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Livermore
Livermore
ZHEN

Commonwealth Equity Services, LLC

SEC CIK
0000312272
Latest filing
Jul 29, 2026

Holdings in Q3 2025

Holdings as of Sep 30, 2025, filed Oct 22, 2025. Long positions only; changes compare share counts with Q2 2025.

Institution overview
Positions
4,234
−14 vs. Q2 2025
Portfolio value
$77.2B
+$1.50B (+2.0%) vs. Q2 2025
Filed
Oct 22, 2025
SEC
Holdings of Commonwealth Equity Services, LLC in Q3 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
PYXSPyxis Oncology, Inc.COMMON STOCK61,155$136.0K<0.1%00.0%UnchangedHistory
DVAXDynavax Technologies CorpCOM NEW13,741$136.0K<0.1%−4,452−24.5%ReducedHistory
PHDPioneer Floating Rate Fund, Inc.COM13,604$136.0K<0.1%−2,158−13.7%ReducedHistory
DHYUBS Asset Management High Yield Credit FundSH BEN INT66,824$138.0K<0.1%−32,157−32.5%ReducedHistory
VKIInvesco Advantage Municipal Income Trust IISH BEN INT15,765$138.0K<0.1%−1,783−10.2%ReducedHistory
ORBSEightco Holdings Inc.COM15,178$139.0K<0.1%+15,178NewHistory
SGHCSuper Group (SGHC) LtdORD SHS10,501$139.0K<0.1%+10,501NewHistory
VENUVenu Holding CorpCOM10,915$140.0K<0.1%+10,915NewHistory
VTNInvesco Trust for Investment Grade New York MunicipalsCOM12,670$140.0K<0.1%−2,279−15.2%ReducedHistory
AESIAtlas Energy Solutions Inc.COM NEW12,509$142.0K<0.1%−522−4.0%ReducedHistory
MQMarqeta, Inc.CLASS A COM26,971$142.0K<0.1%−185,323−87.3%ReducedHistory
RGTRoyce Global Trust, Inc.COM11,083$144.0K<0.1%−410−3.6%ReducedHistory
UNGUnited States Natural Gas Fund, LPETF11,001$144.0K<0.1%−2,287−17.2%ReducedHistory
BYMBlackRock Municipal Income Quality TrustCOM13,236$145.0K<0.1%+40.0%AddedHistory
LPROOpen Lending CorpCOM70,100$148.0K<0.1%−5,000−6.7%ReducedHistory
INMDInMode Ltd.SHS10,019$149.0K<0.1%−10,518−51.2%ReducedHistory
EBSEmergent BioSolutions Inc.COM17,117$151.0K<0.1%+4,823+39.2%AddedHistory
AUPHAurinia Pharmaceuticals Inc.COM13,634$151.0K<0.1%+13,634NewHistory
GDRXGoodRx Holdings, Inc.COM CL A35,804$151.0K<0.1%+9,300+35.1%AddedHistory
APLEApple Hospitality REIT, Inc.REIT12,695$152.0K<0.1%−8,260−39.4%ReducedHistory
CXMSprinklr, Inc.CL A19,680$152.0K<0.1%−36−0.2%ReducedHistory
OGCPEmpire State Realty OP, L.P.UNIT LTD PRT 6020,193$152.0K<0.1%−24,678−55.0%ReducedHistory
Tidal Trust II88636J659YIELD UNIVE ETFS11,983$154.0K<0.1%+482+4.2%Added–
NPVNuveen Virginia Quality Municipal Income FundCOM13,402$155.0K<0.1%−997−6.9%ReducedHistory
PGZPrincipal Real Estate Income FundSHS BEN INT14,805$155.0K<0.1%+14,805NewHistory
MHFWestern Asset Municipal High Income Fund Inc.COM21,593$156.0K<0.1%+1,443+7.2%AddedHistory
TFSLTFS Financial CORPCOM11,811$156.0K<0.1%−766−6.1%ReducedHistory
Akamai Technologies Inc00971TAL5NOTE 0.375% 9/0165,000$158.0K<0.1%00.0%Unchanged–
FOCLEdap TMS SASPONSORED ADR69,160$158.0K<0.1%00.0%UnchangedHistory
COLDAmericold Realty TrustCOM12,975$159.0K<0.1%+12,975NewHistory
BFZBlackRock California Municipal Income TrustSH BEN INT14,476$159.0K<0.1%−5,478−27.5%ReducedHistory
VGZVista Gold CorpCOM NEW75,170$160.0K<0.1%00.0%UnchangedHistory
Two Harbors Investment Corp.90187B804COM16,613$164.0K<0.1%−18,301−52.4%Reduced–
BLDPBallard Power Systems Inc.COM60,783$165.0K<0.1%−525−0.9%ReducedHistory
DBRGDigitalBridge Group, Inc.CL A NEW14,073$165.0K<0.1%−1,371−8.9%ReducedHistory
MTWManitowoc Co IncCOM NEW16,538$166.0K<0.1%−350−2.1%ReducedHistory
SHBIShore Bancshares IncCOM10,183$167.0K<0.1%+10,183NewHistory
ACBAurora Cannabis IncCOM28,041$167.0K<0.1%+10.0%AddedHistory
ADTADT Inc.COM19,328$168.0K<0.1%+1,494+8.4%AddedHistory
ACVAACV Auctions Inc.COM CL A16,964$168.0K<0.1%−2,432−12.5%ReducedHistory
SNDXSyndax Pharmaceuticals IncCOM10,906$168.0K<0.1%+10,906NewHistory
NMTNuveen Massachusetts Quality Municipal Income FundCOM14,449$168.0K<0.1%+97+0.7%AddedHistory
GPRKGeoPark LtdUSD SHS26,514$169.0K<0.1%+608+2.3%AddedHistory
GGZGabelli Global Small & Mid Cap Value TrustCOM11,753$170.0K<0.1%−30.0%ReducedHistory
NMLNeuberger Energy Infrastructure & Income Fund Inc.COM19,527$170.0K<0.1%−34,710−64.0%ReducedHistory
GOODGladstone Commercial CorpCOM13,913$171.0K<0.1%−7,021−33.5%ReducedHistory
LCTXLineage Cell Therapeutics, Inc.COM100,922$171.0K<0.1%+39,400+64.0%AddedHistory
DFTXDefinium Therapeutics, Inc.Stock14,550$172.0K<0.1%−1,905−11.6%ReducedHistory
VFFVillage Farms International, Inc.COM54,816$172.0K<0.1%−12,415−18.5%ReducedHistory
INDIindie Semiconductor, Inc.CLASS A COM42,562$173.0K<0.1%−4,654−9.9%ReducedHistory
BULLWebull CorpORD SHS11,710$173.0K<0.1%+11,710NewHistory
IGAVoya Global Advantage & Premium Opportunity FundCOM17,471$173.0K<0.1%00.0%UnchangedHistory
KODKEastman Kodak CoCOM NEW27,128$174.0K<0.1%+11,733+76.2%AddedHistory
TUTelus CorpCOM11,035$174.0K<0.1%−1,447−11.6%ReducedHistory
FSMFortuna Mining Corp.Stock19,600$176.0K<0.1%+1,707+9.5%AddedHistory
CLNEClean Energy Fuels Corp.COM68,120$176.0K<0.1%−200−0.3%ReducedHistory
YEXTYext, Inc.COM20,777$177.0K<0.1%+289+1.4%AddedHistory
IBRXImmunityBio, Inc.COM72,496$178.0K<0.1%+17,640+32.2%AddedHistory
GRXGabelli Healthcare & WellnessRx TrustSHS19,818$180.0K<0.1%−30.0%ReducedHistory
UPXIUpexi, Inc.COM NEW31,325$181.0K<0.1%+17,325+123.8%AddedHistory
PGENPrecigen, Inc.COM55,398$182.0K<0.1%+238+0.4%AddedHistory
ERIIEnergy Recovery, Inc.COM11,793$182.0K<0.1%−7−0.1%ReducedHistory
GUGGuggenheim Active Allocation FundCOMMON STOCK11,705$183.0K<0.1%−359−3.0%ReducedHistory
BANCBanc of California, Inc.COM11,046$183.0K<0.1%−6,770−38.0%ReducedHistory
CRONCronos Group Inc.COM66,300$184.0K<0.1%−16,291−19.7%ReducedHistory
LANDGladstone Land CorpCOM20,255$186.0K<0.1%−1,132−5.3%ReducedHistory
NBNiocorp Developments LtdCOM NEW27,945$187.0K<0.1%+8,321+42.4%AddedHistory
NEOGNeogen CorpCOM32,871$188.0K<0.1%−6,400−16.3%ReducedHistory
BLWBlackRock Ltd Duration Income TrustCOM SHS13,532$189.0K<0.1%−25,403−65.2%ReducedHistory
BGTBlackRock Floating Rate Income TrustCOM15,564$189.0K<0.1%+1,971+14.5%AddedHistory
Tidal Tr II88636J105RTN STACKED BD10,834$189.0K<0.1%−680−5.9%Reduced–
CLBKColumbia Financial, Inc.COM12,626$190.0K<0.1%−5,289−29.5%ReducedHistory
XFLTXAI Floating Rate & Alternative Income TrustCOM35,875$190.0K<0.1%−10,239−22.2%ReducedHistory
TSHATaysha Gene Therapies, Inc.COM SHS58,257$191.0K<0.1%−1,779−3.0%ReducedHistory
AURAAura Biosciences, Inc.COM30,852$191.0K<0.1%−105−0.3%ReducedHistory
HONEHarborOne Bancorp, Inc.COM NEW14,023$191.0K<0.1%−3,384−19.4%ReducedHistory
HIOWestern Asset High Income Opportunity Fund Inc.COM50,112$192.0K<0.1%−3,192−6.0%ReducedHistory
EGANEGAIN CorpCOM NEW22,108$193.0K<0.1%+7,093+47.2%AddedHistory
OTFBlue Owl Technology Finance Corp.COMMON STOCK14,059$194.0K<0.1%+14,059NewHistory
GRRRGorilla Technology Group Inc.SHS NEW10,548$195.0K<0.1%−508−4.6%ReducedHistory
VBFInvesco Bond FundCOM12,344$195.0K<0.1%−253−2.0%ReducedHistory
CMPCompass Minerals International IncStock10,225$196.0K<0.1%−1,796−14.9%ReducedHistory
BSMBlack Stone Minerals, L.P.COM UNIT15,047$198.0K<0.1%−19,364−56.3%ReducedHistory
SPPPSprott Physical Platinum & Palladium TrustPHYSICAL PLATINU14,758$200.0K<0.1%−1,620−9.9%ReducedHistory
CANCanaan Inc.SPONSORED ADS226,903$200.0K<0.1%−70,730−23.8%ReducedHistory
PSTLPostal Realty Trust, Inc.CL A12,752$200.0K<0.1%−2,415−15.9%ReducedHistory
RDNRadian Group IncCOM5,540$201.0K<0.1%+5,540NewHistory
Schwab Strategic Tr808524649MUN BD ETF7,844$201.0K<0.1%−4,264−35.2%Reduced–
DKDelek US Holdings, Inc.COM6,268$202.0K<0.1%−16,911−73.0%ReducedHistory
Amplify ETF Tr032108599AMPLIFY BLUESTAR3,451$202.0K<0.1%+3,451New–
CVECenovus Energy Inc.COM11,938$203.0K<0.1%−308−2.5%ReducedHistory
ESABESAB CorpCOM1,817$203.0K<0.1%−42−2.3%ReducedHistory
KMPRKEMPER CorpCOM3,934$203.0K<0.1%+3,934NewHistory
ECHOEchoStar CORPCL A2,667$204.0K<0.1%+2,667NewHistory
Neuberger Berman ETF Trust64135A705OPT STRATEGY ETF7,589$204.0K<0.1%−2,663−26.0%Reduced–
SXIStandex International CorpCOM966$205.0K<0.1%+966NewHistory
ESIElement Solutions IncCOM8,127$205.0K<0.1%−7,916−49.3%ReducedHistory
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD7,478$206.0K<0.1%+7,478NewHistory
Northern LTS FD Tr IV66538H187INSPIRE FIDELIS5,901$206.0K<0.1%+5,901New–
SFBSServisFirst Bancshares, Inc.COM2,558$206.0K<0.1%−391−13.3%ReducedHistory

Sold out since Q2 2025 (237)

Positions held at the end of Q2 2025 that are gone from this filing.

The largest 100 of 237 by value last quarter.

Positions of Commonwealth Equity Services, LLC sold out since Q2 2025
SecurityClassShares in Q2 2025Value in Q2 2025% of portfolio in Q2 2025History
Ea Series Trust02072Q770MC TRIO EQUITY B1,624,092$101.6M0.1%–
SCSSteelcase IncCL A529,709$5.53M<0.1%History
EBTCEnterprise Bancorp IncCOM109,727$4.35M<0.1%History
WisdomTree Tr97717Y568EFFICIENT GLD PL74,715$3.52M<0.1%–
PENPenumbra IncCOM12,892$3.31M<0.1%History
Ea Series Trust02072L441STRIVE ENHANCED129,743$2.64M<0.1%–
ANSSAnsys IncCOM7,277$2.56M<0.1%History
GGTGabelli Multimedia Trust Inc.COM607,440$2.51M<0.1%History
DBX ETF Tr233051705XTRACK MUN INFRA95,270$2.29M<0.1%–
American Centy ETF Tr025072539QUALITY PREFER58,456$2.07M<0.1%–
WBAWalgreens Boots Alliance, Inc.COM171,875$1.97M<0.1%History
HESHess CorpStock14,079$1.95M<0.1%History
Ea Series Trust02072L516ALPHA ARCHITECT21,534$1.91M<0.1%–
SKXSkechers USA IncCL A29,954$1.89M<0.1%History
Series Portfolios Tr81752T486PANAGRAM AAA71,933$1.84M<0.1%–
RNRRenaissancere Holdings LtdCOM7,520$1.83M<0.1%History
HLNEHamilton Lane INCCL A12,801$1.82M<0.1%History
iShares U S ETF Tr46431W705INT RT HDG C B18,503$1.71M<0.1%–
RYANRyan Specialty Holdings, Inc.CL A23,090$1.57M<0.1%History
WisdomTree Tr97717Y675TARGET RANGE FD58,545$1.43M<0.1%–
Paramount Global92556H206CL B110,202$1.42M<0.1%–
First Tr Exchng Traded FD VI33740U521FT VEST US EQ MA41,425$1.30M<0.1%–
Listed FD Tr53656F722TRUESHARES STRUC29,000$1.17M<0.1%–
Simplify Exchange Traded Fun82889N640TREASURY OPT INC49,280$1.17M<0.1%–
SDGRSchrodinger, Inc.COM55,667$1.12M<0.1%History
WisdomTree Tr97717X719CHINADIV EX FI30,956$1.06M<0.1%–
iShares Tr46436E502US TECH BRKTHR17,803$1.02M<0.1%–
WisdomTree Tr97717Y683ENHNCD CMMDTY ST48,784$971.0K<0.1%–
EVEREverQuote, Inc.COM CL A39,859$964.0K<0.1%History
Simplify Exchange Traded Fun82889N632ENHANCED INM ETF39,746$963.0K<0.1%–
Invesco Exchange Traded FD T46137V803DWA CYCLICALS9,425$938.0K<0.1%–
FCAPFirst Capital IncCOM21,389$883.0K<0.1%History
Simplify Exchange Traded Fun82889N566COMM ST NO K ETF29,353$825.0K<0.1%–
PKBKParke Bancorp, Inc.COM39,593$807.0K<0.1%History
BMNBlackRock 2037 Municipal Target Term TrustCOM29,799$734.0K<0.1%History
BRF SA10552T107SPONSORED ADR197,810$722.0K<0.1%–
First Tr Exchng Traded FD VI33740F110CONFLUENCE BDC169,648$711.0K<0.1%–
AGROAdecoagro S.A.COM74,173$678.0K<0.1%History
FMBHFirst Mid Bancshares, Inc.COM17,862$670.0K<0.1%History
SHYFShyft Group, Inc.COM53,223$667.0K<0.1%History
Listed FD Tr53656F797TRUESHARES STRUC20,000$630.0K<0.1%–
DBX ETF Tr233051820XTRACK MSCI ALL17,052$625.0K<0.1%–
BRKLBrookline Bancorp IncCOM58,424$616.0K<0.1%History
Global X FDS37954Y731CONSCIOUS COS15,054$608.0K<0.1%–
KFYKorn FerryCOM NEW7,258$532.0K<0.1%History
AB Active ETFs Inc00039J855CORE PLUS BD ETF14,696$522.0K<0.1%–
First Tr Exchng Traded FD VI33740F383ACTIVE GLOBAL33,260$512.0K<0.1%–
NATLNCR Atleos CorpCOM SHS17,758$507.0K<0.1%History
WSFSWSFS Financial CorpCOM9,111$501.0K<0.1%History
NCVVirtus Convertible & Income FundCOM NEW35,139$499.0K<0.1%History
CINGCingulate Inc.COM120,522$491.0K<0.1%History
WIXWix.com Ltd.SHS3,082$488.0K<0.1%History
Ea Series Trust02072L615STRIVE 1000 GRWT10,464$482.0K<0.1%–
AZEKAZEK Co Inc.CL A8,698$473.0K<0.1%History
PCTPureCycle Technologies, Inc.COM34,374$471.0K<0.1%History
UNLUnited States 12 Month Natural Gas Fund, LPUNIT BEN INT54,007$471.0K<0.1%History
FBRTFranklin BSP Realty Trust, Inc.COMMON STOCK43,857$469.0K<0.1%History
SPTNSpartanNash CoCOM17,683$468.0K<0.1%History
KRTKarat Packaging Inc.COM16,077$453.0K<0.1%History
PNIPIMCO New York Municipal Income Fund IICOM67,231$452.0K<0.1%History
AMEDAmedisys IncCOM4,591$452.0K<0.1%History
NVEENV5 Global, Inc.COM19,345$447.0K<0.1%History
DBXDropbox, Inc.CL A15,511$444.0K<0.1%History
First Tr Exchange-Traded FD33733E872LUNT US FACTOR12,993$442.0K<0.1%–
PWODPenns Woods Bancorp IncCOM14,569$442.0K<0.1%History
LDPCohen & Steers Ltd Duration Preferred & Income Fund, Inc.COM20,762$436.0K<0.1%History
CORZWCore Scientific, Inc.*W EXP 01/23/20238,804$421.0K<0.1%History
KLGWK Kellogg CoCOM26,359$420.0K<0.1%History
MATXMatson, Inc.COM3,721$414.0K<0.1%History
Ea Series Trust02072L573STRIVE 2000 ETF13,628$414.0K<0.1%–
Innov Prem Inc 10 Barr-July45783Y574ETP16,428$408.0K<0.1%–
PRMBPrimo Brands CorpCLASS A COM SHS13,616$403.0K<0.1%History
Goldman Sachs ETF Tr38149W812FUTURE TECH LEAD11,123$401.0K<0.1%–
JNPRJuniper Networks IncCOM9,812$392.0K<0.1%History
VERVVerve Therapeutics, Inc.COM32,954$370.0K<0.1%History
BRBRBellring Brands, Inc.Stock6,305$365.0K<0.1%History
American Centy ETF Tr025072117CALIF MUN BD ETF7,473$363.0K<0.1%–
PMFPIMCO Municipal Income FundCOM44,932$359.0K<0.1%History
SMPStandard Motor Products, Inc.Stock11,667$358.0K<0.1%History
Harbor ETF Trust41151J885INTERNATNAL COMP12,175$356.0K<0.1%–
PTACohen & Steers Tax-Advantaged Preferred Securities & Income FundCOM17,537$347.0K<0.1%History
FRPTFreshpet, Inc.Stock5,078$345.0K<0.1%History
PATKPatrick Industries IncCOM3,724$344.0K<0.1%History
CVLGCovenant Logistics Group, Inc.CL A14,217$343.0K<0.1%History
MHIPioneer Municipal High Income Fund, Inc.COM SHS36,846$338.0K<0.1%History
Fidelity Covington Trust316092311FIDELITY REL EST14,738$332.0K<0.1%–
GGALGrupo Financiero Galicia SASPONSORED ADR6,467$326.0K<0.1%History
Macquarie ETF Trust555927409ETF11,075$318.0K<0.1%–
STRSitio Royalties Corp.CLASS A COM17,044$313.0K<0.1%History
Calamos ETF Tr12811T134RUSSELL 2000 STR12,288$313.0K<0.1%–
PNRGPrimeenergy Resources CorpCOM2,103$308.0K<0.1%History
OLPOne Liberty Properties IncCOM12,568$300.0K<0.1%History
CINTCI&T IncCOM CL A50,000$299.0K<0.1%History
GLOBGlobant S.A.COM3,228$293.0K<0.1%History
GROYGold Royalty Corp.COMMON SHARES132,043$292.0K<0.1%History
GFSGLOBALFOUNDRIES Inc.Stock7,608$291.0K<0.1%History
VALValaris LtdCL A6,915$291.0K<0.1%History
RHIRobert Half Inc.COM6,994$287.0K<0.1%History
ATKRAtkore Inc.COM4,062$287.0K<0.1%History
ProShares Tr74347B557SP500 EX TECH2,971$285.0K<0.1%–