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Livermore
Livermore
ZHEN

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q1 2025

Holdings as of Mar 31, 2025, filed May 1, 2025. Long positions only; changes compare share counts with Q4 2024.

Institution overview
Positions
1,236
−33 vs. Q4 2024
Portfolio value
$6.82B
−$308.6M (−4.3%) vs. Q4 2024
Filed
May 1, 2025
SEC
Holdings of Stephens Inc in Q1 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
WWRWestwater Resources, Inc.COM NEW35,032$19.3K<0.1%00.0%UnchangedHistory
Abacus Life Inc00258Y112EQUITY WRT12,500$19.9K<0.1%00.0%Unchanged–
Rivian Automotive, Inc.76954AAB9NOTE 4.625% 3/123,000$22.4K<0.1%+1,000+4.5%Added–
Amphastar Pharmaceuticals IN03209RAB9NOTE 2.000% 3/126,000$23.1K<0.1%+1,000+4.0%Added–
Ionis Pharmaceuticals Inc462222AD2NOTE 4/024,000$23.5K<0.1%+1,000+4.3%Added–
VFFVillage Farms International, Inc.COM39,500$23.9K<0.1%−5,000−11.2%ReducedHistory
Alnylam Pharmaceuticals, Inc.02043QAB3NOTE 1.000% 9/122,000$25.3K<0.1%00.0%Unchanged–
Etsy Inc29786AAJ5NOTE 0.125%10/028,000$26.9K<0.1%+1,000+3.7%Added–
Array Technologies, Inc.04271TAB6NOTE 1.000%12/039,000$28.6K<0.1%+1,000+2.6%Added–
Mirum Pharmaceuticals, Inc.604749AB7NOTE 4.000% 5/020,000$32.5K<0.1%+1,000+5.3%Added–
Exact Sciences Corp30063PAC9NOTE 0.375% 3/038,000$33.3K<0.1%00.0%Unchanged–
MGP Ingredients Inc55303JAB2NOTE 1.875%11/136,000$33.9K<0.1%00.0%Unchanged–
Southwest Airls Co844741BG2NOTE 1.250% 5/036,000$35.9K<0.1%00.0%Unchanged–
Northern Oil & Gas, Inc.665531AJ8NOTE 3.625% 4/137,000$39.0K<0.1%00.0%Unchanged–
Tetra Tech Inc88162GAB9DBCV 2.250% 8/139,000$40.2K<0.1%00.0%Unchanged–
NCL Corp Ltd62886HAX9NOTE 5.375% 8/038,000$43.2K<0.1%00.0%Unchanged–
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT10,000$43.7K<0.1%00.0%UnchangedHistory
Dexcom Inc252131AK3NOTE 0.250%11/147,000$45.7K<0.1%00.0%Unchanged–
Pebblebrook Hotel Tr70509VAA8NOTE 1.750%12/149,000$45.8K<0.1%00.0%Unchanged–
CONMED Corp207410AH4NOTE 2.250% 6/149,000$46.0K<0.1%00.0%Unchanged–
Ford MTR Co Del345370CZ1NOTE 3/148,000$47.0K<0.1%−1,000−2.0%Reduced–
RIGTransocean Ltd.REGISTERED SHS15,000$47.5K<0.1%00.0%UnchangedHistory
On Semiconductor Corp682189AU9NOTE 0.500% 3/056,000$48.2K<0.1%+1,000+1.8%Added–
Western Digital Corp958102AT2NOTE 3.000%11/138,000$48.9K<0.1%+38,000New–
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/152,000$48.9K<0.1%+1,000+2.0%Added–
Vail Resorts Inc91879QAN9NOTE 1/053,000$50.9K<0.1%+1,000+1.9%Added–
Advanced Energy Inds007973AE0NOTE 2.500% 9/150,000$51.1K<0.1%+50,000New–
PG&E Corp69331CAL2NOTE 4.250%12/049,000$51.8K<0.1%−1,000−2.0%Reduced–
Lumentum Hldgs Inc55024UAD1NOTE 0.500%12/150,000$51.8K<0.1%+1,000+2.0%Added–
Dropbox, Inc.26210CAC8NOTE 3/053,000$52.1K<0.1%+1,000+1.9%Added–
Lantheus Hldgs Inc516544AB9NOTE 2.625%12/137,000$52.2K<0.1%00.0%Unchanged–
SHIFT4 PMTS Inc82452JAB5NOTE 12/146,000$52.6K<0.1%+1,000+2.2%Added–
Patk703343AG812/01/202838,000$53.1K<0.1%−17,000−30.9%Reduced–
Integer Hldgs Corp45826HAB5NOTE 2.125% 2/137,000$53.9K<0.1%00.0%Unchanged–
Haemonetics Corp Mass405024AB6NOTE 3/057,000$54.4K<0.1%+1,000+1.8%Added–
IGRCbre Global Real Estate Income FundCOM10,551$54.4K<0.1%−6,880−39.5%ReducedHistory
Akamai Technologies Inc00971TAL5NOTE 0.375% 9/057,000$55.5K<0.1%+57,000New–
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/157,000$56.1K<0.1%00.0%Unchanged–
Post Hldgs Inc737446AT1NOTE 2.500% 8/148,000$57.2K<0.1%00.0%Unchanged–
Cloudflare, Inc.18915MAC1NOTE 8/157,000$57.2K<0.1%+57,000New–
Palo Alto Networks Inc697435AF2NOTE 0.375% 6/017,000$58.3K<0.1%+1,000+6.3%Added–
Uber Technologies, Inc90353TAM2NOTE 0.875%12/048,000$58.4K<0.1%+48,000New–
Liberty Media Corp531229AQ5NOTE 2.250% 8/149,000$59.5K<0.1%00.0%Unchanged–
Nutanix, Inc.67059NAH1NOTE 0.250%10/045,000$59.9K<0.1%+1,000+2.3%Added–
Zscaler, Inc.98980GAB8NOTE 0.125% 7/047,000$62.2K<0.1%00.0%Unchanged–
Halozyme Therapeutics, Inc.40637HAF6NOTE 1.000% 8/150,000$63.9K<0.1%00.0%Unchanged–
VVRInvesco Senior Income TrustCOM17,067$64.0K<0.1%00.0%UnchangedHistory
Advisorshares Tr00768Y453PURE US CANN ETF24,900$65.0K<0.1%−1,900−7.1%Reduced–
NRG Energy, Inc.629377CG5DBCV 2.750% 6/028,000$65.2K<0.1%00.0%Unchanged–
Live Nation Entertainment IN538034BA6NOTE 3.125% 1/147,000$65.3K<0.1%00.0%Unchanged–
HFROHighland Opportunities & Income FundHIGHLAND INCOME12,943$67.3K<0.1%−901−6.5%ReducedHistory
Chefs Whse Inc163086AE1NOTE 2.375%12/149,000$68.0K<0.1%00.0%Unchanged–
GLOClough Global Opportunities FundSH BEN INT14,573$71.3K<0.1%+419+3.0%AddedHistory
GNTGAMCO Natural Resources, Gold & Income TrustSH BEN INT11,710$71.3K<0.1%+1,175+11.2%AddedHistory
NICE Ltd.653656AB4NOTE 9/175,000$73.0K<0.1%+1,000+1.4%Added–
AQNAlgonquin Power & Utilities Corp.COM15,005$77.1K<0.1%00.0%UnchangedHistory
TEITempleton Emerging Markets Income FundCOM14,355$77.2K<0.1%−4,400−23.5%ReducedHistory
PSECProspect Capital CorpCOM20,921$85.8K<0.1%+204+1.0%AddedHistory
MRCCMonroe Capital CorpCOM11,783$91.9K<0.1%+174+1.5%AddedHistory
GABGabelli Equity Trust IncCOM16,873$93.0K<0.1%−1,135−6.3%ReducedHistory
ARHSArhaus, Inc.COM CL A11,465$99.7K<0.1%−120−1.0%ReducedHistory
SNAPSnap IncStock11,500$100.2K<0.1%00.0%UnchangedHistory
EVVEaton Vance Ltd Duration Income FundCOM10,267$102.5K<0.1%−125−1.2%ReducedHistory
RMTRoyce Micro-Cap Trust, Inc.COM12,995$109.5K<0.1%+280+2.2%AddedHistory
BVSBioventus Inc.COM CL A11,975$109.6K<0.1%−14,800−55.3%ReducedHistory
FOLDAmicus Therapeutics, Inc.COM13,655$111.4K<0.1%+2,938+27.4%AddedHistory
VGVenture Global, Inc.COM CL A11,066$114.0K<0.1%+11,066NewHistory
CGNTCognyte Software Ltd.ORD SHS15,250$119.0K<0.1%−4,000−20.8%ReducedHistory
SMHISEACOR Marine Holdings Inc.COM23,536$119.1K<0.1%00.0%UnchangedHistory
UNITUniti Group Inc.COM23,915$120.5K<0.1%−30.0%ReducedHistory
ECCEagle Point Credit CoCOM15,000$121.5K<0.1%+5,000+50.0%AddedHistory
BDSXBiodesix IncCOM197,917$123.7K<0.1%00.0%UnchangedHistory
CERSCerus CorpCOM101,384$140.9K<0.1%−365−0.4%ReducedHistory
PRPermian Resources CorpCLASS A COM10,630$147.2K<0.1%+630+6.3%AddedHistory
PTYPIMCO Corporate & Income Opportunity FundCOM10,200$147.5K<0.1%+10,200NewHistory
FIPFTAI Infrastructure Inc.COMMON STOCK33,450$151.5K<0.1%+3,200+10.6%AddedHistory
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM10,694$152.5K<0.1%−811−7.0%ReducedHistory
BDJBlackRock Enhanced Equity Dividend TrustCOM17,964$154.5K<0.1%+705+4.1%AddedHistory
NDMONuveen Dynamic Municipal Opportunities FundCOM SHS15,554$159.6K<0.1%00.0%UnchangedHistory
NANNuveen New York Quality Municipal Income FundCOM14,226$161.9K<0.1%00.0%UnchangedHistory
MHNBlackRock Muniholdings New York Quality Fund, Inc.COM16,011$162.5K<0.1%00.0%UnchangedHistory
HBIHanesbrands Inc.COM29,399$169.6K<0.1%+2,041+7.5%AddedHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD30,932$170.1K<0.1%+821+2.7%AddedHistory
Invesco Exchange Traded FD T46137V621FINL PFD ETF12,205$174.3K<0.1%+87+0.7%Added–
DOLEDole plcORD SHS12,151$175.6K<0.1%−716−5.6%ReducedHistory
BGTBlackRock Floating Rate Income TrustCOM14,290$177.5K<0.1%00.0%UnchangedHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER15,375$178.3K<0.1%00.0%UnchangedHistory
STKLSunOpta Inc.COM36,889$179.3K<0.1%−5,105−12.2%ReducedHistory
USALiberty All Star Equity FundSH BEN INT28,091$184.0K<0.1%−1,388−4.7%ReducedHistory
HPEHewlett Packard Enterprise CoCOM11,975$184.8K<0.1%+2,602+27.8%AddedHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS12,248$188.3K<0.1%−550−4.3%ReducedHistory
SBIWestern Asset Intermediate Muni Fund Inc.COM24,450$190.7K<0.1%−300−1.2%ReducedHistory
NUWNuveen AMT-Free Municipal Value FundCOM14,380$197.6K<0.1%00.0%UnchangedHistory
STEWSRH Total Return Fund, Inc.COM11,583$199.8K<0.1%00.0%UnchangedHistory
BURLBurlington Stores, Inc.COM844$201.2K<0.1%−328−28.0%ReducedHistory
RRCRange Resources CorpCOM5,041$201.3K<0.1%+5,041NewHistory
SYBTStock Yards Bancorp, Inc.COM2,918$201.5K<0.1%−3,457−54.2%ReducedHistory
TLNTalen Energy CorpCOM1,010$201.7K<0.1%+1,010NewHistory
First Tr Exchange-Traded FD33738D812FT VEST TEC9,030$201.7K<0.1%+9,030New–
Schwab U.S. Large-Cap ETF808524201ETF9,159$202.2K<0.1%+9,159New–

Sold out since Q4 2024 (99)

Positions held at the end of Q4 2024 that are gone from this filing.

Positions of Stephens Inc sold out since Q4 2024
SecurityClassShares in Q4 2024Value in Q4 2024% of portfolio in Q4 2024History
NVRNVR IncCOM1,812$14.8M0.2%History
CDMOAvid Bioservices, Inc.COM311,405$3.85M0.1%History
First Tr Exchng Traded FD VI33740F342FT VEST U.S165,260$3.82M0.1%–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD74,877$3.22M<0.1%–
First Tr Exchng Traded FD VI33740F292FT VEST US SMALL133,620$2.87M<0.1%–
First Tr Exchng Traded FD VI33740F466FT VEST U.S82,479$2.04M<0.1%–
First Tr Exchng Traded FD VI33740U737FT VEST US EQT48,261$1.80M<0.1%–
Innovator ETFs Trust45784N833US SMALL CAP PWR74,885$1.80M<0.1%–
SOUNSoundhound AI, Inc.CLASS A COM58,905$1.17M<0.1%History
Innovator ETFs Trust45782C391US EQTY BUFR MAR23,781$1.10M<0.1%–
REALTheRealReal, Inc.COM89,501$978.2K<0.1%History
IONQIonQ, Inc.COM22,408$936.0K<0.1%History
SMTCSemtech CorpStock14,368$888.7K<0.1%History
First Tr Exch Traded FD III33739P103LNG/SHT EQUITY13,295$874.9K<0.1%–
OBDEBlue Owl Capital Corp IIICOM SHS60,161$867.5K<0.1%History
First Tr Exchng Traded FD VI33740F417FT VEST U.S36,508$860.5K<0.1%–
Trust for Professional Manag89834G760CONVERGENCE LNG36,418$834.3K<0.1%–
AZPNAspen Technology, Inc.COM3,210$801.3K<0.1%History
Neos ETF Trust78433H634RUSS 2000 HI ETF15,240$746.2K<0.1%–
Fidelity Covington Trust316092709MSCI INDL INDX9,985$702.0K<0.1%–
SKXSkechers USA IncCL A9,392$631.5K<0.1%History
iShares Tr464288794US BR DEL SE ETF4,343$625.8K<0.1%–
KGCKinross Gold CorpCOM66,098$612.7K<0.1%History
Innovator ETFs Trust45783Y137US SMALL CAP PWR24,220$609.0K<0.1%–
SPDR Series Trust78468R408ST TERM HIGH ETF23,667$597.6K<0.1%–
AVYAvery Dennison CorpCOM3,189$596.8K<0.1%History
YELPYelp IncCL A15,362$594.5K<0.1%History
EXPEExpedia Group, Inc.Stock3,083$574.5K<0.1%History
Global X FDS37960A859DOW 30 CO CA ETF25,116$563.1K<0.1%–
QBTSD-Wave Quantum Inc.Stock58,832$494.2K<0.1%History
TTEKTetra Tech IncCOM12,130$483.3K<0.1%History
iShares Tr464288612INTRM GOV CR ETF4,570$476.3K<0.1%–
DMCDel Monte CorpORD14,047$466.5K<0.1%History
PVHPVH Corp.COM4,128$436.5K<0.1%History
Invesco Exchange Traded FD T46137V316S&P500 EQL MAT13,202$430.0K<0.1%–
SWKSSkyworks Solutions, Inc.Stock4,284$379.9K<0.1%History
Paramount Global92556H206CL B35,865$375.1K<0.1%–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF3,163$348.3K<0.1%–
ONTOOnto Innovation Inc.COM1,921$320.2K<0.1%History
HPHelmerich & Payne, Inc.COM9,966$319.1K<0.1%History
AZTAAzenta, Inc.COM6,261$313.0K<0.1%History
VanEck Vectors ETF Tr92189F205STEEL ETF5,300$309.8K<0.1%–
SPSCSPS Commerce IncCOM1,569$288.7K<0.1%History
EXPEagle Materials IncCOM1,162$286.7K<0.1%History
ONOn Semiconductor CorpStock4,525$285.3K<0.1%History
TNDMTandem Diabetes Care IncCOM NEW7,890$284.2K<0.1%History
GKOSGLAUKOS CorpCOM1,749$262.2K<0.1%History
COINCoinbase Global, Inc.COM CL A1,050$260.7K<0.1%History
BROSDutch Bros Inc.CL A4,966$260.1K<0.1%History
FCNFti Consulting, IncCOM1,359$259.7K<0.1%History
ENLCEnLink Midstream, LLCCOM UNIT REP LTD18,320$259.2K<0.1%History
AMBAAmbarella IncSHS3,506$255.0K<0.1%History
FLRFluor CorpStock5,025$247.8K<0.1%History
CAKECheesecake Factory IncCOM5,201$246.7K<0.1%History
DBX ETF Tr233051200XTRACK MSCI EAFE5,910$244.7K<0.1%–
SNSharkNinja, Inc.COM SHS2,500$243.4K<0.1%History
MDBMongoDB, Inc.CL A1,014$236.1K<0.1%History
LVSLas Vegas Sands CorpCOM4,590$235.7K<0.1%History
ALBAlbemarle CorpStock2,726$234.6K<0.1%History
AOSSmith A O CorpCOM3,434$234.2K<0.1%History
EHCEncompass Health CorpCOM2,500$230.9K<0.1%History
RGTIRigetti Computing, Inc.COMMON STOCK15,000$228.9K<0.1%History
GATXGatx CorpCOM1,474$228.4K<0.1%History
ADUSAddus HomeCare CorpCOM1,800$225.6K<0.1%History
THQabrdn Healthcare Opportunities FundSHS11,932$225.2K<0.1%History
ACHCAcadia Healthcare Company, Inc.COM5,627$223.1K<0.1%History
CWANClearwater Analytics Holdings, Inc.CL A7,977$219.5K<0.1%History
WSCWillScot Holdings CorpCOM CL A6,544$218.9K<0.1%History
NENoble Corp plcORD SHS A6,968$218.8K<0.1%History
MTBM&T Bank CorpCOM1,161$218.3K<0.1%History
MIDDMIDDLEBY CorpCOM1,611$218.2K<0.1%History
LWLamb Weston Holdings, Inc.Stock3,232$216.0K<0.1%History
HXLHexcel CorpCOM3,429$215.0K<0.1%History
DLBDolby Laboratories, Inc.COM CL A2,734$213.5K<0.1%History
GRDNGuardian Pharmacy Services, Inc.CL A10,450$211.7K<0.1%History
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF2,105$211.2K<0.1%–
First Tr Exchange-Traded FD33733E823GROWTH STRENGTH6,580$206.6K<0.1%–
PHGKoninklijke Philips NVNY REGIS SHS NEW8,157$206.5K<0.1%History
NOANorth American Construction Group Ltd.COM9,437$203.9K<0.1%History
PBProsperity Bancshares IncCOM2,689$202.6K<0.1%History
Invesco Exchange Traded FD T46137V738LARGE CAP VALUE3,534$201.0K<0.1%–
MKTXMarketaxess Holdings IncCOM889$200.9K<0.1%History
BCEBce IncCOM NEW8,648$200.5K<0.1%History
DCIDonaldson Co IncStock2,976$200.4K<0.1%History
EZPWEzcorp IncCL A NON VTG12,626$154.3K<0.1%History
SERVServe Robotics Inc.COM10,550$142.4K<0.1%History
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR11,543$112.2K<0.1%History
COTYCoty Inc.COM CL A15,588$108.5K<0.1%History
ATECAlphatec Holdings, Inc.COM NEW10,513$96.5K<0.1%History
MTTRMatterport, Inc.COM CL A15,550$73.7K<0.1%History
LUMNLumen Technologies, Inc.Stock12,885$68.4K<0.1%History
EOSEEos Energy Enterprises, Inc.COM CL A13,100$63.7K<0.1%History
Datadog, Inc.23804LAB9NOTE 0.125% 6/136,000$55.7K<0.1%–
Uber Technologies, Inc90353TAJ9NOTE 12/149,000$49.4K<0.1%–
Akamai Technologies Inc00971TAJ0NOTE 0.125% 5/030,000$31.7K<0.1%–
IBRXImmunityBio, Inc.COM10,090$25.8K<0.1%History
Square Inc852234AF0NOTE 0.125% 3/023,000$22.8K<0.1%–
LODEComstock Inc.COM NEW25,000$20.0K<0.1%History
TransMedics Group, Inc.89377MAB5NOTE 1.500% 6/016,000$16.5K<0.1%–