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Livermore
Livermore
ZHEN

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q3 2025

Holdings as of Sep 30, 2025, filed Oct 27, 2025. Long positions only; changes compare share counts with Q2 2025.

Institution overview
Positions
1,321
+47 vs. Q2 2025
Portfolio value
$7.85B
+$569.5M (+7.8%) vs. Q2 2025
Filed
Oct 27, 2025
SEC
Holdings of Stephens Inc in Q3 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
ETF Opportunities Trust26923N744REX FANG & INNOV4,270$200.1K<0.1%−400−8.6%Reduced–
KDKyndryl Holdings, Inc.Stock6,674$200.4K<0.1%+54+0.8%AddedHistory
Invesco Exchange Traded FD T46137V746LARG CAP GRO ETF1,602$200.9K<0.1%+1,602New–
iShares Tr46434V878ULTRA SHORT DUR3,961$201.0K<0.1%00.0%Unchanged–
WisdomTree Tr97717W208US HIGH DIVIDEND2,000$201.5K<0.1%+2,000New–
New York Life Investments Et45409B107HEDGE MULTI STRA6,033$202.9K<0.1%+6,033New–
BURLBurlington Stores, Inc.COM798$203.1K<0.1%+798NewHistory
iShares Tr464289859CORE 80 20 ETF2,314$204.0K<0.1%+2,314New–
SYBTStock Yards Bancorp, Inc.COM2,918$204.2K<0.1%00.0%UnchangedHistory
VNTVontier CorpStock4,878$204.7K<0.1%+4,878NewHistory
CXTCrane NXT, Co.COM3,053$204.8K<0.1%+3,053NewHistory
Vanguard Scottsdale FDS92206C813LG-TERM COR BD2,640$205.0K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V191S&P MDCP400 VL1,600$205.2K<0.1%+1,600New–
iShares Inc464286103MSCI AUST ETF7,610$205.5K<0.1%00.0%Unchanged–
SNSharkNinja, Inc.COM SHS2,000$206.3K<0.1%+2,000NewHistory
EWEdwards Lifesciences CorpStock2,655$206.5K<0.1%+2,655NewHistory
KDPKeurig Dr Pepper Inc.COM8,131$207.4K<0.1%+8,131NewHistory
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN5,656$207.5K<0.1%+5,656NewHistory
OSKOshkosh CorpCOM1,603$207.8K<0.1%+1,603NewHistory
PRGPROG Holdings, Inc.Stock6,429$208.0K<0.1%+6,429NewHistory
PIMCO ETF Tr72201R7830-5 HIGH YIELD2,175$208.1K<0.1%00.0%Unchanged–
PNFPPinnacle Financial Partners, Inc.COM2,226$208.8K<0.1%+152+7.3%AddedHistory
BBDCBarings BDC, Inc.COM23,847$208.9K<0.1%+812+3.5%AddedHistory
Direxion Shs ETF Tr25460G153DAILY REGIONAL2,097$209.8K<0.1%+2,097New–
VanEck ETF Trust92189F411BDC INCOME ETF14,075$210.3K<0.1%−16,400−53.8%Reduced–
STEWSRH Total Return Fund, Inc.COM11,583$210.3K<0.1%00.0%UnchangedHistory
WABWestinghouse Air Brake Technologies CorpStock853$210.7K<0.1%−208−19.6%ReducedHistory
RRXRegal Rexnord CorpCOM1,472$211.1K<0.1%+1,472NewHistory
FLRFluor CorpStock5,025$211.4K<0.1%00.0%UnchangedHistory
WHDCactus, Inc.CL A5,360$211.6K<0.1%00.0%UnchangedHistory
SOLVSolventum CorpStock2,902$211.8K<0.1%−73−2.5%ReducedHistory
MTSIMACOM Technology Solutions Holdings, Inc.COM1,705$212.3K<0.1%+105+6.6%AddedHistory
ADUSAddus HomeCare CorpCOM1,800$212.4K<0.1%00.0%UnchangedHistory
TCBXThird Coast Bancshares, Inc.COM5,600$212.6K<0.1%+5,600NewHistory
SESea LtdSPONSORD ADS1,196$213.8K<0.1%+1,196NewHistory
AMPXAmprius Technologies, Inc.COMMON STOCK20,331$213.9K<0.1%+20,331NewHistory
FISFidelity National Information Services, Inc.Stock3,257$214.8K<0.1%+360+12.4%AddedHistory
POWLPowell Industries IncStock711$216.7K<0.1%+711NewHistory
CHWCalamos Global Dynamic Income FundCOM28,797$217.1K<0.1%−7,493−20.6%ReducedHistory
Schwab U.S. Large-Cap ETF808524201ETF8,256$217.5K<0.1%−903−9.9%Reduced–
LIILennox International IncCOM411$217.6K<0.1%−20−4.6%ReducedHistory
SDGRSchrodinger, Inc.COM10,894$218.5K<0.1%+944+9.5%AddedHistory
EFXEquifax IncCOM852$218.6K<0.1%−57−6.3%ReducedHistory
FIBKFirst Interstate Bancsystem IncCOM6,885$219.4K<0.1%+6,885NewHistory
RKTRocket Companies, Inc.Stock11,350$220.0K<0.1%+11,350NewHistory
TRIThomson Reuters CorpCOM NO PAR1,419$220.4K<0.1%−460−24.5%ReducedHistory
Blueprint Chesapk MLT88636J873TFPN8,890$220.7K<0.1%+8,890New–
WSFSWSFS Financial CorpCOM4,101$221.2K<0.1%00.0%UnchangedHistory
iShares Tr464288307MRGSTR MD CP GRW2,677$221.5K<0.1%−179−6.3%Reduced–
KALUKaiser Aluminum CorpCOM PAR $0.012,875$221.8K<0.1%−15,048−84.0%ReducedHistory
DOVDOVER CorpCOM1,330$221.8K<0.1%−449−25.2%ReducedHistory
FIPFTAI Infrastructure Inc.COMMON STOCK50,910$222.0K<0.1%+4,500+9.7%AddedHistory
AAONAaon, Inc.COM PAR $0.0042,383$222.7K<0.1%+2,383NewHistory
HOLXHologic IncCOM3,307$223.2K<0.1%−547−14.2%ReducedHistory
DOCUDocuSign, Inc.Stock3,117$224.7K<0.1%−145−4.4%ReducedHistory
POOLPool CorpCOM728$225.7K<0.1%−159−17.9%ReducedHistory
iShares Inc46434G780MSCI SINGPOR ETF7,985$226.3K<0.1%00.0%Unchanged–
TEMTempus AI, Inc.CL A2,812$227.0K<0.1%−2,533−47.4%ReducedHistory
Schwab International Equity ETF808524805ETF9,755$227.1K<0.1%00.0%Unchanged–
EIXEdison InternationalStock4,120$227.8K<0.1%−486−10.6%ReducedHistory
Schwab U.S. Mid-Cap ETF808524508ETF7,686$227.8K<0.1%−86−1.1%Reduced–
THQabrdn Healthcare Opportunities FundSHS13,188$228.0K<0.1%+13,188NewHistory
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF4,367$228.1K<0.1%+38+0.9%Added–
HRIHerc Holdings IncCOM1,956$228.2K<0.1%+1,956NewHistory
RBARB Global Inc.COM2,106$228.2K<0.1%−534−20.2%ReducedHistory
TEAMAtlassian CorpCL A1,447$231.1K<0.1%+20+1.4%AddedHistory
Global X FDS37960A529DEFENSE TECH ETF3,301$231.9K<0.1%+3,301New–
KRGKite Realty Group TrustCOM NEW10,399$231.9K<0.1%−698−6.3%ReducedHistory
TRMBTrimble Inc.COM2,849$232.6K<0.1%+2,849NewHistory
ELSEquity Lifestyle Properties IncCOM3,851$233.8K<0.1%+3,851NewHistory
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP2,579$233.9K<0.1%+2,579New–
HTGCHercules Capital, Inc.COM12,453$235.5K<0.1%00.0%UnchangedHistory
FNVFranco Nevada CorpStock1,057$235.6K<0.1%+1,057NewHistory
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE2,138$236.6K<0.1%+80+3.9%Added–
ZETAZeta Global Holdings Corp.CL A11,949$237.4K<0.1%+11,949NewHistory
SWSmurfit Westrock plcStock5,578$237.5K<0.1%+511+10.1%AddedHistory
EEFTEuronet Worldwide, Inc.COM2,719$238.8K<0.1%−10,618−79.6%ReducedHistory
State Street SPDR S&P Biotech ETF78464A870ETF2,400$240.5K<0.1%−25−1.0%Reduced–
ULSUL Solutions Inc.CLASS A COM SHS3,395$240.6K<0.1%+3,395NewHistory
AMHAmerican Homes 4 RentCL A7,242$240.8K<0.1%−1,275−15.0%ReducedHistory
ProShares Tr74347R107PSHS ULT S&P 5002,153$241.4K<0.1%00.0%Unchanged–
First Tr Exchange-Traded FD33738D309SENIOR LN FD5,273$241.7K<0.1%−133−2.5%Reduced–
KTBKontoor Brands, Inc.Stock3,048$243.1K<0.1%−150−4.7%ReducedHistory
CAGConagra Brands Inc.Stock12,305$243.4K<0.1%−580−4.5%ReducedHistory
UTFCohen & Steers Infrastructure Fund IncCOM9,818$243.5K<0.1%−574−5.5%ReducedHistory
NUWNuveen AMT-Free Municipal Value FundCOM17,180$243.6K<0.1%+300+1.8%AddedHistory
OLEDUniversal Display CorpCOM1,711$245.8K<0.1%−93−5.2%ReducedHistory
ALGNAlign Technology IncCOM1,964$245.9K<0.1%−395−16.7%ReducedHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS12,183$246.1K<0.1%−45−0.4%ReducedHistory
JEFJefferies Financial Group Inc.COM3,777$247.1K<0.1%−576−13.2%ReducedHistory
First Tr Exchng Traded FD VI33740U661FT VEST US EQT6,105$247.6K<0.1%−8,200−57.3%Reduced–
MTGMgic Investment CorpCOM8,736$247.8K<0.1%−85−1.0%ReducedHistory
SITESiteOne Landscape Supply, Inc.COM1,926$248.1K<0.1%−318−14.2%ReducedHistory
Fidelity Covington Trust31609A206ENHANCED SML CAP6,800$248.6K<0.1%+6,800New–
SAIASaia IncCOM833$249.4K<0.1%−33−3.8%ReducedHistory
GXOGXO Logistics, Inc.Stock4,719$249.6K<0.1%−59−1.2%ReducedHistory
RVTRoyce Small-Cap Trust, Inc.COM15,499$250.0K<0.1%+255+1.7%AddedHistory
OUNZVanEck Merk Gold ETFGOLD SHS6,775$252.0K<0.1%00.0%UnchangedHistory
ROSTRoss Stores, Inc.COM1,659$252.8K<0.1%−121−6.8%ReducedHistory
Kraneshares Trust500767306CSI CHI INTERNET6,020$252.9K<0.1%00.0%Unchanged–

Sold out since Q2 2025 (61)

Positions held at the end of Q2 2025 that are gone from this filing.

Positions of Stephens Inc sold out since Q2 2025
SecurityClassShares in Q2 2025Value in Q2 2025% of portfolio in Q2 2025History
Innovator ETFs Trust45782C870US EQT PWR BUF67,695$2.52M<0.1%–
CSGSCSG Systems International IncCOM37,601$2.46M<0.1%History
SLPSimulations Plus, Inc.COM99,339$1.73M<0.1%History
First Tr Exchng Traded FD VI33740F458FT VEST US EQT33,130$1.27M<0.1%–
SFDSmithfield Foods IncCOM45,608$1.07M<0.1%History
NMZNuveen Municipal High Income Opportunity FundCOM97,145$1.01M<0.1%History
EATBrinker International, IncStock5,000$901.6K<0.1%History
GRDNGuardian Pharmacy Services, Inc.CL A36,400$775.7K<0.1%History
NMAXNewsmax Inc.Stock49,493$748.8K<0.1%History
Innovator ETFs Trust45782C318US EQTY PWR BUF15,170$573.2K<0.1%–
TXRHTexas Roadhouse, Inc.COM3,040$569.7K<0.1%History
CAMTCamtek LtdORD6,632$560.8K<0.1%History
CSWCSW Industrials, Inc.COM1,857$532.6K<0.1%History
IONQIonQ, Inc.COM11,981$514.8K<0.1%History
ASTSAST SpaceMobile, Inc.COM CL A10,889$508.8K<0.1%History
ANSSAnsys IncCOM1,402$492.4K<0.1%History
TTDTrade Desk, Inc.Stock6,436$463.3K<0.1%History
QDELQuidelOrtho CorpCOM14,915$429.9K<0.1%History
Tidal ETF Tr88634T774II YIELDMAX NVDA25,372$425.5K<0.1%–
Invesco Exch TRD SLF Idx FD46138J585BULETSHS 202718,460$419.1K<0.1%–
Etfis Ser Tr I26923G772INFRAC ACT MLP9,478$410.9K<0.1%–
CPAYCorpay, Inc.COM SHS1,170$388.2K<0.1%History
GSBDGoldman Sachs BDC, Inc.SHS33,381$375.5K<0.1%History
WBAWalgreens Boots Alliance, Inc.COM30,877$354.5K<0.1%History
Invesco Exch TRD SLF Idx FD46138J452INVSCO 28 HYCORP16,006$352.9K<0.1%–
SUNSunoco LPCOM UT REP LP6,569$352.0K<0.1%History
PNWPinnacle West Capital CorpCOM3,860$345.3K<0.1%History
OPCHOption Care Health, Inc.COM NEW9,746$316.6K<0.1%History
DECKDeckers Outdoor CorpCOM3,064$315.8K<0.1%History
GTLBGitlab Inc.CLASS A COM6,529$294.5K<0.1%History
ESSEssex Property Trust, Inc.COM988$280.0K<0.1%History
HESHess CorpStock2,002$277.4K<0.1%History
RGAReinsurance Group of America IncCOM NEW1,365$270.8K<0.1%History
BRBRBellring Brands, Inc.Stock4,478$259.4K<0.1%History
Invesco Exch TRD SLF Idx FD46138J395BULETSHS 2029 HG11,722$252.3K<0.1%–
BJBJ's Wholesale Club Holdings, Inc.COM2,268$244.6K<0.1%History
DBCInvesco DB Commodity Index Tracking FundUNIT10,938$238.6K<0.1%History
GPKGraphic Packaging Holding CoCOM11,076$233.4K<0.1%History
ONOn Semiconductor CorpStock4,400$230.6K<0.1%History
BUDAnheuser-Busch InBev SA/NVADR3,245$223.0K<0.1%History
WENWendy's CoStock19,265$220.0K<0.1%History
iShares S&P Mid-Cap 400 Value ETF464287705ETF1,779$219.8K<0.1%–
MPWRMonolithic Power Systems, Inc.COM298$218.0K<0.1%History
COOCooper Companies, Inc.COM2,999$213.4K<0.1%History
HLNEHamilton Lane INCCL A1,491$211.9K<0.1%History
TTEKTetra Tech IncCOM5,853$210.5K<0.1%History
RRCRange Resources CorpCOM5,030$204.6K<0.1%History
CHHChoice Hotels International IncCOM1,605$203.6K<0.1%History
EXRExtra Space Storage Inc.COM1,372$202.3K<0.1%History
GLPIGaming & Leisure Properties, Inc.COM4,300$200.7K<0.1%History
DOLEDole plcORD SHS12,183$170.4K<0.1%History
VFCV F CorpStock11,996$141.0K<0.1%History
HBIHanesbrands Inc.COM27,524$126.1K<0.1%History
UNITUniti Group Inc.COM23,915$103.3K<0.1%History
NICE Ltd.653656AB4NOTE 9/177,000$75.8K<0.1%–
TEITempleton Emerging Markets Income FundCOM11,006$66.0K<0.1%History
Halozyme Therapeutics, Inc.40637HAF6NOTE 1.000% 8/150,000$56.9K<0.1%–
BDSXBiodesix IncCOM197,917$55.9K<0.1%History
NCL Corp Ltd62886HAX9NOTE 5.375% 8/038,000$42.5K<0.1%–
Abacus Life Inc00258Y112EQUITY WRT12,500$14.0K<0.1%–
HCTIHealthcare Triangle, Inc.COM NEW70,000$1.95K<0.1%History