Stephens Inc
- SEC CIK
- 0000757657
- Latest filing
- Jul 29, 2026
Holdings in Q3 2025
Holdings as of Sep 30, 2025, filed Oct 27, 2025. Long positions only; changes compare share counts with Q2 2025.
- Positions
- 1,321
- +47 vs. Q2 2025
- Portfolio value
- $7.85B
- +$569.5M (+7.8%) vs. Q2 2025
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Clearbridge Energy Midstrm O18469P118 | RIGHT 10/10/2025 | 14,415 | $274 | <0.1% | +14,415 | New | – |
| iShares Tr464287952 | PUT | 10,500 | $2.42K | <0.1% | +10,500 | New | – |
| CGCCanopy Growth Corp | COM NEW | 10,047 | $14.7K | <0.1% | 00.0% | Unchanged | History |
| Amphastar Pharmaceuticals IN03209RAB9 | NOTE 2.000% 3/1 | 26,000 | $23.6K | <0.1% | 00.0% | Unchanged | – |
| Progress Software Corp743312AD2 | NOTE 3.500% 3/0 | 24,000 | $24.1K | <0.1% | 00.0% | Unchanged | – |
| Rivian Automotive, Inc.76954AAB9 | NOTE 4.625% 3/1 | 25,000 | $25.9K | <0.1% | 00.0% | Unchanged | – |
| Freshpet, Inc.358039AB1 | NOTE 3.000% 4/0 | 24,000 | $27.0K | <0.1% | +24,000 | New | – |
| Etsy Inc29786AAJ5 | NOTE 0.125%10/0 | 28,000 | $29.0K | <0.1% | 00.0% | Unchanged | – |
| INOInovio Pharmaceuticals, Inc. | COM SHS | 13,500 | $31.6K | <0.1% | +13,500 | New | History |
| Ionis Pharmaceuticals Inc462222AD2 | NOTE 4/0 | 26,000 | $31.9K | <0.1% | 00.0% | Unchanged | – |
| MKS Inc55306NAB0 | NOTE 1.250% 6/0 | 30,000 | $32.9K | <0.1% | 00.0% | Unchanged | – |
| WWRWestwater Resources, Inc. | COM NEW | 35,032 | $33.2K | <0.1% | 00.0% | Unchanged | History |
| Exact Sciences Corp30063PAC9 | NOTE 0.375% 3/0 | 39,000 | $36.0K | <0.1% | 00.0% | Unchanged | – |
| MGP Ingredients Inc55303JAB2 | NOTE 1.875%11/1 | 38,000 | $36.2K | <0.1% | 00.0% | Unchanged | – |
| Northern Oil & Gas, Inc.665531AJ8 | NOTE 3.625% 4/1 | 39,000 | $39.1K | <0.1% | 00.0% | Unchanged | – |
| Alnylam Pharmaceuticals, Inc.02043QAB3 | NOTE 1.000% 9/1 | 24,000 | $39.4K | <0.1% | 00.0% | Unchanged | – |
| Lantheus Hldgs Inc516544AB9 | NOTE 2.625%12/1 | 39,000 | $41.0K | <0.1% | 00.0% | Unchanged | – |
| Tetra Tech Inc88162GAB9 | DBCV 2.250% 8/1 | 41,000 | $44.3K | <0.1% | 00.0% | Unchanged | – |
| PSECProspect Capital Corp | COM | 16,421 | $45.2K | <0.1% | 00.0% | Unchanged | History |
| CONMED Corp207410AH4 | NOTE 2.250% 6/1 | 49,000 | $46.6K | <0.1% | 00.0% | Unchanged | – |
| RIGTransocean Ltd. | REGISTERED SHS | 15,000 | $46.8K | <0.1% | 00.0% | Unchanged | History |
| SHIFT4 PMTS Inc82452JAB5 | NOTE 12/1 | 46,000 | $47.2K | <0.1% | 00.0% | Unchanged | – |
| Mirum Pharmaceuticals, Inc.604749AB7 | NOTE 4.000% 5/0 | 20,000 | $48.0K | <0.1% | 00.0% | Unchanged | – |
| Pebblebrook Hotel Tr70509VAA8 | NOTE 1.750%12/1 | 49,000 | $48.3K | <0.1% | 00.0% | Unchanged | – |
| Ford MTR Co Del345370CZ1 | NOTE 3/1 | 48,000 | $48.6K | <0.1% | 00.0% | Unchanged | – |
| PG&E Corp69331CAL2 | NOTE 4.250%12/0 | 49,000 | $49.6K | <0.1% | 00.0% | Unchanged | – |
| Integer Hldgs Corp45826HAB5 | NOTE 2.125% 2/1 | 39,000 | $50.8K | <0.1% | 00.0% | Unchanged | – |
| Biomarin Pharmaceutical Inc09061GAK7 | NOTE 1.250% 5/1 | 54,000 | $51.2K | <0.1% | 00.0% | Unchanged | – |
| Post Hldgs Inc737446AT1 | NOTE 2.500% 8/1 | 47,000 | $52.7K | <0.1% | 00.0% | Unchanged | – |
| Vail Resorts Inc91879QAN9 | NOTE 1/0 | 55,000 | $54.2K | <0.1% | 00.0% | Unchanged | – |
| Dropbox, Inc.26210CAC8 | NOTE 3/0 | 55,000 | $54.3K | <0.1% | 00.0% | Unchanged | – |
| Dexcom Inc252131AM9 | NOTE 0.375% 5/1 | 60,000 | $54.7K | <0.1% | 00.0% | Unchanged | – |
| Akamai Technologies Inc00971TAL5 | NOTE 0.375% 9/0 | 59,000 | $56.4K | <0.1% | 00.0% | Unchanged | – |
| On Semiconductor Corp682189AS4 | NOTE 5/0 | 50,000 | $56.9K | <0.1% | 00.0% | Unchanged | – |
| Haemonetics Corp Mass405024AB6 | NOTE 3/0 | 59,000 | $57.7K | <0.1% | 00.0% | Unchanged | – |
| Fluor Corp343412AJ1 | NOTE 1.125% 8/1 | 49,000 | $58.1K | <0.1% | 00.0% | Unchanged | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | 59,000 | $58.5K | <0.1% | 00.0% | Unchanged | – |
| VVRInvesco Senior Income Trust | COM | 17,067 | $59.1K | <0.1% | 00.0% | Unchanged | History |
| Southern Co842587DZ7 | NOTE 4.500% 6/1 | 54,000 | $60.0K | <0.1% | +54,000 | New | – |
| Meritage Homes CORP59001ABF8 | NOTE 1.750% 5/1 | 59,000 | $60.4K | <0.1% | 00.0% | Unchanged | – |
| Halozyme Therapeutics, Inc.40637HAD1 | NOTE 0.250% 3/0 | 53,000 | $60.6K | <0.1% | +53,000 | New | – |
| Wec Energy Group, Inc.92939UAR7 | NOTE 4.375% 6/0 | 50,000 | $61.3K | <0.1% | +50,000 | New | – |
| Nutanix, Inc.67059NAH1 | NOTE 0.250%10/0 | 45,000 | $61.9K | <0.1% | 00.0% | Unchanged | – |
| Osi Systems Inc671044AF2 | NOTE 2.250% 8/0 | 43,000 | $62.3K | <0.1% | +43,000 | New | – |
| Patk703343AG8 | 12/01/2028 | 40,000 | $64.8K | <0.1% | 00.0% | Unchanged | – |
| Liberty Media Corp531229AQ5 | NOTE 2.250% 8/1 | 49,000 | $65.0K | <0.1% | 00.0% | Unchanged | – |
| Advanced Energy Inds007973AE0 | NOTE 2.500% 9/1 | 50,000 | $69.2K | <0.1% | 00.0% | Unchanged | – |
| Uber Technologies, Inc90353TAM2 | NOTE 0.875%12/0 | 48,000 | $70.6K | <0.1% | 00.0% | Unchanged | – |
| Chefs Whse Inc163086AE1 | NOTE 2.375%12/1 | 49,000 | $70.7K | <0.1% | 00.0% | Unchanged | – |
| AQNAlgonquin Power & Utilities Corp. | COM | 13,505 | $72.5K | <0.1% | −500−3.6% | Reduced | History |
| Cloudflare, Inc.18915MAC1 | NOTE 8/1 | 59,000 | $73.5K | <0.1% | 00.0% | Unchanged | – |
| Live Nation Entertainment IN538034BA6 | NOTE 3.125% 1/1 | 46,000 | $74.2K | <0.1% | 00.0% | Unchanged | – |
| IGRCbre Global Real Estate Income Fund | COM | 15,078 | $77.5K | <0.1% | +4,800+46.7% | Added | History |
| UNITUniti Group Inc. | COM SHS | 13,216 | $80.9K | <0.1% | +13,216 | New | History |
| HFROHighland Opportunities & Income Fund | HIGHLAND INCOME | 12,743 | $80.9K | <0.1% | 00.0% | Unchanged | History |
| LASELaser Photonics Corp | COM | 18,800 | $81.0K | <0.1% | +18,800 | New | History |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | 50,000 | $84.1K | <0.1% | 00.0% | Unchanged | – |
| MRCCMonroe Capital Corp | COM | 12,005 | $84.3K | <0.1% | +202+1.7% | Added | History |
| BBAIBigBear.ai Holdings, Inc. | COM | 13,125 | $85.6K | <0.1% | +13,125 | New | History |
| GLOClough Global Opportunities Fund | SH BEN INT | 15,412 | $87.8K | <0.1% | +411+2.7% | Added | History |
| ECCEagle Point Credit Co | COM | 15,000 | $99.2K | <0.1% | 00.0% | Unchanged | History |
| GGNGAMCO Global Gold, Natural Resources & Income Trust | COM SH BEN INT | 19,279 | $99.4K | <0.1% | +59+0.3% | Added | History |
| GABGabelli Equity Trust Inc | COM | 16,873 | $102.8K | <0.1% | 00.0% | Unchanged | History |
| ACHRArcher Aviation Inc. | Stock | 11,525 | $110.4K | <0.1% | +11,525 | New | History |
| NUVNuveen Municipal Value Fund Inc | COM | 12,833 | $115.2K | <0.1% | −2,500−16.3% | Reduced | History |
| Advisorshares Tr00768Y453 | PURE US CANN ETF | 24,100 | $115.4K | <0.1% | 00.0% | Unchanged | – |
| DNNDenison Mines Corp. | COM | 45,013 | $123.8K | <0.1% | +45,013 | New | History |
| Western Digital Corp958102AT2 | NOTE 3.000%11/1 | 40,000 | $128.3K | <0.1% | 00.0% | Unchanged | – |
| PKPark Hotels & Resorts Inc. | COM | 11,895 | $131.8K | <0.1% | −750−5.9% | Reduced | History |
| PRPermian Resources Corp | CLASS A COM | 10,630 | $136.1K | <0.1% | 00.0% | Unchanged | History |
| SANBanco Santander, S.A. | ADR | 13,039 | $136.6K | <0.1% | +13,039 | New | History |
| RMTRoyce Micro-Cap Trust, Inc. | COM | 13,488 | $140.1K | <0.1% | +228+1.7% | Added | History |
| ARHSArhaus, Inc. | COM CL A | 13,655 | $145.2K | <0.1% | −1,346−9.0% | Reduced | History |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 16,076 | $146.5K | <0.1% | 00.0% | Unchanged | History |
| SNAPSnap Inc | Stock | 19,000 | $146.5K | <0.1% | +7,500+65.2% | Added | History |
| PTYPIMCO Corporate & Income Opportunity Fund | COM | 10,200 | $147.3K | <0.1% | 00.0% | Unchanged | History |
| FOLDAmicus Therapeutics, Inc. | COM | 18,846 | $148.5K | <0.1% | −2,859−13.2% | Reduced | History |
| GENIGenius Sports Ltd | SHARES CL A | 12,039 | $149.0K | <0.1% | +12,039 | New | History |
| SMHISEACOR Marine Holdings Inc. | COM | 23,536 | $152.7K | <0.1% | 00.0% | Unchanged | History |
| ATAIAtai Beckley N.V. | SHS | 29,380 | $155.4K | <0.1% | +29,380 | New | History |
| CERSCerus Corp | COM | 98,491 | $156.6K | <0.1% | −11,803−10.7% | Reduced | History |
| CCCCCC Intelligent Solutions Holdings Inc. | COM | 17,405 | $158.6K | <0.1% | −3,905−18.3% | Reduced | History |
| BGTBlackRock Floating Rate Income Trust | COM | 13,090 | $159.0K | <0.1% | −1,200−8.4% | Reduced | History |
| NDMONuveen Dynamic Municipal Opportunities Fund | COM SHS | 15,554 | $161.6K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exchange Traded FD T46137V621 | FINL PFD ETF | 11,064 | $161.8K | <0.1% | +93+0.8% | Added | – |
| NANNuveen New York Quality Municipal Income Fund | COM | 14,226 | $162.6K | <0.1% | 00.0% | Unchanged | History |
| MHNBlackRock Muniholdings New York Quality Fund, Inc. | COM | 16,011 | $163.6K | <0.1% | 00.0% | Unchanged | History |
| Ea Series Trust02072L714 | BRIDGEWAY BLUE | 10,890 | $163.7K | <0.1% | +686+6.7% | Added | – |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 10,772 | $171.3K | <0.1% | +38+0.4% | Added | History |
| USALiberty All Star Equity Fund | SH BEN INT | 27,705 | $175.7K | <0.1% | +686+2.5% | Added | History |
| PCTPureCycle Technologies, Inc. | COM | 13,375 | $175.9K | <0.1% | +298+2.3% | Added | History |
| GHIGreystone Housing Impact Investors LP | BEN UNIT CTF | 17,140 | $176.5K | <0.1% | 00.0% | Unchanged | History |
| PRCHPorch Group, Inc. | COM | 10,681 | $179.2K | <0.1% | −49,056−82.1% | Reduced | History |
| NWGNatWest Group plc | SPONS ADR | 12,800 | $181.1K | <0.1% | +575+4.7% | Added | History |
| EVVEaton Vance Ltd Duration Income Fund | COM | 17,949 | $182.2K | <0.1% | +6,950+63.2% | Added | History |
| VFFVillage Farms International, Inc. | COM | 58,500 | $183.1K | <0.1% | −1,000−1.7% | Reduced | History |
| EFTEaton Vance Floating-Rate Income Trust | COM | 15,640 | $184.1K | <0.1% | +15,640 | New | History |
| ATECAlphatec Holdings, Inc. | COM NEW | 13,452 | $195.6K | <0.1% | +568+4.4% | Added | History |
| SBIWestern Asset Intermediate Muni Fund Inc. | COM | 24,800 | $196.2K | <0.1% | +350+1.4% | Added | History |
| STKLSunOpta Inc. | COM | 33,909 | $198.7K | <0.1% | 00.0% | Unchanged | History |
Sold out since Q2 2025 (61)
Positions held at the end of Q2 2025 that are gone from this filing.
| Security | Class | Shares in Q2 2025 | Value in Q2 2025 | % of portfolio in Q2 2025 | History |
|---|---|---|---|---|---|
| Innovator ETFs Trust45782C870 | US EQT PWR BUF | 67,695 | $2.52M | <0.1% | – |
| CSGSCSG Systems International Inc | COM | 37,601 | $2.46M | <0.1% | History |
| SLPSimulations Plus, Inc. | COM | 99,339 | $1.73M | <0.1% | History |
| First Tr Exchng Traded FD VI33740F458 | FT VEST US EQT | 33,130 | $1.27M | <0.1% | – |
| SFDSmithfield Foods Inc | COM | 45,608 | $1.07M | <0.1% | History |
| NMZNuveen Municipal High Income Opportunity Fund | COM | 97,145 | $1.01M | <0.1% | History |
| EATBrinker International, Inc | Stock | 5,000 | $901.6K | <0.1% | History |
| GRDNGuardian Pharmacy Services, Inc. | CL A | 36,400 | $775.7K | <0.1% | History |
| NMAXNewsmax Inc. | Stock | 49,493 | $748.8K | <0.1% | History |
| Innovator ETFs Trust45782C318 | US EQTY PWR BUF | 15,170 | $573.2K | <0.1% | – |
| TXRHTexas Roadhouse, Inc. | COM | 3,040 | $569.7K | <0.1% | History |
| CAMTCamtek Ltd | ORD | 6,632 | $560.8K | <0.1% | History |
| CSWCSW Industrials, Inc. | COM | 1,857 | $532.6K | <0.1% | History |
| IONQIonQ, Inc. | COM | 11,981 | $514.8K | <0.1% | History |
| ASTSAST SpaceMobile, Inc. | COM CL A | 10,889 | $508.8K | <0.1% | History |
| ANSSAnsys Inc | COM | 1,402 | $492.4K | <0.1% | History |
| TTDTrade Desk, Inc. | Stock | 6,436 | $463.3K | <0.1% | History |
| QDELQuidelOrtho Corp | COM | 14,915 | $429.9K | <0.1% | History |
| Tidal ETF Tr88634T774 | II YIELDMAX NVDA | 25,372 | $425.5K | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J585 | BULETSHS 2027 | 18,460 | $419.1K | <0.1% | – |
| Etfis Ser Tr I26923G772 | INFRAC ACT MLP | 9,478 | $410.9K | <0.1% | – |
| CPAYCorpay, Inc. | COM SHS | 1,170 | $388.2K | <0.1% | History |
| GSBDGoldman Sachs BDC, Inc. | SHS | 33,381 | $375.5K | <0.1% | History |
| WBAWalgreens Boots Alliance, Inc. | COM | 30,877 | $354.5K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J452 | INVSCO 28 HYCORP | 16,006 | $352.9K | <0.1% | – |
| SUNSunoco LP | COM UT REP LP | 6,569 | $352.0K | <0.1% | History |
| PNWPinnacle West Capital Corp | COM | 3,860 | $345.3K | <0.1% | History |
| OPCHOption Care Health, Inc. | COM NEW | 9,746 | $316.6K | <0.1% | History |
| DECKDeckers Outdoor Corp | COM | 3,064 | $315.8K | <0.1% | History |
| GTLBGitlab Inc. | CLASS A COM | 6,529 | $294.5K | <0.1% | History |
| ESSEssex Property Trust, Inc. | COM | 988 | $280.0K | <0.1% | History |
| HESHess Corp | Stock | 2,002 | $277.4K | <0.1% | History |
| RGAReinsurance Group of America Inc | COM NEW | 1,365 | $270.8K | <0.1% | History |
| BRBRBellring Brands, Inc. | Stock | 4,478 | $259.4K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J395 | BULETSHS 2029 HG | 11,722 | $252.3K | <0.1% | – |
| BJBJ's Wholesale Club Holdings, Inc. | COM | 2,268 | $244.6K | <0.1% | History |
| DBCInvesco DB Commodity Index Tracking Fund | UNIT | 10,938 | $238.6K | <0.1% | History |
| GPKGraphic Packaging Holding Co | COM | 11,076 | $233.4K | <0.1% | History |
| ONOn Semiconductor Corp | Stock | 4,400 | $230.6K | <0.1% | History |
| BUDAnheuser-Busch InBev SA/NV | ADR | 3,245 | $223.0K | <0.1% | History |
| WENWendy's Co | Stock | 19,265 | $220.0K | <0.1% | History |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 1,779 | $219.8K | <0.1% | – |
| MPWRMonolithic Power Systems, Inc. | COM | 298 | $218.0K | <0.1% | History |
| COOCooper Companies, Inc. | COM | 2,999 | $213.4K | <0.1% | History |
| HLNEHamilton Lane INC | CL A | 1,491 | $211.9K | <0.1% | History |
| TTEKTetra Tech Inc | COM | 5,853 | $210.5K | <0.1% | History |
| RRCRange Resources Corp | COM | 5,030 | $204.6K | <0.1% | History |
| CHHChoice Hotels International Inc | COM | 1,605 | $203.6K | <0.1% | History |
| EXRExtra Space Storage Inc. | COM | 1,372 | $202.3K | <0.1% | History |
| GLPIGaming & Leisure Properties, Inc. | COM | 4,300 | $200.7K | <0.1% | History |
| DOLEDole plc | ORD SHS | 12,183 | $170.4K | <0.1% | History |
| VFCV F Corp | Stock | 11,996 | $141.0K | <0.1% | History |
| HBIHanesbrands Inc. | COM | 27,524 | $126.1K | <0.1% | History |
| UNITUniti Group Inc. | COM | 23,915 | $103.3K | <0.1% | History |
| NICE Ltd.653656AB4 | NOTE 9/1 | 77,000 | $75.8K | <0.1% | – |
| TEITempleton Emerging Markets Income Fund | COM | 11,006 | $66.0K | <0.1% | History |
| Halozyme Therapeutics, Inc.40637HAF6 | NOTE 1.000% 8/1 | 50,000 | $56.9K | <0.1% | – |
| BDSXBiodesix Inc | COM | 197,917 | $55.9K | <0.1% | History |
| NCL Corp Ltd62886HAX9 | NOTE 5.375% 8/0 | 38,000 | $42.5K | <0.1% | – |
| Abacus Life Inc00258Y112 | EQUITY WRT | 12,500 | $14.0K | <0.1% | – |
| HCTIHealthcare Triangle, Inc. | COM NEW | 70,000 | $1.95K | <0.1% | History |