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Livermore
Livermore
ZHEN

Commonwealth Equity Services, LLC

SEC CIK
0000312272
Latest filing
Jul 29, 2026

Holdings in Q3 2025

Holdings as of Sep 30, 2025, filed Oct 22, 2025. Long positions only; changes compare share counts with Q2 2025.

Institution overview
Positions
4,234
−14 vs. Q2 2025
Portfolio value
$77.2B
+$1.50B (+2.0%) vs. Q2 2025
Filed
Oct 22, 2025
SEC
Holdings of Commonwealth Equity Services, LLC in Q3 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
Inspirato Inc45791E115EQUITY WRT30,000$00.0%00.0%Unchanged–
Clearbridge Energy Midstrm O18469P118RIGHT 10/10/202515,186$00.0%+15,186New–
Rivernorth Opportunities FD76881Y174RIGHT 10/06/202524,141$00.0%+24,141New–
NVVENuvve Holding Corp.COM19,001$4.00K<0.1%−4,000−17.4%ReducedHistory
PMNProMIS Neurosciences Inc.COM11,447$5.00K<0.1%00.0%UnchangedHistory
YARWYarrow Bioscience, Inc.COM18,298$6.00K<0.1%00.0%UnchangedHistory
RVPHReviva Pharmaceuticals Holdings, Inc.COM20,261$7.00K<0.1%−1,131−5.3%ReducedHistory
FLYEFly-E Group, Inc.COM NEW10,000$7.00K<0.1%+10,000NewHistory
AIREreAlpha Tech Corp.COM10,800$8.00K<0.1%00.0%UnchangedHistory
TRXTRX GOLD CorpCOM14,000$9.00K<0.1%00.0%UnchangedHistory
Cohen & Steers Infrastructur19248A117RIGHT 10/16/2025115,804$9.00K<0.1%+115,804New–
WWRWestwater Resources, Inc.COM NEW10,360$10.0K<0.1%−55,890−84.4%ReducedHistory
TOMZTOMI Environmental Solutions, Inc.COM NEW11,059$11.0K<0.1%+9+0.1%AddedHistory
CRDLCardiol Therapeutics Inc.COM CL A10,600$11.0K<0.1%+10,600NewHistory
RMTIRockwell Medical, Inc.COM NEW10,084$12.0K<0.1%+10,084NewHistory
TRIBTrinity Biotech PLCSPONS ADR NEW12,600$13.0K<0.1%+12,600NewHistory
JOBGEE Group Inc.COM66,200$14.0K<0.1%00.0%UnchangedHistory
LNAILunai Bioworks Inc.COM SHS10,157$14.0K<0.1%00.0%UnchangedConverted for a 1-for-10 splitHistory
IGCIGC Pharma, Inc.COM NEW34,948$15.0K<0.1%00.0%UnchangedHistory
CGENCompugen LtdORD11,706$17.0K<0.1%−11,000−48.4%ReducedHistory
BCABBioAtla, Inc.COM25,300$17.0K<0.1%00.0%UnchangedHistory
PSNYPolestar Automotive Holding UK PLCADS A17,921$17.0K<0.1%−200−1.1%ReducedHistory
MVISMicrovision, Inc.COM NEW14,175$18.0K<0.1%−150−1.0%ReducedHistory
LGVNLongeveron Inc.CL A NEW25,155$19.0K<0.1%00.0%UnchangedHistory
EPOWE-Power Inc.SHS13,781$19.0K<0.1%−109−0.8%ReducedHistory
ARBEArbe Robotics Ltd.COM11,503$19.0K<0.1%+30.0%AddedHistory
Haemonetics Corp Mass405024AB6NOTE 3/020,000$20.0K<0.1%00.0%Unchanged–
BENFBeneficientCOM21,212$20.0K<0.1%−2,937−12.2%ReducedHistory
YCBDcbdMD, Inc.COM SHS16,255$20.0K<0.1%00.0%UnchangedHistory
GERNGeron CorpCOM15,840$22.0K<0.1%+500+3.3%AddedHistory
GPROGoPro, Inc.CL A10,768$23.0K<0.1%−548−4.8%ReducedHistory
WRAPWrap Technologies, Inc.COM11,006$24.0K<0.1%−3,400−23.6%ReducedHistory
WTIW&T Offshore IncCOM13,035$24.0K<0.1%−6,988−34.9%ReducedHistory
BCDABioCardia, Inc.COM NEW18,283$24.0K<0.1%+200+1.1%AddedHistory
FLNTFluent, Inc.COM NEW11,112$25.0K<0.1%00.0%UnchangedHistory
MDCXMedicus Pharma Ltd.COM10,882$25.0K<0.1%+10,882NewHistory
SLSSELLAS Life Sciences Group, Inc.COM NEW15,854$26.0K<0.1%−3,394−17.6%ReducedHistory
NRSNNeuroSense Therapeutics Ltd.ORDINARY SHARES21,080$26.0K<0.1%00.0%UnchangedHistory
PROPPrairie Operating Co.Stock13,530$27.0K<0.1%−1,150−7.8%ReducedHistory
AIFCAI Financial CorpCOM10,382$28.0K<0.1%+10,382NewHistory
SURGSurgePays, Inc.COM NEW10,000$28.0K<0.1%00.0%UnchangedHistory
CBUSCibus, Inc.CL A COM STK22,853$29.0K<0.1%+12,458+119.8%AddedHistory
BRCCBRC Inc.COM CL A19,295$30.0K<0.1%+1,350+7.5%AddedHistory
HYPRHyperfine, Inc.COM CL A20,410$30.0K<0.1%+8,910+77.5%AddedHistory
DYAIDyadic International IncCOM26,379$31.0K<0.1%−300−1.1%ReducedHistory
POWWOutdoor Holding CoCOM21,252$31.0K<0.1%−2,666−11.1%ReducedHistory
LAZRQLuminar Technologies, Inc.COM NEW CL A16,204$31.0K<0.1%−5,622−25.8%ReducedHistory
NFENew Fortress Energy Inc.COM CL A14,457$32.0K<0.1%−17,008−54.1%ReducedHistory
CHGGChegg, IncCOM22,429$34.0K<0.1%+12,177+118.8%AddedHistory
CREXCreative Realities, Inc.COM15,000$34.0K<0.1%−880−5.5%ReducedHistory
HUMAHumacyte, Inc.COM19,657$34.0K<0.1%−29,054−59.6%ReducedHistory
IMMXImmix Biopharma, Inc.COM16,040$34.0K<0.1%00.0%UnchangedHistory
ONCYOncolytics Biotech IncCOM NEW25,114$35.0K<0.1%−40,000−61.4%ReducedHistory
SCNXScienture Holdings, Inc.COM43,798$37.0K<0.1%00.0%UnchangedHistory
ALXOAlx Oncology Holdings IncCOM20,572$38.0K<0.1%+1,280+6.6%AddedHistory
TBLATaboola.com Ltd.ORD SHS11,300$39.0K<0.1%−303−2.6%ReducedHistory
BRLTBrilliant Earth Group, Inc.CL A COM19,423$40.0K<0.1%+33+0.2%AddedHistory
HNSTHonest Company, Inc.COM11,002$40.0K<0.1%+135+1.2%AddedHistory
TNYATenaya Therapeutics, Inc.COM24,950$40.0K<0.1%−55,000−68.8%ReducedHistory
ATOSAtossa Therapeutics, Inc.COM46,001$40.0K<0.1%00.0%UnchangedHistory
MIRAMira Pharmaceuticals, Inc.COM30,187$41.0K<0.1%+523+1.8%AddedHistory
DEFTDefi Technologies, Inc.COM20,746$44.0K<0.1%−220−1.0%ReducedHistory
TARAProtara Therapeutics, Inc.COM STK10,000$44.0K<0.1%+10,000NewHistory
SWAGStran & Company, Inc.COMMON STOCK26,605$44.0K<0.1%00.0%UnchangedHistory
ESPREsperion Therapeutics, Inc.COM17,509$46.0K<0.1%−5,000−22.2%ReducedHistory
CCCCC4 Therapeutics, Inc.COM STK20,510$46.0K<0.1%−601−2.8%ReducedHistory
OMEXOdyssey Marine Exploration IncCOM NEW23,738$46.0K<0.1%+23,738NewHistory
RCReady Capital CorpCOM12,051$47.0K<0.1%+165+1.4%AddedHistory
HLLYHolley Inc.COM15,000$47.0K<0.1%+15,000NewHistory
LXRXLexicon Pharmaceuticals, Inc.COM NEW35,738$48.0K<0.1%−55,126−60.7%ReducedHistory
CCOClear Channel Outdoor Holdings, Inc.COM31,504$50.0K<0.1%+31,504NewHistory
MVSTMicrovast Holdings, Inc.COM13,160$51.0K<0.1%−54,009−80.4%ReducedHistory
QSIQuantum-Si IncCOM CL A36,179$51.0K<0.1%+10,664+41.8%AddedHistory
NNDMNano Dimension Ltd.SPONSORD ADS NEW33,132$52.0K<0.1%+737+2.3%AddedHistory
RZLVRezolve AI PLCORD SHS10,530$52.0K<0.1%−2,670−20.2%ReducedHistory
CVVCVD Equipment CorpCOM15,890$53.0K<0.1%+50+0.3%AddedHistory
SENSSenseonics Holdings, Inc.COM122,335$53.0K<0.1%−179,405−59.5%ReducedHistory
ATAIAtai Beckley N.V.SHS10,017$53.0K<0.1%+10,017NewHistory
IXHLIncannex Healthcare Inc.COM113,500$53.0K<0.1%+58,225+105.3%AddedHistory
EVGOEVgo Inc.CL A COM11,696$55.0K<0.1%−7,925−40.4%ReducedHistory
GAUGaliano Gold Inc.COM25,016$55.0K<0.1%00.0%UnchangedHistory
SRFMSurf Air Mobility Inc.COM NEW12,854$55.0K<0.1%+12,854NewHistory
VVRInvesco Senior Income TrustCOM16,510$57.0K<0.1%−16,334−49.7%ReducedHistory
ALDXAldeyra Therapeutics, Inc.COM10,904$57.0K<0.1%−305−2.7%ReducedHistory
CRDFCardiff Oncology, Inc.COM28,465$59.0K<0.1%+1,200+4.4%AddedHistory
NXDTNexpoint Diversified Real Estate TrustCOM NEW16,376$60.0K<0.1%+425+2.7%AddedHistory
COTYCoty Inc.COM CL A14,775$60.0K<0.1%−1,063−6.7%ReducedHistory
BTLNBrightline Interactive, Inc.COM37,150$61.0K<0.1%+37,150NewHistory
DVLTDatavault AI Inc.COM SHS56,521$62.0K<0.1%+36,520+182.6%AddedHistory
TDAYUSA TODAY Co., Inc.COM15,047$62.0K<0.1%−108−0.7%ReducedHistory
MINAberdeen Intermediate Income FundSH BEN INT23,123$62.0K<0.1%−24,893−51.8%ReducedHistory
PTENPatterson Uti Energy IncCOM12,091$63.0K<0.1%−1,682−12.2%ReducedHistory
GEVOGevo, Inc.COM PAR32,390$63.0K<0.1%+1,826+6.0%AddedHistory
BBBLACKBERRY LtdCOM13,145$64.0K<0.1%+13,145NewHistory
REAXReal REMAX Group Inc.COM NEW15,354$64.0K<0.1%−12,546−45.0%ReducedHistory
TELFYTelefonica S ASPONSORED ADR12,659$64.0K<0.1%−3,717−22.7%ReducedHistory
DNNDenison Mines Corp.COM23,764$65.0K<0.1%+3,500+17.3%AddedHistory
AKBAAkebia Therapeutics, Inc.COM23,724$65.0K<0.1%−622−2.6%ReducedHistory
BTBTBit Digital, IncSHS22,098$66.0K<0.1%−2,967−11.8%ReducedHistory
FTFFranklin Ltd Duration Income TrustCOM10,507$67.0K<0.1%−184−1.7%ReducedHistory

Sold out since Q2 2025 (237)

Positions held at the end of Q2 2025 that are gone from this filing.

The largest 100 of 237 by value last quarter.

Positions of Commonwealth Equity Services, LLC sold out since Q2 2025
SecurityClassShares in Q2 2025Value in Q2 2025% of portfolio in Q2 2025History
Ea Series Trust02072Q770MC TRIO EQUITY B1,624,092$101.6M0.1%–
SCSSteelcase IncCL A529,709$5.53M<0.1%History
EBTCEnterprise Bancorp IncCOM109,727$4.35M<0.1%History
WisdomTree Tr97717Y568EFFICIENT GLD PL74,715$3.52M<0.1%–
PENPenumbra IncCOM12,892$3.31M<0.1%History
Ea Series Trust02072L441STRIVE ENHANCED129,743$2.64M<0.1%–
ANSSAnsys IncCOM7,277$2.56M<0.1%History
GGTGabelli Multimedia Trust Inc.COM607,440$2.51M<0.1%History
DBX ETF Tr233051705XTRACK MUN INFRA95,270$2.29M<0.1%–
American Centy ETF Tr025072539QUALITY PREFER58,456$2.07M<0.1%–
WBAWalgreens Boots Alliance, Inc.COM171,875$1.97M<0.1%History
HESHess CorpStock14,079$1.95M<0.1%History
Ea Series Trust02072L516ALPHA ARCHITECT21,534$1.91M<0.1%–
SKXSkechers USA IncCL A29,954$1.89M<0.1%History
Series Portfolios Tr81752T486PANAGRAM AAA71,933$1.84M<0.1%–
RNRRenaissancere Holdings LtdCOM7,520$1.83M<0.1%History
HLNEHamilton Lane INCCL A12,801$1.82M<0.1%History
iShares U S ETF Tr46431W705INT RT HDG C B18,503$1.71M<0.1%–
RYANRyan Specialty Holdings, Inc.CL A23,090$1.57M<0.1%History
WisdomTree Tr97717Y675TARGET RANGE FD58,545$1.43M<0.1%–
Paramount Global92556H206CL B110,202$1.42M<0.1%–
First Tr Exchng Traded FD VI33740U521FT VEST US EQ MA41,425$1.30M<0.1%–
Listed FD Tr53656F722TRUESHARES STRUC29,000$1.17M<0.1%–
Simplify Exchange Traded Fun82889N640TREASURY OPT INC49,280$1.17M<0.1%–
SDGRSchrodinger, Inc.COM55,667$1.12M<0.1%History
WisdomTree Tr97717X719CHINADIV EX FI30,956$1.06M<0.1%–
iShares Tr46436E502US TECH BRKTHR17,803$1.02M<0.1%–
WisdomTree Tr97717Y683ENHNCD CMMDTY ST48,784$971.0K<0.1%–
EVEREverQuote, Inc.COM CL A39,859$964.0K<0.1%History
Simplify Exchange Traded Fun82889N632ENHANCED INM ETF39,746$963.0K<0.1%–
Invesco Exchange Traded FD T46137V803DWA CYCLICALS9,425$938.0K<0.1%–
FCAPFirst Capital IncCOM21,389$883.0K<0.1%History
Simplify Exchange Traded Fun82889N566COMM ST NO K ETF29,353$825.0K<0.1%–
PKBKParke Bancorp, Inc.COM39,593$807.0K<0.1%History
BMNBlackRock 2037 Municipal Target Term TrustCOM29,799$734.0K<0.1%History
BRF SA10552T107SPONSORED ADR197,810$722.0K<0.1%–
First Tr Exchng Traded FD VI33740F110CONFLUENCE BDC169,648$711.0K<0.1%–
AGROAdecoagro S.A.COM74,173$678.0K<0.1%History
FMBHFirst Mid Bancshares, Inc.COM17,862$670.0K<0.1%History
SHYFShyft Group, Inc.COM53,223$667.0K<0.1%History
Listed FD Tr53656F797TRUESHARES STRUC20,000$630.0K<0.1%–
DBX ETF Tr233051820XTRACK MSCI ALL17,052$625.0K<0.1%–
BRKLBrookline Bancorp IncCOM58,424$616.0K<0.1%History
Global X FDS37954Y731CONSCIOUS COS15,054$608.0K<0.1%–
KFYKorn FerryCOM NEW7,258$532.0K<0.1%History
AB Active ETFs Inc00039J855CORE PLUS BD ETF14,696$522.0K<0.1%–
First Tr Exchng Traded FD VI33740F383ACTIVE GLOBAL33,260$512.0K<0.1%–
NATLNCR Atleos CorpCOM SHS17,758$507.0K<0.1%History
WSFSWSFS Financial CorpCOM9,111$501.0K<0.1%History
NCVVirtus Convertible & Income FundCOM NEW35,139$499.0K<0.1%History
CINGCingulate Inc.COM120,522$491.0K<0.1%History
WIXWix.com Ltd.SHS3,082$488.0K<0.1%History
Ea Series Trust02072L615STRIVE 1000 GRWT10,464$482.0K<0.1%–
AZEKAZEK Co Inc.CL A8,698$473.0K<0.1%History
PCTPureCycle Technologies, Inc.COM34,374$471.0K<0.1%History
UNLUnited States 12 Month Natural Gas Fund, LPUNIT BEN INT54,007$471.0K<0.1%History
FBRTFranklin BSP Realty Trust, Inc.COMMON STOCK43,857$469.0K<0.1%History
SPTNSpartanNash CoCOM17,683$468.0K<0.1%History
KRTKarat Packaging Inc.COM16,077$453.0K<0.1%History
PNIPIMCO New York Municipal Income Fund IICOM67,231$452.0K<0.1%History
AMEDAmedisys IncCOM4,591$452.0K<0.1%History
NVEENV5 Global, Inc.COM19,345$447.0K<0.1%History
DBXDropbox, Inc.CL A15,511$444.0K<0.1%History
First Tr Exchange-Traded FD33733E872LUNT US FACTOR12,993$442.0K<0.1%–
PWODPenns Woods Bancorp IncCOM14,569$442.0K<0.1%History
LDPCohen & Steers Ltd Duration Preferred & Income Fund, Inc.COM20,762$436.0K<0.1%History
CORZWCore Scientific, Inc.*W EXP 01/23/20238,804$421.0K<0.1%History
KLGWK Kellogg CoCOM26,359$420.0K<0.1%History
MATXMatson, Inc.COM3,721$414.0K<0.1%History
Ea Series Trust02072L573STRIVE 2000 ETF13,628$414.0K<0.1%–
Innov Prem Inc 10 Barr-July45783Y574ETP16,428$408.0K<0.1%–
PRMBPrimo Brands CorpCLASS A COM SHS13,616$403.0K<0.1%History
Goldman Sachs ETF Tr38149W812FUTURE TECH LEAD11,123$401.0K<0.1%–
JNPRJuniper Networks IncCOM9,812$392.0K<0.1%History
VERVVerve Therapeutics, Inc.COM32,954$370.0K<0.1%History
BRBRBellring Brands, Inc.Stock6,305$365.0K<0.1%History
American Centy ETF Tr025072117CALIF MUN BD ETF7,473$363.0K<0.1%–
PMFPIMCO Municipal Income FundCOM44,932$359.0K<0.1%History
SMPStandard Motor Products, Inc.Stock11,667$358.0K<0.1%History
Harbor ETF Trust41151J885INTERNATNAL COMP12,175$356.0K<0.1%–
PTACohen & Steers Tax-Advantaged Preferred Securities & Income FundCOM17,537$347.0K<0.1%History
FRPTFreshpet, Inc.Stock5,078$345.0K<0.1%History
PATKPatrick Industries IncCOM3,724$344.0K<0.1%History
CVLGCovenant Logistics Group, Inc.CL A14,217$343.0K<0.1%History
MHIPioneer Municipal High Income Fund, Inc.COM SHS36,846$338.0K<0.1%History
Fidelity Covington Trust316092311FIDELITY REL EST14,738$332.0K<0.1%–
GGALGrupo Financiero Galicia SASPONSORED ADR6,467$326.0K<0.1%History
Macquarie ETF Trust555927409ETF11,075$318.0K<0.1%–
STRSitio Royalties Corp.CLASS A COM17,044$313.0K<0.1%History
Calamos ETF Tr12811T134RUSSELL 2000 STR12,288$313.0K<0.1%–
PNRGPrimeenergy Resources CorpCOM2,103$308.0K<0.1%History
OLPOne Liberty Properties IncCOM12,568$300.0K<0.1%History
CINTCI&T IncCOM CL A50,000$299.0K<0.1%History
GLOBGlobant S.A.COM3,228$293.0K<0.1%History
GROYGold Royalty Corp.COMMON SHARES132,043$292.0K<0.1%History
GFSGLOBALFOUNDRIES Inc.Stock7,608$291.0K<0.1%History
VALValaris LtdCL A6,915$291.0K<0.1%History
RHIRobert Half Inc.COM6,994$287.0K<0.1%History
ATKRAtkore Inc.COM4,062$287.0K<0.1%History
ProShares Tr74347B557SP500 EX TECH2,971$285.0K<0.1%–