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Livermore
Livermore
ZHEN

First Manhattan Co

SEC CIK
0000728083
Latest filing
Aug 14, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,655
+39 vs. Q2 2021
Portfolio value
$27.1B
−$250.1M (−0.9%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of First Manhattan Co in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares MSCI Eafe ETF464287465ETF6,606$515.0K<0.1%+168+2.6%Added–
ALECAlector, Inc.COM22,610$515.0K<0.1%00.0%UnchangedHistory
Sandstorm Gold Ltd Com New80013R206Stock90,000$518.0K<0.1%00.0%Unchanged–
VRSBillerud Americas CorpCL A25,000$518.0K<0.1%−8,600−25.6%ReducedHistory
MVBFMVB Financial CorpCOM12,200$522.0K<0.1%00.0%UnchangedHistory
iShares Tips Bond ETF464287176ETF4,128$527.0K<0.1%+76+1.9%Added–
KEXKirby CorpCOM11,106$532.0K<0.1%00.0%UnchangedHistory
AZPNASPENTECH CorpCOM4,354$534.0K<0.1%00.0%UnchangedHistory
FISVFiserv IncStock4,934$535.0K<0.1%+900+22.3%AddedHistory
STESTERIS plcSHS USD2,649$541.0K<0.1%−23−0.9%ReducedHistory
TSLXSixth Street Specialty Lending, Inc.COM24,360$541.0K<0.1%00.0%UnchangedHistory
VNTVontier CorpStock16,181$543.0K<0.1%−108−0.7%ReducedHistory
AVGOBroadcom Inc.Stock1,133$549.0K<0.1%−32−2.7%ReducedHistory
iShares Tr46428743220 YR TR BD ETF3,817$550.0K<0.1%00.0%Unchanged–
OMCOmnicom Group Inc.COM7,606$551.0K<0.1%−2,292−23.2%ReducedHistory
BLFYBlue Foundry BancorpCOM40,000$551.0K<0.1%+40,000NewHistory
AUBAtlantic Union Bankshares CorpCOM15,000$552.0K<0.1%00.0%UnchangedHistory
UXINUxin LtdADS200,000$552.0K<0.1%−100,000−33.3%ReducedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF14,752$553.0K<0.1%+14,262+2,910.6%Added–
BENFranklin Templeton IncCOM18,629$553.0K<0.1%+34+0.2%AddedHistory
RHRHCOM830$553.0K<0.1%00.0%UnchangedHistory
Vanguard Morningstar Large-Cap ETF922908637ETF2,758$554.0K<0.1%00.0%Unchanged–
Vanguard Whitehall FDS921946794INTL HIGH ETF8,400$554.0K<0.1%00.0%Unchanged–
MTBM&T Bank CorpCOM3,756$560.0K<0.1%−67−1.8%ReducedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT3,746$561.0K<0.1%00.0%Unchanged–
ARKRARK Restaurants CorpCOM35,950$564.0K<0.1%00.0%UnchangedHistory
iShares Core Dividend Growth ETF46434V621ETF11,256$565.0K<0.1%+6,256+125.1%Added–
State Street Energy Select Sector SPDR ETF81369Y506ETF10,900$567.0K<0.1%+9,880+968.6%Added–
HTHHilltop Holdings Inc.COM17,500$571.0K<0.1%00.0%UnchangedHistory
SGENSeagen Inc.COM3,400$577.0K<0.1%00.0%UnchangedHistory
Dimensional ETF Trust25434V807INTERNATNAL VAL17,861$584.0K<0.1%+17,861New–
EWEdwards Lifesciences CorpStock5,169$585.0K<0.1%00.0%UnchangedHistory
ALCAlcon IncStock7,286$586.0K<0.1%+13+0.2%AddedHistory
GDGeneral Dynamics CorpStock3,041$596.0K<0.1%−334−9.9%ReducedHistory
AMEAmetek IncCOM4,830$598.0K<0.1%00.0%UnchangedHistory
ATRAptargroup, Inc.Stock5,055$603.0K<0.1%00.0%UnchangedHistory
HYMCHycroft Mining Holding CorpCOM CL A405,000$603.0K<0.1%+262,000+183.2%AddedHistory
RFRegions Financial CorpCOM28,465$606.0K<0.1%00.0%UnchangedHistory
WEXWEX Inc.COM3,478$612.0K<0.1%−150−4.1%ReducedHistory
SBFGSB Financial Group, Inc.COM33,931$616.0K<0.1%00.0%UnchangedHistory
HASHasbro, Inc.COM6,925$617.0K<0.1%00.0%UnchangedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF4,142$618.0K<0.1%+1,120+37.1%Added–
NFLXNetflix IncStock1,026$626.0K<0.1%+225+28.1%AddedHistory
AKRAcadia Realty TrustCOM SH BEN INT30,771$628.0K<0.1%00.0%UnchangedHistory
ACVAACV Auctions Inc.COM CL A35,150$628.0K<0.1%+10,150+40.6%AddedHistory
SJMJ M SMUCKER CoStock5,245$629.0K<0.1%−20.0%ReducedHistory
SBSCompanhia de Saneamento Basico Do Estado de Sao Paulo-SabespSPONSORED ADR89,350$632.0K<0.1%−10,300−10.3%ReducedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF10,302$636.0K<0.1%−791−7.1%Reduced–
TYLTyler Technologies IncCOM1,391$637.0K<0.1%00.0%UnchangedHistory
BCOBrinks CoCOM10,069$637.0K<0.1%00.0%UnchangedHistory
NRIMNorthrim Bancorp IncCOM15,058$640.0K<0.1%00.0%UnchangedHistory
RAVNRaven Industries IncCOM11,150$642.0K<0.1%−4,100−26.9%ReducedHistory
CSGPCostar Group, Inc.COM7,500$645.0K<0.1%00.0%UnchangedHistory
WPCW. P. Carey Inc.COM9,000$657.0K<0.1%00.0%UnchangedHistory
INFOIHS Markit Ltd.SHS5,637$657.0K<0.1%00.0%UnchangedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF6,978$658.0K<0.1%00.0%Unchanged–
GSKGSK plcSPONSORED ADR17,270$659.0K<0.1%−680−3.8%ReducedHistory
MDCSekisui House U.S., Inc.COM14,204$663.0K<0.1%00.0%UnchangedHistory
REAXReal REMAX Group Inc.COM NEW358,828$667.0K<0.1%+358,828NewHistory
EBMTEagle Bancorp Montana, Inc.COM30,236$672.0K<0.1%00.0%UnchangedHistory
Royal Dutch Shell PLC780259206SPONS ADR A15,102$673.0K<0.1%−800−5.0%Reduced–
CZWICitizens Community Bancorp Inc.COM49,174$676.0K<0.1%00.0%UnchangedHistory
ABBNYABB LtdSPONSORED ADR20,335$678.0K<0.1%+125+0.6%AddedHistory
WTWWillis Towers Watson PLCSHS2,953$686.0K<0.1%00.0%UnchangedHistory
TRTootsie Roll Industries IncCOM22,648$689.0K<0.1%00.0%UnchangedHistory
VanEck ETF Trust92189F791JUNIOR GOLD MINE18,000$690.0K<0.1%00.0%Unchanged–
STLSterling BancorpCOM27,664$690.0K<0.1%+20.0%AddedHistory
BHKBlackRock Core Bond TrustSHS BEN INT41,900$693.0K<0.1%00.0%UnchangedHistory
RYNRayonier IncCOM19,526$696.0K<0.1%00.0%UnchangedHistory
FNDFloor & Decor Holdings, Inc.CL A5,800$700.0K<0.1%+752+14.9%AddedHistory
DGEAFDiageo PLCCOM14,075$701.0K<0.1%+775+5.8%AddedHistory
LBTYALiberty Global Ltd.SHS CL A23,561$702.0K<0.1%−308−1.3%ReducedHistory
Barrick Gold Corp067901108COM38,947$703.0K<0.1%+107+0.3%Added–
UCBUnited Community Banks IncCOM21,486$705.0K<0.1%−419−1.9%ReducedHistory
VRSKVerisk Analytics, Inc.COM3,600$720.0K<0.1%00.0%UnchangedHistory
BRXBrixmor Property Group Inc.COM32,640$721.0K<0.1%00.0%UnchangedHistory
PLDPrologis, Inc.REIT5,763$722.0K<0.1%00.0%UnchangedHistory
SPESpecial Opportunities Fund, Inc.COM47,010$722.0K<0.1%+30,760+189.3%AddedHistory
RYRoyal Bank of CanadaStock7,280$724.0K<0.1%00.0%UnchangedHistory
HYMCWHycroft Mining Holding Corp*W EXP 02/12/2022,100,000$734.0K<0.1%+600,000+40.0%AddedHistory
APRNBlue Apron Holdings, Inc.CL A NEW101,500$746.0K<0.1%+4,000+4.1%AddedHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER97,395$747.0K<0.1%00.0%UnchangedHistory
LUMNLumen Technologies, Inc.Stock61,351$760.0K<0.1%−3,000−4.7%ReducedHistory
Vanguard Total World Stock ETF922042742ETF7,521$765.0K<0.1%00.0%Unchanged–
ILMNIllumina, Inc.COM1,902$771.0K<0.1%00.0%UnchangedHistory
OZKBank OZKCOM18,000$773.0K<0.1%00.0%UnchangedHistory
CATCaterpillar IncStock4,039$775.0K<0.1%+436+12.1%AddedHistory
MTSIMACOM Technology Solutions Holdings, Inc.COM12,000$778.0K<0.1%00.0%UnchangedHistory
WUWestern Union COStock38,542$779.0K<0.1%00.0%UnchangedHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF2,814$788.0K<0.1%+200+7.7%Added–
ALEXAlexander & Baldwin, Inc.COM33,649$788.0K<0.1%−19,203−36.3%ReducedHistory
SONSonoco Products CoCOM13,400$798.0K<0.1%−1,155−7.9%ReducedHistory
BLKBlackRock, Inc.COM965$809.0K<0.1%+3+0.3%AddedHistory
CFFIC & F Financial CorpCOM15,295$812.0K<0.1%00.0%UnchangedHistory
TGTTarget CorpStock3,573$817.0K<0.1%−180−4.8%ReducedHistory
QCOMQualcomm IncStock6,350$819.0K<0.1%−200−3.1%ReducedHistory
Gateway Bank FSBPER367155COMMON RSTD2,416,667$821.0K<0.1%00.0%Unchanged–
CETCentral Securities CorpCOM19,451$822.0K<0.1%00.0%UnchangedHistory
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF3,509$829.0K<0.1%00.0%Unchanged–
Schwab Emerging Markets Equity ETF808524706ETF27,321$832.0K<0.1%+900+3.4%Added–

Sold out since Q2 2021 (98)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of First Manhattan Co sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
HUMHumana IncStock82,780$36.6M0.1%History
GRAW R Grace & CoCOM145,340$10.0M<0.1%History
ASNDAscendis Pharma A/SSPONSORED ADR69,849$9.19M<0.1%History
NWHMNew Home Co Inc.COM820,309$4.82M<0.1%History
1st Colonial Bancorp019716106COMMON395,566$3.64M<0.1%–
GPKGraphic Packaging Holding CoCOM55,000$997.0K<0.1%History
MGYRMagyar Bancorp, Inc.COM22,939$316.0K<0.1%History
Brookfield Property Partrs LG16249107UNIT LTD PARTN16,238$307.0K<0.1%–
WORKSlack Technologies, Inc.COM CL A6,250$276.0K<0.1%History
Paramount Global92556H107CL A5,000$242.0K<0.1%–
iShares Future AI & Tech ETF46435U556ETF4,400$197.0K<0.1%–
EAFGraftech International LtdCOM12,501$145.0K<0.1%History
TMHCTaylor Morrison Home CorpCOM4,840$127.0K<0.1%History
CVBFCVB Financial CorpCOM5,442$112.0K<0.1%History
VanEck Morningstar Wide Moat ETF92189F643ETF1,473$109.0K<0.1%–
Invesco Exch Traded FD Tr II46138E628KBW BK ETF1,500$96.0K<0.1%–
Magal Security Sys LtdM6786D104ORD18,225$86.0K<0.1%–
GS Acquisition Hldgs Corp II36258Q204UNIT 99/99/99996,440$70.0K<0.1%–
DBOInvesco DB Oil FundOIL FD5,373$69.0K<0.1%History
Fidelity MSCI Information Technology Index ETF316092808ETF500$58.0K<0.1%–
Brookfield Ppty REIT Inc11282X103CL A2,800$52.0K<0.1%–
First Tr Exchange-Traded FD33733B100WTR ETF575$48.0K<0.1%–
QRVOQorvo, Inc.Stock243$47.0K<0.1%History
DKSDick's Sporting Goods, Inc.Stock462$46.0K<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM250$45.0K<0.1%History
CLFCleveland-Cliffs Inc.COM2,000$43.0K<0.1%History
LRMRLarimar Therapeutics, Inc.COM4,000$39.0K<0.1%History
DTDynatrace, Inc.Stock660$38.0K<0.1%History
USPHU S Physical Therapy IncCOM335$38.0K<0.1%History
WRIWeingarten Realty InvestorsSH BEN INT1,125$36.0K<0.1%History
Mudrick Capital Acqu Corp II62477L107COM CL A2,400$29.0K<0.1%–
Schwab U.S. Large-Cap Value ETF808524409ETF401$27.0K<0.1%–
SITMSITIME CorpCOM200$25.0K<0.1%History
Galileo Acquisition CorpG3770A102SHS2,300$23.0K<0.1%–
MITTTPG Mortgage Investment Trust, Inc.COM4,400$18.0K<0.1%History
PRAHPRA Health Sciences, Inc.COM100$16.0K<0.1%History
DNLIDenali Therapeutics Inc.COM200$15.0K<0.1%History
SGOLabrdn Gold ETF TrustETF864$14.0K<0.1%History
ESIElement Solutions IncCOM625$14.0K<0.1%History
LGL Sys Acquisition Corp50201G106COM CL A1,500$14.0K<0.1%–
Schwab U.S. Small-Cap ETF808524607ETF130$13.0K<0.1%–
PGENPrecigen, Inc.COM2,000$13.0K<0.1%History
DINDine Brands Global, Inc.COM150$13.0K<0.1%History
CAAPCorporacion America Airports S.A.COM2,000$11.0K<0.1%History
KPLTKatapult Holdings, Inc.COM1,100$11.0K<0.1%History
GNRCGenerac Holdings Inc.Stock22$9.00K<0.1%History
iShares Core S&P U.S. Growth ETF464287671ETF93$9.00K<0.1%–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF157$9.00K<0.1%–
ARIApollo Commercial Real Estate Finance, Inc.COM600$9.00K<0.1%History
SWKSSkyworks Solutions, Inc.Stock43$8.00K<0.1%History
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF223$8.00K<0.1%–
CRLCharles River Laboratories International, Inc.COM20$7.00K<0.1%History
CVNACarvana Co.CL A25$7.00K<0.1%History
MSG Network Inc553573106CL A500$7.00K<0.1%–
FTNTFortinet, Inc.Stock29$6.00K<0.1%History
WSTWest Pharmaceutical Services IncCOM17$6.00K<0.1%History
INTZIntrusion IncCOM NEW400$6.00K<0.1%History
DIODDiodes IncCOM67$5.00K<0.1%History
RJFRaymond James Financial IncCOM41$5.00K<0.1%History
MPWRMonolithic Power Systems, Inc.COM15$5.00K<0.1%History
Iclick Interactive Asia Grou45113Y104SPONSORED ADR500$5.00K<0.1%–
Revolution Healthcar Aq Corp76155Y207UNIT 03/18/20266500$5.00K<0.1%–
TRUETrueCar, Inc.COM1,000$5.00K<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS54$5.00K<0.1%History
CM Life Sciences III Inc125841205UNIT 04/30/2028500$5.00K<0.1%–
WELLWelltower Inc.REIT53$4.00K<0.1%History
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF52$4.00K<0.1%–
MASMasco CorpCOM81$4.00K<0.1%History
TTWOTake Two Interactive Software IncCOM25$4.00K<0.1%History
EHCEncompass Health CorpCOM58$4.00K<0.1%History
RMDResmed IncCOM20$4.00K<0.1%History
SUISun Communities IncCOM24$4.00K<0.1%History
BOKFBok Financial CorpCOM NEW53$4.00K<0.1%History
UHSUniversal Health Services IncCL B29$4.00K<0.1%History
ETSYEtsy IncCOM24$4.00K<0.1%History
CWCurtiss Wright CorpStock27$3.00K<0.1%History
AVAAvista CorpCOM84$3.00K<0.1%History
QLYSQualys, Inc.COM38$3.00K<0.1%History
AQMSAqua Metals, Inc.COM1,000$3.00K<0.1%History
CERNCERNER CorpCOM45$3.00K<0.1%History
CTXSCitrix Systems IncCOM32$3.00K<0.1%History
Signature BK New York N Y82669G104COM15$3.00K<0.1%–
NBIXNeurocrine Biosciences IncStock29$2.00K<0.1%History
STSensata Technologies Holding plcSHS45$2.00K<0.1%History
VALEVale S.A.SPONSORED ADS103$2.00K<0.1%History
VanEck ETF Trust92189F502LOW CARBN ENERGY15$2.00K<0.1%–
AEGAegon Ltd.NY REGISTRY SHS673$2.00K<0.1%History
GRDXGridAI Technologies Corp.COM2,500$2.00K<0.1%History
DXCDXC Technology CoStock34$1.00K<0.1%History
EIXEdison InternationalStock30$1.00K<0.1%History
UBSUBS Group AGStock111$1.00K<0.1%History
ASXASE Technology Holding Co., Ltd.SPONSORED ADS222$1.00K<0.1%History
PEBPebblebrook Hotel TrustCOM47$1.00K<0.1%History
BDSIBiodelivery Sciences International IncCOM500$1.00K<0.1%History
CANGCango Inc.ADS250$1.00K<0.1%History
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD44$00.0%–
VACMarriott Vacations Worldwide CorpCOM4$00.0%History
SPDR Index Shs FDS78463X509ST PORT MARK ETF4$00.0%–