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Livermore
Livermore
ZHEN

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 12, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
1,341
+36 vs. Q1 2021
Portfolio value
$6.68B
+$588.1M (+9.7%) vs. Q1 2021
Filed
Aug 12, 2021
SEC
Holdings of Stephens Inc in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
LTCLTC Properties IncREIT7,698$296.0K<0.1%−2,166−22.0%ReducedHistory
Global X FDS37954Y293GLB X MLP ENRG I8,145$296.0K<0.1%00.0%Unchanged–
AES Corp00130H204UNIT 99/99/99992,750$296.0K<0.1%+315+12.9%Added–
UGIUgi CorpStock6,428$298.0K<0.1%+34+0.5%AddedHistory
ONOn Semiconductor CorpStock7,782$298.0K<0.1%+333+4.5%AddedHistory
KRNTKornit Digital Ltd.SHS2,397$298.0K<0.1%+100+4.4%AddedHistory
BMRNBiomarin Pharmaceutical IncCOM3,601$300.0K<0.1%+296+9.0%AddedHistory
EEFTEuronet Worldwide, Inc.COM2,213$300.0K<0.1%+132+6.3%AddedHistory
FAFFirst American Financial CorpStock4,833$301.0K<0.1%+104+2.2%AddedHistory
PWRQuanta Services, Inc.COM3,367$305.0K<0.1%+3,367NewHistory
FNBFNB CorpCOM24,870$307.0K<0.1%+70.0%AddedHistory
VanEck Vectors ETF Tr92189F593MORNINGSTAR INTL8,556$307.0K<0.1%−700−7.6%Reduced–
FFIVF5, Inc.Stock1,652$308.0K<0.1%−256−13.4%ReducedHistory
iShares Tr464288174GL TIMB FORE ETF3,560$309.0K<0.1%00.0%Unchanged–
BGSB&G Foods, Inc.COM9,476$311.0K<0.1%+22+0.2%AddedHistory
HOLXHologic IncCOM4,658$311.0K<0.1%+2,014+76.2%AddedHistory
BLDRBuilders FirstSource, Inc.Stock7,323$312.0K<0.1%−8,859−54.7%ReducedHistory
OCOwens CorningStock3,190$312.0K<0.1%−696−17.9%ReducedHistory
EBAYeBay IncCOM4,456$313.0K<0.1%−23−0.5%ReducedHistory
TPRTapestry, Inc.COM7,232$314.0K<0.1%−49−0.7%ReducedHistory
TRIThomson Reuters CorpCOM NEW3,172$315.0K<0.1%−99−3.0%ReducedHistory
GPKGraphic Packaging Holding CoCOM17,429$316.0K<0.1%−1,621−8.5%ReducedHistory
EQHEquitable Holdings, Inc.COM10,382$316.0K<0.1%−46−0.4%ReducedHistory
AZPNASPENTECH CorpCOM2,299$316.0K<0.1%+202+9.6%AddedHistory
SNPSSynopsys IncCOM1,152$318.0K<0.1%+133+13.1%AddedHistory
CSRCenterspaceCOM4,034$318.0K<0.1%−1,144−22.1%ReducedHistory
DCPDCP Midstream, LPCOM UT LTD PTN10,376$318.0K<0.1%+50.0%AddedHistory
RVTYRevvity, Inc.COM2,070$320.0K<0.1%+9+0.4%AddedHistory
SIGSignet Jewelers LtdSHS3,961$320.0K<0.1%+501+14.5%AddedHistory
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF4,633$321.0K<0.1%+211+4.8%Added–
RVTRoyce Small-Cap Trust, Inc.COM16,927$321.0K<0.1%−617−3.5%ReducedHistory
Starz Entertainment Corp535919500CL B NON VTG17,611$322.0K<0.1%−3,887−18.1%Reduced–
LVSLas Vegas Sands CorpCOM6,137$323.0K<0.1%−8−0.1%ReducedHistory
iShares Core MSCI Eafe ETF46432F842ETF4,326$324.0K<0.1%+13+0.3%Added–
EMDWestern Asset Emerging Markets Debt Fund Inc.COM23,226$325.0K<0.1%−1,247−5.1%ReducedHistory
VTRVentas, Inc.REIT5,712$326.0K<0.1%+540+10.4%AddedHistory
Flagstar Bank, National Association649445103COM29,540$326.0K<0.1%+3,530+13.6%Added–
VSTVistra Corp.Stock17,626$327.0K<0.1%+503+2.9%AddedHistory
CRHCRH Public Ltd CoADR6,440$327.0K<0.1%+417+6.9%AddedHistory
DBPInvesco DB Precious Metals FundPRECIOUS METAL6,670$328.0K<0.1%00.0%UnchangedHistory
iShares Tr46429B366CMBS ETF6,114$332.0K<0.1%00.0%Unchanged–
USXUS Xpress Enterprises IncCOM CL A38,584$332.0K<0.1%00.0%UnchangedHistory
SFMSprouts Farmers Market, Inc.COM13,451$334.0K<0.1%+321+2.4%AddedHistory
DCIDonaldson Co IncStock5,284$336.0K<0.1%+38+0.7%AddedHistory
BIOBio-Rad Laboratories, Inc.CL A522$336.0K<0.1%−5−0.9%ReducedHistory
Fidelity Covington Trust316092303CONSMR STAPLES7,878$336.0K<0.1%00.0%Unchanged–
CGNXCognex CorpCOM4,030$339.0K<0.1%+364+9.9%AddedHistory
iShares Tr4642874407-10 YR TRSY BD2,941$340.0K<0.1%+298+11.3%Added–
CBRECbre Group, Inc.CL A3,994$342.0K<0.1%−47−1.2%ReducedHistory
State Street SPDR S&P Homebuilders ETF78464A888ETF4,687$343.0K<0.1%−200−4.1%Reduced–
ACHCAcadia Healthcare Company, Inc.COM5,468$343.0K<0.1%+267+5.1%AddedHistory
CSQCalamos Strategic Total Return FundCOM SH BEN INT18,861$343.0K<0.1%−650−3.3%ReducedHistory
MASMasco CorpCOM5,842$344.0K<0.1%−487−7.7%ReducedHistory
HEI.AHeico CorpCL A2,791$347.0K<0.1%+416+17.5%AddedHistory
HXLHexcel CorpCOM5,577$348.0K<0.1%−27−0.5%ReducedHistory
WPMWheaton Precious Metals Corp.COM7,913$349.0K<0.1%+556+7.6%AddedHistory
New York Life Investments Et45409B107HEDGE MULTI STRA10,847$350.0K<0.1%00.0%Unchanged–
KIOKKR Income Opportunities FundCOM20,955$350.0K<0.1%−6,295−23.1%ReducedHistory
Invesco Exchange Traded FD T46137V738LARGE CAP VALUE7,930$352.0K<0.1%−319−3.9%Reduced–
Victory Portfolios II92647N667VICSHS DV AC ETF7,968$352.0K<0.1%+54+0.7%Added–
DELLDell Technologies Inc.Stock3,548$354.0K<0.1%00.0%UnchangedHistory
SITESiteOne Landscape Supply, Inc.COM2,091$354.0K<0.1%+227+12.2%AddedHistory
CIENCiena CorpCOM NEW6,230$354.0K<0.1%−266−4.1%ReducedHistory
WECWec Energy Group, Inc.Stock3,990$355.0K<0.1%−1,317−24.8%ReducedHistory
Vanguard S&P 500 Growth ETF921932505ETF1,357$356.0K<0.1%00.0%Unchanged–
ALXNAlexion Pharmaceuticals, Inc.COM1,945$357.0K<0.1%−773−28.4%ReducedHistory
SLGSL Green Realty CorpCOM4,493$359.0K<0.1%−347−7.2%ReducedHistory
Vanguard Industrials ETF92204A603ETF1,834$360.0K<0.1%+275+17.6%Added–
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR52,266$360.0K<0.1%+52,266NewHistory
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM25,681$361.0K<0.1%+36+0.1%AddedHistory
MRCCMonroe Capital CorpCOM33,679$361.0K<0.1%−1,526−4.3%ReducedHistory
iShares Tr464288166AGENCY BOND ETF3,096$367.0K<0.1%−315−9.2%Reduced–
NHINational Health Investors IncCOM5,474$367.0K<0.1%−63−1.1%ReducedHistory
ITRIItron, Inc.COM3,700$370.0K<0.1%00.0%UnchangedHistory
MARMarriott International IncStock76,712$371.0K<0.1%00.0%UnchangedHistory
Global X FDS37954Y715RBTCS ARTFL INTE10,665$373.0K<0.1%00.0%Unchanged–
OHIOmega Healthcare Investors IncCOM10,309$374.0K<0.1%+1,115+12.1%AddedHistory
iShares Tr464288257MSCI ACWI ETF3,707$375.0K<0.1%00.0%Unchanged–
Goldman Sachs ETF Tr381430396JUST US LRG CP6,000$375.0K<0.1%00.0%Unchanged–
STWDStarwood Property Trust, Inc.COM14,378$376.0K<0.1%+175+1.2%AddedHistory
CoreSite Realty Corp21870Q105COM2,797$376.0K<0.1%−260−8.5%Reduced–
ENVEnvestnet, Inc.COM4,968$377.0K<0.1%+459+10.2%AddedHistory
EOGEOG Resources IncStock4,560$380.0K<0.1%+1,175+34.7%AddedHistory
Schwab International Equity ETF808524805ETF9,666$381.0K<0.1%+1,532+18.8%Added–
EXASExact Sciences CorpCOM3,065$381.0K<0.1%−87−2.8%ReducedHistory
Invesco Exch Traded FD Tr II46138G706SOLAR ETF4,279$382.0K<0.1%+105+2.5%Added–
CPCanadian Pacific Kansas City LtdCOM4,973$382.0K<0.1%+178+3.7%AddedConverted for a 5-for-1 splitHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF6,064$383.0K<0.1%+30+0.5%Added–
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX8,996$384.0K<0.1%−42−0.5%Reduced–
MANHManhattan Associates IncStock2,655$385.0K<0.1%+190+7.7%AddedHistory
LADRLadder Capital CorpCL A33,403$385.0K<0.1%+732+2.2%AddedHistory
Vanguard Morningstar Large-Cap ETF922908637ETF1,924$386.0K<0.1%−3−0.2%Reduced–
Algonquin PWR Utils Corp015857873UNIT 99/99/99997,770$386.0K<0.1%+7,770New–
CPECallon Petroleum CoCOM6,701$387.0K<0.1%−1,404−17.3%ReducedHistory
HRHealthcare Realty Trust IncCOM12,874$389.0K<0.1%−2,860−18.2%ReducedHistory
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS6,435$395.0K<0.1%+6,435New–
CTRClearBridge MLP & Midstream Total Return Fund Inc.COM15,578$395.0K<0.1%−570−3.5%ReducedHistory
VOYAVoya Financial, Inc.COM6,437$396.0K<0.1%−24−0.4%ReducedHistory
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF2,939$401.0K<0.1%00.0%Unchanged–
STTState Street CorpCOM4,937$406.0K<0.1%−2,484−33.5%ReducedHistory

Sold out since Q1 2021 (62)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Stephens Inc sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
TMDXTransMedics Group, Inc.COM142,350$5.91M0.1%History
WHWyndham Hotels & Resorts, Inc.COM84,336$5.88M0.1%History
U.S. Global Jets ETF26922A842ETF124,527$3.35M0.1%–
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN32,880$3.23M0.1%–
First Trust Cloud Computing ETF33734X192ETF20,534$1.97M<0.1%–
YALAYalla Group LtdADS69,421$1.74M<0.1%History
CAMTCamtek LtdORD50,094$1.50M<0.1%History
CRMTAmericas Carmart IncCOM9,141$1.39M<0.1%History
Extended Stay Amer Inc30224P200UNIT 99/99/9999B64,792$1.28M<0.1%–
J P Morgan Exchange-Traded F46641Q613US AGGREGATE40,035$1.07M<0.1%–
GW Pharmaceuticals PLC36197T103ADS4,794$1.04M<0.1%–
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS37,635$1.02M<0.1%History
SUMSummit Materials, Inc.CL A31,490$882.0K<0.1%History
IAC Interactivecorp New44891N109COM3,052$660.0K<0.1%–
OneG7000X105COM CL A54,616$633.0K<0.1%–
DARDarling Ingredients Inc.COM8,479$624.0K<0.1%History
VUZIVuzix CorpCOM NEW23,868$607.0K<0.1%History
LTHMLivent Corp.COM34,991$606.0K<0.1%History
PLLPiedmont Lithium Inc.SPONSORED ADS8,175$568.0K<0.1%History
NOVNOV Inc.COM40,770$559.0K<0.1%History
ENSGEnsign Group, IncCOM5,569$523.0K<0.1%History
GRWGGrowGeneration Corp.COM7,701$383.0K<0.1%History
FLGTFulgent Genetics, Inc.COM3,507$339.0K<0.1%History
PRLBProto Labs IncCOM2,441$297.0K<0.1%History
Global X FDS37954Y624AUTONMOUS EV ETF10,300$273.0K<0.1%–
ZSZscaler, Inc.Stock1,585$272.0K<0.1%History
SNFCASecurity National Financial CorpCL A NEW26,639$249.0K<0.1%History
Vanguard Long-Term Treasury ETF92206C847ETF3,000$248.0K<0.1%–
DENDenbury IncCOM5,162$247.0K<0.1%History
Realpage Inc75606N109COM2,766$241.0K<0.1%–
OLNOLIN CorpStock6,290$239.0K<0.1%History
PHMPultegroup IncCOM4,506$236.0K<0.1%History
CALYCallaway Golf CoCOM8,530$228.0K<0.1%History
iShares Tr464287812US CONSM STAPLES1,287$228.0K<0.1%–
RNSTRenasant CorpCOM5,474$227.0K<0.1%History
DRIDarden Restaurants IncCOM1,592$226.0K<0.1%History
CWTCalifornia Water Service GroupCOM3,933$222.0K<0.1%History
SIXSix Flags Entertainment CorpCOM4,761$221.0K<0.1%History
CTSHCognizant Technology Solutions CorpCL A2,747$215.0K<0.1%History
State Street SPDR S&P Bank ETF78464A797ETF4,123$214.0K<0.1%–
CADECadence BancorporationCL A10,217$212.0K<0.1%History
THSTreeHouse Foods, Inc.COM4,062$212.0K<0.1%History
AUBAtlantic Union Bankshares CorpCOM5,475$210.0K<0.1%History
BAXBaxter International IncStock2,474$209.0K<0.1%History
PLUGPlug Power IncStock5,775$207.0K<0.1%History
ELFe.l.f. Beauty, Inc.COM7,729$207.0K<0.1%History
WSFSWSFS Financial CorpCOM4,101$204.0K<0.1%History
TRNTrinity Industries IncCOM7,167$204.0K<0.1%History
XYLXylem Inc.COM1,919$202.0K<0.1%History
HPQHP IncStock6,345$201.0K<0.1%History
CWCurtiss Wright CorpStock1,688$200.0K<0.1%History
TIGRUP Fintech Holding LtdSPONSORED ADS11,000$196.0K<0.1%History
PSECProspect Capital CorpCOM14,860$114.0K<0.1%History
SPRUSpruce Power Holding CorpCOM CL A12,313$111.0K<0.1%History
AWPabrdn Global Premier Properties FundCOM SH BEN INT12,482$74.0K<0.1%History
Voya Prime Rate Tr92913A100SH BEN INT15,758$73.0K<0.1%–
Teladoc Health, Inc.87918AAC9NOTE 1.375% 5/111,000$38.0K<0.1%–
Aerojet Rocketdyne Hldgs Inc007800AB1NOTE 2.250%12/117,000$31.0K<0.1%–
Cleveland-Cliffs Inc.185899AA9DBCV 1.500% 1/112,000$31.0K<0.1%–
Illumina, Inc.452327AH2NOTE 0.500% 6/118,000$27.0K<0.1%–
Verint Sys Inc92343XAA8NOTE 1.500% 6/018,000$20.0K<0.1%–
RMR Mortgage Tr76970B101COM26,500$00.0%–