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Livermore
Livermore
ZHEN

First Manhattan Co

SEC CIK
0000728083
Latest filing
Aug 14, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,655
+39 vs. Q2 2021
Portfolio value
$27.1B
−$250.1M (−0.9%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of First Manhattan Co in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
First BK Williamstown New Je31931U102COM2,548$35.0K<0.1%00.0%Unchanged–
ATHXAthersys, IncCOM27,013$35.0K<0.1%00.0%UnchangedHistory
Atlas CorpY0436Q109SHARES2,318$35.0K<0.1%00.0%Unchanged–
EDREndeavor Group Holdings, Inc.CL A COM1,250$35.0K<0.1%00.0%UnchangedHistory
SUSuncor Energy IncStock1,750$36.0K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33734X176TECH ALPHADEX300$36.0K<0.1%+300New–
iShares Tr464287630RUS 2000 VAL ETF225$36.0K<0.1%00.0%Unchanged–
MNDTMandiant, Inc.COM2,050$36.0K<0.1%00.0%UnchangedHistory
ZUOZuora IncCOM CL A2,200$36.0K<0.1%00.0%UnchangedHistory
Vanguard Real Estate ETF922908553ETF364$37.0K<0.1%00.0%Unchanged–
SLFSun Life Financial IncCOM724$37.0K<0.1%00.0%UnchangedHistory
HASIHA Sustainable Infrastructure Capital, Inc.COM700$37.0K<0.1%00.0%UnchangedHistory
TPRTapestry, Inc.COM1,000$37.0K<0.1%00.0%UnchangedHistory
CHPTChargePoint Holdings, Inc.COM CL A1,865$37.0K<0.1%+1,865NewHistory
Osi ETF Tr67110P704OSHS GBL INTER715$37.0K<0.1%00.0%Unchanged–
ASMLASML Holding NVADR52$38.0K<0.1%+2+4.0%AddedHistory
USFDUS Foods Holding Corp.COM1,100$38.0K<0.1%00.0%UnchangedHistory
iShares Tr464287739U.S. REAL ES ETF375$38.0K<0.1%+375New–
SPHSuburban Propane Partners LPUNIT LTD PARTN2,500$38.0K<0.1%−100−3.8%ReducedHistory
Bakkt, Inc.G9441E100SHS CL A3,800$38.0K<0.1%00.0%Unchanged–
GILGildan Activewear Inc.Stock1,092$39.0K<0.1%+437+66.7%AddedHistory
LYFTLyft, Inc.CL A COM730$39.0K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33734H106SHS1,000$39.0K<0.1%00.0%Unchanged–
iShares Tr464287796U.S. ENERGY ETF1,390$39.0K<0.1%00.0%Unchanged–
IONSIonis Pharmaceuticals IncCOM1,200$40.0K<0.1%00.0%UnchangedHistory
RRyder System IncCOM486$40.0K<0.1%+486NewHistory
PESIPerma Fix Environmental Services IncCOM NEW6,150$40.0K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V530NASDAQ INTERNT174$41.0K<0.1%00.0%Unchanged–
KRPKimbell Royalty Partners, LPUNIT2,945$41.0K<0.1%−9,025−75.4%ReducedHistory
INCYIncyte CorpCOM600$41.0K<0.1%00.0%UnchangedHistory
Vanguard Financials ETF92204A405ETF460$42.0K<0.1%+160+53.3%Added–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS700$42.0K<0.1%00.0%Unchanged–
JOUTJohnson Outdoors IncCL A400$42.0K<0.1%00.0%UnchangedHistory
IMGNImmunoGen, Inc.COM7,546$42.0K<0.1%00.0%UnchangedHistory
CXMSprinklr, Inc.CL A2,500$43.0K<0.1%+2,500NewHistory
CGCCanopy Growth CorpCOM3,115$43.0K<0.1%−150−4.6%ReducedHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST3,050$43.0K<0.1%00.0%Unchanged–
SBOWSilverbow Resources, Inc.COM1,783$43.0K<0.1%−45−2.5%ReducedHistory
MTTRMatterport, Inc.COM CL A2,300$43.0K<0.1%+2,300NewHistory
KTOSKratos Defense & Security Solutions, Inc.COM NEW2,000$44.0K<0.1%00.0%UnchangedHistory
CHWYChewy, Inc.CL A675$45.0K<0.1%00.0%UnchangedHistory
FEFirstenergy CorpCOM1,272$45.0K<0.1%00.0%UnchangedHistory
SNAPSnap IncStock625$46.0K<0.1%00.0%UnchangedHistory
Vanguard Intermediate-Term Bond ETF921937819ETF525$46.0K<0.1%00.0%Unchanged–
Global X FDS37954Y848GLOBAL X SILVER1,333$46.0K<0.1%00.0%Unchanged–
EWBCEast West Bancorp IncCOM600$46.0K<0.1%00.0%UnchangedHistory
DALDelta Air Lines, Inc.COM NEW1,080$46.0K<0.1%−1,600−59.7%ReducedHistory
HIGHartford Insurance Group, Inc.Stock678$47.0K<0.1%+12+1.8%AddedHistory
iShares Global Clean Energy ETF464288224ETF2,200$47.0K<0.1%00.0%Unchanged–
Flexshares Tr33939L860QUALT DIVD IDX850$47.0K<0.1%00.0%Unchanged–
ARK ETF Tr00214Q5003D PRINTING ETF1,325$47.0K<0.1%00.0%Unchanged–
PRUPrudential Financial IncStock463$48.0K<0.1%00.0%UnchangedHistory
NYTNew York Times CoCL A980$48.0K<0.1%00.0%UnchangedHistory
SSTISoundthinking, Inc.COM1,325$48.0K<0.1%00.0%UnchangedHistory
CPCanadian Pacific Kansas City LtdCOM750$48.0K<0.1%00.0%UnchangedHistory
COINCoinbase Global, Inc.COM CL A217$49.0K<0.1%+17+8.5%AddedHistory
First Tr Exchange-Traded FD336920103US EQTY OPPT ETF403$49.0K<0.1%00.0%Unchanged–
Meridian Bioscience Inc589584101COM2,562$49.0K<0.1%00.0%Unchanged–
CARMCarisma Therapeutics Inc.COM62,000$49.0K<0.1%00.0%UnchangedHistory
TENBTenable Holdings, Inc.COM1,100$50.0K<0.1%00.0%UnchangedHistory
CXCemex SAB de CVSPON ADR NEW7,000$50.0K<0.1%+7,000NewHistory
REREATRenew Inc.SPONSORED ADS5,000$50.0K<0.1%00.0%UnchangedHistory
Coherent Inc192479103COM200$50.0K<0.1%00.0%Unchanged–
SMLRSemler Scientific, Inc.COM400$50.0K<0.1%+400NewHistory
CRWDCrowdStrike Holdings, Inc.Stock210$51.0K<0.1%00.0%UnchangedHistory
SEICSEI Investments CoCOM871$51.0K<0.1%−61−6.5%ReducedHistory
ZZillow Group, Inc.CL C CAP STK586$51.0K<0.1%+31+5.6%AddedHistory
NVTAInvitae CorpCOM1,805$51.0K<0.1%+105+6.2%AddedHistory
SPTSprout Social, Inc.COM CL A427$52.0K<0.1%00.0%UnchangedHistory
SEELSeelos Therapeutics, Inc.COM21,967$52.0K<0.1%00.0%UnchangedHistory
iShares S&P 100 ETF464287101ETF271$53.0K<0.1%00.0%Unchanged–
KIMKimco Realty CorpCOM2,584$53.0K<0.1%+1,584+158.4%AddedHistory
CBUSCibus, Inc.COM16,000$53.0K<0.1%+8,000+100.0%AddedHistory
APAAPA CorpStock2,546$54.0K<0.1%00.0%UnchangedHistory
DXCMDexcom IncCOM100$54.0K<0.1%00.0%UnchangedHistory
CSQCalamos Strategic Total Return FundCOM SH BEN INT3,100$54.0K<0.1%00.0%UnchangedHistory
JDJD.com, Inc.SPON ADS CL A750$54.0K<0.1%00.0%UnchangedHistory
EXPDExpeditors International of Washington IncCOM460$54.0K<0.1%00.0%UnchangedHistory
ISBCInvestors Bancorp, Inc.COM3,629$54.0K<0.1%−274−7.0%ReducedHistory
SPDR Ser Tr78468R689S&P KENSHO SMART1,000$54.0K<0.1%00.0%Unchanged–
iShares Core MSCI Eafe ETF46432F842ETF754$55.0K<0.1%00.0%Unchanged–
VODVodafone Group Public Ltd CoADR3,560$55.0K<0.1%−471−11.7%ReducedHistory
LSTRLandstar System IncCOM351$55.0K<0.1%00.0%UnchangedHistory
FUNSix Flags Entertainment CorporationDEPOSITRY UNIT1,200$55.0K<0.1%00.0%UnchangedHistory
iShares Russell Mid-Cap Value ETF464287473ETF496$56.0K<0.1%00.0%Unchanged–
ARK ETF Tr00214Q302GENOMIC REV ETF750$56.0K<0.1%00.0%Unchanged–
ITGartner IncCOM186$56.0K<0.1%00.0%UnchangedHistory
PPLPPL CorpCOM2,021$56.0K<0.1%00.0%UnchangedHistory
CHRSCoherus Oncology, Inc.COM3,500$56.0K<0.1%00.0%UnchangedHistory
SONYSony Group CorpSPONSORED ADR512$56.0K<0.1%+12+2.4%AddedHistory
ALXAlexanders IncCOM217$56.0K<0.1%00.0%UnchangedHistory
LILALiberty Latin America Ltd.COM CL A4,337$56.0K<0.1%−4,184−49.1%ReducedHistory
NTRPNextTrip, Inc.COM18,781$56.0K<0.1%00.0%UnchangedHistory
DLRDigital Realty Trust, Inc.COM400$57.0K<0.1%00.0%UnchangedHistory
TMXTerminix Global Holdings IncCOM1,370$57.0K<0.1%00.0%UnchangedHistory
WHRWhirlpool CorpStock285$58.0K<0.1%00.0%UnchangedHistory
Vanguard World FD921910816MEGA GRWTH IND250$58.0K<0.1%00.0%Unchanged–
SESea LtdSPONSORD ADS183$58.0K<0.1%+83+83.0%AddedHistory
STWDStarwood Property Trust, Inc.COM2,415$58.0K<0.1%00.0%UnchangedHistory
UFIUnifi IncCOM NEW2,666$58.0K<0.1%00.0%UnchangedHistory

Sold out since Q2 2021 (98)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of First Manhattan Co sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
HUMHumana IncStock82,780$36.6M0.1%History
GRAW R Grace & CoCOM145,340$10.0M<0.1%History
ASNDAscendis Pharma A/SSPONSORED ADR69,849$9.19M<0.1%History
NWHMNew Home Co Inc.COM820,309$4.82M<0.1%History
1st Colonial Bancorp019716106COMMON395,566$3.64M<0.1%–
GPKGraphic Packaging Holding CoCOM55,000$997.0K<0.1%History
MGYRMagyar Bancorp, Inc.COM22,939$316.0K<0.1%History
Brookfield Property Partrs LG16249107UNIT LTD PARTN16,238$307.0K<0.1%–
WORKSlack Technologies, Inc.COM CL A6,250$276.0K<0.1%History
Paramount Global92556H107CL A5,000$242.0K<0.1%–
iShares Future AI & Tech ETF46435U556ETF4,400$197.0K<0.1%–
EAFGraftech International LtdCOM12,501$145.0K<0.1%History
TMHCTaylor Morrison Home CorpCOM4,840$127.0K<0.1%History
CVBFCVB Financial CorpCOM5,442$112.0K<0.1%History
VanEck Morningstar Wide Moat ETF92189F643ETF1,473$109.0K<0.1%–
Invesco Exch Traded FD Tr II46138E628KBW BK ETF1,500$96.0K<0.1%–
Magal Security Sys LtdM6786D104ORD18,225$86.0K<0.1%–
GS Acquisition Hldgs Corp II36258Q204UNIT 99/99/99996,440$70.0K<0.1%–
DBOInvesco DB Oil FundOIL FD5,373$69.0K<0.1%History
Fidelity MSCI Information Technology Index ETF316092808ETF500$58.0K<0.1%–
Brookfield Ppty REIT Inc11282X103CL A2,800$52.0K<0.1%–
First Tr Exchange-Traded FD33733B100WTR ETF575$48.0K<0.1%–
QRVOQorvo, Inc.Stock243$47.0K<0.1%History
DKSDick's Sporting Goods, Inc.Stock462$46.0K<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM250$45.0K<0.1%History
CLFCleveland-Cliffs Inc.COM2,000$43.0K<0.1%History
LRMRLarimar Therapeutics, Inc.COM4,000$39.0K<0.1%History
DTDynatrace, Inc.Stock660$38.0K<0.1%History
USPHU S Physical Therapy IncCOM335$38.0K<0.1%History
WRIWeingarten Realty InvestorsSH BEN INT1,125$36.0K<0.1%History
Mudrick Capital Acqu Corp II62477L107COM CL A2,400$29.0K<0.1%–
Schwab U.S. Large-Cap Value ETF808524409ETF401$27.0K<0.1%–
SITMSITIME CorpCOM200$25.0K<0.1%History
Galileo Acquisition CorpG3770A102SHS2,300$23.0K<0.1%–
MITTTPG Mortgage Investment Trust, Inc.COM4,400$18.0K<0.1%History
PRAHPRA Health Sciences, Inc.COM100$16.0K<0.1%History
DNLIDenali Therapeutics Inc.COM200$15.0K<0.1%History
SGOLabrdn Gold ETF TrustETF864$14.0K<0.1%History
ESIElement Solutions IncCOM625$14.0K<0.1%History
LGL Sys Acquisition Corp50201G106COM CL A1,500$14.0K<0.1%–
Schwab U.S. Small-Cap ETF808524607ETF130$13.0K<0.1%–
PGENPrecigen, Inc.COM2,000$13.0K<0.1%History
DINDine Brands Global, Inc.COM150$13.0K<0.1%History
CAAPCorporacion America Airports S.A.COM2,000$11.0K<0.1%History
KPLTKatapult Holdings, Inc.COM1,100$11.0K<0.1%History
GNRCGenerac Holdings Inc.Stock22$9.00K<0.1%History
iShares Core S&P U.S. Growth ETF464287671ETF93$9.00K<0.1%–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF157$9.00K<0.1%–
ARIApollo Commercial Real Estate Finance, Inc.COM600$9.00K<0.1%History
SWKSSkyworks Solutions, Inc.Stock43$8.00K<0.1%History
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF223$8.00K<0.1%–
CRLCharles River Laboratories International, Inc.COM20$7.00K<0.1%History
CVNACarvana Co.CL A25$7.00K<0.1%History
MSG Network Inc553573106CL A500$7.00K<0.1%–
FTNTFortinet, Inc.Stock29$6.00K<0.1%History
WSTWest Pharmaceutical Services IncCOM17$6.00K<0.1%History
INTZIntrusion IncCOM NEW400$6.00K<0.1%History
DIODDiodes IncCOM67$5.00K<0.1%History
RJFRaymond James Financial IncCOM41$5.00K<0.1%History
MPWRMonolithic Power Systems, Inc.COM15$5.00K<0.1%History
Iclick Interactive Asia Grou45113Y104SPONSORED ADR500$5.00K<0.1%–
Revolution Healthcar Aq Corp76155Y207UNIT 03/18/20266500$5.00K<0.1%–
TRUETrueCar, Inc.COM1,000$5.00K<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS54$5.00K<0.1%History
CM Life Sciences III Inc125841205UNIT 04/30/2028500$5.00K<0.1%–
WELLWelltower Inc.REIT53$4.00K<0.1%History
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF52$4.00K<0.1%–
MASMasco CorpCOM81$4.00K<0.1%History
TTWOTake Two Interactive Software IncCOM25$4.00K<0.1%History
EHCEncompass Health CorpCOM58$4.00K<0.1%History
RMDResmed IncCOM20$4.00K<0.1%History
SUISun Communities IncCOM24$4.00K<0.1%History
BOKFBok Financial CorpCOM NEW53$4.00K<0.1%History
UHSUniversal Health Services IncCL B29$4.00K<0.1%History
ETSYEtsy IncCOM24$4.00K<0.1%History
CWCurtiss Wright CorpStock27$3.00K<0.1%History
AVAAvista CorpCOM84$3.00K<0.1%History
QLYSQualys, Inc.COM38$3.00K<0.1%History
AQMSAqua Metals, Inc.COM1,000$3.00K<0.1%History
CERNCERNER CorpCOM45$3.00K<0.1%History
CTXSCitrix Systems IncCOM32$3.00K<0.1%History
Signature BK New York N Y82669G104COM15$3.00K<0.1%–
NBIXNeurocrine Biosciences IncStock29$2.00K<0.1%History
STSensata Technologies Holding plcSHS45$2.00K<0.1%History
VALEVale S.A.SPONSORED ADS103$2.00K<0.1%History
VanEck ETF Trust92189F502LOW CARBN ENERGY15$2.00K<0.1%–
AEGAegon Ltd.NY REGISTRY SHS673$2.00K<0.1%History
GRDXGridAI Technologies Corp.COM2,500$2.00K<0.1%History
DXCDXC Technology CoStock34$1.00K<0.1%History
EIXEdison InternationalStock30$1.00K<0.1%History
UBSUBS Group AGStock111$1.00K<0.1%History
ASXASE Technology Holding Co., Ltd.SPONSORED ADS222$1.00K<0.1%History
PEBPebblebrook Hotel TrustCOM47$1.00K<0.1%History
BDSIBiodelivery Sciences International IncCOM500$1.00K<0.1%History
CANGCango Inc.ADS250$1.00K<0.1%History
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD44$00.0%–
VACMarriott Vacations Worldwide CorpCOM4$00.0%History
SPDR Index Shs FDS78463X509ST PORT MARK ETF4$00.0%–