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Livermore
Livermore
ZHEN

Commonwealth Equity Services, LLC

SEC CIK
0000312272
Latest filing
Jul 29, 2026

Holdings in Q4 2024

Holdings as of Dec 31, 2024, filed Feb 10, 2025. Long positions only; changes compare share counts with Q3 2024.

Institution overview
Positions
4,087
+32 vs. Q3 2024
Portfolio value
$68.4B
+$2.43B (+3.7%) vs. Q3 2024
Filed
Feb 10, 2025
SEC
Holdings of Commonwealth Equity Services, LLC in Q4 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
PTLOPortillo's Inc.COM CL A11,727$110.0K<0.1%−486−4.0%ReducedHistory
BTXBlackRock Technology & Private Equity Term TrustSHS BEN INT14,780$110.0K<0.1%+2,890+24.3%AddedHistory
EADAllspring Income Opportunities FundINC OPPTY FD16,287$112.0K<0.1%+902+5.9%AddedHistory
NXDTNexpoint Diversified Real Estate TrustCOM NEW18,320$112.0K<0.1%−79−0.4%ReducedHistory
VVOSVivos Therapeutics, Inc.COM NEW26,000$112.0K<0.1%+5,000+23.8%AddedHistory
LPTHLightpath Technologies IncCOM CL A32,500$115.0K<0.1%00.0%UnchangedHistory
GDRXGoodRx Holdings, Inc.COM CL A25,216$117.0K<0.1%−10,972−30.3%ReducedHistory
GPREGreen Plains Inc.COM12,327$117.0K<0.1%+12,327NewHistory
CEVEaton Vance California Municipal Income TrustSH BEN INT11,727$118.0K<0.1%−2,000−14.6%ReducedHistory
KTFDWS Municipal Income TrustCOM12,735$120.0K<0.1%−7,194−36.1%ReducedHistory
Amplify ETF Tr032108805AMPLIFY LITHIUM13,607$120.0K<0.1%−6,550−32.5%Reduced–
MVFBlackRock Munivest Fund, Inc.COM17,056$120.0K<0.1%−2,509−12.8%ReducedHistory
VTNInvesco Trust for Investment Grade New York MunicipalsCOM11,436$120.0K<0.1%−25,259−68.8%ReducedHistory
New Gold Inc Cda644535106COM48,355$120.0K<0.1%−4,200−8.0%Reduced–
Sandstorm Gold Ltd Com New80013R206Stock21,736$121.0K<0.1%+4,817+28.5%Added–
LQDALiquidia CorpCOM NEW10,342$122.0K<0.1%−1,000−8.8%ReducedHistory
VUZIVuzix CorpCOM NEW30,935$122.0K<0.1%+13,085+73.3%AddedHistory
FCOAbrdn Global Income Fund, Inc.COM20,714$122.0K<0.1%+51+0.2%AddedHistory
TPVGTriplePoint Venture Growth BDC Corp.COM16,679$123.0K<0.1%−1,905−10.3%ReducedHistory
UWMCUWM Holdings CorpCOM CL A21,035$123.0K<0.1%−5,918−22.0%ReducedHistory
LNDBrasilAgro - Brazilian Agricultural Real Estate CoSPONSORED ADR33,975$123.0K<0.1%+1,352+4.1%AddedHistory
FBIOFortress Biotech, Inc.COM NEW61,497$125.0K<0.1%00.0%UnchangedHistory
ECVTEcovyst Inc.COM16,621$127.0K<0.1%−182,420−91.6%ReducedHistory
PDSBPDS Biotechnology CorpCOM77,725$127.0K<0.1%−672−0.9%ReducedHistory
RGTRoyce Global Trust, Inc.COM12,055$129.0K<0.1%+869+7.8%AddedHistory
CFSBCFSB Bancorp, Inc.COM19,050$129.0K<0.1%00.0%UnchangedHistory
ADTADT Inc.COM18,885$130.0K<0.1%−9,985−34.6%ReducedHistory
Two Harbors Investment Corp.90187B804COM11,151$132.0K<0.1%−4,121−27.0%Reduced–
EOSEEos Energy Enterprises, Inc.COM CL A27,122$132.0K<0.1%−4,398−14.0%ReducedHistory
COTYCoty Inc.COM CL A18,938$132.0K<0.1%−144−0.8%ReducedHistory
DEAEasterly Government Properties, Inc.COM11,605$132.0K<0.1%−2,570−18.1%ReducedHistory
Starboard Invt Tr85521B783ADAPTIVE HDGD MU17,213$134.0K<0.1%+294+1.7%Added–
VSATViasat IncCOM15,823$135.0K<0.1%+15,823NewHistory
DBRGDigitalBridge Group, Inc.CL A NEW11,989$135.0K<0.1%−384−3.1%ReducedHistory
NKXNuveen California Amt-Free Quality Municipal Income FundCOM10,844$137.0K<0.1%+156+1.5%AddedHistory
SCPHscPharmaceuticals Inc.COM38,771$137.0K<0.1%00.0%UnchangedHistory
GHIGreystone Housing Impact Investors LPBEN UNIT CTF13,389$137.0K<0.1%+1,527+12.9%AddedHistory
GGZGabelli Global Small & Mid Cap Value TrustCOM11,800$138.0K<0.1%+6+0.1%AddedHistory
RCReady Capital CorpCOM20,519$140.0K<0.1%−923−4.3%ReducedHistory
PACBPacific Biosciences of California, Inc.COM76,397$140.0K<0.1%−14,924−16.3%ReducedHistory
JMIAJumia Technologies AGSPONSORED ADS36,799$141.0K<0.1%+7,700+26.5%AddedHistory
VKIInvesco Advantage Municipal Income Trust IISH BEN INT16,135$141.0K<0.1%+80+0.5%AddedHistory
YEXTYext, Inc.COM22,354$142.0K<0.1%−1,528−6.4%ReducedHistory
BGTBlackRock Floating Rate Income TrustCOM11,068$142.0K<0.1%−2,270−17.0%ReducedHistory
CGCCanopy Growth CorpCOM NEW51,666$142.0K<0.1%+1,479+2.9%AddedHistory
EFREaton Vance Senior Floating-Rate TrustCOM11,199$143.0K<0.1%−649−5.5%ReducedHistory
EHIWestern Asset Global High Income Fund Inc.COM21,625$144.0K<0.1%−9,863−31.3%ReducedHistory
GENIGenius Sports LtdSHARES CL A16,685$144.0K<0.1%−500−2.9%ReducedHistory
EMDWestern Asset Emerging Markets Debt Fund Inc.COM14,923$144.0K<0.1%−644−4.1%ReducedHistory
TFSLTFS Financial CORPCOM11,562$145.0K<0.1%−2,421−17.3%ReducedHistory
MCNXAI Madison Equity Premium Income FundCOM21,594$145.0K<0.1%−15,929−42.5%ReducedHistory
TXG10x Genomics, Inc.CL A COM10,137$146.0K<0.1%+10,137NewHistory
JRINuveen Real Asset Income & Growth FundCOM12,021$146.0K<0.1%+678+6.0%AddedHistory
CMPCompass Minerals International IncStock13,104$147.0K<0.1%−2,115−13.9%ReducedHistory
SPPPSprott Physical Platinum & Palladium TrustPHYSICAL PLATINU16,578$147.0K<0.1%−5,097−23.5%ReducedHistory
SDSandridge Energy IncCOM NEW12,629$148.0K<0.1%+12,629NewHistory
ARDXArdelyx, Inc.COM29,423$149.0K<0.1%+1,490+5.3%AddedHistory
DFTXDefinium Therapeutics, Inc.Stock21,492$150.0K<0.1%+1,928+9.9%AddedHistory
BTGB2GOLD CorpCOM61,512$150.0K<0.1%−1,162−1.9%ReducedHistory
EXKEndeavour Silver CorpCOM40,854$150.0K<0.1%−1,550−3.7%ReducedHistory
RVNCRevance Therapeutics, Inc.COM49,333$150.0K<0.1%−28,708−36.8%ReducedHistory
MTUSMetallus Inc.COM10,681$151.0K<0.1%00.0%UnchangedHistory
GROYGold Royalty Corp.COMMON SHARES125,910$152.0K<0.1%+21,717+20.8%AddedHistory
PHDPioneer Floating Rate Fund, Inc.COM15,751$152.0K<0.1%−620−3.8%ReducedHistory
FOCLEdap TMS SASPONSORED ADR69,160$153.0K<0.1%−2,100−2.9%ReducedHistory
NMINuveen Municipal Income Fund IncCOM16,507$155.0K<0.1%−8,601−34.3%ReducedHistory
INVZInnoviz Technologies Ltd.SHS93,651$157.0K<0.1%−60,110−39.1%ReducedHistory
MINAberdeen Intermediate Income FundSH BEN INT59,285$158.0K<0.1%+349+0.6%AddedHistory
NMTNuveen Massachusetts Quality Municipal Income FundCOM13,700$158.0K<0.1%−1,518−10.0%ReducedHistory
MAPSWM Technology, Inc.COM114,566$158.0K<0.1%−14,047−10.9%ReducedHistory
PSTLPostal Realty Trust, Inc.CL A12,163$159.0K<0.1%−4,502−27.0%ReducedHistory
SENSSenseonics Holdings, Inc.COM302,872$159.0K<0.1%00.0%UnchangedHistory
First BK Williamstown New Je31931U102COM11,339$160.0K<0.1%−457−3.9%Reduced–
ERIIEnergy Recovery, Inc.COM10,925$161.0K<0.1%−1,890−14.7%ReducedHistory
IGAVoya Global Advantage & Premium Opportunity FundCOM17,471$161.0K<0.1%+722+4.3%AddedHistory
LACLithium Americas Corp.Stock54,941$163.0K<0.1%+19,481+54.9%AddedHistory
INDIindie Semiconductor, Inc.CLASS A COM40,527$164.0K<0.1%−13,540−25.0%ReducedHistory
NPWRNet Power Inc.COM CL A15,511$164.0K<0.1%−246−1.6%ReducedHistory
Akamai Technologies Inc00971TAL5NOTE 0.375% 9/0165,000$165.0K<0.1%00.0%Unchanged–
First Tr Exchange-Traded FD33733E732WCM INTL EQUITY12,645$166.0K<0.1%+12,645New–
EFTEaton Vance Floating-Rate Income TrustCOM12,937$166.0K<0.1%−1,286−9.0%ReducedHistory
CRONCronos Group Inc.COM82,575$167.0K<0.1%−3,069−3.6%ReducedHistory
GUGGuggenheim Active Allocation FundCOMMON STOCK11,336$169.0K<0.1%+259+2.3%AddedHistory
NAKNorthern Dynasty Minerals LtdCOM NEW292,727$170.0K<0.1%−16,002−5.2%ReducedHistory
GALTGalectin Therapeutics IncCOM NEW134,518$174.0K<0.1%−348,746−72.2%ReducedHistory
GSITGsi Technology IncCOM58,156$176.0K<0.1%−5,014−7.9%ReducedHistory
CGEMCullinan Therapeutics, Inc.COM14,504$177.0K<0.1%−100−0.7%ReducedHistory
NPVNuveen Virginia Quality Municipal Income FundCOM14,257$180.0K<0.1%+733+5.4%AddedHistory
MAVPioneer Municipal High Income Advantage Fund, Inc.COM21,389$180.0K<0.1%−2,826−11.7%ReducedHistory
VERVVerve Therapeutics, Inc.COM31,952$180.0K<0.1%+4,785+17.6%AddedHistory
BLCOBausch & Lomb CorpCOMMON SHARES10,000$181.0K<0.1%+10,000NewHistory
HIXWestern Asset High Income Fund II Inc.COM43,139$182.0K<0.1%−15,470−26.4%ReducedHistory
DLYDoubleLine Yield Opportunities FundCOM11,610$184.0K<0.1%−269−2.3%ReducedHistory
CXMSprinklr, Inc.CL A21,864$185.0K<0.1%−240−1.1%ReducedHistory
ETNB89bio, Inc.COM23,688$185.0K<0.1%+75+0.3%AddedHistory
CALYCallaway Golf CoCOM23,615$186.0K<0.1%−7,105−23.1%ReducedHistory
iShares Inc464286327MSCI GLB SLV&MTL16,102$186.0K<0.1%+5,625+53.7%Added–
GRABGrab Holdings LtdCLASS A ORD39,478$186.0K<0.1%+27,184+221.1%AddedHistory
DAKTDaktronics IncCOM11,092$187.0K<0.1%+11,092NewHistory
SLIStandard Lithium Ltd.COM128,041$187.0K<0.1%+65,291+104.0%AddedHistory

Sold out since Q3 2024 (197)

Positions held at the end of Q3 2024 that are gone from this filing.

The largest 100 of 197 by value last quarter.

Positions of Commonwealth Equity Services, LLC sold out since Q3 2024
SecurityClassShares in Q3 2024Value in Q3 2024% of portfolio in Q3 2024History
iShares Tr46434VBG4IBONDS DEC24 ETF1,250,521$31.5M<0.1%–
Invesco Exch TRD SLF Idx FD46138J841BULSHS 2024 CB608,238$12.8M<0.1%–
iShares Tr46436E874IBONDS 24 TRM TS497,623$11.9M<0.1%–
iShares Tr46435U697IBONDS DEC159,647$4.17M<0.1%–
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY179,020$4.07M<0.1%–
MROMarathon Oil CorpCOM137,680$3.67M<0.1%History
FLNAFilana Therapeutics, Inc.COM119,431$3.52M<0.1%History
Invesco Exch TRD SLF Idx FD46138J536BULSHS 2024 MUNI101,237$2.51M<0.1%–
DBX ETF Tr233051705XTRACK MUN INFRA94,626$2.47M<0.1%–
TTPTortoise Pipeline & Energy Fund, Inc.COM47,031$1.99M<0.1%History
ETF Ser Solutions26922A172NATIONWIDE RSK71,409$1.82M<0.1%–
SWNSouthwestern Energy CoCOM132,078$939.0K<0.1%History
iShares Tr46435U184IBONDS 24 TRM HG36,454$849.0K<0.1%–
GRBKGreen Brick Partners, Inc.COM9,015$753.0K<0.1%History
NXHNeighborhood Intelligence, Inc.COM73,872$745.0K<0.1%History
TBLATaboola.com Ltd.ORD SHS201,531$677.0K<0.1%History
AGRAvangrid, Inc.COM18,781$672.0K<0.1%History
J P Morgan Exchange Traded F46654Q823BETABUILDERS US5,887$580.0K<0.1%–
HYHyster-Yale, Inc.CL A8,126$518.0K<0.1%History
PRMWPrimo Water CorpCOM19,397$490.0K<0.1%History
Atlantica Sustainable Infr PG0751N103SHS21,896$481.0K<0.1%–
RCMR1 RCM Inc.COM33,623$476.0K<0.1%History
LCIILci IndustriesCOM3,736$450.0K<0.1%History
First Tr Exchange-Traded FD33734X747EMER MA HUMA ETF18,708$442.0K<0.1%–
NDPTortoise Energy Independence Fund, Inc.COM11,710$441.0K<0.1%History
PPCPilgrims Pride CorpStock9,373$432.0K<0.1%History
Innovator ETFs Trust45783Y756LADDERED ALC BFR13,386$423.0K<0.1%–
ESEAEuroseas Ltd.SHS8,518$416.0K<0.1%History
T Rowe Price Exchange-Traded87283Q602QM US BOND ETF9,443$413.0K<0.1%–
PTENPatterson Uti Energy IncCOM53,585$410.0K<0.1%History
ORANYOrangeSPONSORED ADR35,595$409.0K<0.1%History
Series Portfolios Tr81752T510UNUSUAL WHLS DEM10,873$407.0K<0.1%–
VSTOVista Outdoor Inc.COM10,203$400.0K<0.1%History
CXWCoreCivic, Inc.COM30,292$383.0K<0.1%History
Global X FDS37960A636EMERGING MARK13,131$372.0K<0.1%–
ARMKAramarkCOM9,534$369.0K<0.1%History
PTACohen & Steers Tax-Advantaged Preferred Securities & Income FundCOM17,391$366.0K<0.1%History
FXBInvesco CurrencyShares British Pound Sterling TrustBRIT POUN STRL2,812$362.0K<0.1%History
BOCBoston Omaha CorpStock23,428$348.0K<0.1%History
First Tr Exch Traded FD III33740J203EQUITY MARKET NE17,358$344.0K<0.1%–
FMXMexican Economic Development IncSPON ADR UNITS3,471$343.0K<0.1%History
SCLStepan CoCOM4,404$340.0K<0.1%History
FINVFinVolution GroupSPONSORED ADS54,086$334.0K<0.1%History
VGRVector Group LtdCOM22,323$333.0K<0.1%History
Kraneshares Tr500767827ELEC VEH FUTUR14,306$327.0K<0.1%–
NATLNCR Atleos CorpCOM SHS11,015$314.0K<0.1%History
TEXTerex CorpStock5,879$311.0K<0.1%History
ATKRAtkore Inc.COM3,606$306.0K<0.1%History
CIVICivitas Resources, Inc.EQUITY US CM5,936$301.0K<0.1%History
iShares Tr46436E221ESG AWR MSCI USA9,814$294.0K<0.1%–
IBCPIndependent Bank CorpCOM NEW8,610$287.0K<0.1%History
ProShares Tr74348A814INFLATN EXPECTNS8,861$285.0K<0.1%–
TDCTeradata CorpStock9,367$284.0K<0.1%History
WSRWhitestone REITCOM20,597$279.0K<0.1%History
MSBIMidland States Bancorp, Inc.COM12,468$279.0K<0.1%History
ETF Ser Solutions26922A511US DIVERSIFIED8,134$279.0K<0.1%–
INSWInternational Seaways, Inc.COM5,400$278.0K<0.1%History
AMPHAmphastar Pharmaceuticals, Inc.COM5,651$274.0K<0.1%History
GOLDGold.com, Inc.COM6,005$265.0K<0.1%History
Direxion Shs ETF Tr25459W847DLY SMCAP BULL3X5,947$264.0K<0.1%–
SGISomnigroup International Inc.COM4,782$261.0K<0.1%History
CELCCelcuity Inc.COM17,478$261.0K<0.1%History
Vanguard World FD921910691ESG US CORP BD4,007$260.0K<0.1%–
ETF Ser Solutions26922A586AAM S&P EMRG13,109$260.0K<0.1%–
CSIQCanadian Solar Inc.COM15,464$259.0K<0.1%History
RNGRingCentral, Inc.CL A8,114$257.0K<0.1%History
SMARSmartsheet IncCOM CL A4,649$257.0K<0.1%History
CXTCrane NXT, Co.COM4,564$256.0K<0.1%History
ALITAlight, Inc. / DelawareCOM CL A34,431$255.0K<0.1%History
VRNSVaronis Systems IncCOM4,481$253.0K<0.1%History
VCTRVictory Capital Holdings, Inc.COM CL A4,525$251.0K<0.1%History
AMRAlpha Metallurgical Resources, Inc.COM1,041$246.0K<0.1%History
DINDine Brands Global, Inc.COM7,887$246.0K<0.1%History
PIImpinj IncCOM1,119$242.0K<0.1%History
PIMCO ETF Tr72201R30415+ YR US TIPS4,160$240.0K<0.1%–
T Rowe Price Exchange-Traded87283Q834INTL EQUITY ETF8,135$237.0K<0.1%–
NSPInsperity, Inc.COM2,694$237.0K<0.1%History
Global X FDS37960A735GBL X BLOCKCHAIN4,905$231.0K<0.1%–
DKLDelek Logistics Partners, LPCOM UNT RP INT5,273$231.0K<0.1%History
Capitol Ser Tr14064D519HULL TACTICAL5,211$229.0K<0.1%–
EGOEldorado Gold CorpCOM13,111$228.0K<0.1%History
AMKRAmkor Technology, Inc.COM7,422$227.0K<0.1%History
FCNFti Consulting, IncCOM999$227.0K<0.1%History
Listed FD Tr53656G514HORIZON KINETICS7,799$227.0K<0.1%–
Flexshares Tr33939L761CR SCD US BD4,550$224.0K<0.1%–
Victory Portfolios II92647X806VS NASDQ NXT 507,138$223.0K<0.1%–
WSCWillScot Holdings CorpCOM CL A5,911$222.0K<0.1%History
OXSQOxford Square Capital Corp.COM78,277$222.0K<0.1%History
RCIRogers Communications IncCL B5,442$219.0K<0.1%History
BILIBilibili Inc.SPONS ADS REP Z9,381$219.0K<0.1%History
Flexshares Tr33939L811INTL QLTDV DEF9,263$216.0K<0.1%–
AXNXAxonics, Inc.COM3,083$215.0K<0.1%History
FLNGFlex LNG Ltd.SHS8,383$213.0K<0.1%History
ADMAAdma Biologics, Inc.COM10,564$211.0K<0.1%History
Goldman Sachs ETF Tr38149W820INNOVAT EQ ETF3,455$211.0K<0.1%–
Tidal Trust I886364645SONICSHARES GBL5,879$209.0K<0.1%–
MURMurphy Oil CorpCOM6,209$209.0K<0.1%History
Innovator ETFs Tr45783Y632PREM INCM 10 BAR8,475$209.0K<0.1%–
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF9,760$208.0K<0.1%–
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG8,058$207.0K<0.1%–