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Commonwealth Equity Services, LLC

SEC CIK
0000312272
Latest filing
Jul 29, 2026

Holdings in Q4 2025

Holdings as of Dec 31, 2025, filed Feb 12, 2026. Long positions only; changes compare share counts with Q3 2025.

Institution overview
Positions
4,271
+37 vs. Q3 2025
Portfolio value
$75.0B
−$2.19B (−2.8%) vs. Q3 2025
Filed
Feb 12, 2026
SEC
Holdings of Commonwealth Equity Services, LLC in Q4 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
Inspirato Inc45791E115EQUITY WRT30,000$230<0.1%00.0%Unchanged–
SAFXXCF Global, Inc.COM CL A12,352$3.37K<0.1%+12,352NewHistory
AIREreAlpha Tech Corp.COM10,800$4.51K<0.1%00.0%UnchangedHistory
RMTIRockwell Medical, Inc.COM NEW10,129$8.44K<0.1%+45+0.4%AddedHistory
TOMZTOMI Environmental Solutions, Inc.COM NEW11,059$8.63K<0.1%00.0%UnchangedHistory
LNAILunai Bioworks Inc.COM SHS10,157$8.96K<0.1%00.0%UnchangedHistory
IGCIGC Pharma, Inc.COM NEW33,348$9.38K<0.1%−1,600−4.6%ReducedHistory
RVPHReviva Pharmaceuticals Holdings, Inc.COM36,261$10.1K<0.1%+16,000+79.0%AddedHistory
CRDLCardiol Therapeutics Inc.COM CL A10,730$10.2K<0.1%+130+1.2%AddedHistory
YARWYarrow Bioscience, Inc.COM18,298$10.6K<0.1%00.0%UnchangedHistory
MVISMicrovision, Inc.COM NEW13,931$11.5K<0.1%−244−1.7%ReducedHistory
AIFCAI Financial CorpCOM11,000$12.1K<0.1%+618+6.0%AddedHistory
LGVNLongeveron Inc.CL A NEW25,155$12.7K<0.1%00.0%UnchangedHistory
TRXTRX GOLD CorpCOM14,000$12.9K<0.1%00.0%UnchangedHistory
JOBGEE Group Inc.COM66,200$12.9K<0.1%00.0%UnchangedHistory
ARBEArbe Robotics Ltd.COM11,500$13.6K<0.1%−30.0%ReducedHistory
CHGGChegg, IncCOM14,964$13.9K<0.1%−7,465−33.3%ReducedHistory
BCABBioAtla, Inc.COM25,300$14.4K<0.1%00.0%UnchangedHistory
HUMAHumacyte, Inc.COM16,004$15.4K<0.1%−3,653−18.6%ReducedHistory
BRCCBRC Inc.COM CL A14,345$15.9K<0.1%−4,950−25.7%ReducedHistory
On Semiconductor Corp682189AU9NOTE 0.500% 3/018,000$17.0K<0.1%+18,000New–
ALXOAlx Oncology Holdings IncCOM15,102$17.1K<0.1%−5,470−26.6%ReducedHistory
Greenbrier Cos Inc393657AM3NOTE 2.875% 4/116,000$17.2K<0.1%+16,000New–
NRSNNeuroSense Therapeutics Ltd.ORDINARY SHARES22,775$17.5K<0.1%+1,695+8.0%AddedHistory
OXSQOxford Square Capital Corp.COM10,056$17.7K<0.1%+10,056NewHistory
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/120,000$19.2K<0.1%+20,000New–
ASSTStrive, Inc.CL A COM26,400$19.5K<0.1%+26,400NewHistory
HYPRHyperfine, Inc.COM CL A19,910$19.5K<0.1%−500−2.4%ReducedHistory
Haemonetics Corp Mass405024AB6NOTE 3/020,000$19.8K<0.1%00.0%Unchanged–
BLNKBlink Charging Co.COM29,651$19.8K<0.1%−18,400−38.3%ReducedHistory
John Bean Technologies Corp477839AB0NOTE 0.250% 5/120,000$20.4K<0.1%+20,000New–
GERNGeron CorpCOM15,565$20.6K<0.1%−275−1.7%ReducedHistory
MYSEMyseum.AI, Inc.COM NEW12,116$20.7K<0.1%+12,116NewHistory
DYAIDyadic International IncCOM22,579$21.2K<0.1%−3,800−14.4%ReducedHistory
WTIW&T Offshore IncCOM13,047$21.3K<0.1%+12+0.1%AddedHistory
Halozyme Therapeutics, Inc.40637HAD1NOTE 0.250% 3/020,000$21.6K<0.1%+20,000New–
YCBDcbdMD, Inc.COM SHS16,255$21.9K<0.1%00.0%UnchangedHistory
SLQTSelectQuote, Inc.COM16,127$22.7K<0.1%+16,127NewHistory
ORBSEightco Holdings Inc.COM13,178$22.8K<0.1%−2,000−13.2%ReducedHistory
BCDABioCardia, Inc.COM NEW18,283$22.9K<0.1%00.0%UnchangedHistory
SCNXScienture Holdings, Inc.COM44,798$22.9K<0.1%+1,000+2.3%AddedHistory
PROPPrairie Operating Co.Stock13,530$22.9K<0.1%00.0%UnchangedHistory
HAINHain Celestial Group IncCOM21,393$22.9K<0.1%+21,393NewHistory
RCReady Capital CorpCOM10,608$23.1K<0.1%−1,443−12.0%ReducedHistory
AKBAAkebia Therapeutics, Inc.COM15,724$25.3K<0.1%−8,000−33.7%ReducedHistory
BURUNuburu, Inc.COM NEW159,064$25.3K<0.1%+159,064NewHistory
Ford MTR Co Del345370CZ1NOTE 3/125,000$26.0K<0.1%+25,000New–
FATEFate Therapeutics IncCOM26,548$26.1K<0.1%+26,548NewHistory
NXDRNextdoor Holdings, Inc.COM CL A12,761$26.8K<0.1%+12,761NewHistory
HNSTHonest Company, Inc.COM10,655$27.5K<0.1%−347−3.2%ReducedHistory
BTBTBit Digital, IncSHS14,601$27.6K<0.1%−7,497−33.9%ReducedHistory
DEFTDefi Technologies, Inc.COM37,270$28.1K<0.1%+16,524+79.6%AddedHistory
DGXXDigi Power X Inc.COM SUB VTG11,366$29.0K<0.1%+11,366NewHistory
IMMPIMMUTEP LtdSPONSORED ADS10,450$29.9K<0.1%+10,450NewHistory
ONCYOncolytics Biotech IncCOM NEW35,114$30.7K<0.1%+10,000+39.8%AddedHistory
QSIQuantum-Si IncCOM CL A27,960$30.8K<0.1%−8,219−22.7%ReducedHistory
MGFAberdeen Government Markets Income FundSH BEN INT10,472$31.7K<0.1%+10,472NewHistory
EVGOEVgo Inc.CL A COM11,054$32.2K<0.1%−642−5.5%ReducedHistory
ACHAccendra Health IncStock11,790$33.0K<0.1%+11,790NewHistory
BRLTBrilliant Earth Group, Inc.CL A COM19,423$34.0K<0.1%00.0%UnchangedHistory
BTLNBrightline Interactive, Inc.COM37,150$34.4K<0.1%00.0%UnchangedHistory
RZLVRezolve AI PLCORD SHS13,739$35.3K<0.1%+3,209+30.5%AddedHistory
WRAPWrap Technologies, Inc.COM14,959$35.6K<0.1%+3,953+35.9%AddedHistory
HYLNHyliion Holdings Corp.COMMON STOCK20,133$37.0K<0.1%−16,600−45.2%ReducedHistory
AVXLAnavex Life Sciences Corp.COM NEW10,489$37.3K<0.1%−96,778−90.2%ReducedHistory
MVSTMicrovast Holdings, Inc.COM13,479$37.7K<0.1%+319+2.4%AddedHistory
CBUSCibus, Inc.CL A COM STK21,853$38.0K<0.1%−1,000−4.4%ReducedHistory
PALIPalisade Bio, Inc.COM16,650$39.1K<0.1%+16,650NewHistory
CREXCreative Realities, Inc.COM15,000$39.1K<0.1%00.0%UnchangedHistory
Blackstone Mortgage Trust IN09257WAE0NOTE 5.500% 3/140,000$39.4K<0.1%+40,000New–
ABCLAbCellera Biologics Inc.COM11,757$40.2K<0.1%−3,453−22.7%ReducedHistory
GANXGain Therapeutics, Inc.COM12,685$40.9K<0.1%+12,685NewHistory
GROYGold Royalty Corp.COMMON SHARES10,215$41.3K<0.1%+10,215NewHistory
EDITEditas Medicine, Inc.COM20,150$41.3K<0.1%−1,914−8.7%ReducedHistory
PLGPlatinum Group Metals LtdCOM17,552$41.4K<0.1%+17,552NewHistory
NEUPNeuphoria Therapeutics Inc.COM11,207$43.5K<0.1%+11,207NewHistory
MDCXMedicus Pharma Ltd.COM28,493$43.6K<0.1%+17,611+161.8%AddedHistory
XTIAXTI Aerospace, Inc.COM NEW35,429$43.9K<0.1%−23,896−40.3%ReducedHistory
VYGRVoyager Therapeutics, Inc.COM11,254$44.2K<0.1%−5,223−31.7%ReducedHistory
SANASana Biotechnology, Inc.COM10,975$44.7K<0.1%+10,975NewHistory
BZAIBlaize Holdings, Inc.COM23,043$44.9K<0.1%+23,043NewHistory
MIRAMira Pharmaceuticals, Inc.COM30,187$45.6K<0.1%00.0%UnchangedHistory
PYXSPyxis Oncology, Inc.COMMON STOCK39,755$45.7K<0.1%−21,400−35.0%ReducedHistory
OMEXOdyssey Marine Exploration IncCOM NEW23,553$46.2K<0.1%−185−0.8%ReducedHistory
Two HBRS Invt Corp90187BAB7NOTE 6.250% 1/150,000$49.8K<0.1%+50,000New–
CVVCVD Equipment CorpCOM16,110$49.8K<0.1%+220+1.4%AddedHistory
ABSIAbsci CorpCOM14,279$49.8K<0.1%+14,279NewHistory
NXDTNexpoint Diversified Real Estate TrustCOM NEW13,359$51.2K<0.1%−3,017−18.4%ReducedHistory
KOSKosmos Energy Ltd.COM56,578$51.3K<0.1%−10,041−15.1%ReducedHistory
ONLOrion Properties Inc.REIT22,823$51.6K<0.1%−7,940−25.8%ReducedHistory
DNNDenison Mines Corp.COM19,677$52.3K<0.1%−4,087−17.2%ReducedHistory
XRXXerox Holdings CorpCOM NEW22,554$53.5K<0.1%−1,093−4.6%ReducedHistory
VERIVeritone, Inc.COM11,527$53.6K<0.1%−2,511−17.9%ReducedHistory
UPXIUpexi, Inc.COM NEW32,625$54.8K<0.1%+1,300+4.2%AddedHistory
REAXReal REMAX Group Inc.COM NEW15,354$56.0K<0.1%00.0%UnchangedHistory
TIITitan Mining CorpCOM SHS NEW18,992$56.2K<0.1%+18,992NewHistory
NUAINew ERA Energy & Digital, Inc.COM19,601$57.4K<0.1%−42,399−68.4%ReducedHistory
SWAGStran & Company, Inc.COMMON STOCK34,905$57.9K<0.1%+8,300+31.2%AddedHistory
NSPRInspireMD, Inc.COM32,550$57.9K<0.1%00.0%UnchangedHistory
TGENTecogen Inc.COM NEW11,774$58.2K<0.1%+11,774NewHistory

Sold out since Q3 2025 (222)

Positions held at the end of Q3 2025 that are gone from this filing.

The largest 100 of 222 by value last quarter.

Positions of Commonwealth Equity Services, LLC sold out since Q3 2025
SecurityClassShares in Q3 2025Value in Q3 2025% of portfolio in Q3 2025History
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF1,820,985$45.9M0.1%–
ULUnilever PLCSPON ADR NEW353,229$20.9M<0.1%History
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB487,541$10.1M<0.1%–
BGBBlackstone Strategic Credit 2027 Term FundCOM SHS BEN IN780,984$9.51M<0.1%History
KKellanovaStock110,682$9.08M<0.1%History
iShares Tr46436E866IBONDS 25 TRM TS382,949$8.95M<0.1%–
EQHEquitable Holdings, Inc.COM131,861$6.70M<0.1%History
WisdomTree Tr97717X578EM EX ST-OWNED174,491$6.62M<0.1%–
DACDanaos CorpSHS70,891$6.37M<0.1%History
iShares Tr46435U432IBONDS DEC 25175,509$4.70M<0.1%–
TMHCTaylor Morrison Home CorpCOM69,923$4.62M<0.1%History
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY191,988$4.43M<0.1%–
HQYHealthequity, Inc.COM37,741$3.58M<0.1%History
LOBLive Oak Bancshares, Inc.COM90,602$3.19M<0.1%History
PBHPrestige Consumer Healthcare Inc.COM43,265$2.70M<0.1%History
BFCBank First CorpCOM20,352$2.47M<0.1%History
iShares Ibonds 2025 Term High Yield & Income ETF46435U168ETF82,145$1.91M<0.1%–
TENTsakos Energy Navigation LtdSHS69,852$1.55M<0.1%History
HBIHanesbrands Inc.COM234,311$1.54M<0.1%History
Franklin Templeton ETF Tr35473P876LIBERTYQ US SML34,801$1.53M<0.1%–
Exchange Place Advis301471108N SQ RCIM TAX-ADV PR59,241$1.52M<0.1%–
BKKTBakkt, Inc.COM CL A NEW42,958$1.45M<0.1%History
VRNAVerona Pharma plcSPONSORED ADS13,336$1.42M<0.1%History
DLBDolby Laboratories, Inc.COM CL A19,343$1.40M<0.1%History
Exchange Traded Concepts Tru301505624BITWISE CRYPTO54,908$1.38M<0.1%–
American Centy ETF Tr025072109DIVERSIFID CRP28,110$1.34M<0.1%–
Invesco Exch Traded FD Tr II46138G300S&P SMLCAP QTY30,635$1.32M<0.1%–
Invesco Exch TRD SLF Idx FD46138J528BULSHS 2025 MUNI53,273$1.31M<0.1%–
Direxion Shs ETF Tr25459W847DLY SMCAP BULL3X27,946$1.26M<0.1%–
ALEAllete IncCOM NEW18,868$1.25M<0.1%History
Angel Oak Funds Trust03463K745HIGH YIE OPP ETF105,992$1.19M<0.1%–
Abrdn ETFs003261609BBG INDUSTRL MET54,139$1.17M<0.1%–
Tidal Tr II88636J527YIELDMAX ULTRA O209,372$1.15M<0.1%–
DAYDayforce, Inc.COM16,374$1.13M<0.1%History
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH49,919$998.0K<0.1%–
PRGOPERRIGO Co plcSHS44,223$985.0K<0.1%History
COOPMaverick Merger Sub 2, LLCCOM4,645$979.0K<0.1%History
IPGInterpublic Group of Companies, Inc.COM34,961$976.0K<0.1%History
Yieldmax MSTR Option Income Strategy ETF88634T493ETF69,230$966.0K<0.1%–
PPCPilgrims Pride CorpStock22,992$936.0K<0.1%History
Two RDS Shared Tr90214Q774LDRSHS ALPFACT20,131$900.0K<0.1%–
Fidelity Greenwood Street Tr31624J737DYNA BUF EQU ETF27,026$809.0K<0.1%–
Tidal ETF Tr886364181UNUSUAL WHALE SU20,945$763.0K<0.1%–
Two RDS Shared Tr90214Q691LEASERSHS ALPHAF18,348$759.0K<0.1%–
Kraneshares Trust500767652MOUNT LUCAS ETF26,438$712.0K<0.1%–
ENXEaton Vance New York Municipal Bond FundCOM72,113$711.0K<0.1%History
VBTXVeritex Holdings, Inc.COM20,732$695.0K<0.1%History
AB Active ETFs Inc00039J608HIGH YIELD ETF15,634$593.0K<0.1%–
SPRSpirit AeroSystems Holdings, Inc.COM CL A14,310$552.0K<0.1%History
IMSRTerrestrial Energy Inc.SHS CL A32,571$534.0K<0.1%History
HRIHerc Holdings IncCOM4,485$523.0K<0.1%History
Two RDS Shared Tr90214Q683LEADERSHARES EQT14,503$522.0K<0.1%–
LENZLENZ Therapeutics, Inc.COM10,946$510.0K<0.1%History
OPRAOpera LtdSPONSORED ADS24,410$504.0K<0.1%History
WisdomTree Tr97717W125FUTRE STRAT FD12,357$468.0K<0.1%–
ATLOAmes National CorpCOM22,825$462.0K<0.1%History
CORZCore Scientific, Inc.COM25,592$459.0K<0.1%History
SRADSportradar Group AGCLASS A ORD SHS16,687$449.0K<0.1%History
Tidal Trust III45259A415AZORIA 500 MERIT20,777$444.0K<0.1%–
EBMTEagle Bancorp Montana, Inc.COM25,523$441.0K<0.1%History
Two RDS Shared Tr90214Q675LEADERSHARES DY19,285$438.0K<0.1%–
Magic Software Enterprises L559166103ORD20,667$422.0K<0.1%–
VanEck Vectors ETF Tr92189H870ENERGY INCOME4,215$418.0K<0.1%–
QFINQfin Holdings, Inc.AMERICAN DEP13,845$398.0K<0.1%History
LGIHLGI Homes, Inc.COM7,664$396.0K<0.1%History
Innov Prem Inc 30 Barr - Jan45783Y376ETP15,907$393.0K<0.1%–
Sandstorm Gold Ltd Com New80013R206Stock30,981$388.0K<0.1%–
SINTSintx Technologies, Inc.COM NEW94,929$388.0K<0.1%History
AVTAvnet IncCOM7,287$381.0K<0.1%History
NCNOnCino, Inc.COM13,468$365.0K<0.1%History
CIVICivitas Resources, Inc.EQUITY US CM10,996$357.0K<0.1%History
JLSNuveen Mortgage & Income FundCOM18,299$343.0K<0.1%History
TGLSTecnoglass Holdings Inc.ORD SHS5,071$339.0K<0.1%History
CXTCrane NXT, Co.COM4,947$332.0K<0.1%History
Invesco Exchange Traded FD T46137V316S&P500 EQL MAT10,072$330.0K<0.1%–
First Tr Exchange Traded FD33738R878DORSEY WRIGHT9,065$327.0K<0.1%–
Dimensional ETF Trust25434V534EMERGING MRKTETS5,778$327.0K<0.1%–
Fidelity Merrimack STR Tr316188705INVESTMENT GR SE7,389$326.0K<0.1%–
URBNUrban Outfitters IncCOM4,545$325.0K<0.1%History
Valkyrie ETF Trust II91917A108BITCOIN STRATEGY18,313$318.0K<0.1%–
FTDRFrontdoor, Inc.COM4,682$315.0K<0.1%History
iShares Inc464286251JP MRG EM CRP BD6,760$312.0K<0.1%–
WORWorthington Enterprises, Inc.COM5,328$296.0K<0.1%History
FFBCFirst Financial BancorpCOM11,650$294.0K<0.1%History
WDWalker & Dunlop, Inc.COM3,486$292.0K<0.1%History
UPBUpstream Bio, Inc.COM15,503$292.0K<0.1%History
American Centy ETF Tr025072752LARG CA EQUI ETF3,759$290.0K<0.1%–
Franklin Templeton ETF Tr35473P207LIBERTYQ EMERG9,018$290.0K<0.1%–
ETNB89bio, Inc.COM19,631$289.0K<0.1%History
STNStantec IncCOM2,662$287.0K<0.1%History
UHALU-Haul Holding CoCOM5,023$287.0K<0.1%History
OFIXOrthofix Medical Inc.COM19,562$286.0K<0.1%History
First Tr Exchange-Traded FD33734G108COM9,887$278.0K<0.1%–
SBGISinclair, Inc.CL A18,302$276.0K<0.1%History
MHKMohawk Industries IncCOM2,124$274.0K<0.1%History
ProShares Tr74348A145PET CARE ETF4,820$270.0K<0.1%–
AKO.BAndina Bottling Co IncSPON ADR B11,373$269.0K<0.1%History
iShares Tr464288497DEVSMCP EXNA ETF3,994$269.0K<0.1%–
CFSBCFSB Bancorp, Inc.COM19,000$268.0K<0.1%History
CHRDChord Energy CorpCOM NEW2,651$263.0K<0.1%History