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Livermore
Livermore
ZHEN

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 2, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
1,202
−25 vs. Q2 2022
Portfolio value
$4.68B
−$272.9M (−5.5%) vs. Q2 2022
Filed
Nov 2, 2022
SEC
Holdings of Stephens Inc in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
NFENew Fortress Energy Inc.COM CL A5,000$219.0K<0.1%+5,000NewHistory
Vanguard Mortgage-Backed Securities ETF92206C771ETF4,876$220.0K<0.1%+4,876New–
SPDR Index Shs FDS78463X509ST PORT MARK ETF7,133$221.0K<0.1%+527+8.0%Added–
BAMBrookfield Asset Management Ltd.CL A LTD VT SH5,412$221.0K<0.1%+261+5.1%AddedHistory
AIRCApartment Income REIT Corp.COM5,785$223.0K<0.1%−1,454−20.1%ReducedHistory
NXPINXP Semiconductors N.V.COM1,518$224.0K<0.1%+78+5.4%AddedHistory
SWKSSkyworks Solutions, Inc.Stock2,638$225.0K<0.1%−39−1.5%ReducedHistory
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL5,741$225.0K<0.1%+20.0%Added–
Vanguard Admiral FDS Inc921932794SMLCP 600 GRTH1,296$227.0K<0.1%−45−3.4%Reduced–
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF9,595$228.0K<0.1%00.0%Unchanged–
WHDCactus, Inc.CL A5,940$228.0K<0.1%00.0%UnchangedHistory
DARDarling Ingredients Inc.COM3,446$228.0K<0.1%00.0%UnchangedHistory
Vanguard Star FDS921909768VG TL INTL STK F5,012$229.0K<0.1%+5,012New–
TSLXSixth Street Specialty Lending, Inc.COM14,025$229.0K<0.1%00.0%UnchangedHistory
DNBDun & Bradstreet Holdings, Inc.COM18,504$229.0K<0.1%−3,420−15.6%ReducedHistory
CEMClearBridge MLP & Midstream Fund Inc.COM7,735$231.0K<0.1%+75+1.0%AddedHistory
CHTRCharter Communications, Inc.CL A765$232.0K<0.1%+5+0.7%AddedHistory
CIENCiena CorpCOM NEW5,736$232.0K<0.1%−110−1.9%ReducedHistory
DHIHorton D R IncCOM3,465$233.0K<0.1%−233−6.3%ReducedHistory
CPCanadian Pacific Kansas City LtdCOM3,496$233.0K<0.1%+13+0.4%AddedHistory
MSCIMSCI Inc.Stock557$235.0K<0.1%−1−0.2%ReducedHistory
NFGNational Fuel Gas CoStock3,856$237.0K<0.1%−115−2.9%ReducedHistory
WALWestern Alliance BancorporationCOM3,609$237.0K<0.1%−110−3.0%ReducedHistory
FTAIFTAI Aviation Ltd.COM REP LTD LIAB15,806$237.0K<0.1%+22+0.1%AddedHistory
MARMarriott International IncStock1,697$238.0K<0.1%00.0%UnchangedHistory
ADCAgree Realty CorpCOM3,521$238.0K<0.1%+14+0.4%AddedHistory
Pacer FDS Tr69374H741DATA AND INFRAST8,324$238.0K<0.1%+10.0%Added–
VanEck Vectors ETF Tr92189F593MORNINGSTAR INTL9,535$238.0K<0.1%00.0%Unchanged–
CHDNChurchill Downs IncCOM1,300$239.0K<0.1%00.0%UnchangedHistory
iShares Tr46429B291A RATE CP BD ETF5,261$239.0K<0.1%00.0%Unchanged–
GGGGraco IncCOM4,022$241.0K<0.1%−76−1.9%ReducedHistory
DOCHealthpeak Properties, Inc.COM10,555$242.0K<0.1%+177+1.7%AddedHistory
EXEExpand Energy CorpCOM2,567$242.0K<0.1%+2,567NewHistory
ROKURoku, IncCOM CL A4,285$242.0K<0.1%+10.0%AddedHistory
HNVRHanover Bancorp, Inc.COM NEW12,650$242.0K<0.1%−13,450−51.5%ReducedHistory
WUWestern Union COStock18,019$243.0K<0.1%00.0%UnchangedHistory
ROADConstruction Partners, Inc.COM CL A9,250$243.0K<0.1%+9,250NewHistory
KRGKite Realty Group TrustCOM NEW14,153$244.0K<0.1%−5,667−28.6%ReducedHistory
ANETArista Networks, Inc.COM2,160$244.0K<0.1%−255−10.6%ReducedHistory
TRIThomson Reuters CorpCOM NEW2,374$244.0K<0.1%−194−7.6%ReducedHistory
OHIOmega Healthcare Investors IncCOM8,329$246.0K<0.1%+870+11.7%AddedHistory
First Tr Exchange-Traded FD33739Q507SSI STRG ETF7,910$246.0K<0.1%00.0%Unchanged–
NEOGNeogen CorpCOM17,615$246.0K<0.1%+4,868+38.2%AddedHistory
CUBECubeSmartREIT6,172$247.0K<0.1%−841−12.0%ReducedHistory
BKRBaker Hughes CoCL A11,776$247.0K<0.1%+576+5.1%AddedHistory
HXLHexcel CorpCOM4,776$247.0K<0.1%−4−0.1%ReducedHistory
iShares Tr46435G318IBONDS DEC20239,800$247.0K<0.1%00.0%Unchanged–
MKLMarkel Group Inc.COM229$248.0K<0.1%+9+4.1%AddedHistory
SNPSSynopsys IncCOM813$248.0K<0.1%−41−4.8%ReducedHistory
WECWec Energy Group, Inc.Stock2,781$249.0K<0.1%+64+2.4%AddedHistory
SONYSony Group CorpSPONSORED ADR3,883$249.0K<0.1%+308+8.6%AddedHistory
BCXBlackRock Resources & Commodities Strategy TrustSHS28,697$249.0K<0.1%+9,880+52.5%AddedHistory
iShares Tr464288182MSCI AC ASIA ETF4,266$250.0K<0.1%−100−2.3%Reduced–
Global X FDS37954Y848GLOBAL X SILVER10,413$251.0K<0.1%+1,730+19.9%Added–
ENVEnvestnet, Inc.COM5,659$251.0K<0.1%+578+11.4%AddedHistory
East Res Acquisition Co274681204UNIT 07/01/202725,000$253.0K<0.1%−81−0.3%Reduced–
WHRWhirlpool CorpStock1,888$255.0K<0.1%+157+9.1%AddedHistory
NUVNuveen Municipal Value Fund IncCOM30,130$255.0K<0.1%+4,500+17.6%AddedHistory
HRBH&R Block IncCOM6,000$255.0K<0.1%−1,500−20.0%ReducedHistory
NHCNational Healthcare CorpCOM4,018$255.0K<0.1%+1,000+33.1%AddedHistory
SPSCSPS Commerce IncCOM2,063$256.0K<0.1%−32−1.5%ReducedHistory
SLCAU.S. Silica Holdings, Inc.COM23,420$256.0K<0.1%+23,420NewHistory
ARLPAlliance Resource Partners LPStock11,233$257.0K<0.1%+20+0.2%AddedHistory
VACMarriott Vacations Worldwide CorpCOM2,108$257.0K<0.1%−7−0.3%ReducedHistory
CNCCentene CorpStock3,320$258.0K<0.1%−4,554−57.8%ReducedHistory
BXMXNuveen S&P 500 BuyWrite Income FundCOM21,732$258.0K<0.1%+1,755+8.8%AddedHistory
PCHPotlatchdeltic CorpCOM6,296$258.0K<0.1%−1,685−21.1%ReducedHistory
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD10,090$259.0K<0.1%00.0%Unchanged–
FLEXFlex Ltd.Stock15,642$261.0K<0.1%−69−0.4%ReducedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF4,700$262.0K<0.1%+4,700New–
OECOrion S.A.COM19,719$263.0K<0.1%−6,120−23.7%ReducedHistory
ALKAlaska Air Group, Inc.COM6,727$263.0K<0.1%−189−2.7%ReducedHistory
CMICummins IncStock1,309$266.0K<0.1%−193−12.8%ReducedHistory
CSLCarlisle Companies IncCOM947$266.0K<0.1%−219−18.8%ReducedHistory
Invesco Exchange Traded FD T46137V621FINL PFD ETF17,715$266.0K<0.1%−5,500−23.7%Reduced–
AMPAmeriprise Financial IncCOM1,061$267.0K<0.1%+158+17.5%AddedHistory
DELLDell Technologies Inc.Stock7,907$270.0K<0.1%+1,169+17.3%AddedHistory
iShares Tr464288794US BR DEL SE ETF3,163$270.0K<0.1%−511−13.9%Reduced–
J P Morgan Exchange Traded F46641Q845DIVERSFD EQT ETF7,627$270.0K<0.1%+7,627New–
MGPIMGP Ingredients IncCOM2,542$270.0K<0.1%−98−3.7%ReducedHistory
HTGCHercules Capital, Inc.COM23,667$274.0K<0.1%−785−3.2%ReducedHistory
ONOn Semiconductor CorpStock4,405$275.0K<0.1%−1,546−26.0%ReducedHistory
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL5,469$275.0K<0.1%00.0%Unchanged–
PBProsperity Bancshares IncCOM4,117$275.0K<0.1%+30+0.7%AddedHistory
SBACSba Communications CorpCL A966$275.0K<0.1%−167−14.7%ReducedHistory
PKGPackaging Corp of AmericaStock2,462$276.0K<0.1%+8+0.3%AddedHistory
Goldman Sachs ETF Tr381430206ACTIVEBETA EME10,695$276.0K<0.1%−4,000−27.2%Reduced–
JJacobs Solutions Inc.COM2,542$276.0K<0.1%−22−0.9%ReducedHistory
ETSYEtsy IncCOM2,757$276.0K<0.1%−1,167−29.7%ReducedHistory
Pacer Trendpilot US Bond ETF69374H642ETF14,198$279.0K<0.1%−2,492−14.9%Reduced–
Schwab International Equity ETF808524805ETF9,976$281.0K<0.1%−15−0.2%Reduced–
CXTCrane NXT, Co.COM3,210$281.0K<0.1%+10.0%AddedHistory
STWDStarwood Property Trust, Inc.COM15,411$281.0K<0.1%+1,300+9.2%AddedHistory
ETF Managers Tr26924G201PRIME CYBR SCRTY6,510$282.0K<0.1%−1,301−16.7%Reduced–
AGNCAGNC Investment Corp.REIT33,976$286.0K<0.1%+10,154+42.6%AddedHistory
INVHInvitation Homes Inc.COM8,462$286.0K<0.1%−3,235−27.7%ReducedHistory
iShares Tr464288885EAFE GRWTH ETF3,943$286.0K<0.1%−99−2.4%Reduced–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF3,099$288.0K<0.1%+123+4.1%Added–
iShares Tr464288257MSCI ACWI ETF3,707$289.0K<0.1%00.0%Unchanged–
EGEverest Group, Ltd.COM1,104$290.0K<0.1%−1−0.1%ReducedHistory

Sold out since Q2 2022 (79)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Stephens Inc sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
First Tr Exchange-Traded FD33738D309SENIOR LN FD260,841$11.5M0.2%–
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT238,291$5.50M0.1%History
VanEck ETF Trust92189F700AGRIBUSINESS ETF54,521$4.71M0.1%–
LUNGPulmonx CorpCOM274,039$4.03M0.1%History
First Tr Exchange Traded FD33738R795NASDAQ TRANSN154,884$3.92M0.1%–
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB200,959$3.89M0.1%–
Invesco Exch TRD SLF Idx FD46138J643INVSCO BLSH 28108,689$2.17M<0.1%–
GSKGSK plcSPONSORED ADR47,693$2.08M<0.1%History
Simplify Exchange Traded Fun82889N202US EQT PLS DWNSD70,677$1.87M<0.1%–
BLKBBlackbaud IncCOM31,362$1.82M<0.1%History
Kraneshares Trust500767306CSI CHI INTERNET30,706$1.01M<0.1%–
Dte Energy Co233331842UNIT 11/01/2022S17,895$920.0K<0.1%–
ProShares Tr74347B425SHORT S&P 500 NE55,000$908.0K<0.1%–
AVLRAvalara, Inc.COM11,326$800.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J528BULSHS 2025 MUNI31,025$761.0K<0.1%–
TCBXThird Coast Bancshares, Inc.COM29,702$650.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J510BULSHS 2026 MUNI24,950$590.0K<0.1%–
PLABPhotronics IncCOM26,006$507.0K<0.1%History
OLNOLIN CorpStock10,825$501.0K<0.1%History
BRSLBrightstar Lottery PLCSHS USD26,569$493.0K<0.1%History
IVZInvesco Ltd.Stock28,264$456.0K<0.1%History
NXRTNexPoint Residential Trust, Inc.COM7,295$456.0K<0.1%History
HWMHowmet Aerospace Inc.Stock13,724$432.0K<0.1%History
EVRIEveri Holdings Inc.COM25,356$414.0K<0.1%History
PACWPacwest BancorpCOM14,683$391.0K<0.1%History
Riverview Acquisition Corp.769395203UNIT 07/29/202635,000$364.0K<0.1%–
AGNTAGNT, Inc.COM29,373$346.0K<0.1%History
Viacomcbs Inc92556H305PFD8,715$344.0K<0.1%–
AAWWAtlas Air Worldwide Holdings IncCOM NEW5,454$337.0K<0.1%History
MHKMohawk Industries IncCOM2,670$331.0K<0.1%History
iShares Tr464289883CORE 30 70 ETF9,337$323.0K<0.1%–
CUTRCutera IncCOM8,571$321.0K<0.1%History
OGEOGE Energy Corp.COM8,242$318.0K<0.1%History
Vanguard Utilities ETF92204A876ETF2,080$317.0K<0.1%–
HUNHuntsman CORPCOM10,772$305.0K<0.1%History
PCGPG&E CorpStock30,030$300.0K<0.1%History
LADLithia Motors IncCOM1,063$292.0K<0.1%History
IRMIron Mountain IncCOM5,754$280.0K<0.1%History
First Tr Exchange Traded FD33741X102SMID RISNG ETF11,435$273.0K<0.1%–
ASOAcademy Sports & Outdoors, Inc.COM7,638$271.0K<0.1%History
CSRCenterspaceCOM3,267$266.0K<0.1%History
HALHalliburton CoStock8,067$253.0K<0.1%History
OKTAOkta, Inc.CL A2,762$250.0K<0.1%History
WPMWheaton Precious Metals Corp.COM6,841$246.0K<0.1%History
Southern Co842587602UNIT 08/01/20224,475$237.0K<0.1%–
UGIUgi CorpStock6,103$236.0K<0.1%History
BIOBio-Rad Laboratories, Inc.CL A476$236.0K<0.1%History
TDToronto Dominion BankStock3,577$235.0K<0.1%History
LOPEGrand Canyon Education, Inc.COM2,491$235.0K<0.1%History
KMXCarMax IncCOM2,534$229.0K<0.1%History
ARWArrow Electronics, Inc.COM2,040$229.0K<0.1%History
VSTVistra Corp.Stock9,671$221.0K<0.1%History
SPDR Series Trust78464A516ST INTL BBG ETF9,487$220.0K<0.1%–
BGSB&G Foods, Inc.COM9,272$220.0K<0.1%History
HPQHP IncStock6,685$219.0K<0.1%History
HRHealthcare Realty Trust IncCOM7,961$217.0K<0.1%History
MTZMastec IncCOM2,954$212.0K<0.1%History
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK4,225$209.0K<0.1%–
GATXGatx CorpCOM2,201$207.0K<0.1%History
Pacer FDS Tr69374H766INDUSTRIAL RELET4,970$203.0K<0.1%–
BXMTBlackstone Mortgage Trust, Inc.COM CL A7,268$201.0K<0.1%History
CPNGCoupang, Inc.CL A13,158$168.0K<0.1%History
PSTLPostal Realty Trust, Inc.CL A10,480$156.0K<0.1%History
UUnity Software Inc.COM4,229$156.0K<0.1%History
NLYAnnaly Capital Management IncCOM25,600$151.0K<0.1%History
LYFTLyft, Inc.CL A COM11,150$148.0K<0.1%History
ARCOArcos Dorados Holdings Inc.SHS CLASS -A -21,951$148.0K<0.1%History
MTGMgic Investment CorpCOM10,526$133.0K<0.1%History
UMCUnited Microelectronics CorpSPON ADR NEW18,771$127.0K<0.1%History
Blueknight Energy Partners 1109625U208PFD11,400$97.0K<0.1%–
AIVApartment Investment & Management CoCL A12,359$79.0K<0.1%History
PGREParamount Group, Inc.COM10,090$73.0K<0.1%History
VISNVistance Networks, Inc.COM11,083$68.0K<0.1%History
MTTRMatterport, Inc.COM CL A13,550$50.0K<0.1%History
VRNSVaronis Systems IncCOM1,589$47.0K<0.1%History
Atlas Air Worldwide Hldgs IN049164BJ4NOTE 1.875% 6/035,000$41.0K<0.1%–
TELLTellurian Inc.COM13,500$40.0K<0.1%History
Workday, Inc.98138HAF8NOTE 0.250%10/026,000$27.0K<0.1%–
Marriott Vactins Worldwid Co57164YAB3NOTE 1.500% 9/117,000$17.0K<0.1%–