Stephens Inc
- SEC CIK
- 0000757657
- Latest filing
- Jul 29, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 14, 2021. Long positions only.
- Positions
- 1,305
- No 13F data for Q4 2020
- Portfolio value
- $6.09B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| RMR Mortgage Tr76970B101 | COM | 26,500 | $0 | 0.0% | – | – | – |
| ECPGEncore Capital Group Inc | COM | 48 | $2.00K | <0.1% | – | – | History |
| UUnity Software Inc. | COM | 51 | $5.00K | <0.1% | – | – | History |
| COUPCoupa Software Inc | COM | 22 | $6.00K | <0.1% | – | – | History |
| TNDMTandem Diabetes Care Inc | COM NEW | 83 | $7.00K | <0.1% | – | – | History |
| VNOMViper Energy, Inc. | COM UNT RP INT | 500 | $7.00K | <0.1% | – | – | History |
| MGPIMGP Ingredients Inc | COM | 145 | $9.00K | <0.1% | – | – | History |
| PPDPPD, Inc. | COM | 227 | $9.00K | <0.1% | – | – | History |
| MRCYMercury Systems Inc | COM | 145 | $10.0K | <0.1% | – | – | History |
| RLRalph Lauren Corp | CL A | 87 | $11.0K | <0.1% | – | – | History |
| WIXWix.com Ltd. | SHS | 40 | $11.0K | <0.1% | – | – | History |
| Isis Pharmaceuticals Inc Del464337AJ3 | NOTE 1.000%11/1 | 12,000 | $12.0K | <0.1% | – | – | – |
| ONTOOnto Innovation Inc. | COM | 200 | $13.0K | <0.1% | – | – | History |
| Everbridge, Inc.29978AAC8 | NOTE 0.125%12/1 | 11,000 | $14.0K | <0.1% | – | – | – |
| Pacira BioSciences, Inc.695127AD2 | NOTE 2.375% 4/0 | 12,000 | $15.0K | <0.1% | – | – | – |
| Marriott Vactins Worldwid Co57164YAB3 | NOTE 1.500% 9/1 | 12,000 | $16.0K | <0.1% | – | – | – |
| Viavi Solutions Inc.925550AB1 | NOTE 1.000% 3/0 | 12,000 | $16.0K | <0.1% | – | – | – |
| PRAHPRA Health Sciences, Inc. | COM | 120 | $18.0K | <0.1% | – | – | History |
| Zynga Inc98986TAB4 | NOTE 0.250% 6/0 | 13,000 | $18.0K | <0.1% | – | – | – |
| PTCPTC Inc. | Stock | 136 | $19.0K | <0.1% | – | – | History |
| CHRWC. H. Robinson Worldwide, Inc. | COM NEW | 201 | $19.0K | <0.1% | – | – | History |
| Atlas Air Worldwide Hldgs IN049164BH8 | NOTE 2.250% 6/0 | 18,000 | $19.0K | <0.1% | – | – | – |
| Verint Sys Inc92343XAA8 | NOTE 1.500% 6/0 | 18,000 | $20.0K | <0.1% | – | – | – |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | 18,000 | $21.0K | <0.1% | – | – | – |
| Splunk Inc848637AD6 | NOTE 1.125% 9/1 | 18,000 | $21.0K | <0.1% | – | – | – |
| Akamai Technologies Inc00971TAJ0 | NOTE 0.125% 5/0 | 18,000 | $22.0K | <0.1% | – | – | – |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | 24,000 | $23.0K | <0.1% | – | – | – |
| Liberty Media Corp Del531229AB8 | NOTE 1.375%10/1 | 18,000 | $23.0K | <0.1% | – | – | – |
| NINENine Energy Service, Inc. | COM | 10,000 | $23.0K | <0.1% | – | – | History |
| PZZAPapa Johns International Inc | Stock | 275 | $24.0K | <0.1% | – | – | History |
| Neurocrine Biosciences Inc64125CAD1 | NOTE 2.250% 5/1 | 18,000 | $24.0K | <0.1% | – | – | – |
| FIVNFive9, Inc. | COM | 159 | $25.0K | <0.1% | – | – | History |
| Illumina, Inc.452327AH2 | NOTE 0.500% 6/1 | 18,000 | $27.0K | <0.1% | – | – | – |
| SHIPSeanergy Maritime Holdings Corp. | SHS NEW | 25,000 | $27.0K | <0.1% | – | – | History |
| Patrick Inds Inc703343AB9 | DBCV 1.000% 2/0 | 24,000 | $28.0K | <0.1% | – | – | – |
| TWTradeweb Markets Inc. | Stock | 390 | $29.0K | <0.1% | – | – | History |
| SDGRSchrodinger, Inc. | COM | 375 | $29.0K | <0.1% | – | – | History |
| Dexcom Inc252131AH0 | NOTE 0.750%12/0 | 13,000 | $29.0K | <0.1% | – | – | – |
| Aerojet Rocketdyne Hldgs Inc007800AB1 | NOTE 2.250%12/1 | 17,000 | $31.0K | <0.1% | – | – | – |
| Cleveland-Cliffs Inc.185899AA9 | DBCV 1.500% 1/1 | 12,000 | $31.0K | <0.1% | – | – | – |
| RingCentral, Inc.76680RAF4 | NOTE 3/0 | 28,000 | $31.0K | <0.1% | – | – | – |
| Workday, Inc.98138HAF8 | NOTE 0.250%10/0 | 18,000 | $31.0K | <0.1% | – | – | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | 23,000 | $32.0K | <0.1% | – | – | – |
| Exact Sciences Corp30063PAC9 | NOTE 0.375% 3/0 | 26,000 | $34.0K | <0.1% | – | – | – |
| Integra Lifesciences Hldgs C457985AM1 | NOTE 0.500% 8/1 | 31,000 | $34.0K | <0.1% | – | – | – |
| Nuvasive Inc670704AJ4 | NOTE 0.375% 3/1 | 33,000 | $34.0K | <0.1% | – | – | – |
| GGNGAMCO Global Gold, Natural Resources & Income Trust | COM SH BEN INT | 10,000 | $35.0K | <0.1% | – | – | History |
| Helix Energy Solutions Grp I42330PAK3 | NOTE 6.750% 2/1 | 30,000 | $35.0K | <0.1% | – | – | – |
| Square Inc852234AD5 | NOTE 0.500% 5/1 | 12,000 | $35.0K | <0.1% | – | – | – |
| Pebblebrook Hotel Tr70509VAA8 | NOTE 1.750%12/1 | 31,000 | $36.0K | <0.1% | – | – | – |
| Portman Ridge Fin Corp73688F102 | COM | 17,535 | $38.0K | <0.1% | – | – | – |
| Teladoc Health, Inc.87918AAC9 | NOTE 1.375% 5/1 | 11,000 | $38.0K | <0.1% | – | – | – |
| BDSIBiodelivery Sciences International Inc | COM | 10,000 | $39.0K | <0.1% | – | – | History |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | 23,000 | $39.0K | <0.1% | – | – | – |
| CONMED Corp207410AF8 | NOTE 2.625% 2/0 | 26,000 | $41.0K | <0.1% | – | – | – |
| Etsy Inc29786AAJ5 | NOTE 0.125%10/0 | 18,000 | $43.0K | <0.1% | – | – | – |
| Biomarin Pharmaceutical Inc09061GAH4 | NOTE 0.599% 8/0 | 43,000 | $44.0K | <0.1% | – | – | – |
| Nice Sys Inc65366HAB9 | NOTE 1.250% 1/1 | 18,000 | $47.0K | <0.1% | – | – | – |
| Lumentum Hldgs Inc55024UAB5 | NOTE 0.250% 3/1 | 30,000 | $48.0K | <0.1% | – | – | – |
| FNDFloor & Decor Holdings, Inc. | CL A | 510 | $49.0K | <0.1% | – | – | History |
| VRNSVaronis Systems Inc | COM | 981 | $50.0K | <0.1% | – | – | History |
| GYREGyre Therapeutics, Inc. | COM NEW | 10,260 | $52.0K | <0.1% | – | – | History |
| AVOMission Produce, Inc. | COM | 2,800 | $53.0K | <0.1% | – | – | History |
| PRAAPra Group Inc | COM | 1,494 | $55.0K | <0.1% | – | – | History |
| SWNSouthwestern Energy Co | COM | 12,525 | $58.0K | <0.1% | – | – | History |
| Wellpoint Inc94973VBG1 | NOTE 2.750%10/1 | 12,000 | $60.0K | <0.1% | – | – | – |
| SLABSilicon Laboratories Inc. | Stock | 453 | $64.0K | <0.1% | – | – | History |
| IAGIamgold Corp | COM | 22,000 | $66.0K | <0.1% | – | – | History |
| ONTOnterris, Inc. | COM | 1,345 | $68.0K | <0.1% | – | – | History |
| HUBGHub Group, Inc. | CL A | 1,088 | $73.0K | <0.1% | – | – | History |
| Voya Prime Rate Tr92913A100 | SH BEN INT | 15,758 | $73.0K | <0.1% | – | – | – |
| TCRTAlaunos Therapeutics, Inc. | COM | 20,162 | $73.0K | <0.1% | – | – | History |
| NOKNokia Corp | SPONSORED ADR | 18,689 | $74.0K | <0.1% | – | – | History |
| AWPabrdn Global Premier Properties Fund | COM SH BEN INT | 12,482 | $74.0K | <0.1% | – | – | History |
| CTRACoterra Energy Inc. | Stock | 4,014 | $75.0K | <0.1% | – | – | History |
| Microchip Technology Inc595017AD6 | NOTE 1.625% 2/1 | 22,000 | $76.0K | <0.1% | – | – | – |
| OCSLOaktree Specialty Lending Corp | COM | 13,190 | $82.0K | <0.1% | – | – | History |
| VVRInvesco Senior Income Trust | COM | 19,780 | $83.0K | <0.1% | – | – | History |
| EXELExelixis, Inc. | COM | 3,781 | $85.0K | <0.1% | – | – | History |
| Cyberark Software LtdM2682V108 | SHS | 680 | $88.0K | <0.1% | – | – | – |
| ENLCEnLink Midstream, LLC | COM UNIT REP LTD | 21,565 | $93.0K | <0.1% | – | – | History |
| PGENPrecigen, Inc. | COM | 14,148 | $97.0K | <0.1% | – | – | History |
| LMNRLimoneira CO | COM | 5,584 | $98.0K | <0.1% | – | – | History |
| ICMBInvestcorp Credit Management BDC, Inc. | COM | 17,871 | $100.0K | <0.1% | – | – | History |
| HALOHalozyme Therapeutics, Inc. | COM | 2,530 | $105.0K | <0.1% | – | – | History |
| PBPBPotbelly Corp | COM | 17,723 | $105.0K | <0.1% | – | – | History |
| NUVANuvasive Inc | COM | 1,618 | $106.0K | <0.1% | – | – | History |
| ETWEaton Vance Tax-Managed Global Buy-Write Opportunities Fund | COM | 10,554 | $109.0K | <0.1% | – | – | History |
| SPRUSpruce Power Holding Corp | COM CL A | 12,313 | $111.0K | <0.1% | – | – | History |
| Echo Global Logistics, Inc.27875T101 | COM | 3,551 | $112.0K | <0.1% | – | – | – |
| RVLVRevolve Group, Inc. | CL A | 2,518 | $113.0K | <0.1% | – | – | History |
| CHUYChuy's Holdings, Inc. | COM | 2,550 | $113.0K | <0.1% | – | – | History |
| PSECProspect Capital Corp | COM | 14,860 | $114.0K | <0.1% | – | – | History |
| WMGWarner Music Group Corp. | COM CL A | 3,391 | $116.0K | <0.1% | – | – | History |
| PCGPG&E Corp | Stock | 10,030 | $117.0K | <0.1% | – | – | History |
| KRPKimbell Royalty Partners, LP | UNIT | 11,649 | $118.0K | <0.1% | – | – | History |
| WSRWhitestone REIT | COM | 12,500 | $121.0K | <0.1% | – | – | History |
| GABGabelli Equity Trust Inc | COM | 18,371 | $125.0K | <0.1% | – | – | History |
| GELGenesis Energy LP | UNIT LTD PARTN | 13,595 | $127.0K | <0.1% | – | – | History |
| PROPROS Holdings, Inc. | COM | 3,004 | $128.0K | <0.1% | – | – | History |