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Commonwealth Equity Services, LLC

SEC CIK
0000312272
Latest filing
Jul 29, 2026

Holdings in Q4 2025

Holdings as of Dec 31, 2025, filed Feb 12, 2026. Long positions only; changes compare share counts with Q3 2025.

Institution overview
Positions
4,271
+37 vs. Q3 2025
Portfolio value
$75.0B
−$2.19B (−2.8%) vs. Q3 2025
Filed
Feb 12, 2026
SEC
Holdings of Commonwealth Equity Services, LLC in Q4 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
TARAProtara Therapeutics, Inc.COM STK11,000$58.6K<0.1%+1,000+10.0%AddedHistory
SNDLSNDL Inc.COM35,346$58.7K<0.1%−1,075−3.0%ReducedHistory
UWMCUWM Holdings CorpCOM CL A13,818$60.5K<0.1%−3,548−20.4%ReducedHistory
CDXSCodexis, Inc.COM37,346$60.9K<0.1%−4,344−10.4%ReducedHistory
NRONeuberger Real Estate Securities Income Fund IncCOM20,037$60.9K<0.1%−2,119−9.6%ReducedHistory
GEVOGevo, Inc.COM PAR30,581$61.2K<0.1%−1,809−5.6%ReducedHistory
SLDBSolid Biosciences Inc.COM NEW10,852$61.2K<0.1%00.0%UnchangedHistory
FCOAbrdn Global Income Fund, Inc.COM21,116$61.8K<0.1%−16,393−43.7%ReducedHistory
HLLYHolley Inc.COM15,000$62.0K<0.1%00.0%UnchangedHistory
OCCIOFS Credit Company, Inc.COM12,812$62.0K<0.1%+12,812NewHistory
BDNBrandywine Realty TrustSH BEN INT NEW21,297$62.2K<0.1%+21,297NewHistory
ADCTADC Therapeutics SASHS17,809$62.9K<0.1%−5,001−21.9%ReducedHistory
IMMXImmix Biopharma, Inc.COM12,380$64.8K<0.1%−3,660−22.8%ReducedHistory
SGMOQSangamo Therapeutics, IncCOM157,811$66.3K<0.1%+21,487+15.8%AddedHistory
USASAmericas Gold & Silver CorpCOM NEW13,175$67.3K<0.1%+13,175NewHistory
ABTCAmerican Bitcoin Corp.COM CL A40,058$68.1K<0.1%+40,058NewHistory
KOPNKopin CorpCOM29,172$68.3K<0.1%+29,172NewHistory
BMBLBumble Inc.COM CL A19,187$68.5K<0.1%+2,340+13.9%AddedHistory
MCNXAI Madison Equity Premium Income FundCOM11,474$68.8K<0.1%−3,161−21.6%ReducedHistory
OGCPEmpire State Realty OP, L.P.UNIT LTD PRT 6010,871$68.9K<0.1%−9,322−46.2%ReducedHistory
PTENPatterson Uti Energy IncCOM11,468$70.1K<0.1%−623−5.2%ReducedHistory
DDD3D Systems CorpCOM NEW39,842$70.5K<0.1%+1,136+2.9%AddedHistory
QTRXQuanterix CorpCOM11,238$71.5K<0.1%−6,227−35.7%ReducedHistory
TPVGTriplePoint Venture Growth BDC Corp.COM10,972$71.8K<0.1%−3,463−24.0%ReducedHistory
SKYXSKYX Platforms Corp.COM33,300$72.3K<0.1%+33,300NewHistory
CMRCCommerce.com, Inc.COM SER 117,661$72.8K<0.1%00.0%UnchangedHistory
CRBUCaribou Biosciences, Inc.COM45,908$73.0K<0.1%−1,025−2.2%ReducedHistory
MAPSWM Technology, Inc.COM88,566$73.1K<0.1%+7,000+8.6%AddedHistory
BGSB&G Foods, Inc.COM17,005$73.1K<0.1%−8,800−34.1%ReducedHistory
SRFMSurf Air Mobility Inc.COM NEW38,302$74.3K<0.1%+25,448+198.0%AddedHistory
GNLXGENELUX CorpCOM17,083$74.5K<0.1%00.0%UnchangedHistory
BVSBioventus Inc.COM CL A10,086$75.0K<0.1%00.0%UnchangedHistory
HRTXHeron Therapeutics, Inc.COM59,426$77.3K<0.1%−620−1.0%ReducedHistory
TDAYUSA TODAY Co., Inc.COM15,067$77.6K<0.1%+20+0.1%AddedHistory
HFROHighland Opportunities & Income FundHIGHLAND INCOME13,550$81.0K<0.1%−582,419−97.7%ReducedHistory
HTZHertz Global Holdings, IncCOM NEW15,857$81.5K<0.1%+15,857NewHistory
GRNTGranite Ridge Resources, Inc.COM17,481$82.2K<0.1%+5,077+40.9%AddedHistory
VVOSVivos Therapeutics, Inc.COM NEW40,500$82.2K<0.1%−500−1.2%ReducedHistory
ZNTLZentalis Pharmaceuticals, Inc.COM61,412$82.9K<0.1%+425+0.7%AddedHistory
CGCCanopy Growth CorpCOM NEW73,739$84.1K<0.1%+13,814+23.1%AddedHistory
SIGASiga Technologies IncCOM13,834$84.5K<0.1%−40.0%ReducedHistory
ESPREsperion Therapeutics, Inc.COM23,009$85.1K<0.1%+5,500+31.4%AddedHistory
GUTSFractyl Health, Inc.COM38,700$85.1K<0.1%+38,700NewHistory
DNUTKrispy Kreme, Inc.COM21,237$85.4K<0.1%−2,578−10.8%ReducedHistory
LRMRLarimar Therapeutics, Inc.COM22,848$87.0K<0.1%+22,848NewHistory
IRWDIronwood Pharmaceuticals IncCOM CL A26,478$89.2K<0.1%+26,478NewHistory
FPHFive Point Holdings, LLCCOM CL A16,102$90.0K<0.1%−777−4.6%ReducedHistory
SABRSabre CorpCOM67,000$91.1K<0.1%−270.0%ReducedHistory
UMCUnited Microelectronics CorpSPON ADR NEW11,599$91.2K<0.1%−2,315−16.6%ReducedHistory
RDWRedwire CorpStock12,056$91.6K<0.1%+12,056NewHistory
LANDGladstone Land CorpCOM10,019$91.7K<0.1%−10,236−50.5%ReducedHistory
VENUVenu Holding CorpCOM10,915$91.9K<0.1%00.0%UnchangedHistory
PCMPCM Fund, Inc.COM15,041$92.3K<0.1%−288−1.9%ReducedHistory
MMLPMartin Midstream Partners L.P.UNIT L P INT35,761$93.3K<0.1%+140.0%AddedHistory
NGNovagold Resources IncCOM NEW10,480$97.7K<0.1%+10,480NewHistory
BHCBausch Health Companies Inc.Stock14,067$97.8K<0.1%+1,812+14.8%AddedHistory
CCLDCareCloud, Inc.COM33,495$97.8K<0.1%00.0%UnchangedHistory
HIMXHimax Technologies, Inc.SPONSORED ADR11,965$98.0K<0.1%−1,555−11.5%ReducedHistory
RRRichtech Robotics Inc.CL B30,930$99.9K<0.1%−29,435−48.8%ReducedHistory
ERCAllspring Multi-Sector Income FundCOM10,895$101.3K<0.1%+329+3.1%AddedHistory
NCANuveen California Municipal Value FundCOM STK11,330$101.4K<0.1%00.0%UnchangedHistory
ABATAmerican Battery Technology CoCOM NEW30,768$102.8K<0.1%−111,966−78.4%ReducedHistory
GDRXGoodRx Holdings, Inc.COM CL A38,149$103.4K<0.1%+2,345+6.5%AddedHistory
PFOFlaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INCCOM11,154$105.4K<0.1%−210−1.8%ReducedHistory
ACBAurora Cannabis IncCOM25,011$105.5K<0.1%−3,030−10.8%ReducedHistory
EXKEndeavour Silver CorpCOM11,309$106.3K<0.1%−24,395−68.3%ReducedHistory
Tidal Trust II88636J659YIELD UNIVE ETFS10,656$106.3K<0.1%−1,327−11.1%Reduced–
WNCWabash National CorpCOM12,310$106.5K<0.1%+135+1.1%AddedHistory
LPROOpen Lending CorpCOM70,100$108.7K<0.1%00.0%UnchangedHistory
ASLEAerSale CorpCOM15,382$109.4K<0.1%+557+3.8%AddedHistory
SHIPSeanergy Maritime Holdings Corp.SHS11,883$109.7K<0.1%−1,488−11.1%ReducedHistory
SLSSELLAS Life Sciences Group, Inc.COM NEW29,244$110.2K<0.1%+13,390+84.5%AddedHistory
VUZIVuzix CorpCOM NEW29,313$110.8K<0.1%+55+0.2%AddedHistory
MTAMetalla Royalty & Streaming Ltd.COM NEW14,319$111.4K<0.1%+14,319NewHistory
LXEOLexeo Therapeutics, Inc.COM11,234$111.5K<0.1%+344+3.2%AddedHistory
ARCTArcturus Therapeutics Holdings Inc.COM18,209$111.6K<0.1%−3,189−14.9%ReducedHistory
LARLithium Argentina AGStock20,263$113.1K<0.1%−5,550−21.5%ReducedHistory
LNDBrasilAgro - Brazilian Agricultural Real Estate CoSPONSORED ADR31,699$113.5K<0.1%+144+0.5%AddedHistory
CVMCel Sci CorpCOM NEW21,683$114.0K<0.1%−153,526−87.6%ReducedHistory
AESIAtlas Energy Solutions Inc.COM NEW12,207$115.0K<0.1%−302−2.4%ReducedHistory
MQMarqeta, Inc.CLASS A COM24,430$116.0K<0.1%−2,541−9.4%ReducedHistory
CLSKCleanspark, Inc.COM NEW11,471$116.1K<0.1%+11,471NewHistory
HIXWestern Asset High Income Fund II Inc.COM27,986$116.4K<0.1%+2,639+10.4%AddedHistory
EHIWestern Asset Global High Income Fund Inc.COM18,244$116.9K<0.1%−1,800−9.0%ReducedHistory
SELFGlobal Self Storage, Inc.COM23,059$117.6K<0.1%+23,059NewHistory
FSLYFastly, Inc.CL A11,585$117.9K<0.1%−488−4.0%ReducedHistory
PRMEPrime Medicine, Inc.COM34,399$119.4K<0.1%−28,769−45.5%ReducedHistory
AMCAMC Entertainment Holdings, Inc.CL A NEW77,497$120.9K<0.1%+6,428+9.0%AddedHistory
TBLATaboola.com Ltd.ORD SHS26,300$121.2K<0.1%+15,000+132.7%AddedHistory
MVFBlackRock Munivest Fund, Inc.COM17,524$121.4K<0.1%+787+4.7%AddedHistory
AHRTAH Realty Trust, Inc.COM18,359$121.5K<0.1%+18,359NewHistory
LIONLionsgate Studios Corp.COM13,395$122.3K<0.1%+13,395NewHistory
NEXTNextDecade CorpCOM23,405$123.3K<0.1%+4,274+22.3%AddedHistory
TLRYTilray Brands, Inc.COM13,681$123.5K<0.1%−1,944−12.4%ReducedConverted for a 1-for-10 splitHistory
EODAllspring Global Dividend Opportunity FundCOM21,281$124.1K<0.1%00.0%UnchangedHistory
BVBrightView Holdings, Inc.COM10,016$126.9K<0.1%−30−0.3%ReducedHistory
ZVRAZevra Therapeutics, Inc.COM NEW14,229$127.5K<0.1%−11,714−45.2%ReducedHistory
OCULOcular Therapeutix, IncCOM10,588$128.5K<0.1%+231+2.2%AddedHistory
IXHLIncannex Healthcare Inc.COM363,400$130.1K<0.1%+249,900+220.2%AddedHistory
BYMBlackRock Municipal Income Quality TrustCOM11,922$130.4K<0.1%−1,314−9.9%ReducedHistory

Sold out since Q3 2025 (222)

Positions held at the end of Q3 2025 that are gone from this filing.

The largest 100 of 222 by value last quarter.

Positions of Commonwealth Equity Services, LLC sold out since Q3 2025
SecurityClassShares in Q3 2025Value in Q3 2025% of portfolio in Q3 2025History
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF1,820,985$45.9M0.1%–
ULUnilever PLCSPON ADR NEW353,229$20.9M<0.1%History
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB487,541$10.1M<0.1%–
BGBBlackstone Strategic Credit 2027 Term FundCOM SHS BEN IN780,984$9.51M<0.1%History
KKellanovaStock110,682$9.08M<0.1%History
iShares Tr46436E866IBONDS 25 TRM TS382,949$8.95M<0.1%–
EQHEquitable Holdings, Inc.COM131,861$6.70M<0.1%History
WisdomTree Tr97717X578EM EX ST-OWNED174,491$6.62M<0.1%–
DACDanaos CorpSHS70,891$6.37M<0.1%History
iShares Tr46435U432IBONDS DEC 25175,509$4.70M<0.1%–
TMHCTaylor Morrison Home CorpCOM69,923$4.62M<0.1%History
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY191,988$4.43M<0.1%–
HQYHealthequity, Inc.COM37,741$3.58M<0.1%History
LOBLive Oak Bancshares, Inc.COM90,602$3.19M<0.1%History
PBHPrestige Consumer Healthcare Inc.COM43,265$2.70M<0.1%History
BFCBank First CorpCOM20,352$2.47M<0.1%History
iShares Ibonds 2025 Term High Yield & Income ETF46435U168ETF82,145$1.91M<0.1%–
TENTsakos Energy Navigation LtdSHS69,852$1.55M<0.1%History
HBIHanesbrands Inc.COM234,311$1.54M<0.1%History
Franklin Templeton ETF Tr35473P876LIBERTYQ US SML34,801$1.53M<0.1%–
Exchange Place Advis301471108N SQ RCIM TAX-ADV PR59,241$1.52M<0.1%–
BKKTBakkt, Inc.COM CL A NEW42,958$1.45M<0.1%History
VRNAVerona Pharma plcSPONSORED ADS13,336$1.42M<0.1%History
DLBDolby Laboratories, Inc.COM CL A19,343$1.40M<0.1%History
Exchange Traded Concepts Tru301505624BITWISE CRYPTO54,908$1.38M<0.1%–
American Centy ETF Tr025072109DIVERSIFID CRP28,110$1.34M<0.1%–
Invesco Exch Traded FD Tr II46138G300S&P SMLCAP QTY30,635$1.32M<0.1%–
Invesco Exch TRD SLF Idx FD46138J528BULSHS 2025 MUNI53,273$1.31M<0.1%–
Direxion Shs ETF Tr25459W847DLY SMCAP BULL3X27,946$1.26M<0.1%–
ALEAllete IncCOM NEW18,868$1.25M<0.1%History
Angel Oak Funds Trust03463K745HIGH YIE OPP ETF105,992$1.19M<0.1%–
Abrdn ETFs003261609BBG INDUSTRL MET54,139$1.17M<0.1%–
Tidal Tr II88636J527YIELDMAX ULTRA O209,372$1.15M<0.1%–
DAYDayforce, Inc.COM16,374$1.13M<0.1%History
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH49,919$998.0K<0.1%–
PRGOPERRIGO Co plcSHS44,223$985.0K<0.1%History
COOPMaverick Merger Sub 2, LLCCOM4,645$979.0K<0.1%History
IPGInterpublic Group of Companies, Inc.COM34,961$976.0K<0.1%History
Yieldmax MSTR Option Income Strategy ETF88634T493ETF69,230$966.0K<0.1%–
PPCPilgrims Pride CorpStock22,992$936.0K<0.1%History
Two RDS Shared Tr90214Q774LDRSHS ALPFACT20,131$900.0K<0.1%–
Fidelity Greenwood Street Tr31624J737DYNA BUF EQU ETF27,026$809.0K<0.1%–
Tidal ETF Tr886364181UNUSUAL WHALE SU20,945$763.0K<0.1%–
Two RDS Shared Tr90214Q691LEASERSHS ALPHAF18,348$759.0K<0.1%–
Kraneshares Trust500767652MOUNT LUCAS ETF26,438$712.0K<0.1%–
ENXEaton Vance New York Municipal Bond FundCOM72,113$711.0K<0.1%History
VBTXVeritex Holdings, Inc.COM20,732$695.0K<0.1%History
AB Active ETFs Inc00039J608HIGH YIELD ETF15,634$593.0K<0.1%–
SPRSpirit AeroSystems Holdings, Inc.COM CL A14,310$552.0K<0.1%History
IMSRTerrestrial Energy Inc.SHS CL A32,571$534.0K<0.1%History
HRIHerc Holdings IncCOM4,485$523.0K<0.1%History
Two RDS Shared Tr90214Q683LEADERSHARES EQT14,503$522.0K<0.1%–
LENZLENZ Therapeutics, Inc.COM10,946$510.0K<0.1%History
OPRAOpera LtdSPONSORED ADS24,410$504.0K<0.1%History
WisdomTree Tr97717W125FUTRE STRAT FD12,357$468.0K<0.1%–
ATLOAmes National CorpCOM22,825$462.0K<0.1%History
CORZCore Scientific, Inc.COM25,592$459.0K<0.1%History
SRADSportradar Group AGCLASS A ORD SHS16,687$449.0K<0.1%History
Tidal Trust III45259A415AZORIA 500 MERIT20,777$444.0K<0.1%–
EBMTEagle Bancorp Montana, Inc.COM25,523$441.0K<0.1%History
Two RDS Shared Tr90214Q675LEADERSHARES DY19,285$438.0K<0.1%–
Magic Software Enterprises L559166103ORD20,667$422.0K<0.1%–
VanEck Vectors ETF Tr92189H870ENERGY INCOME4,215$418.0K<0.1%–
QFINQfin Holdings, Inc.AMERICAN DEP13,845$398.0K<0.1%History
LGIHLGI Homes, Inc.COM7,664$396.0K<0.1%History
Innov Prem Inc 30 Barr - Jan45783Y376ETP15,907$393.0K<0.1%–
Sandstorm Gold Ltd Com New80013R206Stock30,981$388.0K<0.1%–
SINTSintx Technologies, Inc.COM NEW94,929$388.0K<0.1%History
AVTAvnet IncCOM7,287$381.0K<0.1%History
NCNOnCino, Inc.COM13,468$365.0K<0.1%History
CIVICivitas Resources, Inc.EQUITY US CM10,996$357.0K<0.1%History
JLSNuveen Mortgage & Income FundCOM18,299$343.0K<0.1%History
TGLSTecnoglass Holdings Inc.ORD SHS5,071$339.0K<0.1%History
CXTCrane NXT, Co.COM4,947$332.0K<0.1%History
Invesco Exchange Traded FD T46137V316S&P500 EQL MAT10,072$330.0K<0.1%–
First Tr Exchange Traded FD33738R878DORSEY WRIGHT9,065$327.0K<0.1%–
Dimensional ETF Trust25434V534EMERGING MRKTETS5,778$327.0K<0.1%–
Fidelity Merrimack STR Tr316188705INVESTMENT GR SE7,389$326.0K<0.1%–
URBNUrban Outfitters IncCOM4,545$325.0K<0.1%History
Valkyrie ETF Trust II91917A108BITCOIN STRATEGY18,313$318.0K<0.1%–
FTDRFrontdoor, Inc.COM4,682$315.0K<0.1%History
iShares Inc464286251JP MRG EM CRP BD6,760$312.0K<0.1%–
WORWorthington Enterprises, Inc.COM5,328$296.0K<0.1%History
FFBCFirst Financial BancorpCOM11,650$294.0K<0.1%History
WDWalker & Dunlop, Inc.COM3,486$292.0K<0.1%History
UPBUpstream Bio, Inc.COM15,503$292.0K<0.1%History
American Centy ETF Tr025072752LARG CA EQUI ETF3,759$290.0K<0.1%–
Franklin Templeton ETF Tr35473P207LIBERTYQ EMERG9,018$290.0K<0.1%–
ETNB89bio, Inc.COM19,631$289.0K<0.1%History
STNStantec IncCOM2,662$287.0K<0.1%History
UHALU-Haul Holding CoCOM5,023$287.0K<0.1%History
OFIXOrthofix Medical Inc.COM19,562$286.0K<0.1%History
First Tr Exchange-Traded FD33734G108COM9,887$278.0K<0.1%–
SBGISinclair, Inc.CL A18,302$276.0K<0.1%History
MHKMohawk Industries IncCOM2,124$274.0K<0.1%History
ProShares Tr74348A145PET CARE ETF4,820$270.0K<0.1%–
AKO.BAndina Bottling Co IncSPON ADR B11,373$269.0K<0.1%History
iShares Tr464288497DEVSMCP EXNA ETF3,994$269.0K<0.1%–
CFSBCFSB Bancorp, Inc.COM19,000$268.0K<0.1%History
CHRDChord Energy CorpCOM NEW2,651$263.0K<0.1%History