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Livermore
Livermore
ZHEN

First Manhattan Co

SEC CIK
0000728083
Latest filing
Aug 14, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
1,648
−7 vs. Q3 2021
Portfolio value
$30.3B
+$3.20B (+11.8%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of First Manhattan Co in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Schwab US Tips ETF808524870ETF3$00.0%+3New–
Schwab U.S. REIT ETF808524847ETF12$00.0%+12New–
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF2$00.0%+2New–
Vanguard Mortgage-Backed Securities ETF92206C771ETF2$00.0%+2New–
WENWendy's CoStock29$00.0%00.0%UnchangedHistory
HOODRobinhood Markets, Inc.Stock28$00.0%00.0%UnchangedHistory
Xtrackers International Real Estate ETF233051846ETF18$00.0%+18New–
RGLDRoyal Gold IncStock5$00.0%00.0%UnchangedHistory
NRGNRG Energy, Inc.Stock17$00.0%00.0%UnchangedHistory
TDCTeradata CorpStock20$00.0%00.0%UnchangedHistory
PTCPTC Inc.Stock8$00.0%00.0%UnchangedHistory
iShares Tr464288406MRGSTR MD CP VAL9$00.0%+9New–
PVHPVH Corp.COM1$00.0%00.0%UnchangedHistory
IRDMIridium Communications Inc.COM23$00.0%00.0%UnchangedHistory
ESTCElastic N.V.ORD SHS6$00.0%00.0%UnchangedHistory
DOCHealthpeak Properties, Inc.COM1$00.0%00.0%UnchangedHistory
INSMINSMED IncCOM PAR $.0125$00.0%00.0%UnchangedHistory
MFICMidCap Financial Investment CorpCOM NEW5$00.0%00.0%UnchangedHistory
PRLBProto Labs IncCOM17$00.0%00.0%UnchangedHistory
RSGRepublic Services, Inc.COM7$00.0%00.0%UnchangedHistory
FMSFresenius Medical Care AGSPONSORED ADR20$00.0%00.0%UnchangedHistory
iShares Tr4642874571 3 YR TREAS BD1$00.0%−154−99.4%Reduced–
MMacy's, Inc.COM1$00.0%00.0%UnchangedHistory
KIOKKR Income Opportunities FundCOM15$00.0%00.0%UnchangedHistory
SENEASeneca Foods CorpCL A20$00.0%00.0%UnchangedHistory
DJCODaily Journal CorpCOM1$00.0%00.0%UnchangedHistory
FTEKFuel Tech, Inc.COM8$00.0%00.0%UnchangedHistory
GEVOGevo, Inc.COM PAR25$00.0%00.0%UnchangedHistory
GPROGoPro, Inc.CL A11$00.0%00.0%UnchangedHistory
LELands' End, Inc.COM9$00.0%−26−74.3%ReducedHistory
LCTXLineage Cell Therapeutics, Inc.COM94$00.0%00.0%UnchangedHistory
NAVINavient CorpCOM28$00.0%00.0%UnchangedHistory
RYAMRayonier Advanced Materials Inc.COM30$00.0%00.0%UnchangedHistory
RMRRMR Group Inc.CL A8$00.0%00.0%UnchangedHistory
UAUnder Armour, Inc.CL C50$00.0%00.0%UnchangedHistory
ACORAcorda Therapeutics, Inc.COM NEW50$00.0%00.0%UnchangedHistory
AUDAudacy, Inc.COM232$00.0%00.0%UnchangedHistory
ACBAurora Cannabis IncCOM16$00.0%−233−93.6%ReducedHistory
BGTBlackRock Floating Rate Income TrustCOM6$00.0%00.0%UnchangedHistory
FRTXFresh Tracks Therapeutics, Inc.COM14$00.0%00.0%UnchangedHistory
Bristol Myers Squibb Co110122140RIGHT 12/30/20301,000$00.0%00.0%Unchanged–
CRHCRH Public Ltd CoADR18$00.0%00.0%UnchangedHistory
CTICCti Biopharma CorpCOM33$00.0%00.0%UnchangedHistory
CVMCel Sci CorpCOM PAR NEW8$00.0%00.0%UnchangedHistory
CHSChico's Fas, Inc.COM115$00.0%00.0%UnchangedHistory
Compute Health Acquisitin Co204833115*W EXP 01/25/202110$00.0%00.0%Unchanged–
Crucible Acquisition Corp22877P116*W EXP 12/26/202200$00.0%00.0%Unchanged–
Epiphany Technology Acquisit29429X117*W EXP 01/12/202200$00.0%00.0%Unchanged–
GSATGlobalstar, Inc.COM186$00.0%00.0%UnchangedHistory
HARPHarpoon Therapeutics, Inc.COM70$00.0%00.0%UnchangedHistory
Health Assurn Acquisition Co42226W117*W EXP 11/12/202125$00.0%00.0%Unchanged–
QTTBQ32 Bio Inc.COM50$00.0%00.0%UnchangedHistory
KLDOKaleido Biosciences, Inc.COM100$00.0%00.0%UnchangedHistory
LTRPALiberty TripAdvisor Holdings, Inc.COM SER A318$00.0%−3,795−92.3%ReducedHistory
Micro Focus Intl PLC594837403SPON ADR NEW42$00.0%00.0%Unchanged–
CAFMorgan Stanley China A Share Fund, Inc.COM20$00.0%00.0%UnchangedHistory
COOPMaverick Merger Sub 2, LLCCOM4$00.0%00.0%UnchangedHistory
VIVSVivoSim Labs, INC.COM NEW25$00.0%00.0%UnchangedHistory
PTPIPetros Pharmaceuticals, Inc.COM100$00.0%00.0%UnchangedHistory
DTILPrecision Biosciences IncCOM100$00.0%00.0%UnchangedHistory
ProShares Tr74347B276PSHS ULDOW30 NEW25$00.0%00.0%Unchanged–
ProShares Tr74347B425SHORT S&P 500 NE25$00.0%00.0%Unchanged–
ProShares Tr74347B714SHORT QQQ NEW47$00.0%00.0%Unchanged–
RADNew Rite Aid, LLCCOM37$00.0%00.0%UnchangedHistory
SENEBSeneca Foods CorpCL B20$00.0%00.0%UnchangedHistory
STRMStreamline Health Solutions Inc.COM529$00.0%00.0%UnchangedHistory
SNDLSNDL Inc.COM983$00.0%00.0%UnchangedHistory
TLRYTilray Brands, Inc.COM CL 283$00.0%00.0%UnchangedHistory
TWOU2U, LLCCOM48$00.0%00.0%UnchangedHistory
XUnited States Steel CorpCOM1$00.0%00.0%UnchangedHistory
ASAPWaitr Holdings Inc.COM1,000$00.0%00.0%UnchangedHistory
WLLWhiting Holdings LLCCOM NEW1$00.0%−3−75.0%ReducedHistory
Prospector Capital CorpG7273A113*W EXP 01/01/202200$00.0%00.0%Unchanged–
SVF Investment Corp.G8601L128*W EXP 12/20/202100$00.0%00.0%Unchanged–
CYRNCYREN Ltd.SHS100$00.0%00.0%UnchangedHistory
CLBCore Laboratories Inc.COM38$00.0%00.0%UnchangedHistory
Colicity Inc194170114*W EXP 02/24/202100$00.0%00.0%Unchanged–
Revolution Healthcar Aq Corp76155Y116*W EXP 12/31/202100$00.0%00.0%Unchanged–
TAOXTAO Synergies Inc.COM NEW25$00.0%00.0%UnchangedHistory
Valaris LtdG9460G119*W EXP 04/29/20210$00.0%00.0%Unchanged–
AUROWAurora Innovation, Inc.EQUITY WRT100$00.0%+100NewHistory
First Wave Biopharma Inc33749P101COM250$00.0%00.0%Unchanged–
EQRx, Inc.26886C115*W EXP 12/17/202100$00.0%+100New–
Fathom Digital Mfg Corp31189Y111*W EXP 12/22/202110$00.0%+110New–
LYLTQLoyalty Ventures Inc.COMMON STOCK11$00.0%+11NewHistory
Special Opportunities FD Inc84741T138RIGHT 01/21/202210,002$00.0%+10,002New–
WEWeWork Inc.CL A80$00.0%+80NewHistory
Founder SpacG3661E114*W EXP 04/19/202200$00.0%+200New–
CENNCenntro Inc.ORD SHS1$00.0%+1NewHistory
ADNTAdient plcStock25$1.00K<0.1%00.0%UnchangedHistory
TAKTakeda Pharmaceutical Co LtdADR94$1.00K<0.1%00.0%UnchangedHistory
Schwab International Small-Cap Equity ETF808524888ETF25$1.00K<0.1%+25New–
GNRCGenerac Holdings Inc.Stock5$1.00K<0.1%+5NewHistory
Schwab Fundamental International Small Equity ETF808524748ETF41$1.00K<0.1%+41New–
PHParker-Hannifin CorpStock4$1.00K<0.1%−73−94.8%ReducedHistory
TROWPrice T Rowe Group IncStock6$1.00K<0.1%00.0%UnchangedHistory
PLTRPalantir Technologies Inc.Stock76$1.00K<0.1%00.0%UnchangedHistory
TXG10x Genomics, Inc.CL A COM11$1.00K<0.1%00.0%UnchangedHistory
CPRXCatalyst Pharmaceuticals, Inc.COM250$1.00K<0.1%00.0%UnchangedHistory
IRTIndependence Realty Trust, Inc.COM65$1.00K<0.1%00.0%UnchangedHistory

Sold out since Q3 2021 (122)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 122 by value last quarter.

Positions of First Manhattan Co sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
Pacific Mercantile Bancorp694552100COM279,278$2.57M<0.1%–
VIPSVipshop Holdings LtdSPONSORED ADS A210,806$2.35M<0.1%History
IMUXImmunic, Inc.COM250,000$2.21M<0.1%History
MRSNMersana Therapeutics, Inc.COM218,070$2.06M<0.1%History
LEVLLevel One Bancorp IncCOM63,214$1.86M<0.1%History
FLEXFlex Ltd.Stock102,830$1.82M<0.1%History
CNBKACentury Bancorp IncCL A NON VTG11,600$1.34M<0.1%History
AFGAmerican Financial Group IncCOM10,260$1.29M<0.1%History
BOCHBank of Commerce HoldingsCOM79,650$1.21M<0.1%History
KSUKansas City SouthernCOM NEW3,325$899.0K<0.1%History
APRNBlue Apron Holdings, Inc.CL A NEW101,500$746.0K<0.1%History
RAVNRaven Industries IncCOM11,150$642.0K<0.1%History
ACVAACV Auctions Inc.COM CL A35,150$628.0K<0.1%History
VRSBillerud Americas CorpCL A25,000$518.0K<0.1%History
EVBGEverbridge, Inc.COM2,800$422.0K<0.1%History
PAEPAE IncCOM CL A70,000$418.0K<0.1%History
SPDR Index Shs FDS78463X400SP CHINA ETF3,450$381.0K<0.1%–
XECCimarex Energy CoCOM3,825$333.0K<0.1%History
SQMChemical & Mining Co of Chile IncSPON ADR SER B6,000$322.0K<0.1%History
GS Acquisition Hldgs Corp II36258Q105COM CL A29,640$302.0K<0.1%–
KLXEKLX Energy Services Holdings, Inc.COM NEW43,200$205.0K<0.1%History
PATHUiPath, Inc.Stock3,796$199.0K<0.1%History
iShares Tr464288760US AER DEF ETF1,700$177.0K<0.1%–
SNDASonida Senior Living, Inc.COM4,333$152.0K<0.1%History
BCELAtreca, Inc.CL A COM17,151$106.0K<0.1%History
Ion Acquisition Corp 2 LtdG49393120UNIT 99/99/999910,000$100.0K<0.1%–
INSGInseego Corp.COM13,700$91.0K<0.1%History
Bakkt, Inc.G9441E100SHS CL A3,800$38.0K<0.1%–
First Tr Exchange-Traded FD33734X176TECH ALPHADEX300$36.0K<0.1%–
Vanguard Materials ETF92204A801ETF200$34.0K<0.1%–
Alps Clean Energy ETF00162Q460ETF510$33.0K<0.1%–
CHNGChange Healthcare Inc.COM1,500$31.0K<0.1%History
LVSLas Vegas Sands CorpCOM750$27.0K<0.1%History
OMEROmeros CorpCOM2,000$27.0K<0.1%History
IBIOiBio, Inc.COM NEW20,790$22.0K<0.1%History
VERVEREIT, Inc.COM500$22.0K<0.1%History
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF673$21.0K<0.1%–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS1,000$21.0K<0.1%History
CORTCorcept Therapeutics IncCOM1,000$19.0K<0.1%History
First Trust Financials Alphadex Fund33734X135ETF425$18.0K<0.1%–
BBIOBridgeBio Pharma, Inc.COM400$18.0K<0.1%History
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM1,885$15.0K<0.1%History
STNGScorpio Tankers Inc.SHS775$14.0K<0.1%History
ORAOrmat Technologies, Inc.COM200$13.0K<0.1%History
SPDR Series Trust78464A805ST STR PR SP1500249$13.0K<0.1%–
SEDGSolaredge Technologies, Inc.COM50$13.0K<0.1%History
GHGuardant Health, Inc.COM100$12.0K<0.1%History
HBPHuttig Building Products IncCOM2,400$12.0K<0.1%History
MNPWestern Asset Municipal Partners Fund Inc.COM777$12.0K<0.1%History
TEXTerex CorpStock282$11.0K<0.1%History
NNDMNano Dimension Ltd.SPONSORD ADS NEW2,000$11.0K<0.1%History
WYWeyerhaeuser CoCOM NEW268$9.00K<0.1%History
iShares Inc464286806MSCI GERMANY ETF300$9.00K<0.1%–
CRSCarpenter Technology CorpCOM300$9.00K<0.1%History
GVAGranite Construction IncCOM250$9.00K<0.1%History
BBBY20230930-DK-Butterfly-1, Inc.COM536$9.00K<0.1%History
CVETCovetrus, Inc.COM500$9.00K<0.1%History
PLXPPLx Pharma Winddown Corp.COM500$9.00K<0.1%History
Reinvent Technology PartnersG7484L114UNIT 03/12/2026800$8.00K<0.1%–
AMBAAmbarella IncSHS50$7.00K<0.1%History
FLRFluor CorpStock387$6.00K<0.1%History
ONTOnterris, Inc.COM100$6.00K<0.1%History
HRIHerc Holdings IncCOM40$6.00K<0.1%History
MDLAMedallia, Inc.COM200$6.00K<0.1%History
STRLSterling Infrastructure, Inc.COM225$5.00K<0.1%History
SPDR Series Trust78468R101ST SHO TREAS ETF186$5.00K<0.1%–
BMIBadger Meter IncCOM50$5.00K<0.1%History
ORNOrion Group Holdings IncCOM950$5.00K<0.1%History
LXRXLexicon Pharmaceuticals, Inc.COM NEW1,079$5.00K<0.1%History
OCCOptical Cable CorpCOM NEW1,450$5.00K<0.1%History
RFILR F Industries LtdCOM PAR $0.01625$5.00K<0.1%History
Atlas Technical Consultants, Inc.049430101COM CLS A500$5.00K<0.1%–
HEESH&E Equipment Services, Inc.COM150$5.00K<0.1%History
PTRAQProterra IncCOM500$5.00K<0.1%History
PRIMPrimoris Services CorpStock200$4.00K<0.1%History
SCCOSouthern Copper CorpStock75$4.00K<0.1%History
AALAmerican Airlines Group Inc.Stock200$4.00K<0.1%History
TPCTutor Perini CorpCOM350$4.00K<0.1%History
MYRGMyr Group Inc.COM50$4.00K<0.1%History
MTZMastec IncCOM55$4.00K<0.1%History
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL66$4.00K<0.1%–
ACMAecomCOM75$4.00K<0.1%History
FLSFlowserve CorpCOM125$4.00K<0.1%History
DYDycom Industries IncCOM65$4.00K<0.1%History
EXPEagle Materials IncCOM33$4.00K<0.1%History
STLDSteel Dynamics IncCOM70$4.00K<0.1%History
ALTGAlta Equipment Group Inc.COMMON STOCK350$4.00K<0.1%History
GENCGencor Industries IncCOM425$4.00K<0.1%History
LNNLindsay CorpCOM30$4.00K<0.1%History
AQUAEvoqua Water Technologies Corp.COM130$4.00K<0.1%History
MSBMesabi TrustCTF BEN INT150$4.00K<0.1%History
NVEENV5 Global, Inc.COM50$4.00K<0.1%History
SFTGQShift Technologies, Inc.CL A600$4.00K<0.1%History
SUMSummit Materials, Inc.CL A140$4.00K<0.1%History
Altimar Acquisition Corp IIG03709105SHS CL A440$4.00K<0.1%–
iShares MSCI USA Momentum Factor ETF46432F396ETF20$3.00K<0.1%–
YEXTYext, Inc.COM300$3.00K<0.1%History
ADTNADTRAN Holdings, Inc.COM210$3.00K<0.1%History
GS Acquisition Hldgs Corp II36258Q113*W EXP 06/30/2021,610$3.00K<0.1%–
JNPRJuniper Networks IncCOM116$3.00K<0.1%History