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Livermore
Livermore
ZHEN

Dimensional Fund Advisors LP

SEC CIK
0000354204
Latest filing
Aug 11, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 9, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
3,537
+39 vs. Q3 2021
Portfolio value
$330.7B
+$20.3B (+6.5%) vs. Q3 2021
Filed
Feb 9, 2022
SEC
Holdings of Dimensional Fund Advisors LP in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Weidai Ltd94861A108SPONS ADS10,897$8.00K<0.1%00.0%Unchanged–
XCURExicure, Inc.COM49,310$10.0K<0.1%−103,994−67.8%ReducedHistory
PEDPedevco CorpCOM PAR12,700$13.0K<0.1%+12,700NewHistory
Jupai Hldgs Ltd48205B107ADS15,480$16.0K<0.1%00.0%Unchanged–
KRKR36Kr Holdings Inc.SPONSORED ADS14,960$16.0K<0.1%00.0%UnchangedHistory
YJYunji Inc.ADS RP CL A25,398$16.0K<0.1%+3,039+13.6%AddedHistory
AGIGAbundia Global Impact Group, Inc.COM12,260$18.0K<0.1%+12,260NewHistory
CRBPCorbus Pharmaceuticals Holdings, Inc.COM31,564$19.0K<0.1%00.0%UnchangedHistory
WATTEnergous CorpCOM15,785$20.0K<0.1%00.0%UnchangedHistory
COCPCocrystal Pharma, Inc.COM32,216$21.0K<0.1%00.0%UnchangedHistory
WINTWindtree Therapeutics IncCOM12,906$21.0K<0.1%+12,906NewHistory
JFU9F Inc.SPONSORED ADS21,036$23.0K<0.1%00.0%UnchangedHistory
TLMDSOC Telemed, Inc.COM CL A19,110$24.0K<0.1%+19,110NewHistory
GALTGalectin Therapeutics IncCOM NEW11,877$25.0K<0.1%00.0%UnchangedHistory
KLDOKaleido Biosciences, Inc.COM10,484$25.0K<0.1%00.0%UnchangedHistory
GVPGse Systems IncCOM15,048$26.0K<0.1%00.0%UnchangedHistory
GNPXGenprex, Inc.COM20,684$27.0K<0.1%00.0%UnchangedHistory
CNSYCerenome, Inc.COM NEW25,507$27.0K<0.1%00.0%UnchangedHistory
DNNDenison Mines Corp.COM20,843$29.0K<0.1%+20,843NewHistory
AQMSAqua Metals, Inc.COM25,774$32.0K<0.1%00.0%UnchangedHistory
MOGUMOGU Inc.SPON ADS83,685$32.0K<0.1%−10,901−11.5%ReducedHistory
CYANCyanotech CorpCOM PAR $0.0210,356$33.0K<0.1%+10,356NewHistory
DVLTDatavault AI Inc.COM NEW23,918$33.0K<0.1%00.0%UnchangedHistory
Viveve Med Inc92852W501COM NEW30,622$35.0K<0.1%+13,977+84.0%Added–
TMQTrilogy Metals Inc.COM21,693$36.0K<0.1%00.0%UnchangedHistory
FTEKFuel Tech, Inc.COM25,581$36.0K<0.1%−21,401−45.6%ReducedHistory
Sierra Metals Inc82639W106COM26,210$36.0K<0.1%−2,849−9.8%Reduced–
AFIBAcutus Medical, Inc.COM10,916$37.0K<0.1%+10,916NewHistory
EQEquillium, Inc.COM10,109$38.0K<0.1%+10,109NewHistory
CPSHCPS Technologies CorpCOM10,222$39.0K<0.1%00.0%UnchangedHistory
UUUUniversal Safety Products, Inc.COM NEW11,524$39.0K<0.1%−7−0.1%ReducedHistory
OPHCOptimumBank Holdings, Inc.COM10,030$40.0K<0.1%+10,030NewHistory
YCBDcbdMD, Inc.COM38,282$41.0K<0.1%−10,902−22.2%ReducedHistory
RAILFreightCar America, Inc.COM11,293$42.0K<0.1%−151,027−93.0%ReducedHistory
RKDAArcadia Biosciences, Inc.COM NEW40,711$42.0K<0.1%−11,347−21.8%ReducedHistory
ENGEnglobal CorpCOM31,625$42.0K<0.1%−8,803−21.8%ReducedHistory
CKPTCheckpoint Therapeutics, Inc.COM13,941$43.0K<0.1%00.0%UnchangedHistory
DMACDiaMedica Therapeutics Inc.COM NEW11,900$44.0K<0.1%+11,900NewHistory
GBRNew Concept Energy, Inc.COM18,783$45.0K<0.1%+2,862+18.0%AddedHistory
VHCVirnetX Holding CorpCOM17,530$46.0K<0.1%−3,303−15.9%ReducedHistory
ONCYOncolytics Biotech IncCOM NEW33,485$47.0K<0.1%00.0%UnchangedHistory
HGBLHeritage Global Inc.COM26,003$48.0K<0.1%−3,617−12.2%ReducedHistory
ARTWArts Way Manufacturing Co IncCOM14,507$51.0K<0.1%+60+0.4%AddedHistory
ASXCAsensus Surgical, Inc.COM46,265$51.0K<0.1%00.0%UnchangedHistory
FG Nexus Inc.30259W104COM13,924$52.0K<0.1%−1,658−10.6%Reduced–
BYSIBeyondSpring Inc.SHS11,773$53.0K<0.1%00.0%UnchangedHistory
CBUSCibus, Inc.COM24,980$53.0K<0.1%+12,441+99.2%AddedHistory
UBXUnity Biotechnology, Inc.COM36,171$53.0K<0.1%+506+1.4%AddedHistory
Hexo Corp428304307COM NEW77,100$54.0K<0.1%00.0%Unchanged–
CFORCapForce Inc.COM53,612$54.0K<0.1%+117+0.2%AddedHistory
TCONTracon Pharmaceuticals, Inc.COM NEW19,563$54.0K<0.1%−3,032−13.4%ReducedHistory
DYAIDyadic International IncCOM12,252$55.0K<0.1%00.0%UnchangedHistory
LogicBio Therapeutics, Inc.54142F102COM24,378$56.0K<0.1%+3,287+15.6%Added–
ELAEnvela CorpCOM13,902$57.0K<0.1%−2,746−16.5%ReducedHistory
BLINBridgeline Digital, Inc.COM25,698$58.0K<0.1%00.0%UnchangedHistory
KRMDKORU Medical Systems, Inc.COM19,367$58.0K<0.1%+19,367NewHistory
BPTHBio-Path Holdings, Inc.COM15,375$58.0K<0.1%00.0%UnchangedHistory
UFABUnique Fabricating, Inc.COM29,885$59.0K<0.1%−5,803−16.3%ReducedHistory
STCNSteel Connect LLCCOM42,854$60.0K<0.1%−10,222−19.3%ReducedHistory
GTIMGood Times Restaurants Inc.COM NEW13,952$61.0K<0.1%+2,369+20.5%AddedHistory
POLAPolar Power, Inc.COM17,130$61.0K<0.1%00.0%UnchangedHistory
IBRXImmunityBio, Inc.COM10,221$62.0K<0.1%−234−2.2%ReducedHistory
IRDOpus Genetics, Inc.COM16,575$62.0K<0.1%+16,575NewHistory
MRKRMarker Therapeutics, Inc.COM65,048$62.0K<0.1%−83,364−56.2%ReducedHistory
OBSVObsEva SACOM30,952$62.0K<0.1%+30,952NewHistory
ACIUAC Immune SASHS12,707$63.0K<0.1%00.0%UnchangedHistory
OVIDOvid Therapeutics Inc.COM19,564$63.0K<0.1%+19,564NewHistory
XBIOXenetic Biosciences, Inc.COM48,755$63.0K<0.1%−13,593−21.8%ReducedHistory
EVGNEvogene Ltd.SHS39,044$64.0K<0.1%00.0%UnchangedHistory
TRAWTraws Pharma, Inc.COM NEW25,183$64.0K<0.1%00.0%UnchangedHistory
MFINMedallion Financial CorpCOM11,451$66.0K<0.1%+11,451NewHistory
PAYSPaysign, Inc.COM42,339$68.0K<0.1%−3,509−7.7%ReducedHistory
SNOASonoma Pharmaceuticals, Inc.COM NEW15,006$68.0K<0.1%+3,723+33.0%AddedHistory
ORGSOrgenesis Inc.COM NEW23,968$69.0K<0.1%−1,286−5.1%ReducedHistory
VNRXVolitionrx LtdCOM22,385$70.0K<0.1%00.0%UnchangedHistory
ARMPArmata Pharmaceuticals, Inc.COM13,072$72.0K<0.1%+13,072NewHistory
KALAKALA BIO, Inc.COM59,719$72.0K<0.1%−89,794−60.1%ReducedHistory
CLROClearone IncCOM56,504$73.0K<0.1%−3,297−5.5%ReducedHistory
WLMSNOS4-1, Inc.COM25,331$75.0K<0.1%+9,638+61.4%AddedHistory
OIGOrion180 Insurance Group Inc.COM35,468$78.0K<0.1%−2,117−5.6%ReducedHistory
Secoo Hldg Ltd81367P101ADR161,848$78.0K<0.1%00.0%Unchanged–
RVLPRVL Pharmaceuticals plcSHS72,623$78.0K<0.1%−2,155−2.9%ReducedHistory
ADMAAdma Biologics, Inc.COM57,672$81.0K<0.1%−45,546−44.1%ReducedHistory
CRMDCorMedix Inc.COM17,903$81.0K<0.1%+17,903NewHistory
VYGRVoyager Therapeutics, Inc.COM31,260$85.0K<0.1%−14,765−32.1%ReducedHistory
ADILAdial Pharmaceuticals, Inc.COM31,410$85.0K<0.1%00.0%UnchangedHistory
SNFIStark Novus Financial Inc.COM CL A25,120$87.0K<0.1%+25,120NewHistory
SLSSELLAS Life Sciences Group, Inc.COM NEW15,924$88.0K<0.1%00.0%UnchangedHistory
LODEComstock Inc.COM NEW70,017$90.0K<0.1%−19,138−21.5%ReducedHistory
INOInovio Pharmaceuticals, Inc.COM NEW18,000$90.0K<0.1%−13,301−42.5%ReducedHistory
ORKAOruka Therapeutics, Inc.COM42,498$91.0K<0.1%+42,498NewHistory
APTOAptose Biosciences Inc.COM NEW68,399$92.0K<0.1%00.0%UnchangedHistory
CVMCel Sci CorpCOM PAR NEW13,300$94.0K<0.1%+13,300NewHistory
LGOLargo Inc.COMMON STOCK10,110$94.0K<0.1%+10,110NewHistory
SSKNSTRATA Skin Sciences, Inc.COM NEW64,439$95.0K<0.1%00.0%UnchangedHistory
GSATGlobalstar, Inc.COM82,362$96.0K<0.1%−2,776−3.3%ReducedHistory
Star Equity Holdings, Inc.85513Q103COM38,236$98.0K<0.1%00.0%Unchanged–
SSYSunlink Health Systems IncCOM63,487$98.0K<0.1%−5,803−8.4%ReducedHistory
GOVXGeoVax Labs, Inc.COM27,588$100.0K<0.1%+27,588NewHistory
FPAYFlexShopper, Inc.COM NEW42,891$101.0K<0.1%+24,666+135.3%AddedHistory

Sold out since Q3 2021 (80)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Dimensional Fund Advisors LP sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
KSUKansas City SouthernCOM NEW1,281,431$346.8M0.1%History
UFSDomtar CORPCOM NEW3,617,934$197.3M0.1%History
VERVEREIT, Inc.COM3,247,120$146.9M<0.1%History
MDPHawkeye Acquisition, Inc.COM2,089,396$116.4M<0.1%History
CADECadence BancorporationCL A5,280,539$116.0M<0.1%History
XECCimarex Energy CoCOM1,261,204$110.0M<0.1%History
Echo Global Logistics, Inc.27875T101COM1,899,641$90.6M<0.1%–
STMPStamps.com IncCOM NEW267,793$88.3M<0.1%History
CoreSite Realty Corp21870Q105COM625,617$86.7M<0.1%–
HRCHill-Rom Holdings, Inc.COM563,815$84.6M<0.1%History
Lydall Inc550819106COM1,135,041$70.5M<0.1%–
CAI International, Inc.12477X106COM1,139,318$63.7M<0.1%–
CVACovanta Holding CorpCOM3,076,890$61.9M<0.1%History
EBSBMeridian Bancorp, Inc.COM2,629,780$54.6M<0.1%History
RAVNRaven Industries IncCOM946,337$54.5M<0.1%History
RPAIRetail Properties of America, Inc.CL A3,373,271$43.5M<0.1%History
CXPColumbia Property Trust, Inc.COM NEW2,153,032$41.0M<0.1%History
INOVInovalon Holdings, Inc.COM CL A933,287$37.6M<0.1%History
Qad Inc74727D306CL A305,179$26.7M<0.1%–
GPXGP Strategies CorpCOM1,166,772$24.2M<0.1%History
XLRNAcceleron Pharma IncCOM135,593$23.3M<0.1%History
ALTAAltabancorpCOM501,479$22.1M<0.1%History
DSPGDSP Group IncCOM939,732$20.6M<0.1%History
CNBKACentury Bancorp IncCL A NON VTG141,400$16.3M<0.1%History
Dimensional U.S. Small Cap ETF25434V500ETF246,023$14.1M<0.1%–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF486,329$12.6M<0.1%–
Dimensional ETF Trust25434V104US CORE EQT MKT404,000$12.2M<0.1%–
CSODCornerstone OnDemand IncCOM203,498$11.7M<0.1%History
Dimensional ETF Trust25434V203INTL CORE EQT MK400,000$11.6M<0.1%–
BOCHBank of Commerce HoldingsCOM755,669$11.5M<0.1%History
Dimensional Emerging Core Equity Market ETF25434V302ETF400,000$11.1M<0.1%–
LORLLoral Space & Communications Inc.COM220,226$9.47M<0.1%History
CLDRCloudera, Inc.COM499,841$7.98M<0.1%History
ESXBCommunity Bankers Trust CorpCOM609,507$6.93M<0.1%History
Qad Inc74727D207CL B73,428$6.40M<0.1%–
SLCTSelect Bancorp, Inc.COM370,513$6.39M<0.1%History
GDPGoodrich Petroleum CorpCOM PAR263,385$6.23M<0.1%History
Zix Corp98974P100COM840,275$5.94M<0.1%–
Pacific Mercantile Bancorp694552100COM592,409$5.46M<0.1%–
Dimensional U.S. Targeted Value ETF25434V609ETF120,895$5.37M<0.1%–
IECIec Electronics CorpCOM325,077$4.98M<0.1%History
SICSelect Interior Concepts, Inc.CL A252,562$3.64M<0.1%History
MCFContango Oil & Gas CoCOM NEW503,805$2.30M<0.1%History
ICBKCounty Bancorp, Inc.COM57,444$2.09M<0.1%History
XONEExOne CoCOM79,779$1.86M<0.1%History
DVDDover Motorsports LLCCOM584,634$1.42M<0.1%History
PPDPPD, Inc.COM29,300$1.37M<0.1%History
SVBISevern Bancorp IncCOM96,291$1.21M<0.1%History
SBBPStrongbridge Biopharma plcSHS USD576,979$1.18M<0.1%History
Ardagh Group S AL0223L101CL A42,284$1.08M<0.1%–
SKMSK Telecom Co LtdSPONSORED ADR24,201$728.0K<0.1%History
LUBLub Liquidating TrustCOM118,533$495.0K<0.1%History
WULFTerawulf Inc.COM14,826$418.0K<0.1%History
RDNWRideNow Group, Inc.COM CL B8,776$342.0K<0.1%History
ACRSAclaris Therapeutics, Inc.COM18,640$336.0K<0.1%History
MSONMisonix IncCOM12,699$321.0K<0.1%History
EPZMEpizyme, Inc.COM61,853$317.0K<0.1%History
PBYIPuma Biotechnology, Inc.COM42,298$297.0K<0.1%History
Amerant Bancorp Inc.023576200CL B12,606$292.0K<0.1%–
FLNAFilana Therapeutics, Inc.COM3,856$239.0K<0.1%History
XELAExela Technologies, Inc.COM NEW120,775$234.0K<0.1%History
FROGJFrog LtdStock6,868$230.0K<0.1%History
BBIGVinco Ventures, Inc.COM33,161$213.0K<0.1%History
HDBHDFC Bank LtdSPONSORED ADS2,853$209.0K<0.1%History
ABEOAbeona Therapeutics Inc.COM161,479$181.0K<0.1%History
CEMIChembio Diagnostics, Inc.COM NEW54,662$137.0K<0.1%History
Navios Maritime Acquis CorpY62159143SHS31,016$127.0K<0.1%–
TOPSTop Ships Inc.COM69,737$103.0K<0.1%History
ACHVAchieve Life Sciences, Inc.COM10,962$93.0K<0.1%History
ODTOdonate Therapeutics, Inc.COM31,605$92.0K<0.1%History
CHRACharah Solutions, Inc.COM11,553$53.0K<0.1%History
DUOFangdd Network Group Ltd.SPONSORED ADS46,650$52.0K<0.1%History
EXPREXP OldCo Winddown, Inc.COM10,223$48.0K<0.1%History
BLNEBeeline Holdings, Inc.COM18,007$47.0K<0.1%History
ALIMAlimera Sciences IncCOM NEW10,773$46.0K<0.1%History
Nabriva Therapeutics plcG63637113SHS33,723$40.0K<0.1%–
CDTXCidara Therapeutics, Inc.COM12,326$28.0K<0.1%History
XMAXXMax Inc.COM NEW11,115$25.0K<0.1%History
Eros STX Global CorporationG3788M114SHS NEW26,911$25.0K<0.1%–
LFWDLifeward Ltd.SHS13,130$20.0K<0.1%History