Skip to main content
Livermore
Livermore
ZHEN

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 12, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
1,341
+36 vs. Q1 2021
Portfolio value
$6.68B
+$588.1M (+9.7%) vs. Q1 2021
Filed
Aug 12, 2021
SEC
Holdings of Stephens Inc in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF8,174$548.0K<0.1%+30.0%Added–
HBIOHarvard Bioscience IncCOM65,870$549.0K<0.1%+14,215+27.5%AddedHistory
STESTERIS plcSHS USD2,667$550.0K<0.1%+18+0.7%AddedHistory
PDIPIMCO Dynamic Income FundSHS19,121$551.0K<0.1%−48−0.3%ReducedHistory
LYVLive Nation Entertainment, Inc.COM6,296$551.0K<0.1%+342+5.7%AddedHistory
DHIHorton D R IncCOM6,113$552.0K<0.1%−1,176−16.1%ReducedHistory
Capitala Fin Corp14054R502COM NEW22,513$553.0K<0.1%+3,587+19.0%Added–
Ssga Active ETF Tr78467V608ST STR BL LN ETF11,994$555.0K<0.1%+730+6.5%Added–
PPLIPeople IncCOM NEW3,634$560.0K<0.1%+3,634NewHistory
TYLTyler Technologies IncCOM1,237$560.0K<0.1%+76+6.5%AddedHistory
JPMorgan Chase & Co46625H365ALERIAN ML ETN28,559$561.0K<0.1%+250+0.9%Added–
NBIXNeurocrine Biosciences IncStock5,772$562.0K<0.1%+116+2.1%AddedHistory
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT3,072$566.0K<0.1%+80+2.7%Added–
EQTEQT CorpStock25,463$567.0K<0.1%+527+2.1%AddedHistory
HSYHershey CoCOM3,297$574.0K<0.1%+1,069+48.0%AddedHistory
ADCAgree Realty CorpCOM8,167$576.0K<0.1%−1,590−16.3%ReducedHistory
SPOTSpotify Technology S.A.Stock2,098$578.0K<0.1%−550−20.8%ReducedHistory
HUBSHubSpot IncCOM1,000$583.0K<0.1%00.0%UnchangedHistory
AMCXAMC Global Media Inc.CL A8,779$586.0K<0.1%+642+7.9%AddedHistory
First Trust Financials Alphadex Fund33734X135ETF13,529$591.0K<0.1%+20.0%Added–
SPNTSiriusPoint LtdCOM58,645$591.0K<0.1%+58,645NewHistory
MKTXMarketaxess Holdings IncCOM1,291$598.0K<0.1%+80+6.6%AddedHistory
WDAYWorkday, Inc.CL A2,516$601.0K<0.1%+16+0.6%AddedHistory
ANETArista Networks, Inc.COM1,665$603.0K<0.1%−381−18.6%ReducedHistory
iShares Russell Top 200 Growth ETF464289438ETF4,012$604.0K<0.1%+6+0.1%Added–
STORStore Capital LLCCOM17,536$605.0K<0.1%−767−4.2%ReducedHistory
CCLCarnival Corp Ltd.UNIT 99/99/999923,037$607.0K<0.1%+1,009+4.6%AddedHistory
PCRXPacira BioSciences, Inc.COM10,095$613.0K<0.1%−166−1.6%ReducedHistory
PSAPublic StorageCOM2,054$618.0K<0.1%+601+41.4%AddedHistory
TRGPTarga Resources Corp.COM13,906$618.0K<0.1%−783−5.3%ReducedHistory
Invesco Exchange Traded FD T46137V621FINL PFD ETF32,031$618.0K<0.1%+32,031New–
HSTHost Hotels & Resorts, Inc.COM36,203$619.0K<0.1%−3,775−9.4%ReducedHistory
PIMCO ETF Tr72201R718ENHNCD LW DUR AC6,125$623.0K<0.1%00.0%Unchanged–
WRBBerkley W R CorpCOM8,391$625.0K<0.1%+221+2.7%AddedHistory
BLFSBiolife Solutions IncCOM NEW14,043$625.0K<0.1%+772+5.8%AddedHistory
JJacobs Solutions Inc.COM4,694$626.0K<0.1%+835+21.6%AddedHistory
Invesco Exch TRD SLF Idx FD46138J551BULSHS 2022 MUNI24,825$631.0K<0.1%+24,825New–
WUWestern Union COStock27,502$632.0K<0.1%−205,738−88.2%ReducedHistory
KLICKulicke & Soffa Industries IncCOM10,358$634.0K<0.1%+10,358NewHistory
AESAES CorpStock24,424$637.0K<0.1%−6,131−20.1%ReducedHistory
BAMBrookfield Asset Management Ltd.CL A LTD VT SH12,502$637.0K<0.1%+187+1.5%AddedHistory
Monmouth Real Estate Investment Corp609720107CL A34,093$638.0K<0.1%00.0%Unchanged–
FRPTFreshpet, Inc.Stock3,924$639.0K<0.1%−45−1.1%ReducedHistory
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL13,195$640.0K<0.1%00.0%Unchanged–
MRNAModerna, Inc.Stock2,741$644.0K<0.1%−50−1.8%ReducedHistory
First Tr Exchange-Traded FD33738D101NO AMER ENERGY26,325$644.0K<0.1%+16+0.1%Added–
DXPEDXP Enterprises IncCOM NEW19,392$646.0K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI26,428$647.0K<0.1%+2,325+9.6%Added–
iShares Tr464287341GLOBAL ENERG ETF24,576$653.0K<0.1%00.0%Unchanged–
LHLabcorp Holdings Inc.COM NEW2,368$653.0K<0.1%−197−7.7%ReducedHistory
SNAPSnap IncStock9,640$657.0K<0.1%+1,200+14.2%AddedHistory
ELEstee Lauder Companies IncCL A2,071$659.0K<0.1%+100+5.1%AddedHistory
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH3,819$659.0K<0.1%+55+1.5%Added–
SIENProject Sage Oldco, Inc.COM82,775$659.0K<0.1%+44,250+114.9%AddedHistory
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF10,923$662.0K<0.1%+10,923New–
ABCBAmeris BancorpCOM13,117$664.0K<0.1%−369−2.7%ReducedHistory
ROKURoku, IncCOM CL A1,445$664.0K<0.1%+96+7.1%AddedHistory
SPDR Ser Tr78468R689S&P KENSHO SMART10,764$668.0K<0.1%+3,255+43.3%Added–
TERTeradyne, IncStock5,007$671.0K<0.1%+156+3.2%AddedHistory
GNKGenco Shipping & Trading LtdSHS35,720$674.0K<0.1%00.0%UnchangedHistory
Innovator ETFs Trust45782C342US SML CP PWR ET24,514$678.0K<0.1%+24,514New–
Royal Dutch Shell PLC780259107SPON ADR B17,462$678.0K<0.1%−338−1.9%Reduced–
HPHelmerich & Payne, Inc.COM20,817$679.0K<0.1%+524+2.6%AddedHistory
iShares Tr46434VBG4IBONDS DEC24 ETF25,812$681.0K<0.1%00.0%Unchanged–
NYTNew York Times CoCL A15,668$682.0K<0.1%+15,668NewHistory
Fidelity Covington Trust316092873MSCI COMMNTN SVC12,520$682.0K<0.1%00.0%Unchanged–
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF25,290$683.0K<0.1%00.0%Unchanged–
ELSEquity Lifestyle Properties IncCOM9,189$683.0K<0.1%−1,712−15.7%ReducedHistory
EXRExtra Space Storage Inc.COM4,172$683.0K<0.1%−391−8.6%ReducedHistory
iShares Tr464287838U.S. BAS MTL ETF5,240$683.0K<0.1%+3,053+139.6%Added–
CDNSCadence Design Systems IncStock5,010$685.0K<0.1%+288+6.1%AddedHistory
Schwab US Dividend Equity ETF808524797ETF9,089$687.0K<0.1%+1,375+17.8%Added–
WALWestern Alliance BancorporationCOM7,410$688.0K<0.1%+176+2.4%AddedHistory
VCELVericel CorpCOM13,136$690.0K<0.1%−88−0.7%ReducedHistory
TEITempleton Emerging Markets Income FundCOM86,646$691.0K<0.1%+593+0.7%AddedHistory
PENNPENN Entertainment, Inc.COM9,047$692.0K<0.1%+2,107+30.4%AddedHistory
First Rep BK San Francisco C33616C100COM3,720$696.0K<0.1%+102+2.8%Added–
ROSTRoss Stores, Inc.COM5,655$701.0K<0.1%+278+5.2%AddedHistory
OKTAOkta, Inc.CL A2,865$701.0K<0.1%+110+4.0%AddedHistory
BSXBoston Scientific CorpStock16,433$703.0K<0.1%−871−5.0%ReducedHistory
SABASaba Capital Income & Opportunities Fund IICOM125,506$703.0K<0.1%+1,086+0.9%AddedHistory
PKGPackaging Corp of AmericaStock5,222$707.0K<0.1%+10.0%AddedHistory
MHKMohawk Industries IncCOM3,743$719.0K<0.1%+180+5.1%AddedHistory
COFCapital One Financial CorpStock4,655$720.0K<0.1%−1,023−18.0%ReducedHistory
Schwab US Tips ETF808524870ETF11,546$722.0K<0.1%+1,122+10.8%Added–
CAGConagra Brands Inc.Stock19,835$722.0K<0.1%−121−0.6%ReducedHistory
GRXGabelli Healthcare & WellnessRx TrustSHS53,805$726.0K<0.1%−5,530−9.3%ReducedHistory
GRMNGarmin LtdSHS5,041$729.0K<0.1%+125+2.5%AddedHistory
VMCVulcan Materials COCOM4,224$735.0K<0.1%−93−2.2%ReducedHistory
Legg Mason ETF Invt52468L406FRANKLIN US LOW20,150$735.0K<0.1%00.0%Unchanged–
BKNGBooking Holdings Inc.Stock339$742.0K<0.1%−13−3.7%ReducedHistory
SRESempraStock5,611$743.0K<0.1%+1,118+24.9%AddedHistory
Vanguard Admiral FDS Inc921932844MIDCP 400 VAL4,590$743.0K<0.1%+409+9.8%Added–
SONYSony Group CorpSPONSORED ADR7,679$747.0K<0.1%−91−1.2%ReducedHistory
DXCDXC Technology CoStock19,197$748.0K<0.1%−4,074−17.5%ReducedHistory
CHYCalamos Convertible & High Income FundCOM SHS45,852$748.0K<0.1%−409−0.9%ReducedHistory
iShares Tr464288877EAFE VALUE ETF14,475$749.0K<0.1%−3,843−21.0%Reduced–
SBRASabra Health Care REIT, Inc.REIT41,186$750.0K<0.1%+41,186NewHistory
TREXTrex Co IncCOM7,354$752.0K<0.1%+344+4.9%AddedHistory
BRBroadridge Financial Solutions, Inc.Stock4,661$753.0K<0.1%−64−1.4%ReducedHistory

Sold out since Q1 2021 (62)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Stephens Inc sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
TMDXTransMedics Group, Inc.COM142,350$5.91M0.1%History
WHWyndham Hotels & Resorts, Inc.COM84,336$5.88M0.1%History
U.S. Global Jets ETF26922A842ETF124,527$3.35M0.1%–
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN32,880$3.23M0.1%–
First Trust Cloud Computing ETF33734X192ETF20,534$1.97M<0.1%–
YALAYalla Group LtdADS69,421$1.74M<0.1%History
CAMTCamtek LtdORD50,094$1.50M<0.1%History
CRMTAmericas Carmart IncCOM9,141$1.39M<0.1%History
Extended Stay Amer Inc30224P200UNIT 99/99/9999B64,792$1.28M<0.1%–
J P Morgan Exchange-Traded F46641Q613US AGGREGATE40,035$1.07M<0.1%–
GW Pharmaceuticals PLC36197T103ADS4,794$1.04M<0.1%–
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS37,635$1.02M<0.1%History
SUMSummit Materials, Inc.CL A31,490$882.0K<0.1%History
IAC Interactivecorp New44891N109COM3,052$660.0K<0.1%–
OneG7000X105COM CL A54,616$633.0K<0.1%–
DARDarling Ingredients Inc.COM8,479$624.0K<0.1%History
VUZIVuzix CorpCOM NEW23,868$607.0K<0.1%History
LTHMLivent Corp.COM34,991$606.0K<0.1%History
PLLPiedmont Lithium Inc.SPONSORED ADS8,175$568.0K<0.1%History
NOVNOV Inc.COM40,770$559.0K<0.1%History
ENSGEnsign Group, IncCOM5,569$523.0K<0.1%History
GRWGGrowGeneration Corp.COM7,701$383.0K<0.1%History
FLGTFulgent Genetics, Inc.COM3,507$339.0K<0.1%History
PRLBProto Labs IncCOM2,441$297.0K<0.1%History
Global X FDS37954Y624AUTONMOUS EV ETF10,300$273.0K<0.1%–
ZSZscaler, Inc.Stock1,585$272.0K<0.1%History
SNFCASecurity National Financial CorpCL A NEW26,639$249.0K<0.1%History
Vanguard Long-Term Treasury ETF92206C847ETF3,000$248.0K<0.1%–
DENDenbury IncCOM5,162$247.0K<0.1%History
Realpage Inc75606N109COM2,766$241.0K<0.1%–
OLNOLIN CorpStock6,290$239.0K<0.1%History
PHMPultegroup IncCOM4,506$236.0K<0.1%History
CALYCallaway Golf CoCOM8,530$228.0K<0.1%History
iShares Tr464287812US CONSM STAPLES1,287$228.0K<0.1%–
RNSTRenasant CorpCOM5,474$227.0K<0.1%History
DRIDarden Restaurants IncCOM1,592$226.0K<0.1%History
CWTCalifornia Water Service GroupCOM3,933$222.0K<0.1%History
SIXSix Flags Entertainment CorpCOM4,761$221.0K<0.1%History
CTSHCognizant Technology Solutions CorpCL A2,747$215.0K<0.1%History
State Street SPDR S&P Bank ETF78464A797ETF4,123$214.0K<0.1%–
CADECadence BancorporationCL A10,217$212.0K<0.1%History
THSTreeHouse Foods, Inc.COM4,062$212.0K<0.1%History
AUBAtlantic Union Bankshares CorpCOM5,475$210.0K<0.1%History
BAXBaxter International IncStock2,474$209.0K<0.1%History
PLUGPlug Power IncStock5,775$207.0K<0.1%History
ELFe.l.f. Beauty, Inc.COM7,729$207.0K<0.1%History
WSFSWSFS Financial CorpCOM4,101$204.0K<0.1%History
TRNTrinity Industries IncCOM7,167$204.0K<0.1%History
XYLXylem Inc.COM1,919$202.0K<0.1%History
HPQHP IncStock6,345$201.0K<0.1%History
CWCurtiss Wright CorpStock1,688$200.0K<0.1%History
TIGRUP Fintech Holding LtdSPONSORED ADS11,000$196.0K<0.1%History
PSECProspect Capital CorpCOM14,860$114.0K<0.1%History
SPRUSpruce Power Holding CorpCOM CL A12,313$111.0K<0.1%History
AWPabrdn Global Premier Properties FundCOM SH BEN INT12,482$74.0K<0.1%History
Voya Prime Rate Tr92913A100SH BEN INT15,758$73.0K<0.1%–
Teladoc Health, Inc.87918AAC9NOTE 1.375% 5/111,000$38.0K<0.1%–
Aerojet Rocketdyne Hldgs Inc007800AB1NOTE 2.250%12/117,000$31.0K<0.1%–
Cleveland-Cliffs Inc.185899AA9DBCV 1.500% 1/112,000$31.0K<0.1%–
Illumina, Inc.452327AH2NOTE 0.500% 6/118,000$27.0K<0.1%–
Verint Sys Inc92343XAA8NOTE 1.500% 6/018,000$20.0K<0.1%–
RMR Mortgage Tr76970B101COM26,500$00.0%–