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Livermore
Livermore
ZHEN

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 2, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
1,202
−25 vs. Q2 2022
Portfolio value
$4.68B
−$272.9M (−5.5%) vs. Q2 2022
Filed
Nov 2, 2022
SEC
Holdings of Stephens Inc in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB34,471$688.0K<0.1%−423,451−92.5%Reduced–
iShares Tr464287788U.S. FINLS ETF10,236$691.0K<0.1%−6−0.1%Reduced–
BHEBenchmark Electronics IncCOM28,008$694.0K<0.1%+20.0%AddedHistory
OGNOrganon & Co.Stock29,895$700.0K<0.1%+285+1.0%AddedHistory
CTVACorteva, Inc.Stock12,335$705.0K<0.1%−281−2.2%ReducedHistory
Vanguard Index FDS922908652EXTEND MKT ETF5,589$710.0K<0.1%−1,565−21.9%Reduced–
LEGLeggett & Platt IncStock21,438$712.0K<0.1%−898−4.0%ReducedHistory
CORCencora, Inc.Stock5,277$714.0K<0.1%−26−0.5%ReducedHistory
PLLPiedmont Lithium Inc.Stock13,441$719.0K<0.1%+13,441NewHistory
First Tr Exchange Traded FD33734X143HLTH CARE ALPH7,437$723.0K<0.1%00.0%Unchanged–
MGMMGM Resorts InternationalStock24,466$727.0K<0.1%−29,455−54.6%ReducedHistory
HUBBHubbell IncCOM3,263$728.0K<0.1%+10.0%AddedHistory
KEYKeycorpCOM45,774$733.0K<0.1%+8,173+21.7%AddedHistory
iShares Tr464288281JPMORGAN USD EMG9,268$736.0K<0.1%+640+7.4%Added–
iShares Tr464288307MRGSTR MD CP GRW14,653$738.0K<0.1%−1,785−10.9%Reduced–
WYWeyerhaeuser CoCOM NEW25,906$740.0K<0.1%−1,686−6.1%ReducedHistory
EOGEOG Resources IncStock6,635$741.0K<0.1%−297−4.3%ReducedHistory
iShares Tr46435G425ESG AWR MSCI USA9,347$742.0K<0.1%00.0%Unchanged–
iShares Tr46434VAX8IBONDS DEC23 ETF29,855$745.0K<0.1%00.0%Unchanged–
CBSHCommerce Bancshares IncStock11,461$758.0K<0.1%−136−1.2%ReducedHistory
SLViShares Silver TrustETF43,372$759.0K<0.1%+3,055+7.6%AddedHistory
iShares Tr464287556ISHARES BIOTECH6,486$759.0K<0.1%−862−11.7%Reduced–
HBANHuntington Bancshares IncCOM57,953$764.0K<0.1%+6,889+13.5%AddedHistory
Invesco Exchange Traded FD T46137V217S&P MDCP400 PR4,587$765.0K<0.1%00.0%Unchanged–
NGGNational Grid PLCSPONSORED ADR NE14,859$766.0K<0.1%−158−1.1%ReducedHistory
CINFCincinnati Financial CorpCOM8,597$770.0K<0.1%+240+2.9%AddedHistory
FFord Motor CoStock68,909$772.0K<0.1%+4,424+6.9%AddedHistory
ECLEcolab Inc.Stock5,359$774.0K<0.1%−656−10.9%ReducedHistory
SRIStoneridge IncCOM45,988$779.0K<0.1%−819−1.7%ReducedHistory
KEYSKeysight Technologies, Inc.Stock4,958$780.0K<0.1%−487−8.9%ReducedHistory
BWXTBWX Technologies, Inc.COM15,495$780.0K<0.1%+204+1.3%AddedHistory
QRVOQorvo, Inc.Stock9,867$784.0K<0.1%+368+3.9%AddedHistory
MROMarathon Oil CorpCOM34,782$785.0K<0.1%−1,500−4.1%ReducedHistory
iShares Tr464287838U.S. BAS MTL ETF7,299$789.0K<0.1%−180−2.4%Reduced–
Global X FDS37954Y657US PFD ETF38,846$797.0K<0.1%+2,763+7.7%Added–
ROKRockwell Automation, IncStock3,751$807.0K<0.1%−109−2.8%ReducedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM321,946$811.0K<0.1%−7,821−2.4%ReducedHistory
Vanguard Scottsdale FDS92206C813LG-TERM COR BD11,111$814.0K<0.1%−1,688−13.2%Reduced–
WRBBerkley W R CorpCOM12,626$815.0K<0.1%+413+3.4%AddedHistory
LUVSouthwest Airlines CoCOM26,420$815.0K<0.1%−2,405−8.3%ReducedHistory
ZBRAZebra Technologies CorpCL A3,113$816.0K<0.1%+1,095+54.3%AddedHistory
AES Corp00130H204UNIT 99/99/99999,229$816.0K<0.1%+1,450+18.6%Added–
TMPTompkins Financial CorpCOM11,255$817.0K<0.1%−901−7.4%ReducedHistory
MELIMercadolibre IncCOM992$821.0K<0.1%+87+9.6%AddedHistory
GDVGabelli Dividend & Income TrustCOM43,857$821.0K<0.1%+1,479+3.5%AddedHistory
DPZDominos Pizza IncCOM2,685$833.0K<0.1%+5+0.2%AddedHistory
ARCBArcbest CorpCOM11,538$839.0K<0.1%−9,899−46.2%ReducedHistory
WOLFWolfspeed, Inc.Stock8,173$845.0K<0.1%−2,324−22.1%ReducedHistory
GMGeneral Motors CoCOM26,376$846.0K<0.1%+1,943+8.0%AddedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR12,373$848.0K<0.1%+1,363+12.4%AddedHistory
ARK Innovation ETF00214Q104ETF22,504$849.0K<0.1%+111+0.5%Added–
PPLPPL CorpCOM33,487$849.0K<0.1%−797−2.3%ReducedHistory
RYRoyal Bank of CanadaStock9,456$851.0K<0.1%+8+0.1%AddedHistory
AIGAmerican International Group, Inc.Stock17,985$854.0K<0.1%−417−2.3%ReducedHistory
AMCRAmcor plcORD79,942$858.0K<0.1%+9,644+13.7%AddedHistory
Algonquin PWR Utils Corp015857873UNIT 99/99/999922,745$861.0K<0.1%+400+1.8%Added–
CTRACoterra Energy Inc.Stock33,082$864.0K<0.1%−279−0.8%ReducedHistory
KHCKraft Heinz CoStock26,058$869.0K<0.1%−4,004−13.3%ReducedHistory
PVHPVH Corp.COM19,770$886.0K<0.1%−848−4.1%ReducedHistory
LBRDKLiberty Broadband CorpCOM SER C12,096$893.0K<0.1%−7,554−38.4%ReducedHistory
ORealty Income CorpREIT15,403$896.0K<0.1%+1,131+7.9%AddedHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF8,823$897.0K<0.1%−38−0.4%Reduced–
DALDelta Air Lines, Inc.COM NEW32,319$907.0K<0.1%−2,965−8.4%ReducedHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF13,894$910.0K<0.1%+7,502+117.4%Added–
SHOPShopify Inc.Stock33,767$910.0K<0.1%+14,826+78.3%AddedHistory
iShares Tr464288513IBOXX HI YD ETF13,023$930.0K<0.1%+3,887+42.5%Added–
J P Morgan Exchange Traded F46641Q241BETABUILDERS US20,632$939.0K<0.1%−345−1.6%Reduced–
ICLRIcon PLCCOM5,115$940.0K<0.1%+46+0.9%AddedHistory
First Tr Exch Traded FD III33739E108PFD SECS INC ETF56,616$945.0K<0.1%+294+0.5%Added–
PNFPPinnacle Financial Partners, Inc.COM11,774$955.0K<0.1%+11,774NewHistory
iShares S&P Mid-Cap 400 Growth ETF464287606ETF15,176$956.0K<0.1%00.0%Unchanged–
VMCVulcan Materials COCOM6,069$957.0K<0.1%−42−0.7%ReducedHistory
MDYSPDR S&P Midcap 400 ETF TrustETF2,389$960.0K<0.1%00.0%UnchangedHistory
MUMicron Technology IncStock19,181$961.0K<0.1%+3,241+20.3%AddedHistory
SPDR Series Trust78468R622ST BLOO HIGH ETF10,938$961.0K<0.1%+50+0.5%Added–
OKEONEOK IncCOM18,791$963.0K<0.1%+1,303+7.5%AddedHistory
WESWestern Midstream Partners, LPCOM UNIT LP INT39,434$992.0K<0.1%+36+0.1%AddedHistory
Goldman Sachs ETF Tr381430107ACTIVEBETA INT40,115$993.0K<0.1%−2,032−4.8%Reduced–
FISVFiserv IncStock10,627$994.0K<0.1%+2,015+23.4%AddedHistory
MTBM&T Bank CorpCOM5,650$996.0K<0.1%+307+5.7%AddedHistory
WPCW. P. Carey Inc.COM14,288$997.0K<0.1%+16+0.1%AddedHistory
VMWVmware LLCCL A COM9,367$997.0K<0.1%−1,412−13.1%ReducedHistory
UNMUnum GroupStock25,743$999.0K<0.1%−1,538−5.6%ReducedHistory
GSKGSK plcADR33,990$1.00M<0.1%+33,990NewHistory
XIFRXPLR Infrastructure, LPCOM UNIT PART IN13,831$1.00M<0.1%+662+5.0%AddedHistory
EWBCEast West Bancorp IncCOM14,935$1.00M<0.1%−3,767−20.1%ReducedHistory
MPLXMPLX LPCOM UNIT REP LTD33,568$1.01M<0.1%+79+0.2%AddedHistory
VBTXVeritex Holdings, Inc.COM37,910$1.01M<0.1%−2,953−7.2%ReducedHistory
American Elec PWR Co Inc02557T307UNIT 08/15/202520,415$1.01M<0.1%−150−0.7%Reduced–
State Street SPDR S&P Regional Banking ETF78464A698ETF17,315$1.02M<0.1%+613+3.7%Added–
GWWW.W. Grainger, Inc.Stock2,085$1.02M<0.1%−62−2.9%ReducedHistory
PINSPinterest, Inc.CL A44,435$1.03M<0.1%+21,778+96.1%AddedHistory
IGRCbre Global Real Estate Income FundCOM180,195$1.04M<0.1%+5,661+3.2%AddedHistory
BWGBrandywineGLOBAL-Global Income Opportunities Fund IncCOM138,729$1.06M<0.1%+2,775+2.0%AddedHistory
AJGArthur J. Gallagher & Co.COM6,186$1.06M<0.1%−2,000−24.4%ReducedHistory
First Tr Exchng Traded FD VI33740F623FT VEST US EQT34,974$1.07M<0.1%−20,695−37.2%Reduced–
AZNAstraZeneca PLCSPONSORED ADR19,494$1.07M<0.1%−405−2.0%ReducedHistory
AWKAmerican Water Works Company, Inc.Stock8,258$1.07M<0.1%−1,997−19.5%ReducedHistory
Pacer FDS Tr69374H709GLOBL CASH ETF40,175$1.07M<0.1%+358+0.9%Added–
BENFranklin Templeton IncCOM50,271$1.08M<0.1%−5,026−9.1%ReducedHistory

Sold out since Q2 2022 (79)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Stephens Inc sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
First Tr Exchange-Traded FD33738D309SENIOR LN FD260,841$11.5M0.2%–
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT238,291$5.50M0.1%History
VanEck ETF Trust92189F700AGRIBUSINESS ETF54,521$4.71M0.1%–
LUNGPulmonx CorpCOM274,039$4.03M0.1%History
First Tr Exchange Traded FD33738R795NASDAQ TRANSN154,884$3.92M0.1%–
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB200,959$3.89M0.1%–
Invesco Exch TRD SLF Idx FD46138J643INVSCO BLSH 28108,689$2.17M<0.1%–
GSKGSK plcSPONSORED ADR47,693$2.08M<0.1%History
Simplify Exchange Traded Fun82889N202US EQT PLS DWNSD70,677$1.87M<0.1%–
BLKBBlackbaud IncCOM31,362$1.82M<0.1%History
Kraneshares Trust500767306CSI CHI INTERNET30,706$1.01M<0.1%–
Dte Energy Co233331842UNIT 11/01/2022S17,895$920.0K<0.1%–
ProShares Tr74347B425SHORT S&P 500 NE55,000$908.0K<0.1%–
AVLRAvalara, Inc.COM11,326$800.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J528BULSHS 2025 MUNI31,025$761.0K<0.1%–
TCBXThird Coast Bancshares, Inc.COM29,702$650.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J510BULSHS 2026 MUNI24,950$590.0K<0.1%–
PLABPhotronics IncCOM26,006$507.0K<0.1%History
OLNOLIN CorpStock10,825$501.0K<0.1%History
BRSLBrightstar Lottery PLCSHS USD26,569$493.0K<0.1%History
IVZInvesco Ltd.Stock28,264$456.0K<0.1%History
NXRTNexPoint Residential Trust, Inc.COM7,295$456.0K<0.1%History
HWMHowmet Aerospace Inc.Stock13,724$432.0K<0.1%History
EVRIEveri Holdings Inc.COM25,356$414.0K<0.1%History
PACWPacwest BancorpCOM14,683$391.0K<0.1%History
Riverview Acquisition Corp.769395203UNIT 07/29/202635,000$364.0K<0.1%–
AGNTAGNT, Inc.COM29,373$346.0K<0.1%History
Viacomcbs Inc92556H305PFD8,715$344.0K<0.1%–
AAWWAtlas Air Worldwide Holdings IncCOM NEW5,454$337.0K<0.1%History
MHKMohawk Industries IncCOM2,670$331.0K<0.1%History
iShares Tr464289883CORE 30 70 ETF9,337$323.0K<0.1%–
CUTRCutera IncCOM8,571$321.0K<0.1%History
OGEOGE Energy Corp.COM8,242$318.0K<0.1%History
Vanguard Utilities ETF92204A876ETF2,080$317.0K<0.1%–
HUNHuntsman CORPCOM10,772$305.0K<0.1%History
PCGPG&E CorpStock30,030$300.0K<0.1%History
LADLithia Motors IncCOM1,063$292.0K<0.1%History
IRMIron Mountain IncCOM5,754$280.0K<0.1%History
First Tr Exchange Traded FD33741X102SMID RISNG ETF11,435$273.0K<0.1%–
ASOAcademy Sports & Outdoors, Inc.COM7,638$271.0K<0.1%History
CSRCenterspaceCOM3,267$266.0K<0.1%History
HALHalliburton CoStock8,067$253.0K<0.1%History
OKTAOkta, Inc.CL A2,762$250.0K<0.1%History
WPMWheaton Precious Metals Corp.COM6,841$246.0K<0.1%History
Southern Co842587602UNIT 08/01/20224,475$237.0K<0.1%–
UGIUgi CorpStock6,103$236.0K<0.1%History
BIOBio-Rad Laboratories, Inc.CL A476$236.0K<0.1%History
TDToronto Dominion BankStock3,577$235.0K<0.1%History
LOPEGrand Canyon Education, Inc.COM2,491$235.0K<0.1%History
KMXCarMax IncCOM2,534$229.0K<0.1%History
ARWArrow Electronics, Inc.COM2,040$229.0K<0.1%History
VSTVistra Corp.Stock9,671$221.0K<0.1%History
SPDR Series Trust78464A516ST INTL BBG ETF9,487$220.0K<0.1%–
BGSB&G Foods, Inc.COM9,272$220.0K<0.1%History
HPQHP IncStock6,685$219.0K<0.1%History
HRHealthcare Realty Trust IncCOM7,961$217.0K<0.1%History
MTZMastec IncCOM2,954$212.0K<0.1%History
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK4,225$209.0K<0.1%–
GATXGatx CorpCOM2,201$207.0K<0.1%History
Pacer FDS Tr69374H766INDUSTRIAL RELET4,970$203.0K<0.1%–
BXMTBlackstone Mortgage Trust, Inc.COM CL A7,268$201.0K<0.1%History
CPNGCoupang, Inc.CL A13,158$168.0K<0.1%History
PSTLPostal Realty Trust, Inc.CL A10,480$156.0K<0.1%History
UUnity Software Inc.COM4,229$156.0K<0.1%History
NLYAnnaly Capital Management IncCOM25,600$151.0K<0.1%History
LYFTLyft, Inc.CL A COM11,150$148.0K<0.1%History
ARCOArcos Dorados Holdings Inc.SHS CLASS -A -21,951$148.0K<0.1%History
MTGMgic Investment CorpCOM10,526$133.0K<0.1%History
UMCUnited Microelectronics CorpSPON ADR NEW18,771$127.0K<0.1%History
Blueknight Energy Partners 1109625U208PFD11,400$97.0K<0.1%–
AIVApartment Investment & Management CoCL A12,359$79.0K<0.1%History
PGREParamount Group, Inc.COM10,090$73.0K<0.1%History
VISNVistance Networks, Inc.COM11,083$68.0K<0.1%History
MTTRMatterport, Inc.COM CL A13,550$50.0K<0.1%History
VRNSVaronis Systems IncCOM1,589$47.0K<0.1%History
Atlas Air Worldwide Hldgs IN049164BJ4NOTE 1.875% 6/035,000$41.0K<0.1%–
TELLTellurian Inc.COM13,500$40.0K<0.1%History
Workday, Inc.98138HAF8NOTE 0.250%10/026,000$27.0K<0.1%–
Marriott Vactins Worldwid Co57164YAB3NOTE 1.500% 9/117,000$17.0K<0.1%–