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Commonwealth Equity Services, LLC

SEC CIK
0000312272
Latest filing
Jul 29, 2026

Holdings in Q3 2025

Holdings as of Sep 30, 2025, filed Oct 22, 2025. Long positions only; changes compare share counts with Q2 2025.

Institution overview
Positions
4,234
−14 vs. Q2 2025
Portfolio value
$77.2B
+$1.50B (+2.0%) vs. Q2 2025
Filed
Oct 22, 2025
SEC
Holdings of Commonwealth Equity Services, LLC in Q3 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
BVSBioventus Inc.COM CL A10,086$67.0K<0.1%−161−1.6%ReducedHistory
GRNTGranite Ridge Resources, Inc.COM12,404$67.0K<0.1%+2,224+21.8%AddedHistory
SLDBSolid Biosciences Inc.COM NEW10,852$67.0K<0.1%+10,852NewHistory
VERIVeritone, Inc.COM14,038$68.0K<0.1%+14,038NewHistory
CPSHCPS Technologies CorpCOM19,833$71.0K<0.1%+19,833NewHistory
HYLNHyliion Holdings Corp.COMMON STOCK36,733$72.0K<0.1%+8,224+28.8%AddedHistory
NRONeuberger Real Estate Securities Income Fund IncCOM22,156$72.0K<0.1%+97+0.4%AddedHistory
GNLXGENELUX CorpCOM17,083$72.0K<0.1%00.0%UnchangedHistory
LXEOLexeo Therapeutics, Inc.COM10,890$72.0K<0.1%+700+6.9%AddedHistory
Tidal ETF Tr88634T824II YIELDMAX COIN OP10,538$73.0K<0.1%+10,538New–
HRTXHeron Therapeutics, Inc.COM60,046$76.0K<0.1%−12,074−16.7%ReducedHistory
ABCLAbCellera Biologics Inc.COM15,210$77.0K<0.1%−21,217−58.2%ReducedHistory
EDITEditas Medicine, Inc.COM22,064$77.0K<0.1%−1,316−5.6%ReducedHistory
VYGRVoyager Therapeutics, Inc.COM16,477$77.0K<0.1%−19,473−54.2%ReducedHistory
NSPRInspireMD, Inc.COM32,550$78.0K<0.1%+32,550NewHistory
BHCBausch Health Companies Inc.Stock12,255$79.0K<0.1%−818−6.3%ReducedHistory
ASPNAspen Aerogels IncCOM11,352$79.0K<0.1%+11,352NewHistory
BLNKBlink Charging Co.COM48,051$79.0K<0.1%−5,348−10.0%ReducedHistory
LTRNLantern Pharma Inc.COM18,161$79.0K<0.1%00.0%UnchangedHistory
CODACoda Octopus Group, Inc.COM NEW10,000$80.0K<0.1%00.0%UnchangedHistory
CLOVClover Health Investments, Corp.COM CL A26,310$81.0K<0.1%−5,391−17.0%ReducedHistory
CYHCommunity Health Systems IncCOM25,180$81.0K<0.1%−492−1.9%ReducedHistory
ARQArq, Inc.COM11,500$82.0K<0.1%+11,500NewHistory
ONLOrion Properties Inc.REIT30,763$83.0K<0.1%−3,155−9.3%ReducedHistory
TPVGTriplePoint Venture Growth BDC Corp.COM14,435$83.0K<0.1%−3,861−21.1%ReducedHistory
LARLithium Argentina AGStock25,813$86.0K<0.1%+5,866+29.4%AddedHistory
XTIAXTI Aerospace, Inc.COM NEW59,325$87.0K<0.1%+34,063+134.8%AddedHistory
CGCCanopy Growth CorpCOM NEW59,925$87.0K<0.1%+2,217+3.8%AddedHistory
CMRCCommerce.com, Inc.COM SER 117,661$88.0K<0.1%−25−0.1%ReducedHistory
XRXXerox Holdings CorpCOM NEW23,647$89.0K<0.1%+12,739+116.8%AddedHistory
BTQBTQ Technologies Corp.COM12,903$89.0K<0.1%+12,903NewHistory
MCNXAI Madison Equity Premium Income FundCOM14,635$90.0K<0.1%+3,943+36.9%AddedHistory
ADCTADC Therapeutics SASHS22,810$91.0K<0.1%−1,767−7.2%ReducedHistory
PDSBPDS Biotechnology CorpCOM90,497$91.0K<0.1%−175−0.2%ReducedHistory
DNUTKrispy Kreme, Inc.COM23,815$92.0K<0.1%+6,433+37.0%AddedHistory
VUZIVuzix CorpCOM NEW29,258$92.0K<0.1%−2,310−7.3%ReducedHistory
ZNTLZentalis Pharmaceuticals, Inc.COM60,987$92.0K<0.1%00.0%UnchangedHistory
SGMOQSangamo Therapeutics, IncCOM136,324$92.0K<0.1%−11,990−8.1%ReducedHistory
EDSAEdesa Biotech, Inc.COM NEW37,548$93.0K<0.1%+2,545+7.3%AddedHistory
LXPLXP Industrial TrustCOM10,509$94.0K<0.1%−407−3.7%ReducedHistory
QTRXQuanterix CorpCOM17,465$95.0K<0.1%−450−2.5%ReducedHistory
MAPSWM Technology, Inc.COM81,566$95.0K<0.1%−8,022−9.0%ReducedHistory
SNDLSNDL Inc.COM36,421$98.0K<0.1%−6,238−14.6%ReducedHistory
MFMAberdeen Municipal Income FundSH BEN INT18,614$100.0K<0.1%−604−3.1%ReducedHistory
ERCAllspring Multi-Sector Income FundCOM10,566$101.0K<0.1%+126+1.2%AddedHistory
NCANuveen California Municipal Value FundCOM STK11,330$101.0K<0.1%−1,470−11.5%ReducedHistory
CDXSCodexis, Inc.COM41,690$102.0K<0.1%−1,121−2.6%ReducedHistory
FPHFive Point Holdings, LLCCOM CL A16,879$103.0K<0.1%−1,456−7.9%ReducedHistory
BMBLBumble Inc.COM CL A16,847$103.0K<0.1%+5,394+47.1%AddedHistory
FSLYFastly, Inc.CL A12,073$103.0K<0.1%−11,824−49.5%ReducedHistory
PCMPCM Fund, Inc.COM15,329$103.0K<0.1%−31,244−67.1%ReducedHistory
UMCUnited Microelectronics CorpSPON ADR NEW13,914$105.0K<0.1%−2,206−13.7%ReducedHistory
UWMCUWM Holdings CorpCOM CL A17,366$106.0K<0.1%−4,139−19.2%ReducedHistory
BBARBanco BBVA Argentina S.A.SPONSORED ADS12,862$107.0K<0.1%−747−5.5%ReducedHistory
EADAllspring Income Opportunities FundINC OPPTY FD15,447$108.0K<0.1%−301−1.9%ReducedHistory
CCLDCareCloud, Inc.COM33,495$108.0K<0.1%+3,000+9.8%AddedHistory
CRBUCaribou Biosciences, Inc.COM46,933$109.0K<0.1%−13,031−21.7%ReducedHistory
MMLPMartin Midstream Partners L.P.UNIT L P INT35,747$109.0K<0.1%+110.0%AddedHistory
VTYXVentyx Biosciences, Inc.COM34,960$109.0K<0.1%+7,805+28.7%AddedHistory
HIXWestern Asset High Income Fund II Inc.COM25,347$110.0K<0.1%−4,187−14.2%ReducedHistory
CIKUBS Asset Management Income Fund, Inc.COM37,647$110.0K<0.1%+375+1.0%AddedHistory
CODICompass Diversified HoldingsSH BEN INT16,608$110.0K<0.1%−3,629−17.9%ReducedHistory
SHIPSeanergy Maritime Holdings Corp.SHS13,371$110.0K<0.1%−731−5.2%ReducedHistory
KOSKosmos Energy Ltd.COM66,619$111.0K<0.1%+6,250+10.4%AddedHistory
PFOFlaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INCCOM11,364$111.0K<0.1%+63+0.6%AddedHistory
GOSSGossamer Bio, Inc.COM42,671$112.0K<0.1%+7,400+21.0%AddedHistory
DDD3D Systems CorpCOM NEW38,706$112.0K<0.1%−2,308−5.6%ReducedHistory
IOVAIovance Biotherapeutics, Inc.COM51,650$112.0K<0.1%−2,043−3.8%ReducedHistory
FCOAbrdn Global Income Fund, Inc.COM37,509$112.0K<0.1%+15,246+68.5%AddedHistory
ALTGAlta Equipment Group Inc.COMMON STOCK15,798$114.0K<0.1%00.0%UnchangedHistory
BGSB&G Foods, Inc.COM25,805$114.0K<0.1%−4,005−13.4%ReducedHistory
NUAINew ERA Energy & Digital, Inc.COM62,000$114.0K<0.1%+62,000NewHistory
MVFBlackRock Munivest Fund, Inc.COM16,737$115.0K<0.1%−347−2.0%ReducedHistory
IRBTiRobot CorpCOM31,939$115.0K<0.1%+11,920+59.5%AddedHistory
ASXASE Technology Holding Co., Ltd.SPONSORED ADS10,634$118.0K<0.1%−621−5.5%ReducedHistory
HIMXHimax Technologies, Inc.SPONSORED ADR13,520$119.0K<0.1%+1,917+16.5%AddedHistory
ASGLiberty All Star Growth Fund Inc.COM21,431$119.0K<0.1%+10,445+95.1%AddedHistory
OTLKOutlook Therapeutics, Inc.Stock113,151$120.0K<0.1%+85,000+301.9%AddedHistory
WNCWabash National CorpCOM12,175$120.0K<0.1%−457−3.6%ReducedHistory
EODAllspring Global Dividend Opportunity FundCOM21,281$121.0K<0.1%00.0%UnchangedHistory
EVLVEvolv Technologies Holdings, Inc.COM CL A16,068$121.0K<0.1%+16,068NewHistory
ASLEAerSale CorpCOM14,825$121.0K<0.1%+2,598+21.2%AddedHistory
OCULOcular Therapeutix, IncCOM10,357$121.0K<0.1%−4,003−27.9%ReducedHistory
LNDBrasilAgro - Brazilian Agricultural Real Estate CoSPONSORED ADR31,555$122.0K<0.1%−1,930−5.8%ReducedHistory
MFGMizuho Financial Group IncSPONSORED ADR18,373$123.0K<0.1%+6,148+50.3%AddedHistory
SABRSabre CorpCOM67,027$123.0K<0.1%+775+1.2%AddedHistory
ARHSArhaus, Inc.COM CL A11,842$126.0K<0.1%−747−5.9%ReducedHistory
ONDSOndas Inc.COM NEW16,330$126.0K<0.1%−67,120−80.4%ReducedHistory
SIGASiga Technologies IncCOM13,838$127.0K<0.1%00.0%UnchangedHistory
VVOSVivos Therapeutics, Inc.COM NEW41,000$127.0K<0.1%00.0%UnchangedHistory
VINPVinci Compass Investments Ltd.COM CL A11,942$128.0K<0.1%+208+1.8%AddedHistory
WHFWhiteHorse Finance, Inc.COM18,492$128.0K<0.1%−1,394−7.0%ReducedHistory
NEXTNextDecade CorpCOM19,131$130.0K<0.1%−27,229−58.7%ReducedHistory
DHCDiversified Healthcare TrustCOM SH BEN INT29,577$130.0K<0.1%+29,577NewHistory
Cambria ETF Tr132061862TAIL RISK11,093$131.0K<0.1%−27,131−71.0%Reduced–
EHIWestern Asset Global High Income Fund Inc.COM20,044$132.0K<0.1%−73−0.4%ReducedHistory
FINSAngel Oak Financial Strategies Income Term TrustCOM BEN INT10,040$132.0K<0.1%+10,040NewHistory
BVBrightView Holdings, Inc.COM10,046$135.0K<0.1%−99−1.0%ReducedHistory
LPTHLightpath Technologies IncCOM CL A17,080$135.0K<0.1%−15,500−47.6%ReducedHistory
CMBTCmb.tech NVSHS14,368$135.0K<0.1%+14,368NewHistory

Sold out since Q2 2025 (237)

Positions held at the end of Q2 2025 that are gone from this filing.

The largest 100 of 237 by value last quarter.

Positions of Commonwealth Equity Services, LLC sold out since Q2 2025
SecurityClassShares in Q2 2025Value in Q2 2025% of portfolio in Q2 2025History
Ea Series Trust02072Q770MC TRIO EQUITY B1,624,092$101.6M0.1%–
SCSSteelcase IncCL A529,709$5.53M<0.1%History
EBTCEnterprise Bancorp IncCOM109,727$4.35M<0.1%History
WisdomTree Tr97717Y568EFFICIENT GLD PL74,715$3.52M<0.1%–
PENPenumbra IncCOM12,892$3.31M<0.1%History
Ea Series Trust02072L441STRIVE ENHANCED129,743$2.64M<0.1%–
ANSSAnsys IncCOM7,277$2.56M<0.1%History
GGTGabelli Multimedia Trust Inc.COM607,440$2.51M<0.1%History
DBX ETF Tr233051705XTRACK MUN INFRA95,270$2.29M<0.1%–
American Centy ETF Tr025072539QUALITY PREFER58,456$2.07M<0.1%–
WBAWalgreens Boots Alliance, Inc.COM171,875$1.97M<0.1%History
HESHess CorpStock14,079$1.95M<0.1%History
Ea Series Trust02072L516ALPHA ARCHITECT21,534$1.91M<0.1%–
SKXSkechers USA IncCL A29,954$1.89M<0.1%History
Series Portfolios Tr81752T486PANAGRAM AAA71,933$1.84M<0.1%–
RNRRenaissancere Holdings LtdCOM7,520$1.83M<0.1%History
HLNEHamilton Lane INCCL A12,801$1.82M<0.1%History
iShares U S ETF Tr46431W705INT RT HDG C B18,503$1.71M<0.1%–
RYANRyan Specialty Holdings, Inc.CL A23,090$1.57M<0.1%History
WisdomTree Tr97717Y675TARGET RANGE FD58,545$1.43M<0.1%–
Paramount Global92556H206CL B110,202$1.42M<0.1%–
First Tr Exchng Traded FD VI33740U521FT VEST US EQ MA41,425$1.30M<0.1%–
Listed FD Tr53656F722TRUESHARES STRUC29,000$1.17M<0.1%–
Simplify Exchange Traded Fun82889N640TREASURY OPT INC49,280$1.17M<0.1%–
SDGRSchrodinger, Inc.COM55,667$1.12M<0.1%History
WisdomTree Tr97717X719CHINADIV EX FI30,956$1.06M<0.1%–
iShares Tr46436E502US TECH BRKTHR17,803$1.02M<0.1%–
WisdomTree Tr97717Y683ENHNCD CMMDTY ST48,784$971.0K<0.1%–
EVEREverQuote, Inc.COM CL A39,859$964.0K<0.1%History
Simplify Exchange Traded Fun82889N632ENHANCED INM ETF39,746$963.0K<0.1%–
Invesco Exchange Traded FD T46137V803DWA CYCLICALS9,425$938.0K<0.1%–
FCAPFirst Capital IncCOM21,389$883.0K<0.1%History
Simplify Exchange Traded Fun82889N566COMM ST NO K ETF29,353$825.0K<0.1%–
PKBKParke Bancorp, Inc.COM39,593$807.0K<0.1%History
BMNBlackRock 2037 Municipal Target Term TrustCOM29,799$734.0K<0.1%History
BRF SA10552T107SPONSORED ADR197,810$722.0K<0.1%–
First Tr Exchng Traded FD VI33740F110CONFLUENCE BDC169,648$711.0K<0.1%–
AGROAdecoagro S.A.COM74,173$678.0K<0.1%History
FMBHFirst Mid Bancshares, Inc.COM17,862$670.0K<0.1%History
SHYFShyft Group, Inc.COM53,223$667.0K<0.1%History
Listed FD Tr53656F797TRUESHARES STRUC20,000$630.0K<0.1%–
DBX ETF Tr233051820XTRACK MSCI ALL17,052$625.0K<0.1%–
BRKLBrookline Bancorp IncCOM58,424$616.0K<0.1%History
Global X FDS37954Y731CONSCIOUS COS15,054$608.0K<0.1%–
KFYKorn FerryCOM NEW7,258$532.0K<0.1%History
AB Active ETFs Inc00039J855CORE PLUS BD ETF14,696$522.0K<0.1%–
First Tr Exchng Traded FD VI33740F383ACTIVE GLOBAL33,260$512.0K<0.1%–
NATLNCR Atleos CorpCOM SHS17,758$507.0K<0.1%History
WSFSWSFS Financial CorpCOM9,111$501.0K<0.1%History
NCVVirtus Convertible & Income FundCOM NEW35,139$499.0K<0.1%History
CINGCingulate Inc.COM120,522$491.0K<0.1%History
WIXWix.com Ltd.SHS3,082$488.0K<0.1%History
Ea Series Trust02072L615STRIVE 1000 GRWT10,464$482.0K<0.1%–
AZEKAZEK Co Inc.CL A8,698$473.0K<0.1%History
PCTPureCycle Technologies, Inc.COM34,374$471.0K<0.1%History
UNLUnited States 12 Month Natural Gas Fund, LPUNIT BEN INT54,007$471.0K<0.1%History
FBRTFranklin BSP Realty Trust, Inc.COMMON STOCK43,857$469.0K<0.1%History
SPTNSpartanNash CoCOM17,683$468.0K<0.1%History
KRTKarat Packaging Inc.COM16,077$453.0K<0.1%History
PNIPIMCO New York Municipal Income Fund IICOM67,231$452.0K<0.1%History
AMEDAmedisys IncCOM4,591$452.0K<0.1%History
NVEENV5 Global, Inc.COM19,345$447.0K<0.1%History
DBXDropbox, Inc.CL A15,511$444.0K<0.1%History
First Tr Exchange-Traded FD33733E872LUNT US FACTOR12,993$442.0K<0.1%–
PWODPenns Woods Bancorp IncCOM14,569$442.0K<0.1%History
LDPCohen & Steers Ltd Duration Preferred & Income Fund, Inc.COM20,762$436.0K<0.1%History
CORZWCore Scientific, Inc.*W EXP 01/23/20238,804$421.0K<0.1%History
KLGWK Kellogg CoCOM26,359$420.0K<0.1%History
MATXMatson, Inc.COM3,721$414.0K<0.1%History
Ea Series Trust02072L573STRIVE 2000 ETF13,628$414.0K<0.1%–
Innov Prem Inc 10 Barr-July45783Y574ETP16,428$408.0K<0.1%–
PRMBPrimo Brands CorpCLASS A COM SHS13,616$403.0K<0.1%History
Goldman Sachs ETF Tr38149W812FUTURE TECH LEAD11,123$401.0K<0.1%–
JNPRJuniper Networks IncCOM9,812$392.0K<0.1%History
VERVVerve Therapeutics, Inc.COM32,954$370.0K<0.1%History
BRBRBellring Brands, Inc.Stock6,305$365.0K<0.1%History
American Centy ETF Tr025072117CALIF MUN BD ETF7,473$363.0K<0.1%–
PMFPIMCO Municipal Income FundCOM44,932$359.0K<0.1%History
SMPStandard Motor Products, Inc.Stock11,667$358.0K<0.1%History
Harbor ETF Trust41151J885INTERNATNAL COMP12,175$356.0K<0.1%–
PTACohen & Steers Tax-Advantaged Preferred Securities & Income FundCOM17,537$347.0K<0.1%History
FRPTFreshpet, Inc.Stock5,078$345.0K<0.1%History
PATKPatrick Industries IncCOM3,724$344.0K<0.1%History
CVLGCovenant Logistics Group, Inc.CL A14,217$343.0K<0.1%History
MHIPioneer Municipal High Income Fund, Inc.COM SHS36,846$338.0K<0.1%History
Fidelity Covington Trust316092311FIDELITY REL EST14,738$332.0K<0.1%–
GGALGrupo Financiero Galicia SASPONSORED ADR6,467$326.0K<0.1%History
Macquarie ETF Trust555927409ETF11,075$318.0K<0.1%–
STRSitio Royalties Corp.CLASS A COM17,044$313.0K<0.1%History
Calamos ETF Tr12811T134RUSSELL 2000 STR12,288$313.0K<0.1%–
PNRGPrimeenergy Resources CorpCOM2,103$308.0K<0.1%History
OLPOne Liberty Properties IncCOM12,568$300.0K<0.1%History
CINTCI&T IncCOM CL A50,000$299.0K<0.1%History
GLOBGlobant S.A.COM3,228$293.0K<0.1%History
GROYGold Royalty Corp.COMMON SHARES132,043$292.0K<0.1%History
GFSGLOBALFOUNDRIES Inc.Stock7,608$291.0K<0.1%History
VALValaris LtdCL A6,915$291.0K<0.1%History
RHIRobert Half Inc.COM6,994$287.0K<0.1%History
ATKRAtkore Inc.COM4,062$287.0K<0.1%History
ProShares Tr74347B557SP500 EX TECH2,971$285.0K<0.1%–