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Livermore
Livermore
ZHEN

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 12, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
1,341
+36 vs. Q1 2021
Portfolio value
$6.68B
+$588.1M (+9.7%) vs. Q1 2021
Filed
Aug 12, 2021
SEC
Holdings of Stephens Inc in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
XLNXXilinx IncCOM2,805$406.0K<0.1%−20−0.7%ReducedHistory
PTONPeloton Interactive, Inc.CL A COM3,291$408.0K<0.1%+1,430+76.8%AddedHistory
POWIPower Integrations IncCOM5,002$410.0K<0.1%+418+9.1%AddedHistory
MMSMaximus, Inc.COM4,686$412.0K<0.1%+1,285+37.8%AddedHistory
MSBMesabi TrustCTF BEN INT11,682$414.0K<0.1%+2,382+25.6%AddedHistory
iShares Global Clean Energy ETF464288224ETF17,750$416.0K<0.1%−1,152−6.1%Reduced–
REGNRegeneron Pharmaceuticals, Inc.COM744$416.0K<0.1%−100−11.8%ReducedHistory
GGZGabelli Global Small & Mid Cap Value TrustCOM25,974$416.0K<0.1%−5,575−17.7%ReducedHistory
CCKCrown Holdings, Inc.COM4,086$418.0K<0.1%+100+2.5%AddedHistory
FTSFortis Inc.COM9,472$419.0K<0.1%+195+2.1%AddedHistory
iShares Tr464287192US TRSPRTION1,611$419.0K<0.1%+17+1.1%Added–
FLFoot Locker, Inc.COM6,792$419.0K<0.1%+260+4.0%AddedHistory
Etfis Ser Tr I26923G822VIRTUS INFRCAP17,000$427.0K<0.1%+17,000New–
iShares Tr464288885EAFE GRWTH ETF4,032$433.0K<0.1%00.0%Unchanged–
iShares Inc46434G863ESG AWR MSCI EM9,620$434.0K<0.1%00.0%Unchanged–
CNCCentene CorpStock5,962$435.0K<0.1%−44−0.7%ReducedHistory
VanEck ETF Trust92189H409HIGH YLD MUNIETF6,840$435.0K<0.1%+256+3.9%Added–
iShares Tr46429B7470-5 YR TIPS ETF4,088$435.0K<0.1%00.0%Unchanged–
TKRTimken CoCOM5,406$436.0K<0.1%+105+2.0%AddedHistory
iShares Tr464288612INTRM GOV CR ETF3,796$439.0K<0.1%+387+11.4%Added–
WESWestern Midstream Partners, LPCOM UNIT LP INT20,602$441.0K<0.1%−15−0.1%ReducedHistory
WMSAdvanced Drainage Systems, Inc.COM3,837$447.0K<0.1%00.0%UnchangedHistory
DSLDoubleLine Income Solutions FundCOM24,849$450.0K<0.1%+64+0.3%AddedHistory
TDFTempleton Dragon Fund IncCOM18,991$451.0K<0.1%+327+1.8%AddedHistory
ETF Managers Tr26924G201PRIME CYBR SCRTY7,458$452.0K<0.1%+1,100+17.3%Added–
First Tr Exchange-Traded FD33739Q507SSI STRG ETF8,775$453.0K<0.1%00.0%Unchanged–
KIMKimco Realty CorpCOM21,801$455.0K<0.1%−244−1.1%ReducedHistory
WSOWatsco IncCOM1,591$456.0K<0.1%−10−0.6%ReducedHistory
FTAIFTAI Aviation Ltd.COM REP LTD LIAB13,593$456.0K<0.1%−985−6.8%ReducedHistory
HQHabrdn Healthcare InvestorsSH BEN INT17,844$459.0K<0.1%−9,789−35.4%ReducedHistory
IIPRInnovative Industrial Properties IncCOM2,418$462.0K<0.1%−2,106−46.6%ReducedHistory
CMSCMS Energy CorpCOM7,892$466.0K<0.1%+1,642+26.3%AddedHistory
KEXKirby CorpCOM7,703$467.0K<0.1%−684−8.2%ReducedHistory
CECelanese CorpStock3,088$468.0K<0.1%+23+0.8%AddedHistory
NEOGNeogen CorpCOM10,185$469.0K<0.1%+539+5.6%AddedConverted for a 2-for-1 splitHistory
MKLMarkel Group Inc.COM396$470.0K<0.1%+3+0.8%AddedHistory
TECHBIO-TECHNE CorpCOM1,043$470.0K<0.1%+77+8.0%AddedHistory
MROMarathon Oil CorpCOM34,582$471.0K<0.1%00.0%UnchangedHistory
JBLJabil IncStock8,118$472.0K<0.1%+440+5.7%AddedHistory
Vanguard World FD921910873MEGA CAP INDEX3,102$473.0K<0.1%00.0%Unchanged–
Innovator ETFs Trust45782C474US SML CP PWR B15,186$474.0K<0.1%00.0%Unchanged–
CWHCamping World Holdings, Inc.CL A11,566$474.0K<0.1%−1,873−13.9%ReducedHistory
OMCLOmnicell, Inc.COM3,147$477.0K<0.1%+264+9.2%AddedHistory
AFRMAffirm Holdings, Inc.COM CL A7,088$477.0K<0.1%+7,088NewHistory
iShares Tr464288273EAFE SML CP ETF6,444$478.0K<0.1%+20+0.3%Added–
BALLBALL CorpCOM5,915$479.0K<0.1%−356−5.7%ReducedHistory
KKellanovaStock7,462$480.0K<0.1%+30.0%AddedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM30,642$481.0K<0.1%−251−0.8%ReducedHistory
FTNTFortinet, Inc.Stock2,028$483.0K<0.1%−51−2.5%ReducedHistory
First Tr Exchange-Traded FD33734X150INDLS PROD DUR8,202$484.0K<0.1%+116+1.4%Added–
AXONAxon Enterprise, Inc.COM2,748$486.0K<0.1%+1,000+57.2%AddedHistory
KOFCoca Cola Femsa SAB de CVSPONS ADS REP9,173$486.0K<0.1%+3,329+57.0%AddedHistory
iShares Tr464287580US CONSUM DISCRE6,288$488.0K<0.1%+6+0.1%Added–
RAMPLiveRamp Holdings, Inc.COM10,463$490.0K<0.1%+839+8.7%AddedHistory
NRGNRG Energy, Inc.Stock12,230$493.0K<0.1%+6,722+122.0%AddedHistory
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX5,334$494.0K<0.1%00.0%UnchangedConverted for a 2-for-1 split–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF7,856$495.0K<0.1%+305+4.0%Added–
LPROOpen Lending CorpCOM11,480$495.0K<0.1%−9,380−45.0%ReducedHistory
EIXEdison InternationalStock8,586$496.0K<0.1%+489+6.0%AddedHistory
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF6,200$497.0K<0.1%00.0%Unchanged–
TMToyota Motor CorpADS2,841$497.0K<0.1%+57+2.0%AddedHistory
PHRPhreesia, Inc.COM8,179$501.0K<0.1%+165+2.1%AddedHistory
AIRCApartment Income REIT Corp.COM10,586$502.0K<0.1%−886−7.7%ReducedHistory
Global X Uranium ETF37954Y871ETF23,705$503.0K<0.1%−2,795−10.5%Reduced–
iShares Tr46435U796SYSTEMATIC BD ET4,995$503.0K<0.1%00.0%Unchanged–
ARCBArcbest CorpCOM8,647$503.0K<0.1%+1,642+23.4%AddedHistory
MOSMosaic CoCOM15,749$503.0K<0.1%+1,001+6.8%AddedHistory
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF16,801$504.0K<0.1%00.0%Unchanged–
CPZCalamos Long/Short Equity & Dynamic Income TrustCOM24,260$504.0K<0.1%−3,610−13.0%ReducedHistory
Healthpeak Properties, Inc.71943U104COM27,355$505.0K<0.1%−4,699−14.7%Reduced–
DTEDte Energy CoCOM3,947$512.0K<0.1%+59+1.5%AddedHistory
WRIWeingarten Realty InvestorsSH BEN INT16,050$515.0K<0.1%−1,454−8.3%ReducedHistory
KTBKontoor Brands, Inc.Stock9,171$517.0K<0.1%+2,283+33.1%AddedHistory
WINGWingstop Inc.COM3,277$517.0K<0.1%+723+28.3%AddedHistory
TROXTronox Holdings plcSHS23,173$519.0K<0.1%00.0%UnchangedHistory
DNOWDNOW Inc.COM54,950$521.0K<0.1%−11,813−17.7%ReducedHistory
DDOGDatadog, Inc.CL A COM5,006$521.0K<0.1%00.0%UnchangedHistory
CHTRCharter Communications, Inc.CL A724$522.0K<0.1%−216−23.0%ReducedHistory
SPDR Series Trust78464A128ST STR SP1500VT3,575$523.0K<0.1%00.0%Unchanged–
LNCLincoln National CorpCOM8,394$527.0K<0.1%+1,000+13.5%AddedHistory
SMGScotts Miracle-Gro CoStock2,753$528.0K<0.1%+424+18.2%AddedHistory
QVCGAOld QVC Group, Inc.COM SER A40,522$530.0K<0.1%−3,751−8.5%ReducedHistory
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE7,201$531.0K<0.1%−77−1.1%Reduced–
WisdomTree Tr97717X578EM EX ST-OWNED12,638$532.0K<0.1%−7,801−38.2%Reduced–
iShares Tr464287291GLOBAL TECH ETF1,577$532.0K<0.1%00.0%Unchanged–
Vanguard Malvern FDS922020805STRM INFPROIDX10,203$535.0K<0.1%00.0%Unchanged–
MAAMid America Apartment Communities Inc.COM3,176$535.0K<0.1%00.0%UnchangedHistory
COLDAmericold Realty TrustCOM14,235$539.0K<0.1%−2,950−17.2%ReducedHistory
ETREntergy CorpCOM5,415$540.0K<0.1%+264+5.1%AddedHistory
NXRTNexPoint Residential Trust, Inc.COM9,841$541.0K<0.1%−991−9.1%ReducedHistory
SPDR Series Trust78464A516ST INTL BBG ETF18,442$541.0K<0.1%−7,197−28.1%Reduced–
Liberty Media Corp Del531229607COM C SIRIUSXM11,661$541.0K<0.1%+247+2.2%Added–
WRKWestRock CoCOM10,175$542.0K<0.1%−1,100−9.8%ReducedHistory
SUSuncor Energy IncStock22,667$543.0K<0.1%+1,128+5.2%AddedHistory
PJTPJT Partners Inc.COM CL A7,611$543.0K<0.1%+7,611NewHistory
VRSKVerisk Analytics, Inc.COM3,114$544.0K<0.1%+187+6.4%AddedHistory
Vanguard Communication Services ETF92204A884ETF3,792$545.0K<0.1%−300−7.3%Reduced–
YETIYETI Holdings, Inc.COM5,949$546.0K<0.1%+157+2.7%AddedHistory
LYFTLyft, Inc.CL A COM9,038$547.0K<0.1%+9,038NewHistory
Vanguard Star FDS921909768VG TL INTL STK F8,330$547.0K<0.1%00.0%Unchanged–

Sold out since Q1 2021 (62)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Stephens Inc sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
TMDXTransMedics Group, Inc.COM142,350$5.91M0.1%History
WHWyndham Hotels & Resorts, Inc.COM84,336$5.88M0.1%History
U.S. Global Jets ETF26922A842ETF124,527$3.35M0.1%–
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN32,880$3.23M0.1%–
First Trust Cloud Computing ETF33734X192ETF20,534$1.97M<0.1%–
YALAYalla Group LtdADS69,421$1.74M<0.1%History
CAMTCamtek LtdORD50,094$1.50M<0.1%History
CRMTAmericas Carmart IncCOM9,141$1.39M<0.1%History
Extended Stay Amer Inc30224P200UNIT 99/99/9999B64,792$1.28M<0.1%–
J P Morgan Exchange-Traded F46641Q613US AGGREGATE40,035$1.07M<0.1%–
GW Pharmaceuticals PLC36197T103ADS4,794$1.04M<0.1%–
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS37,635$1.02M<0.1%History
SUMSummit Materials, Inc.CL A31,490$882.0K<0.1%History
IAC Interactivecorp New44891N109COM3,052$660.0K<0.1%–
OneG7000X105COM CL A54,616$633.0K<0.1%–
DARDarling Ingredients Inc.COM8,479$624.0K<0.1%History
VUZIVuzix CorpCOM NEW23,868$607.0K<0.1%History
LTHMLivent Corp.COM34,991$606.0K<0.1%History
PLLPiedmont Lithium Inc.SPONSORED ADS8,175$568.0K<0.1%History
NOVNOV Inc.COM40,770$559.0K<0.1%History
ENSGEnsign Group, IncCOM5,569$523.0K<0.1%History
GRWGGrowGeneration Corp.COM7,701$383.0K<0.1%History
FLGTFulgent Genetics, Inc.COM3,507$339.0K<0.1%History
PRLBProto Labs IncCOM2,441$297.0K<0.1%History
Global X FDS37954Y624AUTONMOUS EV ETF10,300$273.0K<0.1%–
ZSZscaler, Inc.Stock1,585$272.0K<0.1%History
SNFCASecurity National Financial CorpCL A NEW26,639$249.0K<0.1%History
Vanguard Long-Term Treasury ETF92206C847ETF3,000$248.0K<0.1%–
DENDenbury IncCOM5,162$247.0K<0.1%History
Realpage Inc75606N109COM2,766$241.0K<0.1%–
OLNOLIN CorpStock6,290$239.0K<0.1%History
PHMPultegroup IncCOM4,506$236.0K<0.1%History
CALYCallaway Golf CoCOM8,530$228.0K<0.1%History
iShares Tr464287812US CONSM STAPLES1,287$228.0K<0.1%–
RNSTRenasant CorpCOM5,474$227.0K<0.1%History
DRIDarden Restaurants IncCOM1,592$226.0K<0.1%History
CWTCalifornia Water Service GroupCOM3,933$222.0K<0.1%History
SIXSix Flags Entertainment CorpCOM4,761$221.0K<0.1%History
CTSHCognizant Technology Solutions CorpCL A2,747$215.0K<0.1%History
State Street SPDR S&P Bank ETF78464A797ETF4,123$214.0K<0.1%–
CADECadence BancorporationCL A10,217$212.0K<0.1%History
THSTreeHouse Foods, Inc.COM4,062$212.0K<0.1%History
AUBAtlantic Union Bankshares CorpCOM5,475$210.0K<0.1%History
BAXBaxter International IncStock2,474$209.0K<0.1%History
PLUGPlug Power IncStock5,775$207.0K<0.1%History
ELFe.l.f. Beauty, Inc.COM7,729$207.0K<0.1%History
WSFSWSFS Financial CorpCOM4,101$204.0K<0.1%History
TRNTrinity Industries IncCOM7,167$204.0K<0.1%History
XYLXylem Inc.COM1,919$202.0K<0.1%History
HPQHP IncStock6,345$201.0K<0.1%History
CWCurtiss Wright CorpStock1,688$200.0K<0.1%History
TIGRUP Fintech Holding LtdSPONSORED ADS11,000$196.0K<0.1%History
PSECProspect Capital CorpCOM14,860$114.0K<0.1%History
SPRUSpruce Power Holding CorpCOM CL A12,313$111.0K<0.1%History
AWPabrdn Global Premier Properties FundCOM SH BEN INT12,482$74.0K<0.1%History
Voya Prime Rate Tr92913A100SH BEN INT15,758$73.0K<0.1%–
Teladoc Health, Inc.87918AAC9NOTE 1.375% 5/111,000$38.0K<0.1%–
Aerojet Rocketdyne Hldgs Inc007800AB1NOTE 2.250%12/117,000$31.0K<0.1%–
Cleveland-Cliffs Inc.185899AA9DBCV 1.500% 1/112,000$31.0K<0.1%–
Illumina, Inc.452327AH2NOTE 0.500% 6/118,000$27.0K<0.1%–
Verint Sys Inc92343XAA8NOTE 1.500% 6/018,000$20.0K<0.1%–
RMR Mortgage Tr76970B101COM26,500$00.0%–