncCOM9,757$543.0K<0.1%−519−5.1%ReducedHistory
PPGPPG Industries IncStock3,206$544.0K<0.1%−277−8.0%ReducedHistory
EBAYeBay IncCOM7,978$560.0K<0.1%−771−8.8%ReducedHistory
Vanguard Scottsdale FDS92206C599VNG RUS3000IDX2,830$563.0K<0.1%00.0%Unchanged–
WMWaste Management IncStock4,060$569.0K<0.1%−870−17.6%ReducedHistory
SPGSimon Property Group Inc.REIT4,375$571.0K<0.1%−386−8.1%ReducedHistory
TELTE Connectivity plcREG SHS4,220$571.0K<0.1%−390−8.5%ReducedHistory
PSAPublic StorageCOM1,943$584.0K<0.1%−179−8.4%ReducedHistory
NEMNEWMONT CorpStock9,249$586.0K<0.1%−940−9.2%ReducedHistory
GISGeneral Mills IncStock9,772$595.0K<0.1%+1,430+17.1%AddedHistory
TROWPrice T Rowe Group IncStock3,045$603.0K<0.1%−264−8.0%ReducedHistory
KLACKLA CorpCOM NEW1,861$603.0K<0.1%−183−9.0%ReducedHistory
EOGEOG Resources IncStock7,314$610.0K<0.1%−681−8.5%ReducedHistory
IDXXIDEXX Laboratories IncCOM972$614.0K<0.1%−120−11.0%ReducedHistory
CERNCERNER CorpCOM7,905$618.0K<0.1%−3,051−27.8%ReducedHistory
GPNGlobal Payments IncStock3,310$621.0K<0.1%−348−9.5%ReducedHistory
VRTXVertex Pharmaceuticals IncStock3,084$622.0K<0.1%−303−8.9%ReducedHistory
ROPRoper Technologies IncStock1,327$624.0K<0.1%−121−8.4%ReducedHistory
DGDollar General CorpCOM2,890$625.0K<0.1%−290−9.1%ReducedHistory
iShares Tr464288885EAFE GRWTH ETF5,873$630.0K<0.1%−4,634−44.1%Reduced–
FFord Motor CoStock42,556$632.0K<0.1%−4,594−9.7%ReducedHistory
ECLEcolab Inc.Stock3,083$635.0K<0.1%−345−10.1%ReducedHistory
REGNRegeneron Pharmaceuticals, Inc.COM1,140$637.0K<0.1%−125−9.9%ReducedHistory
HCAHCA Healthcare, Inc.COM3,090$639.0K<0.1%−312−9.2%ReducedHistory
FCXFreeport-McMoran IncStock17,523$650.0K<0.1%−1,704−8.9%ReducedHistory
TWTRTwitter, Inc.COM9,481$652.0K<0.1%−936−9.0%ReducedHistory
iShares Global Clean Energy ETF464288224ETF27,886$654.0K<0.1%−1,011−3.5%Reduced–
MCOMoodys CorpStock1,857$673.0K<0.1%−189−9.2%ReducedHistory
AEPAmerican Electric Power Co IncStock7,988$676.0K<0.1%+1,019+14.6%AddedHistory
AONAon plcCL A2,876$687.0K<0.1%−264−8.4%ReducedHistory
MOAltria Group, Inc.Stock14,562$694.0K<0.1%−468−3.1%ReducedHistory
NOCNorthrop Grumman CorpStock1,925$700.0K<0.1%−182−8.6%ReducedHistory
CSQCalamos Strategic Total Return FundCOM SH BEN INT38,629$702.0K<0.1%+681+1.8%AddedHistory
ABBNYABB LtdSPONSORED ADR21,048$715.0K<0.1%+21,048NewHistory
PGRProgressive CorpStock7,321$719.0K<0.1%−685−8.6%ReducedHistory
HUMHumana IncStock1,625$719.0K<0.1%−181−10.0%ReducedHistory
EMREmerson Electric CoStock7,537$725.0K<0.1%−706−8.6%ReducedHistory
FISVFiserv IncStock6,780$725.0K<0.1%−758−10.1%ReducedHistory
iShares Tr464288877EAFE VALUE ETF14,016$725.0K<0.1%00.0%Unchanged–
TFCTruist Financial CorpCOM13,291$738.0K<0.1%−2,514−15.9%ReducedHistory
BSXBoston Scientific CorpStock17,349$742.0K<0.1%−1,682−8.8%ReducedHistory
SHWSherwin Williams CoCOM2,725$742.0K<0.1%−488−15.2%ReducedConverted for a 3-for-1 splitHistory
WMBWilliams Companies, Inc.COM28,095$746.0K<0.1%+6,317+29.0%AddedHistory
ADSKAutodesk, Inc.COM2,562$748.0K<0.1%−452−15.0%ReducedHistory
BNSBank of Nova ScotiaCOM11,539$751.0K<0.1%−616−5.1%ReducedHistory
ADIAnalog Devices IncStock4,391$756.0K<0.1%−40,077−90.1%ReducedHistory
ETEnergy Transfer LPCOM UT LTD PTN71,373$759.0K<0.1%00.0%UnchangedHistory
SOSouthern CoStock12,565$760.0K<0.1%−1,425−10.2%ReducedHistory
GMGeneral Motors CoCOM13,561$802.0K<0.1%−2,241−14.2%ReducedHistory
BDXBecton Dickinson & CoStock3,303$803.0K<0.1%−521−13.6%ReducedHistory
ATVIActivision Blizzard, Inc.COM8,431$805.0K<0.1%−1,506−15.2%ReducedHistory
ROSTRoss Stores, Inc.COM6,512$807.0K<0.1%−1,331−17.0%ReducedHistory
EWEdwards Lifesciences CorpStock7,830$811.0K<0.1%−736−8.6%ReducedHistory
ILMNIllumina, Inc.COM1,721$814.0K<0.1%−170−9.0%ReducedHistory
ICEIntercontinental Exchange, Inc.Stock6,869$815.0K<0.1%−661−8.8%ReducedHistory
CBChubb LtdStock5,193$825.0K<0.1%−850−14.1%ReducedHistory
CMECME Group Inc.COM3,963$843.0K<0.1%−420−9.6%ReducedHistory
FDXFedEx CorpStock2,834$845.0K<0.1%−467−14.1%ReducedHistory
EAElectronic Arts Inc.COM5,877$845.0K<0.1%−337−5.4%ReducedHistory
Booking Holdings Inc.09857LAN8NOTE 0.750% 5/0–$848.0K<0.1%–New–
COFCapital One Financial CorpStock5,544$858.0K<0.1%−535−8.8%ReducedHistory
EQIXEquinix IncCOM1,073$861.0K<0.1%−105−8.9%ReducedHistory
TMUST-Mobile US, Inc.Stock5,957$863.0K<0.1%−1,008−14.5%ReducedHistory
MRSHMarsh & McLennan Companies, Inc.Stock6,168$868.0K<0.1%−684−10.0%ReducedHistory
BCEBce IncCOM NEW17,665$871.0K<0.1%+964+5.8%AddedHistory
NSCNorfolk Southern CorpStock3,284$872.0K<0.1%−298−8.3%ReducedHistory
iShares S&P 500 Value ETF464287408ETF5,969$881.0K<0.1%+5,969New–
FISFidelity National Information Services, Inc.Stock6,336$898.0K<0.1%−1,022−13.9%ReducedHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM89,653$914.0K<0.1%+1,670+1.9%AddedHistory
USBUS Bancorp DECOM NEW16,277$927.0K<0.1%−2,546−13.5%ReducedHistory
CICigna GroupStock3,961$939.0K<0.1%−643−14.0%ReducedHistory
CSXCSX CorpStock29,691$952.0K<0.1%−2,691−8.3%ReducedConverted for a 3-for-1 splitHistory
SYKStryker CorpStock3,670$953.0K<0.1%−730−16.6%ReducedHistory
TJXTJX Companies IncStock14,192$957.0K<0.1%−2,204−13.4%ReducedHistory
COPConocoPhillipsStock15,757$960.0K<0.1%−2,633−14.3%ReducedHistory
BIIBBiogen Inc.COM2,799$969.0K<0.1%−177−5.9%ReducedHistory
DUKDuke Energy CORPStock10,290$1.02M<0.1%+694+7.2%AddedHistory
BKNGBooking Holdings Inc.Stock475$1.04M<0.1%−72−13.2%ReducedHistory
ZTSZoetis Inc.Stock5,629$1.05M<0.1%−629−10.1%ReducedHistory
CCICrown Castle Inc.REIT5,421$1.06M<0.1%−122−2.2%ReducedHistory
SPGIS&P Global Inc.Stock2,666$1.09M<0.1%−427−13.8%ReducedHistory
MUMicron Technology IncStock12,961$1.10M<0.1%−1,971−13.2%ReducedHistory
ELVElevance Health, Inc.Stock2,937$1.12M<0.1%−439−13.0%ReducedHistory
NOWServiceNow, Inc.Stock2,085$1.15M<0.1%−341−14.1%ReducedHistory
SCHWSchwab Charles CorpStock16,296$1.19M<0.1%−13,831−45.9%ReducedHistory
CHTRCharter Communications, Inc.CL A1,663$1.20M<0.1%−254−13.2%ReducedHistory
AMDAdvanced Micro Devices IncStock13,368$1.26M<0.1%−2,130−13.7%ReducedHistory
AXPAmerican Express CoStock7,651$1.26M<0.1%−1,043−12.0%ReducedHistory
ADMArcher-Daniels-Midland CoStock20,919$1.27M<0.1%−651−3.0%ReducedHistory

Sold out since Q1 2021 (19)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Conning Inc. sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
Novellus Sys Inc670008AD3NOTE 2.625% 5/1–$12.5M0.4%–
Illumina, Inc.452327AH2NOTE 0.500% 6/1–$7.83M0.2%–
Spirit Rlty Cap Inc New84860WAB8NOTE 3.750% 5/1–$5.66M0.2%–
Verint Sys Inc92343XAA8NOTE 1.500% 6/0–$3.27M0.1%–
DOCHealthpeak Properties, Inc.COM24,779$786.0K<0.1%History
AALAmerican Airlines Group Inc.Stock20,108$481.0K<0.1%History
CTXSCitrix Systems IncCOM1,749$245.0K<0.1%History
HOLXHologic IncCOM3,280$244.0K<0.1%History
Varian Med Sys Inc92220P105COM1,302$230.0K<0.1%–
LVSLas Vegas Sands CorpCOM3,695$225.0K<0.1%History
PAYCPaycom Software, Inc.Stock597$221.0K<0.1%History
IRIngersoll Rand Inc.COM4,501$221.0K<0.1%History
SJMJ M SMUCKER CoStock1,668$211.0K<0.1%History
RCLRoyal Caribbean Cruises LtdCOM2,433$208.0K<0.1%History
COOCooper Companies, Inc.COM NEW542$208.0K<0.1%History
TERTeradyne, IncStock1,680$204.0K<0.1%History
WHRWhirlpool CorpStock919$203.0K<0.1%History
NVRNVR IncCOM43$203.0K<0.1%History
BKRBaker Hughes CoCL A9,330$202.0K<0.1%History