Stephens Inc
- SEC CIK
- 0000757657
- Latest filing
- Jul 29, 2026
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Nov 2, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 1,202
- −25 vs. Q2 2022
- Portfolio value
- $4.68B
- −$272.9M (−5.5%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| MGYMagnolia Oil & Gas Corp | CL A | 115 | $2.00K | <0.1% | −25−17.9% | Reduced | History |
| ECPGEncore Capital Group Inc | COM | 46 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| COUPCoupa Software Inc | COM | 37 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| PATHUiPath, Inc. | Stock | 337 | $4.00K | <0.1% | −4,147−92.5% | Reduced | History |
| RPDRapid7, Inc. | COM | 84 | $4.00K | <0.1% | +27+47.4% | Added | History |
| PIPRPiper Sandler Companies | COM | 50 | $5.00K | <0.1% | 00.0% | Unchanged | History |
| RYANRyan Specialty Holdings, Inc. | CL A | 222 | $9.00K | <0.1% | 00.0% | Unchanged | History |
| SDGRSchrodinger, Inc. | COM | 375 | $9.00K | <0.1% | 00.0% | Unchanged | History |
| GYREGyre Therapeutics, Inc. | COM NEW | 21,525 | $11.0K | <0.1% | −15,260−41.5% | Reduced | History |
| TWTradeweb Markets Inc. | Stock | 214 | $12.0K | <0.1% | 00.0% | Unchanged | History |
| SIENProject Sage Oldco, Inc. | COM | 18,000 | $12.0K | <0.1% | −32,775−64.5% | Reduced | History |
| BNSBank of Nova Scotia | COM | 15,000 | $14.0K | <0.1% | 00.0% | Unchanged | History |
| VNOMViper Energy, Inc. | COM UNT RP INT | 500 | $14.0K | <0.1% | 00.0% | Unchanged | History |
| CGENCompugen Ltd | ORD | 23,000 | $15.0K | <0.1% | 00.0% | Unchanged | History |
| Everbridge, Inc.29978AAC8 | NOTE 0.125%12/1 | 17,000 | $15.0K | <0.1% | 00.0% | Unchanged | – |
| Snap Inc83304AAB2 | NOTE 0.750% 8/0 | 17,000 | $15.0K | <0.1% | 00.0% | Unchanged | – |
| PSFEPaysafe Ltd | ORD | 11,500 | $16.0K | <0.1% | 00.0% | Unchanged | History |
| GTMZoomInfo Technologies Inc. | Stock | 402 | $17.0K | <0.1% | +202+101.0% | Added | History |
| OWLTOwlet, Inc. | COMMON STOCK | 16,333 | $17.0K | <0.1% | −4,896−23.1% | Reduced | History |
| TRUETrueCar, Inc. | COM | 12,300 | $19.0K | <0.1% | 00.0% | Unchanged | History |
| Viavi Solutions Inc.925550AB1 | NOTE 1.000% 3/0 | 17,000 | $19.0K | <0.1% | 00.0% | Unchanged | – |
| Square Inc852234AF0 | NOTE 0.125% 3/0 | 22,000 | $20.0K | <0.1% | 00.0% | Unchanged | – |
| UPWheels Up Experience Inc. | COMMON STOCK | 18,000 | $21.0K | <0.1% | +8,000+80.0% | Added | History |
| KTOSKratos Defense & Security Solutions, Inc. | COM NEW | 2,135 | $22.0K | <0.1% | −28,504−93.0% | Reduced | History |
| Exact Sciences Corp30063PAC9 | NOTE 0.375% 3/0 | 35,000 | $22.0K | <0.1% | 00.0% | Unchanged | – |
| Spirit Airls Inc848577AB8 | NOTE 1.000% 5/1 | 26,000 | $22.0K | <0.1% | 00.0% | Unchanged | – |
| Ionis Pharmaceuticals Inc462222AD2 | NOTE 4/0 | 22,000 | $22.0K | <0.1% | +22,000 | New | – |
| Splunk Inc848637AD6 | NOTE 1.125% 9/1 | 26,000 | $23.0K | <0.1% | 00.0% | Unchanged | – |
| RBCRBC Bearings INC | COM | 118 | $25.0K | <0.1% | 00.0% | Unchanged | History |
| AVOMission Produce, Inc. | COM | 1,700 | $25.0K | <0.1% | 00.0% | Unchanged | History |
| Westrock Coffee Co96145W111 | *W EXP 08/29/202 | 17,625 | $25.0K | <0.1% | +17,625 | New | – |
| Akamai Technologies Inc00971TAJ0 | NOTE 0.125% 5/0 | 26,000 | $26.0K | <0.1% | 00.0% | Unchanged | – |
| NINENine Energy Service, Inc. | COM | 10,000 | $26.0K | <0.1% | 00.0% | Unchanged | History |
| PTCPTC Inc. | Stock | 283 | $30.0K | <0.1% | −1−0.4% | Reduced | History |
| GRABGrab Holdings Ltd | CLASS A ORD | 11,350 | $30.0K | <0.1% | 00.0% | Unchanged | History |
| Teladoc Health, Inc.87918AAF2 | NOTE 1.250% 6/0 | 43,000 | $31.0K | <0.1% | 00.0% | Unchanged | – |
| Liberty Media Corp Del531229AB8 | NOTE 1.375%10/1 | 26,000 | $31.0K | <0.1% | 00.0% | Unchanged | – |
| FNDFloor & Decor Holdings, Inc. | CL A | 449 | $32.0K | <0.1% | +28+6.7% | Added | History |
| Burlington Stores, Inc.122017AB2 | NOTE 2.250% 4/1 | 35,000 | $33.0K | <0.1% | 00.0% | Unchanged | – |
| AZEKAZEK Co Inc. | CL A | 2,050 | $34.0K | <0.1% | +120+6.2% | Added | History |
| Patrick Inds Inc703343AB9 | DBCV 1.000% 2/0 | 35,000 | $34.0K | <0.1% | 00.0% | Unchanged | – |
| Royal Caribbean Group780153BB7 | NOTE 4.250% 6/1 | 35,000 | $34.0K | <0.1% | 00.0% | Unchanged | – |
| Etsy Inc29786AAJ5 | NOTE 0.125%10/0 | 26,000 | $35.0K | <0.1% | 00.0% | Unchanged | – |
| HUBGHub Group, Inc. | CL A | 520 | $36.0K | <0.1% | −250−32.5% | Reduced | History |
| LYGLloyds Banking Group plc | SPONSORED ADR | 20,035 | $36.0K | <0.1% | 00.0% | Unchanged | History |
| RingCentral, Inc.76680RAF4 | NOTE 3/0 | 43,000 | $36.0K | <0.1% | 00.0% | Unchanged | – |
| LSCCLattice Semiconductor Corp | COM | 750 | $37.0K | <0.1% | +750 | New | History |
| Pebblebrook Hotel Tr70509VAA8 | NOTE 1.750%12/1 | 43,000 | $37.0K | <0.1% | 00.0% | Unchanged | – |
| CONMED Corp207410AF8 | NOTE 2.625% 2/0 | 34,000 | $37.0K | <0.1% | 00.0% | Unchanged | – |
| Nuvasive Inc670704AJ4 | NOTE 0.375% 3/1 | 43,000 | $37.0K | <0.1% | 00.0% | Unchanged | – |
| Integra Lifesciences Hldgs C457985AM1 | NOTE 0.500% 8/1 | 43,000 | $38.0K | <0.1% | 00.0% | Unchanged | – |
| Cable One, Inc.12685JAG0 | NOTE 1.125% 3/1 | 53,000 | $38.0K | <0.1% | +53,000 | New | – |
| Ford MTR Co Del345370CZ1 | NOTE 3/1 | 42,000 | $38.0K | <0.1% | 00.0% | Unchanged | – |
| Zillow Group, Inc.98954MAH4 | NOTE 2.750% 5/1 | 43,000 | $39.0K | <0.1% | 00.0% | Unchanged | – |
| ONTOnterris, Inc. | COM | 1,183 | $40.0K | <0.1% | +119+11.2% | Added | History |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | 43,000 | $40.0K | <0.1% | 00.0% | Unchanged | – |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | 35,000 | $40.0K | <0.1% | 00.0% | Unchanged | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | 52,000 | $40.0K | <0.1% | 00.0% | Unchanged | – |
| Dexcom Inc252131AK3 | NOTE 0.250%11/1 | 43,000 | $40.0K | <0.1% | 00.0% | Unchanged | – |
| RNGRingCentral, Inc. | CL A | 1,038 | $41.0K | <0.1% | −1,400−57.4% | Reduced | History |
| Silicon Laboratories Inc.826919AD4 | NOTE 0.625% 6/1 | 35,000 | $41.0K | <0.1% | 00.0% | Unchanged | – |
| Envestnet, Inc.29404KAB2 | NOTE 1.750% 6/0 | 43,000 | $42.0K | <0.1% | 00.0% | Unchanged | – |
| Helix Energy Solutions Grp I42330PAK3 | NOTE 6.750% 2/1 | 42,000 | $42.0K | <0.1% | 00.0% | Unchanged | – |
| Vail Resorts Inc91879QAN9 | NOTE 1/0 | 48,000 | $42.0K | <0.1% | 00.0% | Unchanged | – |
| TCRTAlaunos Therapeutics, Inc. | COM | 25,162 | $43.0K | <0.1% | 00.0% | Unchanged | History |
| ICMBInvestcorp Credit Management BDC, Inc. | COM | 12,180 | $44.0K | <0.1% | 00.0% | Unchanged | History |
| Microchip Technology Inc595017AU8 | NOTE 0.125%11/1 | 43,000 | $44.0K | <0.1% | 00.0% | Unchanged | – |
| Palo Alto Networks Inc697435AF2 | NOTE 0.375% 6/0 | 26,000 | $44.0K | <0.1% | 00.0% | Unchanged | – |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | 43,000 | $46.0K | <0.1% | 00.0% | Unchanged | – |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | 68,000 | $47.0K | <0.1% | 00.0% | Unchanged | – |
| MNKDMannkind Corp | COM NEW | 15,527 | $48.0K | <0.1% | +15,527 | New | History |
| SOLEmeren Group Ltd | SPONSORED ADS | 10,001 | $50.0K | <0.1% | +10,001 | New | History |
| BIRDSmartbird, Inc. | COM CL A | 16,567 | $50.0K | <0.1% | +5,072+44.1% | Added | History |
| NOKNokia Corp | SPONSORED ADR | 11,920 | $51.0K | <0.1% | +165+1.4% | Added | History |
| BRBRBellring Brands, Inc. | Stock | 2,535 | $52.0K | <0.1% | 00.0% | Unchanged | History |
| IMGNImmunoGen, Inc. | COM | 10,780 | $52.0K | <0.1% | −3,946−26.8% | Reduced | History |
| FIPFTAI Infrastructure Inc. | COMMON STOCK | 22,434 | $54.0K | <0.1% | +22,434 | New | History |
| SYNHSyneos Health, Inc. | CL A | 1,237 | $58.0K | <0.1% | 00.0% | Unchanged | History |
| Biomarin Pharmaceutical Inc09061GAH4 | NOTE 0.599% 8/0 | 60,000 | $59.0K | <0.1% | 00.0% | Unchanged | – |
| AZTAAzenta, Inc. | COM | 1,409 | $60.0K | <0.1% | +178+14.5% | Added | History |
| AMBAAmbarella Inc | SHS | 1,126 | $63.0K | <0.1% | +34+3.1% | Added | History |
| WWRWestwater Resources, Inc. | COM NEW | 55,032 | $63.0K | <0.1% | +55,032 | New | History |
| NICE Ltd.653656AB4 | NOTE 9/1 | 69,000 | $64.0K | <0.1% | 00.0% | Unchanged | – |
| KLACKLA Corp | COM NEW | 216 | $65.0K | <0.1% | −45−17.2% | Reduced | History |
| OCSLOaktree Specialty Lending Corp | COM | 11,185 | $67.0K | <0.1% | −2,005−15.2% | Reduced | History |
| VVRInvesco Senior Income Trust | COM | 18,553 | $69.0K | <0.1% | −1,227−6.2% | Reduced | History |
| MODNModel N, Inc. | COM | 2,014 | $69.0K | <0.1% | +2,014 | New | History |
| COTYCoty Inc. | COM CL A | 12,167 | $77.0K | <0.1% | −801−6.2% | Reduced | History |
| ETWEaton Vance Tax-Managed Global Buy-Write Opportunities Fund | COM | 10,474 | $79.0K | <0.1% | +78+0.8% | Added | History |
| ONTOOnto Innovation Inc. | COM | 1,244 | $80.0K | <0.1% | +500+67.2% | Added | History |
| DBXDropbox, Inc. | CL A | 3,990 | $83.0K | <0.1% | −84−2.1% | Reduced | History |
| AVAVAeroVironment Inc | COM | 1,001 | $83.0K | <0.1% | +617+160.7% | Added | History |
| SIRISirius XM Holdings Inc. | COM | 15,427 | $88.0K | <0.1% | −6,729−30.4% | Reduced | History |
| SMTCSemtech Corp | Stock | 3,049 | $90.0K | <0.1% | −16−0.5% | Reduced | History |
| QTWOQ2 Holdings, Inc. | COM | 2,803 | $90.0K | <0.1% | +43+1.6% | Added | History |
| USXUS Xpress Enterprises Inc | COM CL A | 36,474 | $90.0K | <0.1% | −13,400−26.9% | Reduced | History |
| GABGabelli Equity Trust Inc | COM | 16,973 | $93.0K | <0.1% | 00.0% | Unchanged | History |
| EQT Corp26884LAK5 | NOTE 1.750% 5/0 | 35,000 | $96.0K | <0.1% | 00.0% | Unchanged | – |
| SLABSilicon Laboratories Inc. | Stock | 785 | $97.0K | <0.1% | +499+174.5% | Added | History |
| DECKDeckers Outdoor Corp | COM | 312 | $98.0K | <0.1% | +312 | New | History |
Sold out since Q2 2022 (79)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 260,841 | $11.5M | 0.2% | – |
| GSGiShares S&P GSCI Commodity-Indexed Trust | UNIT BEN INT | 238,291 | $5.50M | 0.1% | History |
| VanEck ETF Trust92189F700 | AGRIBUSINESS ETF | 54,521 | $4.71M | 0.1% | – |
| LUNGPulmonx Corp | COM | 274,039 | $4.03M | 0.1% | History |
| First Tr Exchange Traded FD33738R795 | NASDAQ TRANSN | 154,884 | $3.92M | 0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J783 | BULSHS 2027 CB | 200,959 | $3.89M | 0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J643 | INVSCO BLSH 28 | 108,689 | $2.17M | <0.1% | – |
| GSKGSK plc | SPONSORED ADR | 47,693 | $2.08M | <0.1% | History |
| Simplify Exchange Traded Fun82889N202 | US EQT PLS DWNSD | 70,677 | $1.87M | <0.1% | – |
| BLKBBlackbaud Inc | COM | 31,362 | $1.82M | <0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 30,706 | $1.01M | <0.1% | – |
| Dte Energy Co233331842 | UNIT 11/01/2022S | 17,895 | $920.0K | <0.1% | – |
| ProShares Tr74347B425 | SHORT S&P 500 NE | 55,000 | $908.0K | <0.1% | – |
| AVLRAvalara, Inc. | COM | 11,326 | $800.0K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J528 | BULSHS 2025 MUNI | 31,025 | $761.0K | <0.1% | – |
| TCBXThird Coast Bancshares, Inc. | COM | 29,702 | $650.0K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J510 | BULSHS 2026 MUNI | 24,950 | $590.0K | <0.1% | – |
| PLABPhotronics Inc | COM | 26,006 | $507.0K | <0.1% | History |
| OLNOLIN Corp | Stock | 10,825 | $501.0K | <0.1% | History |
| BRSLBrightstar Lottery PLC | SHS USD | 26,569 | $493.0K | <0.1% | History |
| IVZInvesco Ltd. | Stock | 28,264 | $456.0K | <0.1% | History |
| NXRTNexPoint Residential Trust, Inc. | COM | 7,295 | $456.0K | <0.1% | History |
| HWMHowmet Aerospace Inc. | Stock | 13,724 | $432.0K | <0.1% | History |
| EVRIEveri Holdings Inc. | COM | 25,356 | $414.0K | <0.1% | History |
| PACWPacwest Bancorp | COM | 14,683 | $391.0K | <0.1% | History |
| Riverview Acquisition Corp.769395203 | UNIT 07/29/2026 | 35,000 | $364.0K | <0.1% | – |
| AGNTAGNT, Inc. | COM | 29,373 | $346.0K | <0.1% | History |
| Viacomcbs Inc92556H305 | PFD | 8,715 | $344.0K | <0.1% | – |
| AAWWAtlas Air Worldwide Holdings Inc | COM NEW | 5,454 | $337.0K | <0.1% | History |
| MHKMohawk Industries Inc | COM | 2,670 | $331.0K | <0.1% | History |
| iShares Tr464289883 | CORE 30 70 ETF | 9,337 | $323.0K | <0.1% | – |
| CUTRCutera Inc | COM | 8,571 | $321.0K | <0.1% | History |
| OGEOGE Energy Corp. | COM | 8,242 | $318.0K | <0.1% | History |
| Vanguard Utilities ETF92204A876 | ETF | 2,080 | $317.0K | <0.1% | – |
| HUNHuntsman CORP | COM | 10,772 | $305.0K | <0.1% | History |
| PCGPG&E Corp | Stock | 30,030 | $300.0K | <0.1% | History |
| LADLithia Motors Inc | COM | 1,063 | $292.0K | <0.1% | History |
| IRMIron Mountain Inc | COM | 5,754 | $280.0K | <0.1% | History |
| First Tr Exchange Traded FD33741X102 | SMID RISNG ETF | 11,435 | $273.0K | <0.1% | – |
| ASOAcademy Sports & Outdoors, Inc. | COM | 7,638 | $271.0K | <0.1% | History |
| CSRCenterspace | COM | 3,267 | $266.0K | <0.1% | History |
| HALHalliburton Co | Stock | 8,067 | $253.0K | <0.1% | History |
| OKTAOkta, Inc. | CL A | 2,762 | $250.0K | <0.1% | History |
| WPMWheaton Precious Metals Corp. | COM | 6,841 | $246.0K | <0.1% | History |
| Southern Co842587602 | UNIT 08/01/2022 | 4,475 | $237.0K | <0.1% | – |
| UGIUgi Corp | Stock | 6,103 | $236.0K | <0.1% | History |
| BIOBio-Rad Laboratories, Inc. | CL A | 476 | $236.0K | <0.1% | History |
| TDToronto Dominion Bank | Stock | 3,577 | $235.0K | <0.1% | History |
| LOPEGrand Canyon Education, Inc. | COM | 2,491 | $235.0K | <0.1% | History |
| KMXCarMax Inc | COM | 2,534 | $229.0K | <0.1% | History |
| ARWArrow Electronics, Inc. | COM | 2,040 | $229.0K | <0.1% | History |
| VSTVistra Corp. | Stock | 9,671 | $221.0K | <0.1% | History |
| SPDR Series Trust78464A516 | ST INTL BBG ETF | 9,487 | $220.0K | <0.1% | – |
| BGSB&G Foods, Inc. | COM | 9,272 | $220.0K | <0.1% | History |
| HPQHP Inc | Stock | 6,685 | $219.0K | <0.1% | History |
| HRHealthcare Realty Trust Inc | COM | 7,961 | $217.0K | <0.1% | History |
| MTZMastec Inc | COM | 2,954 | $212.0K | <0.1% | History |
| BDX 6 06/01/23 Pfd075887406 | CONVERTIBLE PREFERRED STOCK | 4,225 | $209.0K | <0.1% | – |
| GATXGatx Corp | COM | 2,201 | $207.0K | <0.1% | History |
| Pacer FDS Tr69374H766 | INDUSTRIAL RELET | 4,970 | $203.0K | <0.1% | – |
| BXMTBlackstone Mortgage Trust, Inc. | COM CL A | 7,268 | $201.0K | <0.1% | History |
| CPNGCoupang, Inc. | CL A | 13,158 | $168.0K | <0.1% | History |
| PSTLPostal Realty Trust, Inc. | CL A | 10,480 | $156.0K | <0.1% | History |
| UUnity Software Inc. | COM | 4,229 | $156.0K | <0.1% | History |
| NLYAnnaly Capital Management Inc | COM | 25,600 | $151.0K | <0.1% | History |
| LYFTLyft, Inc. | CL A COM | 11,150 | $148.0K | <0.1% | History |
| ARCOArcos Dorados Holdings Inc. | SHS CLASS -A - | 21,951 | $148.0K | <0.1% | History |
| MTGMgic Investment Corp | COM | 10,526 | $133.0K | <0.1% | History |
| UMCUnited Microelectronics Corp | SPON ADR NEW | 18,771 | $127.0K | <0.1% | History |
| Blueknight Energy Partners 1109625U208 | PFD | 11,400 | $97.0K | <0.1% | – |
| AIVApartment Investment & Management Co | CL A | 12,359 | $79.0K | <0.1% | History |
| PGREParamount Group, Inc. | COM | 10,090 | $73.0K | <0.1% | History |
| VISNVistance Networks, Inc. | COM | 11,083 | $68.0K | <0.1% | History |
| MTTRMatterport, Inc. | COM CL A | 13,550 | $50.0K | <0.1% | History |
| VRNSVaronis Systems Inc | COM | 1,589 | $47.0K | <0.1% | History |
| Atlas Air Worldwide Hldgs IN049164BJ4 | NOTE 1.875% 6/0 | 35,000 | $41.0K | <0.1% | – |
| TELLTellurian Inc. | COM | 13,500 | $40.0K | <0.1% | History |
| Workday, Inc.98138HAF8 | NOTE 0.250%10/0 | 26,000 | $27.0K | <0.1% | – |
| Marriott Vactins Worldwid Co57164YAB3 | NOTE 1.500% 9/1 | 17,000 | $17.0K | <0.1% | – |