Bailard, Inc.
- SEC CIK
- 0000750641
- Latest filing
- Jul 30, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 698
- −2 vs. Q2 2021
- Portfolio value
- $2.93B
- +$31.7M (+1.1%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| MSFTMicrosoft Corp | Stock | 484,953 | $136.7M | 4.7% | −4,541−0.9% | Reduced | History |
| AAPLApple Inc. | Stock | 927,112 | $131.2M | 4.5% | −13,060−1.4% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 304,655 | $109.1M | 3.7% | −2,054−0.7% | Reduced | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 226,739 | $97.3M | 3.3% | +616+0.3% | Added | History |
| iShares Tr464287630 | RUS 2000 VAL ETF | 539,693 | $86.5M | 3.0% | +894+0.2% | Added | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 3,969,681 | $83.6M | 2.9% | +29,756+0.8% | Added | – |
| GOOGLAlphabet Inc. | Stock | 26,564 | $71.0M | 2.4% | +224+0.9% | Added | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 290,560 | $64.5M | 2.2% | −2,523−0.9% | Reduced | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 810,618 | $60.2M | 2.1% | −2,276−0.3% | Reduced | – |
| Vanguard Information Technology ETF92204A702 | ETF | 113,119 | $45.4M | 1.6% | −1,203−1.1% | Reduced | – |
| Janus Detroit STR Tr47103U852 | HENDERSON MTG | 813,903 | $43.3M | 1.5% | +195,418+31.6% | Added | – |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 810,661 | $43.2M | 1.5% | +75,714+10.3% | Added | – |
| AMZNAmazon Com Inc | Stock | 12,703 | $41.7M | 1.4% | +412+3.4% | Added | History |
| VVisa Inc. | Stock | 161,460 | $36.0M | 1.2% | +322+0.2% | Added | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 304,505 | $35.4M | 1.2% | −71,440−19.0% | Reduced | – |
| METAMeta Platforms, Inc. | Stock | 97,137 | $33.0M | 1.1% | +9,239+10.5% | Added | History |
| iShares Tr46429B291 | A RATE CP BD ETF | 565,161 | $31.8M | 1.1% | −48,374−7.9% | Reduced | – |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 185,561 | $31.4M | 1.1% | +2,427+1.3% | Added | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 513,314 | $31.3M | 1.1% | +34,117+7.1% | Added | – |
| iShares Core S&P 500 ETF464287200 | ETF | 71,985 | $31.0M | 1.1% | +954+1.3% | Added | – |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 307,998 | $31.0M | 1.1% | −780−0.3% | Reduced | – |
| UNHUnitedHealth Group Inc | Stock | 73,007 | $28.5M | 1.0% | +1,144+1.6% | Added | History |
| HDHome Depot, Inc. | Stock | 78,618 | $25.8M | 0.9% | +397+0.5% | Added | History |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 813,680 | $25.4M | 0.9% | +735,647+942.7% | Added | – |
| ADBEAdobe Inc. | Stock | 44,126 | $25.4M | 0.9% | +329+0.8% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 140,190 | $22.9M | 0.8% | −1,297−0.9% | Reduced | History |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 431,757 | $22.1M | 0.8% | +55,544+14.8% | Added | – |
| DHRDanaher Corp | Stock | 71,370 | $21.7M | 0.7% | +11,229+18.7% | Added | History |
| iShares Tr464288356 | CALIF MUN BD ETF | 346,981 | $21.5M | 0.7% | −2,569−0.7% | Reduced | – |
| PGProcter & Gamble Co | Stock | 144,692 | $20.2M | 0.7% | +163+0.1% | Added | History |
| NVDANVIDIA Corp | Stock | 95,189 | $19.7M | 0.7% | 00.0% | UnchangedConverted for a 4-for-1 split | History |
| JNJJohnson & Johnson | Stock | 120,751 | $19.5M | 0.7% | +302+0.3% | Added | History |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 734,393 | $19.5M | 0.7% | −166,494−18.5% | Reduced | – |
| COSTCostco Wholesale Corp | Stock | 42,301 | $19.0M | 0.6% | −89−0.2% | Reduced | History |
| TGTTarget Corp | Stock | 77,115 | $17.6M | 0.6% | +300+0.4% | Added | History |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 363,761 | $17.4M | 0.6% | +27,782+8.3% | Added | – |
| BLKBlackRock, Inc. | COM | 20,412 | $17.1M | 0.6% | +217+1.1% | Added | History |
| MSMorgan Stanley | Stock | 171,372 | $16.7M | 0.6% | +510.0% | Added | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 109,836 | $16.4M | 0.6% | +280.0% | Added | – |
| HZNPHorizon Therapeutics Public Ltd Co | SHS | 149,603 | $16.4M | 0.6% | +3,106+2.1% | Added | History |
| TXNTexas Instruments Inc | Stock | 84,354 | $16.2M | 0.6% | −3,196−3.7% | Reduced | History |
| QCOMQualcomm Inc | Stock | 122,739 | $15.8M | 0.5% | +8,000+7.0% | Added | History |
| DISWalt Disney Co | Stock | 93,222 | $15.8M | 0.5% | +1,137+1.2% | Added | History |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 326,131 | $15.0M | 0.5% | +17,108+5.5% | Added | – |
| XYZBlock, Inc. | CL A | 62,457 | $15.0M | 0.5% | +5,151+9.0% | Added | History |
| GOOGAlphabet Inc. | Stock | 5,612 | $15.0M | 0.5% | +12+0.2% | Added | History |
| SPGIS&P Global Inc. | Stock | 34,038 | $14.5M | 0.5% | +224+0.7% | Added | History |
| ACNAccenture plc | Stock | 44,181 | $14.1M | 0.5% | +489+1.1% | Added | History |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 269,363 | $13.5M | 0.5% | +3,083+1.2% | Added | – |
| SBUXStarbucks Corp | Stock | 118,422 | $13.1M | 0.4% | −616−0.5% | Reduced | History |
| Vanguard Real Estate ETF922908553 | ETF | 125,807 | $12.8M | 0.4% | +1,240+1.0% | Added | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 48,615 | $12.8M | 0.4% | +305+0.6% | Added | – |
| BMYBristol Myers Squibb Co | Stock | 214,682 | $12.7M | 0.4% | −2,660−1.2% | Reduced | History |
| WMWaste Management Inc | Stock | 82,972 | $12.4M | 0.4% | +509+0.6% | Added | History |
| MDTMedtronic plc | Stock | 92,972 | $11.7M | 0.4% | +1,073+1.2% | Added | History |
| iShares Russell Midcap ETF464287499 | ETF | 147,926 | $11.6M | 0.4% | +1,669+1.1% | Added | – |
| PLDPrologis, Inc. | REIT | 86,836 | $10.9M | 0.4% | +1,423+1.7% | Added | History |
| ZTSZoetis Inc. | Stock | 55,843 | $10.8M | 0.4% | +200+0.4% | Added | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 99,267 | $10.8M | 0.4% | +770+0.8% | Added | – |
| iShares Tr464287549 | EXPND TEC SC ETF | 26,766 | $10.8M | 0.4% | −1,330−4.7% | Reduced | – |
| NXPINXP Semiconductors N.V. | COM | 54,125 | $10.6M | 0.4% | −915−1.7% | Reduced | History |
| PEPPepsiCo Inc | Stock | 69,879 | $10.5M | 0.4% | −989−1.4% | Reduced | History |
| iShares MSCI Acwi Ex U.S. ETF464288240 | ETF | 187,464 | $10.4M | 0.4% | +3,499+1.9% | Added | – |
| ALLAllstate Corp | Stock | 80,253 | $10.2M | 0.3% | +248+0.3% | Added | History |
| BPMCBlueprint Medicines Corp | COM | 98,939 | $10.2M | 0.3% | +14,294+16.9% | Added | History |
| FISVFiserv Inc | Stock | 92,404 | $10.0M | 0.3% | +3,700+4.2% | Added | History |
| CMICummins Inc | Stock | 44,620 | $10.0M | 0.3% | +242+0.5% | Added | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 194,362 | $9.81M | 0.3% | +1,721+0.9% | Added | – |
| Vanguard Consumer Discretionary ETF92204A108 | ETF | 31,505 | $9.77M | 0.3% | −596−1.9% | Reduced | – |
| ABTAbbott Laboratories | Stock | 80,115 | $9.46M | 0.3% | +150+0.2% | Added | History |
| BACBank of America Corp | Stock | 222,311 | $9.44M | 0.3% | −728−0.3% | Reduced | History |
| COPConocoPhillips | Stock | 138,687 | $9.40M | 0.3% | +696+0.5% | Added | History |
| PNCPNC Financial Services Group, Inc. | Stock | 46,814 | $9.16M | 0.3% | +341+0.7% | Added | History |
| TJXTJX Companies Inc | Stock | 137,514 | $9.07M | 0.3% | +1,082+0.8% | Added | History |
| AMATApplied Materials Inc | Stock | 70,449 | $9.07M | 0.3% | +1,525+2.2% | Added | History |
| NOWServiceNow, Inc. | Stock | 14,548 | $9.05M | 0.3% | +356+2.5% | Added | History |
| Vanguard Health Care ETF92204A504 | ETF | 36,236 | $8.96M | 0.3% | −769−2.1% | Reduced | – |
| ETNEaton Corp plc | Stock | 59,483 | $8.88M | 0.3% | +619+1.1% | Added | History |
| SYYSysco Corp | Stock | 112,902 | $8.86M | 0.3% | +358+0.3% | Added | History |
| UNPUnion Pacific Corp | Stock | 45,182 | $8.86M | 0.3% | +5,810+14.8% | Added | History |
| STLDSteel Dynamics Inc | COM | 150,069 | $8.78M | 0.3% | +1,204+0.8% | Added | History |
| AVYAvery Dennison Corp | COM | 42,149 | $8.73M | 0.3% | +545+1.3% | Added | History |
| CMCSAComcast Corp | Stock | 155,210 | $8.68M | 0.3% | +89,106+134.8% | Added | History |
| AZNAstraZeneca PLC | SPONSORED ADR | 137,957 | $8.29M | 0.3% | +1,424+1.0% | Added | History |
| iShares Tr464288646 | ISHS 1-5YR INVS | 149,271 | $8.16M | 0.3% | +128,315+612.3% | Added | – |
| PFEPfizer Inc | Stock | 189,184 | $8.14M | 0.3% | −40.0% | Reduced | History |
| ITWIllinois Tool Works Inc | Stock | 37,945 | $7.84M | 0.3% | +24+0.1% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 28,728 | $7.84M | 0.3% | +1,156+4.2% | Added | History |
| iShares Tr464288588 | MBS ETF | 71,892 | $7.77M | 0.3% | −25,275−26.0% | Reduced | – |
| EWEdwards Lifesciences Corp | Stock | 68,508 | $7.76M | 0.3% | −294−0.4% | Reduced | History |
| PYPLPayPal Holdings, Inc. | Stock | 29,523 | $7.68M | 0.3% | +1,367+4.9% | Added | History |
| PGRProgressive Corp | Stock | 84,551 | $7.64M | 0.3% | +357+0.4% | Added | History |
| INTUIntuit Inc. | Stock | 14,055 | $7.58M | 0.3% | +2,581+22.5% | Added | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 201,450 | $7.56M | 0.3% | −5,054−2.4% | Reduced | – |
| SESea Ltd | SPONSORD ADS | 22,787 | $7.26M | 0.2% | +37+0.2% | Added | History |
| TTTrane Technologies plc | SHS | 41,655 | $7.19M | 0.2% | +262+0.6% | Added | History |
| MCDMcDonalds Corp | Stock | 29,584 | $7.13M | 0.2% | 00.0% | Unchanged | History |
| iShares Tr46434V647 | GLOBAL REIT ETF | 251,586 | $6.90M | 0.2% | +3,205+1.3% | Added | – |
| CVSCVS Health Corp | Stock | 81,045 | $6.88M | 0.2% | +2,340+3.0% | Added | History |
| AUPHAurinia Pharmaceuticals Inc. | COM | 309,000 | $6.84M | 0.2% | −61,000−16.5% | Reduced | History |
Sold out since Q2 2021 (91)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| EAElectronic Arts Inc. | COM | 17,298 | $2.49M | 0.1% | History |
| GWREGuidewire Software, Inc. | COM | 18,749 | $2.11M | 0.1% | History |
| VRDNViridian Therapeutics, Inc. | COM | 90,500 | $1.66M | 0.1% | History |
| HARPHarpoon Therapeutics, Inc. | COM | 118,878 | $1.65M | 0.1% | History |
| MRSNMersana Therapeutics, Inc. | COM | 111,000 | $1.51M | 0.1% | History |
| STOKStoke Therapeutics, Inc. | COM | 43,300 | $1.46M | 0.1% | History |
| DRNADicerna Pharmaceuticals Inc | COM | 24,038 | $897.0K | <0.1% | History |
| SITCSITE Centers Corp. | COM | 58,770 | $885.0K | <0.1% | History |
| KRGKite Realty Group Trust | COM NEW | 40,100 | $883.0K | <0.1% | History |
| WRIWeingarten Realty Investors | SH BEN INT | 27,100 | $869.0K | <0.1% | History |
| NTESNetEase, Inc. | SPONSORED ADS | 7,510 | $866.0K | <0.1% | History |
| BIDUBaidu, Inc. | ADR | 4,021 | $820.0K | <0.1% | History |
| RPAIRetail Properties of America, Inc. | CL A | 67,100 | $768.0K | <0.1% | History |
| VYXNCR Voyix Corp | COM | 14,772 | $674.0K | <0.1% | History |
| AITApplied Industrial Technologies Inc | COM | 7,210 | $657.0K | <0.1% | History |
| JDJD.com, Inc. | SPON ADS CL A | 8,129 | $649.0K | <0.1% | History |
| ACCOAcco Brands Corp | COM | 68,200 | $589.0K | <0.1% | History |
| EDITEditas Medicine, Inc. | COM | 10,000 | $566.0K | <0.1% | History |
| GPMTGranite Point Mortgage Trust Inc. | COM STK | 37,600 | $555.0K | <0.1% | History |
| INBKFirst Internet Bancorp | COM | 17,300 | $536.0K | <0.1% | History |
| CCNECNB Financial Corp | COM | 20,444 | $467.0K | <0.1% | History |
| AROCArchrock, Inc. | COM | 52,000 | $463.0K | <0.1% | History |
| Adamas Trust, Inc.649604501 | COM PAR $.02 | 98,500 | $440.0K | <0.1% | – |
| APLSApellis Pharmaceuticals, Inc. | COM | 6,800 | $430.0K | <0.1% | History |
| NXSTNexstar Media Group, Inc. | COMMON STOCK | 2,900 | $429.0K | <0.1% | History |
| TNLTravel & Leisure Co. | COM | 7,000 | $416.0K | <0.1% | History |
| QTSQTS Realty Trust, Inc. | COM CL A | 5,186 | $401.0K | <0.1% | History |
| ARNAArena Pharmaceuticals Inc | COM NEW | 5,100 | $348.0K | <0.1% | History |
| BMRNBiomarin Pharmaceutical Inc | COM | 4,000 | $334.0K | <0.1% | History |
| THRYThryv Holdings, Inc. | COM NEW | 9,000 | $322.0K | <0.1% | History |
| RVLVRevolve Group, Inc. | CL A | 4,500 | $310.0K | <0.1% | History |
| AGIOAgios Pharmaceuticals, Inc. | COM | 5,600 | $309.0K | <0.1% | History |
| MMSMaximus, Inc. | COM | 3,500 | $308.0K | <0.1% | History |
| VXRTVaxart, Inc. | COM NEW | 41,000 | $307.0K | <0.1% | History |
| Trillium Therapeutics Inc.89620X506 | COM NEW | 31,000 | $301.0K | <0.1% | – |
| FPIFarmland Partners Inc. | COM | 24,900 | $300.0K | <0.1% | History |
| UCTTUltra Clean Holdings, Inc. | COM | 5,500 | $295.0K | <0.1% | History |
| ULBIUltralife Corp | COM | 34,665 | $290.0K | <0.1% | History |
| Falcon Minerals Corp30607B109 | CL A COM | 56,400 | $287.0K | <0.1% | – |
| DLADelta Apparel, Inc | COM | 9,575 | $283.0K | <0.1% | History |
| ICHRIchor Holdings, Ltd. | SHS | 5,200 | $280.0K | <0.1% | History |
| AEEAmeren Corp | COM | 3,484 | $279.0K | <0.1% | History |
| WSMWilliams Sonoma Inc | COM | 1,730 | $276.0K | <0.1% | History |
| LPGDorian LPG Ltd. | SHS USD | 19,479 | $275.0K | <0.1% | History |
| CALCaleres Inc | COM | 10,000 | $273.0K | <0.1% | History |
| MCHBMechanics Bancorp | CL A | 6,700 | $273.0K | <0.1% | History |
| NVAXNovavax Inc | COM NEW | 1,288 | $273.0K | <0.1% | History |
| UUUUEnergy Fuels Inc | COM NEW | 44,400 | $269.0K | <0.1% | History |
| VRAVera Bradley, Inc. | COM | 21,600 | $268.0K | <0.1% | History |
| ACHAccendra Health Inc | Stock | 6,300 | $267.0K | <0.1% | History |
| BRYBerry Corp (bry) | COM | 39,553 | $266.0K | <0.1% | History |
| ZUMZZumiez Inc | COM | 5,400 | $265.0K | <0.1% | History |
| Del Taco Restaurants, Inc.245496104 | COM | 26,201 | $262.0K | <0.1% | – |
| GTESGates Industrial Corp Ltd. | ORD SHS | 14,400 | $260.0K | <0.1% | History |
| ARVNArvinas, Inc. | COM | 3,300 | $254.0K | <0.1% | History |
| LWLamb Weston Holdings, Inc. | Stock | 3,117 | $251.0K | <0.1% | History |
| VBIVVBI Vaccines Inc/BC | COM NEW | 75,000 | $251.0K | <0.1% | History |
| EQIXEquinix Inc | COM | 309 | $248.0K | <0.1% | History |
| TBCHTurtle Beach Corp | COM NEW | 7,751 | $247.0K | <0.1% | History |
| BECNQxo Building Products, Inc. | COM | 4,600 | $245.0K | <0.1% | History |
| SNBRQSleep Number Corp | COM | 2,226 | $245.0K | <0.1% | History |
| OCOwens Corning | Stock | 2,436 | $238.0K | <0.1% | History |
| ILMNIllumina, Inc. | COM | 480 | $227.0K | <0.1% | History |
| CPSCooper-Standard Holdings Inc. | COM | 7,800 | $226.0K | <0.1% | History |
| AZEKAZEK Co Inc. | CL A | 5,300 | $225.0K | <0.1% | History |
| DTEDte Energy Co | COM | 1,731 | $224.0K | <0.1% | History |
| DDDuPont de Nemours, Inc. | COM | 2,848 | $220.0K | <0.1% | History |
| SKTTanger Inc. | COM | 11,600 | $219.0K | <0.1% | History |
| TRMKTrustmark Corp | COM | 6,900 | $213.0K | <0.1% | History |
| FLFoot Locker, Inc. | COM | 3,461 | $213.0K | <0.1% | History |
| CAHCardinal Health Inc | Stock | 3,705 | $212.0K | <0.1% | History |
| ESPREsperion Therapeutics, Inc. | COM | 10,000 | $212.0K | <0.1% | History |
| GRBKGreen Brick Partners, Inc. | COM | 9,300 | $211.0K | <0.1% | History |
| NTLAIntellia Therapeutics, Inc. | COM | 1,300 | $210.0K | <0.1% | History |
| CHDChurch & Dwight Co Inc | COM | 2,459 | $210.0K | <0.1% | History |
| SSBSouthState Bank Corp | COM | 2,571 | $210.0K | <0.1% | History |
| BHRBraemar Hotels & Resorts Inc. | COM | 33,500 | $208.0K | <0.1% | History |
| BGFVBig 5 Sporting Goods Corp | COM | 8,100 | $208.0K | <0.1% | History |
| BRCBrady Corp | CL A | 3,700 | $207.0K | <0.1% | History |
| FSBWFS Bancorp, Inc. | COM | 2,900 | $207.0K | <0.1% | History |
| RGPResources Connection, Inc. | COM | 14,300 | $205.0K | <0.1% | History |
| NOGNorthern Oil & Gas, Inc. | COM | 9,800 | $204.0K | <0.1% | History |
| ESNTEssent Group Ltd. | COM | 4,527 | $203.0K | <0.1% | History |
| iShares Tr464288869 | MICRO-CAP ETF | 1,314 | $201.0K | <0.1% | – |
| DAKTDaktronics Inc | COM | 30,300 | $200.0K | <0.1% | History |
| AHTAshford Hospitality Trust Inc | COM SHS | 43,100 | $197.0K | <0.1% | History |
| WTIW&T Offshore Inc | COM | 32,700 | $159.0K | <0.1% | History |
| ORBCOMM Inc.68555P100 | COM | 13,500 | $152.0K | <0.1% | – |
| SPRTSupport.com, Inc. | COM NEW | 38,715 | $149.0K | <0.1% | History |
| STSASatsuma Pharmaceuticals, Inc. | COM | 20,500 | $145.0K | <0.1% | History |
| CASICASI Pharmaceuticals, Inc (DE) | COM | 40,400 | $63.0K | <0.1% | History |