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Livermore
Livermore
ZHEN

Commonwealth Equity Services, LLC

SEC CIK
0000312272
Latest filing
Jul 29, 2026

Holdings in Q2 2025

Holdings as of Jun 30, 2025, filed Aug 6, 2025. Long positions only; changes compare share counts with Q1 2025.

Institution overview
Positions
4,248
+76 vs. Q1 2025
Portfolio value
$75.7B
+$5.05B (+7.1%) vs. Q1 2025
Filed
Aug 6, 2025
SEC
Holdings of Commonwealth Equity Services, LLC in Q2 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
CGEMCullinan Therapeutics, Inc.COM14,699$111.0K<0.1%−461−3.0%ReducedHistory
NCANuveen California Municipal Value FundCOM STK12,800$111.0K<0.1%+12,800NewHistory
VYGRVoyager Therapeutics, Inc.COM35,950$112.0K<0.1%−31,374−46.6%ReducedHistory
MVFBlackRock Munivest Fund, Inc.COM17,084$112.0K<0.1%+100+0.6%AddedHistory
VINPVinci Compass Investments Ltd.COM CL A11,734$113.0K<0.1%+1,373+13.3%AddedHistory
FBIOFortress Biotech, Inc.COM NEW61,527$114.0K<0.1%+300.0%AddedHistory
FOCLEdap TMS SASPONSORED ADR69,160$114.0K<0.1%00.0%UnchangedHistory
CEVEaton Vance California Municipal Income TrustSH BEN INT11,727$114.0K<0.1%00.0%UnchangedHistory
IFRXInflaRx N.V.COM144,000$114.0K<0.1%+37,500+35.2%AddedHistory
EODAllspring Global Dividend Opportunity FundCOM21,281$115.0K<0.1%00.0%UnchangedHistory
ASXASE Technology Holding Co., Ltd.SPONSORED ADS11,255$116.0K<0.1%−2,197−16.3%ReducedHistory
FSMFortuna Mining Corp.Stock17,893$117.0K<0.1%−4,204−19.0%ReducedHistory
GHIGreystone Housing Impact Investors LPBEN UNIT CTF10,443$118.0K<0.1%+10,443NewHistory
MGRMMonogram Technologies Inc.COM40,857$118.0K<0.1%−358−0.9%ReducedHistory
QTRXQuanterix CorpCOM17,915$119.0K<0.1%−100−0.6%ReducedHistory
ACBAurora Cannabis IncCOM28,040$119.0K<0.1%−135−0.5%ReducedHistory
VYXNCR Voyix CorpCOM10,223$120.0K<0.1%−5,141−33.5%ReducedHistory
EQXEquinox Gold Corp.COM21,108$121.0K<0.1%−8,400−28.5%ReducedHistory
CTMXCytomX Therapeutics, Inc.COM53,243$121.0K<0.1%−1,000−1.8%ReducedHistory
PDSBPDS Biotechnology CorpCOM90,672$121.0K<0.1%−1,358−1.5%ReducedHistory
INVZInnoviz Technologies Ltd.SHS74,281$122.0K<0.1%+130+0.2%AddedHistory
UMCUnited Microelectronics CorpSPON ADR NEW16,120$123.0K<0.1%−2,782−14.7%ReducedHistory
VVRInvesco Senior Income TrustCOM32,844$125.0K<0.1%−13,110−28.5%ReducedHistory
ABCLAbCellera Biologics Inc.COM36,427$125.0K<0.1%+36,427NewHistory
BGSB&G Foods, Inc.COM29,810$126.0K<0.1%−3,972−11.8%ReducedHistory
REAXReal REMAX Group Inc.COM NEW27,900$126.0K<0.1%−14,216−33.8%ReducedHistory
HIXWestern Asset High Income Fund II Inc.COM29,534$127.0K<0.1%−193−0.6%ReducedHistory
CODICompass Diversified HoldingsSH BEN INT20,237$127.0K<0.1%−9,895−32.8%ReducedHistory
TPVGTriplePoint Venture Growth BDC Corp.COM18,296$128.0K<0.1%−364−2.0%ReducedHistory
LNDBrasilAgro - Brazilian Agricultural Real Estate CoSPONSORED ADR33,485$128.0K<0.1%+779+2.4%AddedHistory
PTLOPortillo's Inc.COM CL A11,126$130.0K<0.1%−1,961−15.0%ReducedHistory
VVOSVivos Therapeutics, Inc.COM NEW41,000$130.0K<0.1%+7,000+20.6%AddedHistory
MINAberdeen Intermediate Income FundSH BEN INT48,016$130.0K<0.1%−6,733−12.3%ReducedHistory
EHIWestern Asset Global High Income Fund Inc.COM20,117$132.0K<0.1%+175+0.9%AddedHistory
GDRXGoodRx Holdings, Inc.COM CL A26,504$132.0K<0.1%−40.0%ReducedHistory
HOLOMicroCloud Hologram Inc.COM27,000$132.0K<0.1%+27,000NewHistory
NIMNuveen Select Maturities Municipal FundSH BEN INT14,689$133.0K<0.1%−10,780−42.3%ReducedHistory
CLNEClean Energy Fuels Corp.COM68,320$133.0K<0.1%−410−0.6%ReducedHistory
OCULOcular Therapeutix, IncCOM14,360$133.0K<0.1%+14,360NewHistory
WNCWabash National CorpCOM12,632$134.0K<0.1%+12,632NewHistory
EFTEaton Vance Floating-Rate Income TrustCOM10,750$134.0K<0.1%+215+2.0%AddedHistory
EFREaton Vance Senior Floating-Rate TrustCOM11,309$137.0K<0.1%+54+0.5%AddedHistory
RGTRoyce Global Trust, Inc.COM11,493$138.0K<0.1%−562−4.7%ReducedHistory
TSHATaysha Gene Therapies, Inc.COM SHS60,036$139.0K<0.1%−33−0.1%ReducedHistory
Starboard Invt Tr85521B783ADAPTIVE HDGD MU17,840$140.0K<0.1%+322+1.8%Added–
MHFWestern Asset Municipal High Income Fund Inc.COM20,150$140.0K<0.1%+6,332+45.8%AddedHistory
GDYNGrid Dynamics Holdings, Inc.CL A12,134$140.0K<0.1%−835−6.4%ReducedHistory
GNSSGenasys Inc.COM80,952$140.0K<0.1%+7,476+10.2%AddedHistory
BYMBlackRock Municipal Income Quality TrustCOM13,232$140.0K<0.1%+13,232NewHistory
FCOAbrdn Global Income Fund, Inc.COM22,263$142.0K<0.1%+1,448+7.0%AddedHistory
SENSSenseonics Holdings, Inc.COM301,740$144.0K<0.1%−832−0.3%ReducedHistory
IBRXImmunityBio, Inc.COM54,856$145.0K<0.1%+24,334+79.7%AddedHistory
LPROOpen Lending CorpCOM75,100$146.0K<0.1%+4,739+6.7%AddedHistory
BTUPeabody Energy CorpCOM10,932$147.0K<0.1%+10,932NewHistory
VKIInvesco Advantage Municipal Income Trust IISH BEN INT17,548$147.0K<0.1%−6,946−28.4%ReducedHistory
ARDXArdelyx, Inc.COM38,032$149.0K<0.1%+11,373+42.7%AddedHistory
HRTXHeron Therapeutics, Inc.COM72,120$149.0K<0.1%+4,819+7.2%AddedHistory
ADTADT Inc.COM17,834$151.0K<0.1%+1,921+12.1%AddedHistory
ERIIEnergy Recovery, Inc.COM11,800$151.0K<0.1%+675+6.1%AddedHistory
SLDPSolid Power, Inc.CLASS A COM68,838$151.0K<0.1%+18,165+35.8%AddedHistory
AVDLAvadel Pharmaceuticals PLCStock17,079$151.0K<0.1%−1,685−9.0%ReducedHistory
PLPlanet Labs PBCCOM CL A24,960$152.0K<0.1%+2,192+9.6%AddedHistory
PHDPioneer Floating Rate Fund, Inc.COM15,762$155.0K<0.1%+60.0%AddedHistory
KRPKimbell Royalty Partners, LPUNIT11,170$156.0K<0.1%−935−7.7%ReducedHistory
BHVNBiohaven Ltd.COM11,066$156.0K<0.1%−2,086−15.9%ReducedHistory
VTNInvesco Trust for Investment Grade New York MunicipalsCOM14,949$156.0K<0.1%−1,419−8.7%ReducedHistory
GGZGabelli Global Small & Mid Cap Value TrustCOM11,756$157.0K<0.1%−51−0.4%ReducedHistory
TXG10x Genomics, Inc.CL A COM13,673$158.0K<0.1%+13,673NewHistory
Tidal Trust II88636J659YIELD UNIVE ETFS11,501$158.0K<0.1%+375+3.4%Added–
LBTYALiberty Global Ltd.COM CL A15,814$158.0K<0.1%−2,977−15.8%ReducedHistory
CRONCronos Group Inc.COM82,591$158.0K<0.1%−360.0%ReducedHistory
ONDSOndas Inc.COM NEW83,450$160.0K<0.1%+83,450NewHistory
Akamai Technologies Inc00971TAL5NOTE 0.375% 9/0165,000$160.0K<0.1%00.0%Unchanged–
DBRGDigitalBridge Group, Inc.CL A NEW15,444$160.0K<0.1%−659−4.1%ReducedHistory
NPVNuveen Virginia Quality Municipal Income FundCOM14,399$162.0K<0.1%+89+0.6%AddedHistory
TFSLTFS Financial CORPCOM12,577$163.0K<0.1%+442+3.6%AddedHistory
JRINuveen Real Asset Income & Growth FundCOM12,076$163.0K<0.1%+82+0.7%AddedHistory
RDWRedwire CorpStock10,061$164.0K<0.1%+10,061NewHistory
CVECenovus Energy Inc.COM12,246$167.0K<0.1%−2,415−16.5%ReducedHistory
CXMSprinklr, Inc.CL A19,716$167.0K<0.1%−649−3.2%ReducedHistory
INDIindie Semiconductor, Inc.CLASS A COM47,216$168.0K<0.1%−547−1.1%ReducedHistory
BVBrightView Holdings, Inc.COM10,145$169.0K<0.1%+10,145NewHistory
MTUSMetallus Inc.COM10,987$169.0K<0.1%−45−0.4%ReducedHistory
FSLYFastly, Inc.CL A23,897$169.0K<0.1%+1,267+5.6%AddedHistory
GPRKGeoPark LtdUSD SHS25,906$169.0K<0.1%−174−0.7%ReducedHistory
NMTNuveen Massachusetts Quality Municipal Income FundCOM14,352$169.0K<0.1%+591+4.3%AddedHistory
CCAPCrescent Capital BDC, Inc.COM12,060$170.0K<0.1%+12,060NewHistory
UPBUpstream Bio, Inc.COM15,526$170.0K<0.1%+15,526NewHistory
BGTBlackRock Floating Rate Income TrustCOM13,593$170.0K<0.1%+790+6.2%AddedHistory
ASYSAmtech Systems IncCOM PAR $0.01N38,500$171.0K<0.1%00.0%UnchangedHistory
CHPTChargePoint Holdings, Inc.COM CL A243,230$171.0K<0.1%−5,792−2.3%ReducedHistory
GLDDGreat Lakes Dredge & Dock CORPCOM14,014$171.0K<0.1%+14,014NewHistory
BLCOBausch & Lomb CorpCOMMON SHARES13,142$171.0K<0.1%−9,036−40.7%ReducedHistory
DAKTDaktronics IncCOM11,349$172.0K<0.1%+251+2.3%AddedHistory
SCPHscPharmaceuticals Inc.COM45,071$172.0K<0.1%+5,300+13.3%AddedHistory
EXKEndeavour Silver CorpCOM35,105$173.0K<0.1%−1,459−4.0%ReducedHistory
IVAInventiva S.A.ADS54,317$173.0K<0.1%−169−0.3%ReducedHistory
IGAVoya Global Advantage & Premium Opportunity FundCOM17,471$173.0K<0.1%00.0%UnchangedHistory
WHFWhiteHorse Finance, Inc.COM19,886$173.0K<0.1%+246+1.3%AddedHistory
AESIAtlas Energy Solutions Inc.COM NEW13,031$174.0K<0.1%+1,555+13.6%AddedHistory

Sold out since Q1 2025 (156)

Positions held at the end of Q1 2025 that are gone from this filing.

The largest 100 of 156 by value last quarter.

Positions of Commonwealth Equity Services, LLC sold out since Q1 2025
SecurityClassShares in Q1 2025Value in Q1 2025% of portfolio in Q1 2025History
Barrick Gold Corp067901108COM691,563$13.4M<0.1%–
DFSDiscover Financial ServicesCOM59,018$10.1M<0.1%History
Managed Portfolio Series56167N720TORTOISE NRAM PI275,411$10.0M<0.1%–
Doubleline ETF Trust25861R402MORTGAGE ETF191,534$9.39M<0.1%–
Innovator ETFs Tr45782C243INVTOR 2 PLS 5447,834$9.29M<0.1%–
Agf Invts Tr00110G408US MARKET NETRL338,781$7.06M<0.1%–
Invesco Exch Traded FD Tr II46138E461PURBTA MSCI US92,957$5.21M<0.1%–
JWNNordstrom IncStock144,356$3.53M<0.1%History
Investment Managers Ser Tr I46144X107AXS CHANGE FINAN69,090$2.54M<0.1%–
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD73,444$2.10M<0.1%History
XUnited States Steel CorpCOM41,736$1.76M<0.1%History
TFPMTriple Flag Precious Metals Corp.Stock91,566$1.75M<0.1%History
Vanguard Mun BD FDS922907712CORE TAX EXEMPT21,811$1.62M<0.1%–
Pacer FDS Tr69374H469SWAN SOS FLEX JU55,424$1.58M<0.1%–
AB Active ETFs Inc00039J509DISRUPTORS ETF21,116$1.49M<0.1%–
SNDKSandisk CorpCOM29,630$1.41M<0.1%History
ProShares Tr74347G804K1 FRE CRD OIL29,124$1.27M<0.1%–
Pacer FDS Tr69374H477SWAN SOS FLEX AP42,407$1.21M<0.1%–
EVBNEvans Bancorp IncCOM NEW29,868$1.16M<0.1%History
IBEXIBEX LtdSHS NEW39,262$956.0K<0.1%History
NTGRNetgear, Inc.COM39,047$955.0K<0.1%History
Innov Prem Inc 40 Barr-July45783Y558ETP37,275$926.0K<0.1%–
Victory Portfolios II92647P126VICT WES U S ETF23,354$907.0K<0.1%–
OPFIOppFi Inc.COM CL A89,633$834.0K<0.1%History
FGBFirst Trust Specialty Finance & Financial Opportunities FundCOM BEN INTR173,046$744.0K<0.1%History
BERYBerry Global Group, Inc.COM10,388$725.0K<0.1%History
BCOW1895 Bancorp of Wisconsin, Inc.COM57,793$595.0K<0.1%History
AROCArchrock, Inc.COM22,339$586.0K<0.1%History
AHCOAdaptHealth Corp.COMMON STOCK52,592$570.0K<0.1%History
GILGildan Activewear Inc.Stock12,028$532.0K<0.1%History
SRPTSarepta Therapeutics, Inc.COM8,055$514.0K<0.1%History
Victory Portfolios II92647N832VCSHS US SML CAP7,098$493.0K<0.1%–
DEAEasterly Government Properties, Inc.COM45,759$485.0K<0.1%History
BVNBuenaventura Mining Co IncSPONSORED ADR27,600$431.0K<0.1%History
PRIMPrimoris Services CorpStock7,333$421.0K<0.1%History
SPSCSPS Commerce IncCOM3,020$401.0K<0.1%History
ProShares Tr74347X799ULTR RUSSL200011,604$398.0K<0.1%–
FXAInvesco CurrencyShares Australian Dollar TrustAUSTRALIAN DOL6,308$391.0K<0.1%History
WLKWestlake CorpCOM3,835$384.0K<0.1%History
LSEALandsea Homes CorpCOM59,371$381.0K<0.1%History
Themes ETF Tr882927601GLOBAL SYSTEMICA10,004$379.0K<0.1%–
Victory Portfolios II92647N774VCSHS US DISCVRY7,089$365.0K<0.1%–
CNMDCONMED CorpCOM6,011$363.0K<0.1%History
Simplify Exchange Traded Fun82889N376DOWNSIDE INTERES6,582$352.0K<0.1%–
Blueprint Chesapk MLT88636J873TFPN15,571$350.0K<0.1%–
EZPWEzcorp IncCL A NON VTG23,418$345.0K<0.1%History
VanEck Vectors ETF Tr92189F841NAT RES ETF6,933$345.0K<0.1%–
CHMGChemung Financial CorpCOM7,238$344.0K<0.1%History
HEESH&E Equipment Services, Inc.COM3,626$344.0K<0.1%History
IMKTAIngles Markets IncCL A5,126$334.0K<0.1%History
USLUnited States 12 Month Oil Fund, LPUNIT BEN INT8,750$334.0K<0.1%History
FTDRFrontdoor, Inc.COM8,520$327.0K<0.1%History
BANRBanner CorpCOM NEW5,118$326.0K<0.1%History
SASRSandy Spring Bancorp IncCOM11,551$323.0K<0.1%History
CNXCNX Resources CorpCOM10,230$322.0K<0.1%History
PDCOPatterson Companies, Inc.COM10,088$315.0K<0.1%History
MANManpowerGroup Inc.COM5,318$308.0K<0.1%History
PPTAPerpetua Resources Corp.COM28,751$307.0K<0.1%History
PYCRPaycor HCM, Inc.COM13,693$307.0K<0.1%History
EHTHeHealth, Inc.COM45,761$306.0K<0.1%History
GNKGenco Shipping & Trading LtdSHS22,631$302.0K<0.1%History
ProShares Tr74347G465NANOTECH ETF7,924$299.0K<0.1%–
ProShares Tr74347B839MSCI EAFE DIVD7,681$298.0K<0.1%–
MMYTMakeMyTrip LtdStock3,018$296.0K<0.1%History
Global X FDS37954Y269NASDQ 100 CVRDGW11,420$294.0K<0.1%–
SGSweetgreen, Inc.COM CL A11,520$288.0K<0.1%History
Bondbloxx ETF Trust09789C853BLOOMBERG TWO YR5,646$279.0K<0.1%–
Calamos ETF Tr12811T845NASDAQ 100 STRUT11,489$278.0K<0.1%–
BMRNBiomarin Pharmaceutical IncCOM3,884$275.0K<0.1%History
FFNWFirst Financial Northwest, Inc.COM11,986$272.0K<0.1%History
XPEVXpeng Inc.ADS12,731$264.0K<0.1%History
SKYChampion Homes, Inc.Stock2,741$260.0K<0.1%History
Advisorshares Tr00768Y206DORSEY WRIGT ADR3,485$259.0K<0.1%–
J P Morgan Exchange Traded F46641Q878BET USD HIG ETF5,473$252.0K<0.1%–
Goldman Sachs ETF Tr38149W614SMAL CAP EQU ETF5,395$252.0K<0.1%–
GENIGenius Sports LtdSHARES CL A24,858$249.0K<0.1%History
CSGSCSG Systems International IncCOM4,065$246.0K<0.1%History
Invesco Actively Managed Exc46090A705S&P500 DOWNSID6,659$243.0K<0.1%–
DSGXDescartes Systems Group IncCOM2,399$242.0K<0.1%History
Columbia ETF Tr I19761L870SELIGMAN SEMICON10,966$242.0K<0.1%–
SAHSonic Automotive IncCL A4,073$232.0K<0.1%History
ARISAris Mining CorpCOM50,000$232.0K<0.1%History
Invesco Exchange Traded FD T46137V423S&P 500 VLU MOMN3,996$229.0K<0.1%–
Innovator ETFs Tr45783Y806US EQT ALRTD PLS6,871$228.0K<0.1%–
Pacer FDS Tr69374H584SWAN SOS CNS DEC8,357$227.0K<0.1%–
ACHCAcadia Healthcare Company, Inc.COM7,306$222.0K<0.1%History
NSPInsperity, Inc.COM2,489$222.0K<0.1%History
Direxion Shs ETF Tr25460G138DAILY 20+ YEAR T5,021$221.0K<0.1%–
WAVEEco Wave Power Global AB (publ)SPONSORED ADS34,997$220.0K<0.1%History
CRBGCorebridge Financial, Inc.COM6,934$219.0K<0.1%History
SLVOCredit Suisse AGETRA SILV SHS CO2,650$218.0K<0.1%History
Pgim Rock ETF Tr69420N684PGIM S&P 500 MAX8,682$217.0K<0.1%–
Innov Prem Inc 30 Barr-July45783Y566ETP8,690$216.0K<0.1%–
MMDNYLI MacKay DefinedTerm Muni Opportunities FundCOM14,256$215.0K<0.1%History
NSITInsight Enterprises IncCOM1,431$215.0K<0.1%History
KAIKadant IncCOM632$213.0K<0.1%History
TNLTravel & Leisure Co.COM4,523$209.0K<0.1%History
FNDFloor & Decor Holdings, Inc.CL A2,594$209.0K<0.1%History
FBMSFirst Bancshares IncCOM6,142$208.0K<0.1%History
Microsectors Fang Plus Index 3X063679534ETP575$207.0K<0.1%–