Stephens Inc
- SEC CIK
- 0000757657
- Latest filing
- Jul 29, 2026
Holdings in Q4 2025
Holdings as of Dec 31, 2025, filed Feb 5, 2026. Long positions only; changes compare share counts with Q3 2025.
- Positions
- 1,300
- −21 vs. Q3 2025
- Portfolio value
- $8.04B
- +$192.0M (+2.4%) vs. Q3 2025
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| CGCCanopy Growth Corp | COM NEW | 10,047 | $11.5K | <0.1% | 00.0% | Unchanged | History |
| Progress Software Corp743312AD2 | NOTE 3.500% 3/0 | 24,000 | $24.3K | <0.1% | 00.0% | Unchanged | – |
| WWRWestwater Resources, Inc. | COM NEW | 35,032 | $26.3K | <0.1% | 00.0% | Unchanged | History |
| INOInovio Pharmaceuticals, Inc. | COM SHS | 15,500 | $27.0K | <0.1% | +2,000+14.8% | Added | History |
| Freshpet, Inc.358039AB1 | NOTE 3.000% 4/0 | 24,000 | $28.1K | <0.1% | 00.0% | Unchanged | – |
| Etsy Inc29786AAJ5 | NOTE 0.125%10/0 | 28,000 | $28.2K | <0.1% | 00.0% | Unchanged | – |
| iRhythm Holdings, Inc.450056AB2 | NOTE 1.500% 9/0 | 21,000 | $29.3K | <0.1% | +21,000 | New | – |
| Rivian Automotive, Inc.76954AAB9 | NOTE 4.625% 3/1 | 25,000 | $31.4K | <0.1% | 00.0% | Unchanged | – |
| Patk703343AG8 | 12/01/2028 | 20,000 | $33.9K | <0.1% | −20,000−50.0% | Reduced | – |
| Alnylam Pharmaceuticals, Inc.02043QAB3 | NOTE 1.000% 9/1 | 24,000 | $35.3K | <0.1% | 00.0% | Unchanged | – |
| Ionis Pharmaceuticals Inc462222AD2 | NOTE 4/0 | 26,000 | $35.6K | <0.1% | 00.0% | Unchanged | – |
| MGP Ingredients Inc55303JAB2 | NOTE 1.875%11/1 | 38,000 | $36.7K | <0.1% | 00.0% | Unchanged | – |
| Northern Oil & Gas, Inc.665531AJ8 | NOTE 3.625% 4/1 | 39,000 | $37.6K | <0.1% | 00.0% | Unchanged | – |
| MKS Inc55306NAB0 | NOTE 1.250% 6/0 | 30,000 | $38.3K | <0.1% | 00.0% | Unchanged | – |
| PSECProspect Capital Corp | COM | 16,421 | $42.5K | <0.1% | 00.0% | Unchanged | History |
| Integer Hldgs Corp45826HAB5 | NOTE 2.125% 2/1 | 39,000 | $43.9K | <0.1% | 00.0% | Unchanged | – |
| IGRCbre Global Real Estate Income Fund | COM | 10,278 | $45.0K | <0.1% | −4,800−31.8% | Reduced | History |
| Ford MTR Co Del345370CZ1 | NOTE 3/1 | 48,000 | $49.8K | <0.1% | 00.0% | Unchanged | – |
| PG&E Corp69331CAL2 | NOTE 4.250%12/0 | 49,000 | $50.4K | <0.1% | 00.0% | Unchanged | – |
| Nutanix, Inc.67059NAH1 | NOTE 0.250%10/0 | 45,000 | $50.5K | <0.1% | 00.0% | Unchanged | – |
| Post Hldgs Inc737446AT1 | NOTE 2.500% 8/1 | 47,000 | $50.6K | <0.1% | 00.0% | Unchanged | – |
| Mirum Pharmaceuticals, Inc.604749AB7 | NOTE 4.000% 5/0 | 20,000 | $51.6K | <0.1% | 00.0% | Unchanged | – |
| Biomarin Pharmaceutical Inc09061GAK7 | NOTE 1.250% 5/1 | 54,000 | $51.7K | <0.1% | 00.0% | Unchanged | – |
| Dropbox, Inc.26210CAC8 | NOTE 3/0 | 55,000 | $54.5K | <0.1% | 00.0% | Unchanged | – |
| Vail Resorts Inc91879QAN9 | NOTE 1/0 | 55,000 | $54.9K | <0.1% | 00.0% | Unchanged | – |
| Dexcom Inc252131AM9 | NOTE 0.375% 5/1 | 60,000 | $55.2K | <0.1% | 00.0% | Unchanged | – |
| VVRInvesco Senior Income Trust | COM | 17,067 | $55.8K | <0.1% | 00.0% | Unchanged | History |
| Fluor Corp343412AJ1 | NOTE 1.125% 8/1 | 49,000 | $55.8K | <0.1% | 00.0% | Unchanged | – |
| Halozyme Therapeutics, Inc.40637HAD1 | NOTE 0.250% 3/0 | 53,000 | $57.1K | <0.1% | 00.0% | Unchanged | – |
| Southern Co842587DZ7 | NOTE 4.500% 6/1 | 54,000 | $57.6K | <0.1% | 00.0% | Unchanged | – |
| Snowflake Inc.833445AB5 | NOTE 10/0 | 39,000 | $57.9K | <0.1% | +39,000 | New | – |
| Meritage Homes CORP59001ABF8 | NOTE 1.750% 5/1 | 59,000 | $58.0K | <0.1% | 00.0% | Unchanged | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | 59,000 | $58.2K | <0.1% | 00.0% | Unchanged | – |
| Haemonetics Corp Mass405024AB6 | NOTE 3/0 | 59,000 | $58.3K | <0.1% | 00.0% | Unchanged | – |
| Wec Energy Group, Inc.92939UAR7 | NOTE 4.375% 6/0 | 50,000 | $58.3K | <0.1% | 00.0% | Unchanged | – |
| Akamai Technologies Inc00971TAL5 | NOTE 0.375% 9/0 | 59,000 | $59.1K | <0.1% | 00.0% | Unchanged | – |
| On Semiconductor Corp682189AS4 | NOTE 5/0 | 50,000 | $59.5K | <0.1% | 00.0% | Unchanged | – |
| Liberty Media Corp531229AQ5 | NOTE 2.250% 8/1 | 49,000 | $62.0K | <0.1% | 00.0% | Unchanged | – |
| Uber Technologies, Inc90353TAM2 | NOTE 0.875%12/0 | 48,000 | $62.3K | <0.1% | 00.0% | Unchanged | – |
| Osi Systems Inc671044AF2 | NOTE 2.250% 8/0 | 43,000 | $63.8K | <0.1% | 00.0% | Unchanged | – |
| Tetra Tech Inc88162GAB9 | DBCV 2.250% 8/1 | 59,000 | $63.9K | <0.1% | +18,000+43.9% | Added | – |
| Live Nation Entertainment IN538034BA6 | NOTE 3.125% 1/1 | 46,000 | $66.8K | <0.1% | 00.0% | Unchanged | – |
| Lantheus Hldgs Inc516544AB9 | NOTE 2.625%12/1 | 59,000 | $67.5K | <0.1% | +20,000+51.3% | Added | – |
| FTFFranklin Ltd Duration Income Trust | COM | 11,013 | $67.7K | <0.1% | +11,013 | New | History |
| Cloudflare, Inc.18915MAC1 | NOTE 8/1 | 59,000 | $69.3K | <0.1% | 00.0% | Unchanged | – |
| GHIGreystone Housing Impact Investors LP | BEN UNIT CTF | 10,082 | $69.5K | <0.1% | −7,058−41.2% | Reduced | History |
| Chefs Whse Inc163086AE1 | NOTE 2.375%12/1 | 49,000 | $74.3K | <0.1% | 00.0% | Unchanged | – |
| HFROHighland Opportunities & Income Fund | HIGHLAND INCOME | 12,743 | $76.2K | <0.1% | 00.0% | Unchanged | History |
| MRCCMonroe Capital Corp | COM | 12,180 | $77.6K | <0.1% | +175+1.5% | Added | History |
| Advanced Energy Inds007973AE0 | NOTE 2.500% 9/1 | 50,000 | $82.0K | <0.1% | 00.0% | Unchanged | – |
| AQNAlgonquin Power & Utilities Corp. | COM | 13,505 | $83.1K | <0.1% | 00.0% | Unchanged | History |
| GGNGAMCO Global Gold, Natural Resources & Income Trust | COM SH BEN INT | 16,200 | $83.6K | <0.1% | −3,079−16.0% | Reduced | History |
| UNITUniti Group Inc. | COM SHS | 12,343 | $86.5K | <0.1% | −873−6.6% | Reduced | History |
| GLOClough Global Opportunities Fund | SH BEN INT | 15,821 | $89.5K | <0.1% | +409+2.7% | Added | History |
| ACHRArcher Aviation Inc. | Stock | 12,400 | $93.2K | <0.1% | +875+7.6% | Added | History |
| USALiberty All Star Equity Fund | SH BEN INT | 15,167 | $95.2K | <0.1% | −12,538−45.3% | Reduced | History |
| NDMONuveen Dynamic Municipal Opportunities Fund | COM SHS | 10,000 | $100.8K | <0.1% | −5,554−35.7% | Reduced | History |
| GABGabelli Equity Trust Inc | COM | 16,873 | $104.1K | <0.1% | 00.0% | Unchanged | History |
| PCTPureCycle Technologies, Inc. | COM | 12,407 | $106.6K | <0.1% | −968−7.2% | Reduced | History |
| DNNDenison Mines Corp. | COM | 42,495 | $113.0K | <0.1% | −2,518−5.6% | Reduced | History |
| Advisorshares Tr00768Y453 | PURE US CANN ETF | 24,100 | $113.8K | <0.1% | 00.0% | Unchanged | – |
| NUVNuveen Municipal Value Fund Inc | COM | 12,833 | $116.3K | <0.1% | 00.0% | Unchanged | History |
| ARHSArhaus, Inc. | COM CL A | 10,527 | $118.0K | <0.1% | −3,128−22.9% | Reduced | History |
| PKPark Hotels & Resorts Inc. | COM | 11,895 | $124.4K | <0.1% | 00.0% | Unchanged | History |
| STKLSunOpta Inc. | COM | 33,909 | $128.9K | <0.1% | 00.0% | Unchanged | History |
| CCCCCC Intelligent Solutions Holdings Inc. | COM | 16,317 | $129.7K | <0.1% | −1,088−6.3% | Reduced | History |
| PTYPIMCO Corporate & Income Opportunity Fund | COM | 10,200 | $131.6K | <0.1% | 00.0% | Unchanged | History |
| SOUNSoundhound AI, Inc. | CLASS A COM | 13,663 | $136.2K | <0.1% | −14,326−51.2% | Reduced | History |
| SMHISEACOR Marine Holdings Inc. | COM | 23,536 | $141.7K | <0.1% | 00.0% | Unchanged | History |
| VanEck ETF Trust92189F411 | BDC INCOME ETF | 10,075 | $142.9K | <0.1% | −4,000−28.4% | Reduced | – |
| RMTRoyce Micro-Cap Trust, Inc. | COM | 13,795 | $143.9K | <0.1% | +307+2.3% | Added | History |
| SNAPSnap Inc | Stock | 18,000 | $145.3K | <0.1% | −1,000−5.3% | Reduced | History |
| BGTBlackRock Floating Rate Income Trust | COM | 13,090 | $148.3K | <0.1% | 00.0% | Unchanged | History |
| PRPermian Resources Corp | CLASS A COM | 10,630 | $149.1K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exchange Traded FD T46137V621 | FINL PFD ETF | 11,161 | $157.8K | <0.1% | +97+0.9% | Added | – |
| EVVEaton Vance Ltd Duration Income Fund | COM | 16,456 | $163.1K | <0.1% | −1,493−8.3% | Reduced | History |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 10,812 | $165.8K | <0.1% | +40+0.4% | Added | History |
| FWRGFirst Watch Restaurant Group, Inc. | COM | 11,536 | $174.0K | <0.1% | +11,536 | New | History |
| Ea Series Trust02072L714 | BRIDGEWAY BLUE | 11,550 | $176.2K | <0.1% | +660+6.1% | Added | – |
| EFTEaton Vance Floating-Rate Income Trust | COM | 15,640 | $176.6K | <0.1% | 00.0% | Unchanged | History |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | 49,000 | $181.8K | <0.1% | −1,000−2.0% | Reduced | – |
| Western Digital Corp958102AT2 | NOTE 3.000%11/1 | 40,000 | $183.4K | <0.1% | 00.0% | Unchanged | – |
| NOANorth American Construction Group Ltd. | COM | 13,211 | $189.8K | <0.1% | +13,211 | New | History |
| SBIWestern Asset Intermediate Muni Fund Inc. | COM | 24,800 | $190.5K | <0.1% | 00.0% | Unchanged | History |
| ATAIAtai Beckley N.V. | SHS | 46,980 | $192.1K | <0.1% | +17,600+59.9% | Added | History |
| CERSCerus Corp | COM | 96,541 | $198.9K | <0.1% | −1,950−2.0% | Reduced | History |
| SAILSailPoint, Inc. | COM | 9,903 | $200.3K | <0.1% | +9,903 | New | History |
| iShares Tr46434V878 | ULTRA SHORT DUR | 3,961 | $200.3K | <0.1% | 00.0% | Unchanged | – |
| FIBKFirst Interstate Bancsystem Inc | COM | 5,807 | $200.9K | <0.1% | −1,078−15.7% | Reduced | History |
| iShares Tr46435G334 | MSCI UK ETF NEW | 4,576 | $201.3K | <0.1% | +4,576 | New | – |
| DCIDonaldson Co Inc | Stock | 2,271 | $201.3K | <0.1% | +2,271 | New | History |
| POWLPowell Industries Inc | Stock | 632 | $201.5K | <0.1% | −79−11.1% | Reduced | History |
| RBLXRoblox Corp | Stock | 2,491 | $201.8K | <0.1% | −2,907−53.9% | Reduced | History |
| BSYBentley Systems Inc | COM CL B | 5,290 | $201.9K | <0.1% | −429−7.5% | Reduced | History |
| State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847 | ETF | 3,489 | $202.0K | <0.1% | +3,489 | New | – |
| New York Life Investments Et45409B107 | HEDGE MULTI STRA | 6,033 | $202.2K | <0.1% | 00.0% | Unchanged | – |
| VIKViking Holdings Ltd | ORD SHS | 2,841 | $202.9K | <0.1% | +2,841 | New | History |
| DOCUDocuSign, Inc. | Stock | 2,974 | $203.4K | <0.1% | −143−4.6% | Reduced | History |
| WisdomTree Tr97717W208 | US HIGH DIVIDEND | 2,000 | $203.6K | <0.1% | 00.0% | Unchanged | – |
| SSBSouthState Bank Corp | COM | 2,165 | $203.7K | <0.1% | −2,619−54.7% | Reduced | History |
Sold out since Q3 2025 (94)
Positions held at the end of Q3 2025 that are gone from this filing.
| Security | Class | Shares in Q3 2025 | Value in Q3 2025 | % of portfolio in Q3 2025 | History |
|---|---|---|---|---|---|
| Innovator ETFs Trust45782C417 | US EQTY PWR BUF | 85,380 | $3.39M | <0.1% | – |
| ULUnilever PLC | SPON ADR NEW | 56,828 | $3.37M | <0.1% | History |
| EQHEquitable Holdings, Inc. | COM | 59,701 | $3.03M | <0.1% | History |
| iShares Tr464287150 | CORE S&P TTL STK | 15,253 | $2.22M | <0.1% | – |
| MMacy's, Inc. | COM | 100,000 | $1.79M | <0.1% | History |
| KKellanova | Stock | 18,015 | $1.48M | <0.1% | History |
| EAElectronic Arts Inc. | COM | 7,224 | $1.46M | <0.1% | History |
| VGVenture Global, Inc. | COM CL A | 95,382 | $1.35M | <0.1% | History |
| WTRGEssential Utilities, Inc. | COM | 33,043 | $1.32M | <0.1% | History |
| FISVFiserv Inc | Stock | 8,245 | $1.06M | <0.1% | History |
| WFRDWeatherford International plc | ORD SHS | 11,944 | $817.3K | <0.1% | History |
| APTVAptiv PLC | Stock | 8,328 | $718.0K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J825 | BULSHS 2025 CB | 27,074 | $560.2K | <0.1% | – |
| Vanguard BD Index FDS921937793 | LONG TERM BOND | 7,234 | $512.5K | <0.1% | – |
| VanEck ETF Trust92189H409 | HIGH YLD MUNIETF | 9,974 | $507.7K | <0.1% | – |
| AMSCAmerican Superconductor Corp | Stock | 8,500 | $504.8K | <0.1% | History |
| LBRDKLiberty Broadband Corp | COM SER C | 7,733 | $491.4K | <0.1% | History |
| CELHCelsius Holdings, Inc. | COM NEW | 8,149 | $468.5K | <0.1% | History |
| IPGInterpublic Group of Companies, Inc. | COM | 16,566 | $462.4K | <0.1% | History |
| SMRNuscale Power Corp | CL A COM | 12,184 | $438.6K | <0.1% | History |
| AREAlexandria Real Estate Equities, Inc. | COM | 5,059 | $421.6K | <0.1% | History |
| SMTISanara MedTech Inc. | COM | 12,794 | $406.0K | <0.1% | History |
| ZDZiff Davis, Inc. | COM | 10,422 | $397.1K | <0.1% | History |
| CHTRCharter Communications, Inc. | CL A | 1,265 | $348.0K | <0.1% | History |
| Simplify Exchange Traded Fun82889N525 | MBS ETF | 6,880 | $346.4K | <0.1% | – |
| QBTSD-Wave Quantum Inc. | Stock | 13,926 | $344.1K | <0.1% | History |
| PBPBPotbelly Corp | COM | 20,098 | $342.5K | <0.1% | History |
| LADLithia Motors Inc | COM | 1,077 | $340.3K | <0.1% | History |
| KNSLKinsale Capital Group, Inc. | Stock | 789 | $335.5K | <0.1% | History |
| TREXTrex Co Inc | COM | 6,239 | $322.4K | <0.1% | History |
| DOCSDoximity, Inc. | CL A | 4,367 | $319.4K | <0.1% | History |
| VLYValley National Bancorp | COM | 30,053 | $318.6K | <0.1% | History |
| ENOVEnovis CORP | COM | 10,068 | $305.5K | <0.1% | History |
| HWCHancock Whitney Corp | COM | 4,677 | $292.8K | <0.1% | History |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 10,432 | $289.7K | <0.1% | – |
| NNNNNN REIT, Inc. | REIT | 6,595 | $280.7K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J817 | BULSHS 2025 HY | 12,052 | $277.9K | <0.1% | – |
| ACMAecom | COM | 2,125 | $277.2K | <0.1% | History |
| PROPROS Holdings, Inc. | COM | 12,060 | $276.3K | <0.1% | History |
| MTBM&T Bank Corp | COM | 1,396 | $275.9K | <0.1% | History |
| BMRCBank of Marin Bancorp | COM | 11,343 | $275.4K | <0.1% | History |
| VBTXVeritex Holdings, Inc. | COM | 8,198 | $274.9K | <0.1% | History |
| KGCKinross Gold Corp | COM | 11,023 | $273.9K | <0.1% | History |
| BALLBALL Corp | COM | 5,315 | $268.0K | <0.1% | History |
| FBINFortune Brands Innovations, Inc. | COM | 4,875 | $260.3K | <0.1% | History |
| HPHelmerich & Payne, Inc. | COM | 11,658 | $257.5K | <0.1% | History |
| SNVSynovus Financial Corp | COM NEW | 5,177 | $254.1K | <0.1% | History |
| First Tr Exchng Traded FD VI33740U661 | FT VEST US EQT | 6,105 | $247.6K | <0.1% | – |
| JEFJefferies Financial Group Inc. | COM | 3,777 | $247.1K | <0.1% | History |
| OLEDUniversal Display Corp | COM | 1,711 | $245.8K | <0.1% | History |
| KTBKontoor Brands, Inc. | Stock | 3,048 | $243.1K | <0.1% | History |
| EEFTEuronet Worldwide, Inc. | COM | 2,719 | $238.8K | <0.1% | History |
| HTGCHercules Capital, Inc. | COM | 12,453 | $235.5K | <0.1% | History |
| ELSEquity Lifestyle Properties Inc | COM | 3,851 | $233.8K | <0.1% | History |
| iShares Broad Usd Investment Grade Corporate Bond ETF464288620 | ETF | 4,367 | $228.1K | <0.1% | – |
| EIXEdison International | Stock | 4,120 | $227.8K | <0.1% | History |
| TEMTempus AI, Inc. | CL A | 2,812 | $227.0K | <0.1% | History |
| POOLPool Corp | COM | 728 | $225.7K | <0.1% | History |
| HOLXHologic Inc | COM | 3,307 | $223.2K | <0.1% | History |
| AAONAaon, Inc. | COM PAR $0.004 | 2,383 | $222.7K | <0.1% | History |
| KALUKaiser Aluminum Corp | COM PAR $0.01 | 2,875 | $221.8K | <0.1% | History |
| TRIThomson Reuters Corp | COM NO PAR | 1,419 | $220.4K | <0.1% | History |
| RKTRocket Companies, Inc. | Stock | 11,350 | $220.0K | <0.1% | History |
| EFXEquifax Inc | COM | 852 | $218.6K | <0.1% | History |
| LIILennox International Inc | COM | 411 | $217.6K | <0.1% | History |
| ADUSAddus HomeCare Corp | COM | 1,800 | $212.4K | <0.1% | History |
| FLRFluor Corp | Stock | 5,025 | $211.4K | <0.1% | History |
| PRGPROG Holdings, Inc. | Stock | 6,429 | $208.0K | <0.1% | History |
| OSKOshkosh Corp | COM | 1,603 | $207.8K | <0.1% | History |
| CEFSprott Physical Gold & Silver Trust | PHYSICAL GOLD AN | 5,656 | $207.5K | <0.1% | History |
| SNSharkNinja, Inc. | COM SHS | 2,000 | $206.3K | <0.1% | History |
| iShares Inc464286103 | MSCI AUST ETF | 7,610 | $205.5K | <0.1% | – |
| Vanguard Scottsdale FDS92206C813 | LG-TERM COR BD | 2,640 | $205.0K | <0.1% | – |
| CXTCrane NXT, Co. | COM | 3,053 | $204.8K | <0.1% | History |
| VNTVontier Corp | Stock | 4,878 | $204.7K | <0.1% | History |
| Invesco Exchange Traded FD T46137V746 | LARG CAP GRO ETF | 1,602 | $200.9K | <0.1% | – |
| KDKyndryl Holdings, Inc. | Stock | 6,674 | $200.4K | <0.1% | History |
| ETF Opportunities Trust26923N744 | REX FANG & INNOV | 4,270 | $200.1K | <0.1% | – |
| PRCHPorch Group, Inc. | COM | 10,681 | $179.2K | <0.1% | History |
| MHNBlackRock Muniholdings New York Quality Fund, Inc. | COM | 16,011 | $163.6K | <0.1% | History |
| NANNuveen New York Quality Municipal Income Fund | COM | 14,226 | $162.6K | <0.1% | History |
| FOLDAmicus Therapeutics, Inc. | COM | 18,846 | $148.5K | <0.1% | History |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 16,076 | $146.5K | <0.1% | History |
| ECCEagle Point Credit Co | COM | 15,000 | $99.2K | <0.1% | History |
| BBAIBigBear.ai Holdings, Inc. | COM | 13,125 | $85.6K | <0.1% | History |
| LASELaser Photonics Corp | COM | 18,800 | $81.0K | <0.1% | History |
| Pebblebrook Hotel Tr70509VAA8 | NOTE 1.750%12/1 | 49,000 | $48.3K | <0.1% | – |
| SHIFT4 PMTS Inc82452JAB5 | NOTE 12/1 | 46,000 | $47.2K | <0.1% | – |
| RIGTransocean Ltd. | REGISTERED SHS | 15,000 | $46.8K | <0.1% | History |
| CONMED Corp207410AH4 | NOTE 2.250% 6/1 | 49,000 | $46.6K | <0.1% | – |
| Exact Sciences Corp30063PAC9 | NOTE 0.375% 3/0 | 39,000 | $36.0K | <0.1% | – |
| Amphastar Pharmaceuticals IN03209RAB9 | NOTE 2.000% 3/1 | 26,000 | $23.6K | <0.1% | – |
| iShares Tr464287952 | PUT | 10,500 | $2.42K | <0.1% | – |
| Clearbridge Energy Midstrm O18469P118 | RIGHT 10/10/2025 | 14,415 | $274 | <0.1% | – |