Skip to main content
Livermore
Livermore
ZHEN

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 12, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
1,341
+36 vs. Q1 2021
Portfolio value
$6.68B
+$588.1M (+9.7%) vs. Q1 2021
Filed
Aug 12, 2021
SEC
Holdings of Stephens Inc in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
HFROHighland Opportunities & Income FundHIGHLAND INCOME21,619$236.0K<0.1%−2,612−10.8%ReducedHistory
iShares Tr46435U713US INFRASTRUC6,721$237.0K<0.1%00.0%Unchanged–
KNXKnight-Swift Transportation Holdings Inc.CL A5,208$237.0K<0.1%00.0%UnchangedHistory
USFDUS Foods Holding Corp.COM6,215$238.0K<0.1%−26−0.4%ReducedHistory
WGOWinnebago Industries IncCOM3,500$238.0K<0.1%00.0%UnchangedHistory
EXPEExpedia Group, Inc.Stock1,460$239.0K<0.1%+118+8.8%AddedHistory
Foley Trasimene Acquistn Cor34431F112*W EXP 05/26/202115,000$239.0K<0.1%−65,000−36.1%Reduced–
PACWPacwest BancorpCOM5,805$239.0K<0.1%+3+0.1%AddedHistory
Schwab U.S. Large-Cap ETF808524201ETF2,307$240.0K<0.1%+2,307New–
CMPCompass Minerals International IncStock4,061$241.0K<0.1%+4,061NewHistory
ZTRVirtus Total Return Fund Inc.COM24,939$242.0K<0.1%−1,628−6.1%ReducedHistory
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW4,550$243.0K<0.1%−150−3.2%Reduced–
Global X FDS37954Y673US INFR DEV ETF9,447$243.0K<0.1%+9,447New–
PSXPPhillips 66 Partners LPCOM UNIT REP INT6,153$243.0K<0.1%+6,153NewHistory
WisdomTree Tr97717W869EUROPE SMCP DV3,308$243.0K<0.1%+13+0.4%Added–
ETF Managers Tr26924G508ETFMG ALTR HRVST11,832$244.0K<0.1%+300+2.6%Added–
First Tr Exchng Traded FD VI33740F789MLT MNGD LRG GRW9,200$244.0K<0.1%+9,200New–
TRTNTriton International LtdCL A4,683$245.0K<0.1%+4,683NewHistory
CLHClean Harbors IncCOM2,642$246.0K<0.1%00.0%UnchangedHistory
iShares Tr46435G102CONV BD ETF2,418$247.0K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138G664S&P SMALLCAP 6002,064$249.0K<0.1%−19−0.9%Reduced–
GTNGray Media, IncCOM10,680$250.0K<0.1%−71−0.7%ReducedHistory
Nushares ETF Tr67092P300NUVEEN ESG LRGVL6,626$250.0K<0.1%+373+6.0%Added–
iShares U.S. Healthcare Providers ETF464288828ETF942$251.0K<0.1%−10−1.1%Reduced–
FBINFortune Brands Innovations, Inc.COM2,516$251.0K<0.1%−150−5.6%ReducedHistory
Victory Portfolios II92647N824VCSHS US EQ INCM3,879$251.0K<0.1%+355+10.1%Added–
Neenah Inc640079109COM5,000$251.0K<0.1%+5,000New–
PDCEPDC Energy, Inc.COM5,514$252.0K<0.1%+5,514NewHistory
CSLCarlisle Companies IncCOM1,323$253.0K<0.1%+14+1.1%AddedHistory
OLLIOllie's Bargain Outlet Holdings, Inc.Stock3,025$254.0K<0.1%+223+8.0%AddedHistory
RVLVRevolve Group, Inc.CL A3,688$254.0K<0.1%+1,170+46.5%AddedHistory
LITELumentum Holdings Inc.COM3,100$254.0K<0.1%−5,289−63.0%ReducedHistory
UTFCohen & Steers Infrastructure Fund IncCOM8,853$254.0K<0.1%−20,000−69.3%ReducedHistory
CVETCovetrus, Inc.COM9,390$254.0K<0.1%+376+4.2%AddedHistory
ENLCEnLink Midstream, LLCCOM UNIT REP LTD39,754$254.0K<0.1%+18,189+84.3%AddedHistory
PCHPotlatchdeltic CorpCOM4,784$254.0K<0.1%+223+4.9%AddedHistory
LGNDLigand Pharmaceuticals IncCOM NEW1,945$255.0K<0.1%+39+2.0%AddedHistory
First Tr Exchange Trad FD VI33739H101FST TR GLB FD10,774$255.0K<0.1%+10,774New–
REYNReynolds Consumer Products Inc.COM8,415$255.0K<0.1%−2,143−20.3%ReducedHistory
STLSterling BancorpCOM10,267$255.0K<0.1%−350−3.3%ReducedHistory
iShares Tr464289883CORE 30 70 ETF6,450$257.0K<0.1%+4+0.1%Added–
East Res Acquisition Co274681204UNIT 07/01/202725,081$257.0K<0.1%00.0%Unchanged–
First Tr Exchange-Traded FD33738R886DORSEY WRIGHT10,423$257.0K<0.1%00.0%Unchanged–
CHDNChurchill Downs IncCOM1,300$258.0K<0.1%−1,703−56.7%ReducedHistory
HASHasbro, Inc.COM2,729$258.0K<0.1%−46−1.7%ReducedHistory
BYNDBeyond Meat, Inc.COM1,649$260.0K<0.1%+1,649NewHistory
FANGDiamondback Energy, Inc.Stock2,781$261.0K<0.1%+10.0%AddedHistory
PODDInsulet CorpStock951$261.0K<0.1%+36+3.9%AddedHistory
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL5,926$261.0K<0.1%+116+2.0%Added–
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund11,377$262.0K<0.1%+11+0.1%Added–
Vanguard Utilities ETF92204A876ETF1,906$264.0K<0.1%−13−0.7%Reduced–
FVRRFiverr International Ltd.ORD SHS1,095$266.0K<0.1%+22+2.1%AddedHistory
State Street Materials Select Sector SPDR ETF81369Y100ETF3,239$267.0K<0.1%+9+0.3%Added–
Vanguard Scottsdale FDS92206C813LG-TERM COR BD2,500$267.0K<0.1%−100−3.8%Reduced–
MINAberdeen Intermediate Income FundSH BEN INT71,305$267.0K<0.1%00.0%UnchangedHistory
PSTLPostal Realty Trust, Inc.CL A14,684$268.0K<0.1%−1,282−8.0%ReducedHistory
EVVEaton Vance Ltd Duration Income FundCOM20,195$268.0K<0.1%−6,520−24.4%ReducedHistory
BURLBurlington Stores, Inc.COM834$269.0K<0.1%−83−9.1%ReducedHistory
BXMTBlackstone Mortgage Trust, Inc.COM CL A8,451$270.0K<0.1%−342−3.9%ReducedHistory
ASAASA Gold & Precious Metals LtdSHS12,500$270.0K<0.1%−595−4.5%ReducedHistory
FLEXFlex Ltd.Stock15,147$271.0K<0.1%−141−0.9%ReducedHistory
ETSYEtsy IncCOM1,317$271.0K<0.1%−20−1.5%ReducedHistory
GATXGatx CorpCOM3,065$271.0K<0.1%+20+0.7%AddedHistory
VFFVillage Farms International, Inc.COM25,300$271.0K<0.1%+3,700+17.1%AddedHistory
Liberty Media Corp531229409COM A SIRIUSXM5,863$273.0K<0.1%+247+4.4%Added–
WHDCactus, Inc.CL A7,469$274.0K<0.1%+7,469NewHistory
Healthcare Realty Trust Inc42225P501CL A NEW10,275$274.0K<0.1%+181+1.8%Added–
Invesco Exch Traded FD Tr II46138G672S&P MDCP 400 REV3,117$276.0K<0.1%−21−0.7%Reduced–
HFCHollyFrontier CorpCOM8,385$276.0K<0.1%+8,385NewHistory
iShares Tr46434VBK5IBONDS DEC21 ETF11,150$276.0K<0.1%00.0%Unchanged–
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF9,595$277.0K<0.1%00.0%Unchanged–
KSSKOHLS CorpStock5,033$277.0K<0.1%−3,600−41.7%ReducedHistory
WYNNWynn Resorts LtdCOM2,265$277.0K<0.1%+225+11.0%AddedHistory
MTGMgic Investment CorpCOM20,395$277.0K<0.1%−144−0.7%ReducedHistory
CMAComerica IncCOM3,887$277.0K<0.1%−72−1.8%ReducedHistory
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR19,888$279.0K<0.1%+3,888+24.3%AddedHistory
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL5,469$279.0K<0.1%−2,588−32.1%Reduced–
GKOSGLAUKOS CorpCOM3,284$279.0K<0.1%+3,284NewHistory
SCIService Corp InternationalCOM5,219$280.0K<0.1%00.0%UnchangedHistory
Pacer FDS Tr69374H741DATA AND INFRAST6,941$280.0K<0.1%−21−0.3%Reduced–
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM27,559$281.0K<0.1%−85−0.3%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY11,176$281.0K<0.1%+26+0.2%Added–
Global X FDS37954Y483NASDAQ 100 COVER12,590$282.0K<0.1%00.0%Unchanged–
BTOJohn Hancock Financial Opportunities FundSH BEN INT NEW7,574$284.0K<0.1%−36,562−82.8%ReducedHistory
GENGen Digital Inc.Stock10,478$285.0K<0.1%−375−3.5%ReducedHistory
SWKSSkyworks Solutions, Inc.Stock1,485$285.0K<0.1%+222+17.6%AddedHistory
RITMRithm Capital Corp.REIT26,998$286.0K<0.1%+591+2.2%AddedHistory
MTZMastec IncCOM2,694$286.0K<0.1%00.0%UnchangedHistory
GLOBGlobant S.A.COM1,317$289.0K<0.1%+500+61.2%AddedHistory
TRUPTrupanion, Inc.COM2,512$289.0K<0.1%+2,512NewHistory
GGGGraco IncCOM3,826$290.0K<0.1%−957−20.0%ReducedHistory
ROADConstruction Partners, Inc.COM CL A9,250$290.0K<0.1%00.0%UnchangedHistory
PRGPROG Holdings, Inc.Stock6,045$291.0K<0.1%+841+16.2%AddedHistory
WWayfair Inc.CL A924$292.0K<0.1%+117+14.5%AddedHistory
QSRRestaurant Brands International Inc.COM4,524$292.0K<0.1%−17,281−79.3%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J528BULSHS 2025 MUNI11,225$292.0K<0.1%+11,225New–
AALAmerican Airlines Group Inc.Stock13,804$293.0K<0.1%+1,296+10.4%AddedHistory
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY12,552$293.0K<0.1%+22+0.2%Added–
PBProsperity Bancshares IncCOM4,096$294.0K<0.1%+43+1.1%AddedHistory
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY11,525$294.0K<0.1%+23+0.2%Added–

Sold out since Q1 2021 (62)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Stephens Inc sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
TMDXTransMedics Group, Inc.COM142,350$5.91M0.1%History
WHWyndham Hotels & Resorts, Inc.COM84,336$5.88M0.1%History
U.S. Global Jets ETF26922A842ETF124,527$3.35M0.1%–
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN32,880$3.23M0.1%–
First Trust Cloud Computing ETF33734X192ETF20,534$1.97M<0.1%–
YALAYalla Group LtdADS69,421$1.74M<0.1%History
CAMTCamtek LtdORD50,094$1.50M<0.1%History
CRMTAmericas Carmart IncCOM9,141$1.39M<0.1%History
Extended Stay Amer Inc30224P200UNIT 99/99/9999B64,792$1.28M<0.1%–
J P Morgan Exchange-Traded F46641Q613US AGGREGATE40,035$1.07M<0.1%–
GW Pharmaceuticals PLC36197T103ADS4,794$1.04M<0.1%–
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS37,635$1.02M<0.1%History
SUMSummit Materials, Inc.CL A31,490$882.0K<0.1%History
IAC Interactivecorp New44891N109COM3,052$660.0K<0.1%–
OneG7000X105COM CL A54,616$633.0K<0.1%–
DARDarling Ingredients Inc.COM8,479$624.0K<0.1%History
VUZIVuzix CorpCOM NEW23,868$607.0K<0.1%History
LTHMLivent Corp.COM34,991$606.0K<0.1%History
PLLPiedmont Lithium Inc.SPONSORED ADS8,175$568.0K<0.1%History
NOVNOV Inc.COM40,770$559.0K<0.1%History
ENSGEnsign Group, IncCOM5,569$523.0K<0.1%History
GRWGGrowGeneration Corp.COM7,701$383.0K<0.1%History
FLGTFulgent Genetics, Inc.COM3,507$339.0K<0.1%History
PRLBProto Labs IncCOM2,441$297.0K<0.1%History
Global X FDS37954Y624AUTONMOUS EV ETF10,300$273.0K<0.1%–
ZSZscaler, Inc.Stock1,585$272.0K<0.1%History
SNFCASecurity National Financial CorpCL A NEW26,639$249.0K<0.1%History
Vanguard Long-Term Treasury ETF92206C847ETF3,000$248.0K<0.1%–
DENDenbury IncCOM5,162$247.0K<0.1%History
Realpage Inc75606N109COM2,766$241.0K<0.1%–
OLNOLIN CorpStock6,290$239.0K<0.1%History
PHMPultegroup IncCOM4,506$236.0K<0.1%History
CALYCallaway Golf CoCOM8,530$228.0K<0.1%History
iShares Tr464287812US CONSM STAPLES1,287$228.0K<0.1%–
RNSTRenasant CorpCOM5,474$227.0K<0.1%History
DRIDarden Restaurants IncCOM1,592$226.0K<0.1%History
CWTCalifornia Water Service GroupCOM3,933$222.0K<0.1%History
SIXSix Flags Entertainment CorpCOM4,761$221.0K<0.1%History
CTSHCognizant Technology Solutions CorpCL A2,747$215.0K<0.1%History
State Street SPDR S&P Bank ETF78464A797ETF4,123$214.0K<0.1%–
CADECadence BancorporationCL A10,217$212.0K<0.1%History
THSTreeHouse Foods, Inc.COM4,062$212.0K<0.1%History
AUBAtlantic Union Bankshares CorpCOM5,475$210.0K<0.1%History
BAXBaxter International IncStock2,474$209.0K<0.1%History
PLUGPlug Power IncStock5,775$207.0K<0.1%History
ELFe.l.f. Beauty, Inc.COM7,729$207.0K<0.1%History
WSFSWSFS Financial CorpCOM4,101$204.0K<0.1%History
TRNTrinity Industries IncCOM7,167$204.0K<0.1%History
XYLXylem Inc.COM1,919$202.0K<0.1%History
HPQHP IncStock6,345$201.0K<0.1%History
CWCurtiss Wright CorpStock1,688$200.0K<0.1%History
TIGRUP Fintech Holding LtdSPONSORED ADS11,000$196.0K<0.1%History
PSECProspect Capital CorpCOM14,860$114.0K<0.1%History
SPRUSpruce Power Holding CorpCOM CL A12,313$111.0K<0.1%History
AWPabrdn Global Premier Properties FundCOM SH BEN INT12,482$74.0K<0.1%History
Voya Prime Rate Tr92913A100SH BEN INT15,758$73.0K<0.1%–
Teladoc Health, Inc.87918AAC9NOTE 1.375% 5/111,000$38.0K<0.1%–
Aerojet Rocketdyne Hldgs Inc007800AB1NOTE 2.250%12/117,000$31.0K<0.1%–
Cleveland-Cliffs Inc.185899AA9DBCV 1.500% 1/112,000$31.0K<0.1%–
Illumina, Inc.452327AH2NOTE 0.500% 6/118,000$27.0K<0.1%–
Verint Sys Inc92343XAA8NOTE 1.500% 6/018,000$20.0K<0.1%–
RMR Mortgage Tr76970B101COM26,500$00.0%–