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Livermore
Livermore
ZHEN

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 2, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
1,202
−25 vs. Q2 2022
Portfolio value
$4.68B
−$272.9M (−5.5%) vs. Q2 2022
Filed
Nov 2, 2022
SEC
Holdings of Stephens Inc in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
AESAES CorpStock12,870$291.0K<0.1%−780−5.7%ReducedHistory
GRMNGarmin LtdSHS3,646$293.0K<0.1%−1,435−28.2%ReducedHistory
LADRLadder Capital CorpCL A32,883$295.0K<0.1%+86+0.3%AddedHistory
SPOTSpotify Technology S.A.Stock3,448$298.0K<0.1%+9+0.3%AddedHistory
GLOBGlobant S.A.COM1,595$298.0K<0.1%−1−0.1%ReducedHistory
CMSCMS Energy CorpCOM5,120$298.0K<0.1%+27+0.5%AddedHistory
FISFidelity National Information Services, Inc.Stock3,952$299.0K<0.1%−2,793−41.4%ReducedHistory
New York Life Investments Et45409B107HEDGE MULTI STRA10,847$301.0K<0.1%00.0%Unchanged–
SCIService Corp InternationalCOM5,209$301.0K<0.1%00.0%UnchangedHistory
FNBFNB CorpCOM26,048$302.0K<0.1%−92−0.4%ReducedHistory
TEAMAtlassian CorpCL A1,435$302.0K<0.1%−51−3.4%ReducedHistory
CCJCameco CorpStock11,428$303.0K<0.1%+1,334+13.2%AddedHistory
Invesco Exch TRD SLF Idx FD46138J635INVSCO BLSH 2613,835$303.0K<0.1%+30+0.2%Added–
DTEDte Energy CoCOM2,629$303.0K<0.1%+102+4.0%AddedHistory
GKOSGLAUKOS CorpCOM5,734$305.0K<0.1%−378−6.2%ReducedHistory
iShares Global Clean Energy ETF464288224ETF16,044$306.0K<0.1%00.0%Unchanged–
BRBroadridge Financial Solutions, Inc.Stock2,132$308.0K<0.1%−76−3.4%ReducedHistory
State Street SPDR S&P Bank ETF78464A797ETF6,948$308.0K<0.1%+900+14.9%Added–
iShares Core MSCI Emerging Markets ETF46434G103ETF7,216$310.0K<0.1%+35+0.5%Added–
WDCWestern Digital CorpCOM9,509$310.0K<0.1%−5,034−34.6%ReducedHistory
TMToyota Motor CorpADS2,394$312.0K<0.1%+30+1.3%AddedHistory
iShares Tr46435U713US INFRASTRUC9,694$313.0K<0.1%00.0%Unchanged–
NATINational Instruments CorpCOM8,290$313.0K<0.1%+301+3.8%AddedHistory
POWIPower Integrations IncCOM4,883$314.0K<0.1%−632−11.5%ReducedHistory
EMDWestern Asset Emerging Markets Debt Fund Inc.COM39,525$315.0K<0.1%+5,750+17.0%AddedHistory
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS5,474$316.0K<0.1%+1,637+42.7%Added–
DKNGDraftKings Inc.Stock20,905$317.0K<0.1%+3,963+23.4%AddedHistory
BXPBXP, Inc.COM4,224$317.0K<0.1%−758−15.2%ReducedHistory
HQYHealthequity, Inc.COM4,713$317.0K<0.1%−126−2.6%ReducedHistory
Victory Portfolios II92647N667VICSHS DV AC ETF8,062$318.0K<0.1%+31+0.4%Added–
ARK ETF Tr00214Q302GENOMIC REV ETF9,703$319.0K<0.1%+294+3.1%Added–
KTBKontoor Brands, Inc.Stock9,522$320.0K<0.1%−1,539−13.9%ReducedHistory
ORIOld Republic International CorpCOM15,267$320.0K<0.1%00.0%UnchangedHistory
DSEYDiversey Holdings, Ltd.ORD SHS66,265$322.0K<0.1%+1,200+1.8%AddedHistory
SUSuncor Energy IncStock11,495$324.0K<0.1%−428−3.6%ReducedHistory
ELSEquity Lifestyle Properties IncCOM5,160$324.0K<0.1%−1,767−25.5%ReducedHistory
AZPNAspen Technology, Inc.COM1,359$324.0K<0.1%+107+8.5%AddedHistory
NTRNutrien Ltd.COM3,893$325.0K<0.1%−1,344−25.7%ReducedHistory
SNOWSnowflake Inc.Stock1,935$329.0K<0.1%−74−3.7%ReducedHistory
EIXEdison InternationalStock5,845$331.0K<0.1%−213−3.5%ReducedHistory
JLLJones Lang Lasalle IncCOM2,194$331.0K<0.1%+2,194NewHistory
CRLCharles River Laboratories International, Inc.COM1,689$332.0K<0.1%−228−11.9%ReducedHistory
OMFOneMain Holdings, Inc.COM11,252$332.0K<0.1%−561−4.7%ReducedHistory
PDIPIMCO Dynamic Income FundSHS17,200$333.0K<0.1%+49+0.3%AddedHistory
VYXNCR Voyix CorpCOM17,503$333.0K<0.1%+1,005+6.1%AddedHistory
BLDRBuilders FirstSource, Inc.Stock5,669$334.0K<0.1%+96+1.7%AddedHistory
FEFirstenergy CorpCOM9,081$336.0K<0.1%+15+0.2%AddedHistory
TREXTrex Co IncCOM7,637$336.0K<0.1%−146−1.9%ReducedHistory
OMCLOmnicell, Inc.COM3,861$336.0K<0.1%+520+15.6%AddedHistory
AMHAmerican Homes 4 RentCL A10,259$337.0K<0.1%−2,381−18.8%ReducedHistory
BAXBaxter International IncStock6,272$338.0K<0.1%+65+1.0%AddedHistory
TECHBIO-TECHNE CorpCOM1,191$338.0K<0.1%−18−1.5%ReducedHistory
QSRRestaurant Brands International Inc.COM6,363$338.0K<0.1%+470+8.0%AddedHistory
MINAberdeen Intermediate Income FundSH BEN INT120,305$338.0K<0.1%+30,000+33.2%AddedHistory
SAPSAP SEADR4,172$339.0K<0.1%+351+9.2%AddedHistory
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR5,551$339.0K<0.1%−154−2.7%Reduced–
HQHabrdn Healthcare InvestorsSH BEN INT19,661$340.0K<0.1%+3,389+20.8%AddedHistory
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY15,525$341.0K<0.1%−1,270−7.6%Reduced–
SSBSouthState Bank CorpCOM4,316$342.0K<0.1%+66+1.6%AddedHistory
DBPInvesco DB Precious Metals FundPRECIOUS METAL7,982$343.0K<0.1%00.0%UnchangedHistory
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY15,859$343.0K<0.1%+36+0.2%Added–
ASAASA Gold & Precious Metals LtdSHS27,359$343.0K<0.1%+5,555+25.5%AddedHistory
BUSEFirst Busey CorpCOM NEW15,667$344.0K<0.1%00.0%UnchangedHistory
First Rep BK San Francisco C33616C100COM2,641$345.0K<0.1%+5+0.2%Added–
State Street Industrial Select Sector SPDR ETF81369Y704ETF4,181$346.0K<0.1%−650−13.5%Reduced–
SPDR Series Trust78464A292ST STR PFD ETF9,946$347.0K<0.1%00.0%Unchanged–
TRUTransUnionCOM5,825$347.0K<0.1%+5,825NewHistory
AEOAmerican Eagle Outfitters IncCOM35,769$348.0K<0.1%+35,769NewHistory
VanEck ETF Trust92189H409HIGH YLD MUNIETF7,031$351.0K<0.1%+62+0.9%Added–
iShares Core MSCI Total International Stock ETF46432F834ETF6,906$352.0K<0.1%+196+2.9%Added–
DLBDolby Laboratories, Inc.COM CL A5,422$353.0K<0.1%−1,906−26.0%ReducedHistory
FSBCFive Star BancorpCOM12,450$353.0K<0.1%−25,000−66.8%ReducedHistory
HEI.AHeico CorpCL A3,085$354.0K<0.1%−41−1.3%ReducedHistory
QLYSQualys, Inc.COM2,539$354.0K<0.1%−95−3.6%ReducedHistory
iShares Tr464287374NORTH AMERN NAT10,219$355.0K<0.1%−133,900−92.9%Reduced–
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX5,334$355.0K<0.1%−100−1.8%Reduced–
CALYCallaway Golf CoCOM18,498$356.0K<0.1%−1,600−8.0%ReducedHistory
HMCHonda Motor Co LtdADR ECH CNV IN 316,486$356.0K<0.1%+4,312+35.4%AddedHistory
GHGuardant Health, Inc.COM6,647$358.0K<0.1%−207−3.0%ReducedHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF7,159$359.0K<0.1%−303−4.1%Reduced–
LULUlululemon athletica inc.Stock1,286$360.0K<0.1%−325−20.2%ReducedHistory
LNCLincoln National CorpCOM8,202$360.0K<0.1%+244+3.1%AddedHistory
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY16,604$361.0K<0.1%+28+0.2%Added–
FTNTFortinet, Inc.Stock7,372$362.0K<0.1%+372+5.3%AddedHistory
TOSTToast, Inc.Stock21,654$362.0K<0.1%+1,378+6.8%AddedHistory
MRSHMarsh & McLennan Companies, Inc.Stock2,431$363.0K<0.1%−30−1.2%ReducedHistory
NRGNRG Energy, Inc.Stock9,473$363.0K<0.1%+414+4.6%AddedHistory
MTCHMatch Group, Inc.COM7,601$363.0K<0.1%−6,630−46.6%ReducedHistory
AREAlexandria Real Estate Equities, Inc.COM2,587$363.0K<0.1%−552−17.6%ReducedHistory
NHINational Health Investors IncCOM6,437$364.0K<0.1%+757+13.3%AddedHistory
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY16,032$366.0K<0.1%+29+0.2%Added–
FFIVF5, Inc.Stock2,536$367.0K<0.1%+741+41.3%AddedHistory
COFCapital One Financial CorpStock3,994$368.0K<0.1%+228+6.1%AddedHistory
iShares S&P Mid-Cap 400 Value ETF464287705ETF4,084$368.0K<0.1%−3,628−47.0%Reduced–
USALiberty All Star Equity FundSH BEN INT66,573$368.0K<0.1%+5,745+9.4%AddedHistory
EXRExtra Space Storage Inc.COM2,138$369.0K<0.1%−294−12.1%ReducedHistory
HPHelmerich & Payne, Inc.COM9,991$369.0K<0.1%+252+2.6%AddedHistory
SESea LtdSPONSORD ADS6,577$369.0K<0.1%−1,013−13.3%ReducedHistory
BKNGBooking Holdings Inc.Stock225$370.0K<0.1%+10+4.7%AddedHistory
KRPKimbell Royalty Partners, LPUNIT21,843$371.0K<0.1%−585−2.6%ReducedHistory

Sold out since Q2 2022 (79)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Stephens Inc sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
First Tr Exchange-Traded FD33738D309SENIOR LN FD260,841$11.5M0.2%–
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT238,291$5.50M0.1%History
VanEck ETF Trust92189F700AGRIBUSINESS ETF54,521$4.71M0.1%–
LUNGPulmonx CorpCOM274,039$4.03M0.1%History
First Tr Exchange Traded FD33738R795NASDAQ TRANSN154,884$3.92M0.1%–
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB200,959$3.89M0.1%–
Invesco Exch TRD SLF Idx FD46138J643INVSCO BLSH 28108,689$2.17M<0.1%–
GSKGSK plcSPONSORED ADR47,693$2.08M<0.1%History
Simplify Exchange Traded Fun82889N202US EQT PLS DWNSD70,677$1.87M<0.1%–
BLKBBlackbaud IncCOM31,362$1.82M<0.1%History
Kraneshares Trust500767306CSI CHI INTERNET30,706$1.01M<0.1%–
Dte Energy Co233331842UNIT 11/01/2022S17,895$920.0K<0.1%–
ProShares Tr74347B425SHORT S&P 500 NE55,000$908.0K<0.1%–
AVLRAvalara, Inc.COM11,326$800.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J528BULSHS 2025 MUNI31,025$761.0K<0.1%–
TCBXThird Coast Bancshares, Inc.COM29,702$650.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J510BULSHS 2026 MUNI24,950$590.0K<0.1%–
PLABPhotronics IncCOM26,006$507.0K<0.1%History
OLNOLIN CorpStock10,825$501.0K<0.1%History
BRSLBrightstar Lottery PLCSHS USD26,569$493.0K<0.1%History
IVZInvesco Ltd.Stock28,264$456.0K<0.1%History
NXRTNexPoint Residential Trust, Inc.COM7,295$456.0K<0.1%History
HWMHowmet Aerospace Inc.Stock13,724$432.0K<0.1%History
EVRIEveri Holdings Inc.COM25,356$414.0K<0.1%History
PACWPacwest BancorpCOM14,683$391.0K<0.1%History
Riverview Acquisition Corp.769395203UNIT 07/29/202635,000$364.0K<0.1%–
AGNTAGNT, Inc.COM29,373$346.0K<0.1%History
Viacomcbs Inc92556H305PFD8,715$344.0K<0.1%–
AAWWAtlas Air Worldwide Holdings IncCOM NEW5,454$337.0K<0.1%History
MHKMohawk Industries IncCOM2,670$331.0K<0.1%History
iShares Tr464289883CORE 30 70 ETF9,337$323.0K<0.1%–
CUTRCutera IncCOM8,571$321.0K<0.1%History
OGEOGE Energy Corp.COM8,242$318.0K<0.1%History
Vanguard Utilities ETF92204A876ETF2,080$317.0K<0.1%–
HUNHuntsman CORPCOM10,772$305.0K<0.1%History
PCGPG&E CorpStock30,030$300.0K<0.1%History
LADLithia Motors IncCOM1,063$292.0K<0.1%History
IRMIron Mountain IncCOM5,754$280.0K<0.1%History
First Tr Exchange Traded FD33741X102SMID RISNG ETF11,435$273.0K<0.1%–
ASOAcademy Sports & Outdoors, Inc.COM7,638$271.0K<0.1%History
CSRCenterspaceCOM3,267$266.0K<0.1%History
HALHalliburton CoStock8,067$253.0K<0.1%History
OKTAOkta, Inc.CL A2,762$250.0K<0.1%History
WPMWheaton Precious Metals Corp.COM6,841$246.0K<0.1%History
Southern Co842587602UNIT 08/01/20224,475$237.0K<0.1%–
UGIUgi CorpStock6,103$236.0K<0.1%History
BIOBio-Rad Laboratories, Inc.CL A476$236.0K<0.1%History
TDToronto Dominion BankStock3,577$235.0K<0.1%History
LOPEGrand Canyon Education, Inc.COM2,491$235.0K<0.1%History
KMXCarMax IncCOM2,534$229.0K<0.1%History
ARWArrow Electronics, Inc.COM2,040$229.0K<0.1%History
VSTVistra Corp.Stock9,671$221.0K<0.1%History
SPDR Series Trust78464A516ST INTL BBG ETF9,487$220.0K<0.1%–
BGSB&G Foods, Inc.COM9,272$220.0K<0.1%History
HPQHP IncStock6,685$219.0K<0.1%History
HRHealthcare Realty Trust IncCOM7,961$217.0K<0.1%History
MTZMastec IncCOM2,954$212.0K<0.1%History
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK4,225$209.0K<0.1%–
GATXGatx CorpCOM2,201$207.0K<0.1%History
Pacer FDS Tr69374H766INDUSTRIAL RELET4,970$203.0K<0.1%–
BXMTBlackstone Mortgage Trust, Inc.COM CL A7,268$201.0K<0.1%History
CPNGCoupang, Inc.CL A13,158$168.0K<0.1%History
PSTLPostal Realty Trust, Inc.CL A10,480$156.0K<0.1%History
UUnity Software Inc.COM4,229$156.0K<0.1%History
NLYAnnaly Capital Management IncCOM25,600$151.0K<0.1%History
LYFTLyft, Inc.CL A COM11,150$148.0K<0.1%History
ARCOArcos Dorados Holdings Inc.SHS CLASS -A -21,951$148.0K<0.1%History
MTGMgic Investment CorpCOM10,526$133.0K<0.1%History
UMCUnited Microelectronics CorpSPON ADR NEW18,771$127.0K<0.1%History
Blueknight Energy Partners 1109625U208PFD11,400$97.0K<0.1%–
AIVApartment Investment & Management CoCL A12,359$79.0K<0.1%History
PGREParamount Group, Inc.COM10,090$73.0K<0.1%History
VISNVistance Networks, Inc.COM11,083$68.0K<0.1%History
MTTRMatterport, Inc.COM CL A13,550$50.0K<0.1%History
VRNSVaronis Systems IncCOM1,589$47.0K<0.1%History
Atlas Air Worldwide Hldgs IN049164BJ4NOTE 1.875% 6/035,000$41.0K<0.1%–
TELLTellurian Inc.COM13,500$40.0K<0.1%History
Workday, Inc.98138HAF8NOTE 0.250%10/026,000$27.0K<0.1%–
Marriott Vactins Worldwid Co57164YAB3NOTE 1.500% 9/117,000$17.0K<0.1%–