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Stifel Financial Corp

SEC CIK
0000720672
Latest filing
Aug 12, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
3,320
+12 vs. Q2 2021
Portfolio value
$68.2B
+$1.38B (+2.1%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of Stifel Financial Corp in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
MSFTMicrosoft CorpStock7,178,320$2.02B3.0%+41,517+0.6%AddedHistory
AAPLApple Inc.Stock13,817,061$1.96B2.9%−139,938−1.0%ReducedHistory
AMZNAmazon Com IncStock365,217$1.20B1.8%+14,074+4.0%AddedHistory
SPYSPDR S&P 500 ETF TrustETF2,302,809$988.2M1.4%−16,867−0.7%ReducedHistory
GOOGLAlphabet Inc.Stock306,213$818.7M1.2%−36,181−10.6%ReducedHistory
VVisa Inc.Stock3,443,804$767.1M1.1%+28,382+0.8%AddedHistory
HDHome Depot, Inc.Stock2,333,365$766.0M1.1%+45,914+2.0%AddedHistory
UNHUnitedHealth Group IncStock1,901,732$743.1M1.1%+46,067+2.5%AddedHistory
JPMJPMorgan Chase & CoStock4,243,058$694.6M1.0%+33,822+0.8%AddedHistory
COSTCostco Wholesale CorpStock1,408,051$632.7M0.9%+26,984+2.0%AddedHistory
iShares Core MSCI Eafe ETF46432F842ETF8,412,096$624.6M0.9%+384,737+4.8%Added–
JNJJohnson & JohnsonStock3,447,948$556.9M0.8%+104,421+3.1%AddedHistory
PEPPepsiCo IncStock3,653,909$549.6M0.8%+138,441+3.9%AddedHistory
PYPLPayPal Holdings, Inc.Stock2,059,648$535.9M0.8%+59,163+3.0%AddedHistory
METAMeta Platforms, Inc.Stock1,576,932$535.2M0.8%+37,775+2.5%AddedHistory
MRKMerck & Co., Inc.Stock7,032,572$528.2M0.8%+517,016+7.9%AddedHistory
DISWalt Disney CoStock3,122,330$528.2M0.8%+31,889+1.0%AddedHistory
Vanguard S&P 500 ETF922908363ETF1,331,475$525.1M0.8%−182,008−12.0%Reduced–
iShares Core U.S. Aggregate Bond ETF464287226ETF4,515,023$518.5M0.8%+1,282,678+39.7%Added–
NVDANVIDIA CorpStock2,437,088$504.9M0.7%+43,708+1.8%AddedConverted for a 4-for-1 splitHistory
PFEPfizer IncStock11,731,895$504.6M0.7%+431,206+3.8%AddedHistory
ACNAccenture plcStock1,565,684$500.9M0.7%+27,587+1.8%AddedHistory
PGProcter & Gamble CoStock3,521,390$492.3M0.7%+143,806+4.3%AddedHistory
GOOGAlphabet Inc.Stock176,601$470.7M0.7%−1,280−0.7%ReducedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD5,678,095$467.9M0.7%−190,535−3.2%Reduced–
CSCOCisco Systems, Inc.Stock8,381,928$456.2M0.7%+109,978+1.3%AddedHistory
LINLinde PLCSHS1,478,015$433.6M0.6%+55,706+3.9%AddedHistory
iShares S&P 500 Growth ETF464287309ETF5,752,961$425.2M0.6%−309,156−5.1%Reduced–
LMTLockheed Martin CorpStock1,228,298$423.9M0.6%+61,726+5.3%AddedHistory
EMREmerson Electric CoStock4,489,617$422.9M0.6%+50,548+1.1%AddedHistory
SBUXStarbucks CorpStock3,830,274$422.5M0.6%+60,967+1.6%AddedHistory
BHVNBiohaven Ltd.COM2,994,345$415.9M0.6%+424,304+16.5%AddedHistory
WMTWalmart Inc.Stock2,926,919$408.0M0.6%+82,247+2.9%AddedHistory
RTXRTX CorpStock4,638,353$398.7M0.6%+160,310+3.6%AddedHistory
MDTMedtronic plcStock3,110,691$389.9M0.6%+147,554+5.0%AddedHistory
TMOThermo Fisher Scientific Inc.Stock679,292$388.1M0.6%−1140.0%ReducedHistory
CRMSalesforce, Inc.Stock1,414,581$383.7M0.6%+4,462+0.3%AddedHistory
UNPUnion Pacific CorpStock1,952,476$382.7M0.6%+92,013+4.9%AddedHistory
Vanguard Ftse Developed Markets ETF921943858ETF7,561,892$381.8M0.6%+276,872+3.8%Added–
iShares S&P 500 Value ETF464287408ETF2,585,349$376.0M0.6%−45,970−1.7%Reduced–
iShares Russell 1000 Growth ETF464287614ETF1,324,943$363.1M0.5%+51,796+4.1%Added–
iShares Tr464287150CORE S&P TTL STK3,645,445$358.6M0.5%−1,051,210−22.4%Reduced–
MMM3M CoStock2,010,919$352.8M0.5%+75,616+3.9%AddedHistory
QCOMQualcomm IncStock2,627,444$338.9M0.5%+54,530+2.1%AddedHistory
KOCoca Cola CoStock6,358,297$333.6M0.5%+203,484+3.3%AddedHistory
CVXChevron CorpStock3,270,943$331.8M0.5%+189,740+6.2%AddedHistory
ADBEAdobe Inc.Stock575,049$331.1M0.5%−16,532−2.8%ReducedHistory
WMWaste Management IncStock2,209,709$330.0M0.5%+19,951+0.9%AddedHistory
ADPAutomatic Data Processing IncStock1,644,016$328.7M0.5%+34,159+2.1%AddedHistory
iShares Tr464288612INTRM GOV CR ETF2,657,666$306.0M0.4%+66,307+2.6%Added–
MRSHMarsh & McLennan Companies, Inc.Stock2,014,656$305.1M0.4%+9,733+0.5%AddedHistory
iShares Tr464288588MBS ETF2,810,966$304.0M0.4%−29,358−1.0%Reduced–
ITWIllinois Tool Works IncStock1,463,769$302.5M0.4%+59,122+4.2%AddedHistory
HONHoneywell International IncCOM1,422,009$301.9M0.4%+86,507+6.5%AddedHistory
ABBVAbbVie Inc.Stock2,702,726$291.5M0.4%+87,752+3.4%AddedHistory
VZVerizon Communications IncStock5,379,528$290.6M0.4%+11,994+0.2%AddedHistory
SJMJ M SMUCKER CoStock2,398,449$287.9M0.4%+112,218+4.9%AddedHistory
BACBank of America CorpStock6,738,187$286.0M0.4%+57,951+0.9%AddedHistory
BDXBecton Dickinson & CoStock1,156,134$284.2M0.4%+54,691+5.0%AddedHistory
CHDChurch & Dwight Co IncCOM3,427,010$283.0M0.4%+123,121+3.7%AddedHistory
iShares Russell 1000 Value ETF464287598ETF1,775,399$277.9M0.4%+12,140+0.7%Added–
DHRDanaher CorpStock906,317$275.9M0.4%−33,649−3.6%ReducedHistory
ECLEcolab Inc.Stock1,304,813$272.2M0.4%+46,763+3.7%AddedHistory
GDGeneral Dynamics CorpStock1,325,531$259.9M0.4%+63,153+5.0%AddedHistory
MAMastercard IncStock715,596$248.8M0.4%+25,124+3.6%AddedHistory
INTCIntel CorpStock4,549,809$242.4M0.4%+228,582+5.3%AddedHistory
AVGOBroadcom Inc.Stock494,036$239.6M0.4%+7,206+1.5%AddedHistory
UPSUnited Parcel Service IncStock1,294,318$235.7M0.3%+20,369+1.6%AddedHistory
NEENextera Energy IncStock2,999,284$235.5M0.3%+21,232+0.7%AddedHistory
ELEstee Lauder Companies IncCL A784,898$235.4M0.3%−8,391−1.1%ReducedHistory
Vanguard Mortgage-Backed Securities ETF92206C771ETF4,409,889$235.0M0.3%+613,275+16.2%Added–
Invesco QQQ Trust Series I46090E103ETF652,562$233.6M0.3%+52,128+8.7%Added–
Invesco Exch Traded FD Tr II46138E420RUSEL 1000 EQL5,028,385$224.5M0.3%+179,598+3.7%Added–
MCDMcDonalds CorpStock919,298$221.7M0.3%+50,031+5.8%AddedHistory
TFCTruist Financial CorpCOM3,776,376$221.5M0.3%+138,498+3.8%AddedHistory
CLXClorox CoStock1,330,950$220.4M0.3%+130,006+10.8%AddedHistory
TJXTJX Companies IncStock3,277,993$216.3M0.3%+113,384+3.6%AddedHistory
IBMInternational Business Machines CorpStock1,555,313$216.1M0.3%+4,543+0.3%AddedHistory
BRK.BBerkshire Hathaway IncStock789,066$215.4M0.3%−3310.0%ReducedHistory
TXNTexas Instruments IncStock1,119,001$215.1M0.3%+51,625+4.8%AddedHistory
XOMExxonMobil Holdings CorpCOM3,534,569$207.9M0.3%−87,996−2.4%ReducedHistory
ABTAbbott LaboratoriesStock1,684,752$199.0M0.3%+35,407+2.1%AddedHistory
INTUIntuit Inc.Stock367,881$198.5M0.3%+2,020+0.6%AddedHistory
NOWServiceNow, Inc.Stock317,408$197.5M0.3%+45,669+16.8%AddedHistory
NKENIKE, Inc.Stock1,339,669$194.6M0.3%+171,014+14.6%AddedHistory
ETNEaton Corp plcStock1,300,239$194.1M0.3%+110,459+9.3%AddedHistory
iShares Core S&P 500 ETF464287200ETF438,830$189.1M0.3%+54,974+14.3%Added–
AMGNAmgen IncStock853,310$181.5M0.3%+1,295+0.2%AddedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF2,919,817$180.3M0.3%−139,403−4.6%Reduced–
CCICrown Castle Inc.REIT1,037,663$179.9M0.3%+827+0.1%AddedHistory
GPCGenuine Parts CoStock1,474,265$178.7M0.3%+37,836+2.6%AddedHistory
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF2,920,956$175.6M0.3%+2,915,444+52,892.7%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF795,402$173.9M0.3%+46,172+6.2%Added–
USBUS Bancorp DECOM NEW2,904,403$172.6M0.3%+65,389+2.3%AddedHistory
NFLXNetflix IncStock278,676$170.1M0.2%+48,413+21.0%AddedHistory
TAT&T Inc.Stock6,171,571$166.7M0.2%−78,592−1.3%ReducedHistory
TGTTarget CorpStock716,491$163.9M0.2%+9,590+1.4%AddedHistory
PANWPalo Alto Networks IncStock341,257$163.5M0.2%+11,461+3.5%AddedHistory
iShares Tr464288646ISHS 1-5YR INVS2,988,908$163.3M0.2%+300,412+11.2%Added–
Vanguard Morningstar Growth ETF922908736ETF561,474$162.9M0.2%+21,988+4.1%Added–

Sold out since Q2 2021 (176)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 176 by value last quarter.

Positions of Stifel Financial Corp sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
AXSMAxsome Therapeutics, Inc.COM406,935$27.5M<0.1%History
PDDPDD Holdings Inc.SPONSORED ADS66,543$8.45M<0.1%History
MXIMMaxim Integrated Products IncCOM65,946$6.95M<0.1%History
Churchill Capital Corp IV171439102CL A229,391$6.61M<0.1%–
iShares Tr46432FAZ0IBONDS MAR23 ETF215,334$5.83M<0.1%–
ALXNAlexion Pharmaceuticals, Inc.COM27,134$4.98M<0.1%History
Invesco Exchange Traded FD T46137V878DORSEY WRGT ENRG117,612$3.60M<0.1%–
GGenpact LTDSHS77,707$3.53M<0.1%History
WRIWeingarten Realty InvestorsSH BEN INT96,631$3.10M<0.1%History
HOMEAt Home Group Inc.COM78,679$2.90M<0.1%History
SAMBoston Beer Co IncCL A2,806$2.86M<0.1%History
APLTApplied Therapeutics, Inc.COM132,596$2.75M<0.1%History
HAYWHayward Holdings, Inc.COM96,713$2.52M<0.1%History
SBSWSibanye Stillwater LtdSPONSORED ADR143,869$2.41M<0.1%History
VRTVertiv Holdings CoCOM CL A84,601$2.31M<0.1%History
PGTIPGT Innovations, Inc.COM96,052$2.23M<0.1%History
DBIDesigner Brands Inc.CL A123,698$2.05M<0.1%History
OROR Royalties Inc.COM133,514$1.83M<0.1%History
ASOAcademy Sports & Outdoors, Inc.COM43,703$1.80M<0.1%History
VanEck Digital Native Economy ETF92189F882ETF33,722$1.79M<0.1%–
ZIMZIM Integrated Shipping Services Ltd.SHS39,088$1.76M<0.1%History
KMPRKEMPER CorpCOM23,592$1.74M<0.1%History
GRAW R Grace & CoCOM24,594$1.70M<0.1%History
BIGGQFormer BL Stores IncCOM25,087$1.66M<0.1%History
OSBCOld Second Bancorp IncCOM129,100$1.60M<0.1%History
JHIJohn Hancock Investors TrustCOM83,785$1.58M<0.1%History
MFNCMackinac Financial CorpCOM75,744$1.50M<0.1%History
CAI International, Inc.12477X106COM26,000$1.46M<0.1%–
AYXAlteryx, Inc.COM CL A16,306$1.40M<0.1%History
IRTIndependence Realty Trust, Inc.COM76,155$1.39M<0.1%History
Sandstorm Gold Ltd Com New80013R206Stock169,333$1.34M<0.1%–
CALMCal-Maine Foods IncCOM NEW36,286$1.31M<0.1%History
PRAHPRA Health Sciences, Inc.COM7,761$1.28M<0.1%History
Franklin Templeton ETF Tr35473P306US CORE DIV TILT34,800$1.21M<0.1%–
MTAMetalla Royalty & Streaming Ltd.COM NEW135,244$1.16M<0.1%History
HBMDHoward Bancorp IncCOM64,638$1.04M<0.1%History
DBX ETF Tr233051879XTRACK HRVST CSI25,662$1.04M<0.1%–
LPSNLiveperson IncCOM16,118$1.02M<0.1%History
LAZRQLuminar Technologies, Inc.COM CL A45,223$993.0K<0.1%History
SQSPSquarespace, Inc.CLASS A15,883$944.0K<0.1%History
PSOPearson PLCSPONSORED ADR78,491$912.0K<0.1%History
AGTIAgiliti, Inc.COM41,539$908.0K<0.1%History
iShares Tr46429B135INTL PFD STK ETF51,377$884.0K<0.1%–
Hoegh LNG Partners LPY3262R100COM UNIT LTD50,185$883.0K<0.1%–
AROWArrow Financial CorpCOM22,617$813.0K<0.1%History
WORKSlack Technologies, Inc.COM CL A18,190$805.0K<0.1%History
NMRNomura Holdings IncSPONSORED ADR157,664$803.0K<0.1%History
USCRU.S. Concrete, Inc.COM10,766$795.0K<0.1%History
Ivy High Income Opportunitie465893105COM56,203$790.0K<0.1%–
AMALAmalgamated Financial Corp.COM50,363$788.0K<0.1%History
Invesco Exchange Traded FD T46137V803DWA CYCLICALS8,349$780.0K<0.1%–
PHIPLDT Inc.SPONSORED ADR28,891$759.0K<0.1%History
ATNIATN International, Inc.COM16,384$745.0K<0.1%History
CRCTCricut, Inc.COM CL A17,481$745.0K<0.1%History
VEIVine Energy Inc.CL A45,771$714.0K<0.1%History
QuantumScape Corp74767V117*W EXP 11/25/20239,275$703.0K<0.1%–
JCENuveen Core Equity Alpha FundCOM42,272$695.0K<0.1%History
NUSNu Skin Enterprises, Inc.CL A11,568$655.0K<0.1%History
MESOMesoblast LtdSPONS ADR86,872$650.0K<0.1%History
iShares Tr464288844US OIL EQ&SV ETF39,590$607.0K<0.1%–
PMOFranklin Municipal Opportunities TrustSH BEN INT42,431$600.0K<0.1%History
THSTreeHouse Foods, Inc.COM12,687$565.0K<0.1%History
iShares Tr46429B606MSCI POLAND ETF24,823$533.0K<0.1%–
QTSQTS Realty Trust, Inc.COM CL A6,841$529.0K<0.1%History
ALHCAlignment Healthcare, Inc.COM22,052$515.0K<0.1%History
First Choice Bancorp31948P104COM16,755$510.0K<0.1%–
TCSContainer Store Group, Inc.COM38,953$508.0K<0.1%History
ACMRACM Research, Inc.Stock4,955$507.0K<0.1%History
iShares Inc464286210EURO HIGH YIELD8,929$502.0K<0.1%–
DAVAEndava plcADS4,319$490.0K<0.1%History
PFPTProofpoint IncCOM2,769$482.0K<0.1%History
Global X FDS37950E747GLBX MSCI NORW33,670$479.0K<0.1%–
CLPTClearPoint Neuro, Inc.COM25,000$477.0K<0.1%History
PDCOPatterson Companies, Inc.COM15,499$472.0K<0.1%History
FFAFirst Trust Enhanced Equity Income FundCOM22,573$458.0K<0.1%History
AMRBAmerican River BanksharesCOM25,060$451.0K<0.1%History
CBBCincinnati Bell IncCOM NEW28,730$443.0K<0.1%History
CORECore-Mark Holding Company, LLCCOM9,378$422.0K<0.1%History
ONEM1Life Healthcare IncCOM12,757$421.0K<0.1%History
MIECohen & Steers MLP Income & Energy Opportunity FundCOM SHS103,244$420.0K<0.1%History
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY51,797$416.0K<0.1%–
TBCHTurtle Beach CorpCOM NEW12,691$405.0K<0.1%History
SPBSpectrum Brands Holdings, Inc.COM4,746$404.0K<0.1%History
EJF Acquisition Corp.G2955B117UNIT 03/10/202640,000$399.0K<0.1%–
FUVArcimoto IncCOM22,905$394.0K<0.1%History
FTHYFirst Trust High Yield Opportunities 2027 Term FundCOM18,388$369.0K<0.1%History
TRHCTabula Rasa HealthCare, Inc.COM7,255$363.0K<0.1%History
TTMITTM Technologies IncCOM25,233$361.0K<0.1%History
LOGCContextLogic Inc.COM CL A26,982$355.0K<0.1%History
First Tr Exchange-Traded FD33736Q104UT COM SHS ETF6,347$351.0K<0.1%–
TDSTelephone & Data Systems IncCOM NEW15,452$350.0K<0.1%History
NGMNGM Biopharmaceuticals IncCOM17,550$346.0K<0.1%History
Invesco Exchange Traded FD T46137V571GLOBAL DRGN CN5,592$342.0K<0.1%–
iShares Tr464288703MRNING SM CP ETF5,812$342.0K<0.1%–
MCRBSeres Therapeutics, Inc.COM14,163$338.0K<0.1%History
BANDBandwidth Inc.COM CL A2,369$327.0K<0.1%History
OTTROtter Tail CorpCOM6,610$323.0K<0.1%History
DRNADicerna Pharmaceuticals IncCOM8,335$311.0K<0.1%History
iShares Tr46429B465MSCI GERMNY ETF3,811$310.0K<0.1%–
GNOGGolden Nugget Online Gaming, Inc.COM CL A23,829$305.0K<0.1%History