Ashton Thomas Securities, LLC
- SEC CIK
- 0000771572
- Latest filing
- Jul 27, 2026
Holdings in Q3 2025
Holdings as of Sep 30, 2025, filed Oct 27, 2025. Long positions only; changes compare share counts with Q2 2025.
- Positions
- 402
- +119 vs. Q2 2025
- Portfolio value
- $715.5M
- +$302.2M (+73.1%) vs. Q2 2025
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Occidental Pete Corp WT Exp 080327674599162 | Stock | 7 | $179 | <0.1% | 00.0% | Unchanged | – |
| Cohen & Steers Infrastructur19248A117 | RIGHT 10/16/2025 | 5,876 | $458 | <0.1% | +5,876 | New | – |
| First Tr Exchng Traded FD VI33740U711 | FT VEST U.S EQT | 20 | $768 | <0.1% | 00.0% | Unchanged | – |
| Schwab US Tips ETF808524870 | ETF | 50 | $1.35K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464288158 | SHRT NAT MUN ETF | 13 | $1.39K | <0.1% | +13 | New | – |
| iShares Inc46434G764 | MSCI EMRG CHN | 22 | $1.49K | <0.1% | +22 | New | – |
| iShares Tr46435U713 | US INFRASTRUC | 32 | $1.69K | <0.1% | +32 | New | – |
| Vanguard Ftse All-World Ex-US Small-Cap ETF922042718 | ETF | 15 | $2.14K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 12 | $2.50K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 12 | $2.51K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 44 | $2.64K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr46435G250 | HIGH YLD SYSTM B | 57 | $2.73K | <0.1% | +57 | New | – |
| iShares Tr46429B655 | FLTG RATE NT ETF | 60 | $3.06K | <0.1% | +60 | New | – |
| iShares Tr46434V860 | TRS FLT RT BD | 62 | $3.14K | <0.1% | +62 | New | – |
| LNCLincoln National Corp | COM | 92 | $3.71K | <0.1% | +92 | New | History |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 48 | $4.30K | <0.1% | +48 | New | – |
| iShares Ibonds Dec 2027 Term Muni Bond ETF46435U283 | ETF | 173 | $4.41K | <0.1% | +173 | New | – |
| Invesco Exchange Traded FD T46137V662 | PHARMACEUTICALS | 55 | $5.09K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr46435G425 | ESG AWR MSCI USA | 35 | $5.10K | <0.1% | +35 | New | – |
| iShares Inc464286103 | MSCI AUST ETF | 190 | $5.13K | <0.1% | +190 | New | – |
| J P Morgan Exchange Traded F46641Q761 | US QUALTY FCTR | 83 | $5.22K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464288430 | ASIA 50 ETF | 57 | $5.39K | <0.1% | +57 | New | – |
| Vanguard Intl Equity Index F922042874 | FTSE EUROPE ETF | 69 | $5.48K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr46435U432 | IBONDS DEC 25 | 328 | $8.79K | <0.1% | +328 | New | – |
| iShares Tr464287515 | EXPANDED TECH | 89 | $10.2K | <0.1% | +89 | New | – |
| iShares MSCI Eafe ETF464287465 | ETF | 110 | $10.3K | <0.1% | +110 | New | – |
| iShares Tr464288687 | PFD AND INCM SEC | 350 | $11.1K | <0.1% | +350 | New | – |
| Schwab Fundamental International Equity ETF808524755 | ETF | 281 | $12.1K | <0.1% | 00.0% | Unchanged | – |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 92 | $12.8K | <0.1% | +92 | New | – |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 106 | $13.8K | <0.1% | +106 | New | – |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 51 | $15.2K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464287291 | GLOBAL TECH ETF | 150 | $15.5K | <0.1% | +150 | New | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 358 | $19.1K | <0.1% | +358 | New | – |
| HPQHP Inc | Stock | 767 | $20.9K | <0.1% | +767 | New | History |
| EMNEastman Chemical Co | Stock | 386 | $24.3K | <0.1% | +386 | New | History |
| Vanguard Consumer Staples ETF92204A207 | ETF | 115 | $24.6K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Materials ETF92204A801 | ETF | 120 | $24.6K | <0.1% | −188−61.0% | Reduced | – |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 271 | $24.9K | <0.1% | +271 | New | – |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 295 | $28.3K | <0.1% | +295 | New | – |
| Vanguard Consumer Discretionary ETF92204A108 | ETF | 75 | $29.7K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Utilities ETF92204A876 | ETF | 167 | $31.6K | <0.1% | 00.0% | Unchanged | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 361 | $32.3K | <0.1% | −517−58.9% | Reduced | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 236 | $33.6K | <0.1% | +236 | New | – |
| SYFSynchrony Financial | COM | 488 | $34.7K | <0.1% | +488 | New | History |
| iShares Tr464287556 | ISHARES BIOTECH | 246 | $35.5K | <0.1% | +246 | New | – |
| iShares Russell 2000 Growth ETF464287648 | ETF | 112 | $35.8K | <0.1% | +112 | New | – |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 256 | $36.2K | <0.1% | +256 | New | – |
| iShares Tr46435G433 | MSCI USA SMCP MN | 871 | $37.5K | <0.1% | +871 | New | – |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 921 | $37.9K | <0.1% | +921 | New | – |
| Invesco Exch TRD SLF Idx FD46138J817 | BULSHS 2025 HY | 1,718 | $39.6K | <0.1% | 00.0% | Unchanged | – |
| TGTTarget Corp | Stock | 517 | $46.4K | <0.1% | +517 | New | History |
| DGDollar General Corp | COM | 465 | $48.1K | <0.1% | +465 | New | History |
| Vanguard Morningstar Mid-Cap Growth ETF922908538 | ETF | 168 | $49.4K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Long-Term Treasury ETF92206C847 | ETF | 919 | $52.3K | <0.1% | −793−46.3% | Reduced | – |
| Capital Grp Fixed Incm ETF T14020Y300 | US MULTI-SECTOR | 1,900 | $52.7K | <0.1% | +1,900 | New | – |
| SPDR Series Trust78468R200 | ST STR RATE ETF | 1,946 | $60.1K | <0.1% | +1,946 | New | – |
| Schwab Fundamental Emerging Markets Equity ETF808524730 | ETF | 1,684 | $60.9K | <0.1% | −1,514−47.3% | Reduced | – |
| iShares Tr46435G102 | CONV BD ETF | 618 | $61.8K | <0.1% | +618 | New | – |
| Vanguard Financials ETF92204A405 | ETF | 491 | $64.4K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464288505 | MRGSTR SM CP ETF | 1,100 | $69.8K | <0.1% | +1,100 | New | – |
| J P Morgan Exchange Traded F46641Q134 | INTRNL RES EQT | 995 | $73.2K | <0.1% | 00.0% | Unchanged | – |
| BMYBristol Myers Squibb Co | Stock | 1,644 | $74.1K | <0.1% | +1,644 | New | History |
| METMetlife Inc | Stock | 908 | $74.8K | <0.1% | +908 | New | History |
| Vanguard Communication Services ETF92204A884 | ETF | 419 | $78.7K | <0.1% | −317−43.1% | Reduced | – |
| iShares Tr464287440 | 7-10 YR TRSY BD | 886 | $85.5K | <0.1% | +886 | New | – |
| FFord Motor Co | Stock | 7,505 | $89.8K | <0.1% | +7,505 | New | History |
| iShares Core MSCI Europe ETF46434V738 | ETF | 1,374 | $93.6K | <0.1% | +1,374 | New | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 1,049 | $93.7K | <0.1% | +1,049 | New | – |
| iShares Tr464287770 | U.S. FIN SVC ETF | 1,062 | $95.2K | <0.1% | +1,062 | New | – |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 4,743 | $99.3K | <0.1% | 00.0% | Unchanged | – |
| IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND | COM | 18,200 | $107.9K | <0.1% | −7,000−27.8% | Reduced | History |
| iShares U.S. Medical Devices ETF464288810 | ETF | 1,875 | $112.7K | <0.1% | +1,875 | New | – |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 458 | $113.2K | <0.1% | −59−11.4% | Reduced | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 1,005 | $114.4K | <0.1% | +1,005 | New | – |
| FTFranklin Universal Trust | SH BEN INT | 15,150 | $121.8K | <0.1% | 00.0% | Unchanged | History |
| Schwab Intermediate-Term US Treasury ETF808524854 | ETF | 5,166 | $129.8K | <0.1% | −2,522−32.8% | Reduced | – |
| PNCPNC Financial Services Group, Inc. | Stock | 673 | $135.2K | <0.1% | +673 | New | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 913 | $140.8K | <0.1% | +8+0.9% | Added | – |
| UTFCohen & Steers Infrastructure Fund Inc | COM | 5,876 | $145.7K | <0.1% | +5,876 | New | History |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 2,500 | $147.1K | <0.1% | 00.0% | Unchanged | – |
| Capital Grp Fixed Incm ETF T14020Y508 | CORE BOND ETF | 5,603 | $148.9K | <0.1% | +5,603 | New | – |
| iShares Tr464288661 | 3 7 YR TREAS BD | 1,261 | $150.7K | <0.1% | +1,261 | New | – |
| MMTAberdeen Multi-Market Income Fund | SH BEN INT | 37,500 | $155.3K | <0.1% | +10,000+36.4% | Added | History |
| EVVEaton Vance Ltd Duration Income Fund | COM | 16,000 | $162.4K | <0.1% | 00.0% | Unchanged | History |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 1,299 | $169.2K | <0.1% | +1,299 | New | – |
| Invesco Exch TRD SLF Idx FD46138J635 | INVSCO BLSH 26 | 7,266 | $170.0K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 2,129 | $170.2K | <0.1% | +200+10.4% | Added | – |
| INTCIntel Corp | Stock | 5,358 | $179.8K | <0.1% | +5,358 | New | History |
| GILDGilead Sciences, Inc. | Stock | 1,812 | $200.8K | <0.1% | +1,812 | New | History |
| HQHabrdn Healthcare Investors | SH BEN INT | 10,880 | $200.8K | <0.1% | −2,929−21.2% | Reduced | History |
| BBNBlackRock Taxable Municipal Bond Trust | SHS | 12,100 | $200.9K | <0.1% | 00.0% | Unchanged | History |
| BOEBlackRock Enhanced Global Dividend Trust | COM | 17,750 | $205.4K | <0.1% | −2,675−13.1% | Reduced | History |
| MPCMarathon Petroleum Corp | Stock | 1,077 | $207.6K | <0.1% | +1,077 | New | History |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 9,125 | $211.0K | <0.1% | +9,125 | New | – |
| ETOEaton Vance Tax-Advantaged Global Dividend Opportunities Fund | COM | 7,690 | $211.9K | <0.1% | −3,000−28.1% | Reduced | History |
| ACNAccenture plc | Stock | 889 | $212.1K | <0.1% | −386−30.3% | Reduced | History |
| ABVXAbivax S.A. | SPONSORED ADS | 2,500 | $212.3K | <0.1% | +2,500 | New | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 2,617 | $212.5K | <0.1% | +2,617 | New | – |
| SCDLMP Capital & Income Fund Inc. | COM | 13,700 | $212.8K | <0.1% | −1,800−11.6% | Reduced | History |
| TRGPTarga Resources Corp. | COM | 1,296 | $214.1K | <0.1% | +1,296 | New | History |
Options (1)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | – | $799.4K |
Sold out since Q2 2025 (24)
Positions held at the end of Q2 2025 that are gone from this filing.
| Security | Class | Shares in Q2 2025 | Value in Q2 2025 | % of portfolio in Q2 2025 | History |
|---|---|---|---|---|---|
| APDAir Products & Chemicals, Inc. | Stock | 11,578 | $3.27M | 0.8% | History |
| Innovator U.S. Equity Ultra Buffer ETF - October45782C821 | ETF | 63,385 | $2.33M | 0.6% | – |
| JPMorgan Nasdaq Equity Premium Income ETF46654Q203 | ETF | 12,516 | $680.9K | 0.2% | – |
| SLBSLB Limited | Stock | 18,195 | $615.0K | 0.1% | History |
| CTASCintas Corp | Stock | 2,493 | $555.6K | 0.1% | History |
| CMGChipotle Mexican Grill Inc | COM | 9,631 | $540.8K | 0.1% | History |
| ELVElevance Health, Inc. | Stock | 1,074 | $417.7K | 0.1% | History |
| TTDTrade Desk, Inc. | Stock | 5,725 | $412.1K | 0.1% | History |
| First Tr Exchange-Traded FD33738D879 | FT VEST RIS | 12,225 | $302.1K | 0.1% | – |
| ETBEaton Vance Tax-Managed Buy-Write Income Fund | COM | 17,700 | $255.6K | 0.1% | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 457 | $252.1K | 0.1% | – |
| STZConstellation Brands, Inc. | Stock | 1,383 | $225.0K | 0.1% | History |
| ROPRoper Technologies Inc | Stock | 380 | $215.4K | 0.1% | History |
| FCXFreeport-McMoran Inc | Stock | 4,802 | $208.2K | 0.1% | History |
| YUMCYum China Holdings, Inc. | COM | 4,587 | $205.1K | <0.1% | History |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 4,914 | $204.4K | <0.1% | – |
| SEATVivid Seats Inc. | COM CL A | 113,457 | $191.7K | <0.1% | History |
| EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | COM | 18,081 | $158.2K | <0.1% | History |
| ETWEaton Vance Tax-Managed Global Buy-Write Opportunities Fund | COM | 10,467 | $90.5K | <0.1% | History |
| First Tr Exchng Traded FD VI33740U844 | FT VEST U.S | 1,960 | $80.5K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 1,950 | $62.0K | <0.1% | – |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | ETF | 146 | $6.05K | <0.1% | – |
| Ssga Active ETF Tr78467V202 | ST STR INCOM ETF | 135 | $4.36K | <0.1% | – |
| LMP Cap & Income FD Inc50208A110 | RIGHT 07/11/2025 | 15,504 | $1.10K | <0.1% | – |