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Livermore
Livermore
ZHEN

Commonwealth Equity Services, LLC

SEC CIK
0000312272
Latest filing
Jul 29, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 23, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
3,823
−8 vs. Q2 2023
Portfolio value
$48.3B
−$893.1M (−1.8%) vs. Q2 2023
Filed
Oct 23, 2023
SEC
Holdings of Commonwealth Equity Services, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
DLTHDuluth Holdings Inc.COM CL B11,661$70.0K<0.1%00.0%UnchangedHistory
CINGCingulate Inc.COMMON STOCK100,771$71.0K<0.1%+100,771NewHistory
IAGIamgold CorpCOM33,542$72.0K<0.1%+3,690+12.4%AddedHistory
BLNKBlink Charging Co.COM23,461$72.0K<0.1%−4,456−16.0%ReducedHistory
FIGSFIGS, Inc.CL A12,371$73.0K<0.1%−5,686−31.5%ReducedHistory
SIGASiga Technologies IncCOM14,015$74.0K<0.1%−5,648−28.7%ReducedHistory
AGFirst Majestic Silver CorpCOM14,599$75.0K<0.1%−1,229−7.8%ReducedHistory
PCTPureCycle Technologies, Inc.COM13,411$75.0K<0.1%+13,411NewHistory
PRTPermRock Royalty TrustTR UNIT11,400$75.0K<0.1%+11,400NewHistory
EVAEnviva, LLCCOM10,084$75.0K<0.1%−1,786−15.0%ReducedHistory
APLDApplied Digital Corp.COM NEW12,421$78.0K<0.1%−21,980−63.9%ReducedHistory
SNDLSNDL Inc.COM40,872$78.0K<0.1%+18,241+80.6%AddedHistory
MAPSWM Technology, Inc.COM59,313$78.0K<0.1%+59,313NewHistory
EODAllspring Global Dividend Opportunity FundCOM19,568$79.0K<0.1%+250+1.3%AddedHistory
GNTGAMCO Natural Resources, Gold & Income TrustSH BEN INT15,943$79.0K<0.1%+4,999+45.7%AddedHistory
CYHCommunity Health Systems IncCOM27,095$79.0K<0.1%−3,413−11.2%ReducedHistory
SVCService Properties TrustCOM SH BEN INT10,237$79.0K<0.1%−679−6.2%ReducedHistory
ASXASE Technology Holding Co., Ltd.SPONSORED ADS10,573$80.0K<0.1%−142−1.3%ReducedHistory
SLDPSolid Power, Inc.CLASS A COM39,570$80.0K<0.1%+2,944+8.0%AddedHistory
VFFVillage Farms International, Inc.COM100,690$80.0K<0.1%+88,000+693.5%AddedHistory
PRPHProPhase Labs, Inc.COM18,327$80.0K<0.1%00.0%UnchangedHistory
SLIStandard Lithium Ltd.COM28,715$81.0K<0.1%+15,745+121.4%AddedHistory
Ares Capital Corp04010LAW3NOTE 4.625% 3/080,000$81.0K<0.1%00.0%Unchanged–
GSATGlobalstar, Inc.COM61,498$81.0K<0.1%+29,490+92.1%AddedHistory
RSIRush Street Interactive, Inc.COM17,845$82.0K<0.1%+1,150+6.9%AddedHistory
GROYGold Royalty Corp.COMMON SHARES64,039$82.0K<0.1%+8,697+15.7%AddedHistory
Sunpower Corp867652406COM13,258$82.0K<0.1%−520−3.8%Reduced–
PLXProtalix BioTherapeutics, Inc.COM50,100$83.0K<0.1%−100−0.2%ReducedHistory
UNITUniti Group Inc.COM17,644$83.0K<0.1%+3,169+21.9%AddedHistory
HTZWWHertz Global Holdings, IncCommon Stock13,487$83.0K<0.1%−8,541−38.8%ReducedHistory
Sandstorm Gold Ltd Com New80013R206Stock17,976$84.0K<0.1%−541−2.9%Reduced–
TSHATaysha Gene Therapies, Inc.COM SHS26,971$85.0K<0.1%+8,246+44.0%AddedHistory
AURAurora Innovation, Inc.CLASS A COM36,089$85.0K<0.1%+6,675+22.7%AddedHistory
ARRArmour Residential REIT, Inc.COM NEW20,060$85.0K<0.1%+2,699+15.5%AddedHistory
EXKEndeavour Silver CorpCOM34,783$85.0K<0.1%−9,325−21.1%ReducedHistory
PGENPrecigen, Inc.COM60,699$86.0K<0.1%+800+1.3%AddedHistory
Freyr BatteryL4135L100COM17,519$86.0K<0.1%+17,519New–
ASTSAST SpaceMobile, Inc.COM CL A23,005$87.0K<0.1%+600+2.7%AddedHistory
LABStandard Biotools Inc.COM30,082$87.0K<0.1%00.0%UnchangedHistory
SMRNuscale Power CorpCL A COM18,239$89.0K<0.1%−83−0.5%ReducedHistory
LINCLincoln Educational Services CorpCOM10,500$89.0K<0.1%00.0%UnchangedHistory
SENSSenseonics Holdings, Inc.COM149,338$90.0K<0.1%−4,842−3.1%ReducedHistory
POWWOutdoor Holding CoCOM44,846$91.0K<0.1%+1,050+2.4%AddedHistory
HMYHarmony Gold Mining Co LtdADR25,138$95.0K<0.1%−432−1.7%ReducedHistory
ASURAsure Software IncCOM10,023$95.0K<0.1%+10,023NewHistory
ACBAurora Cannabis IncCOM161,568$95.0K<0.1%−12,892−7.4%ReducedHistory
Direxion Shs ETF Tr25459W54020YR TRES BULL20,129$97.0K<0.1%+340+1.7%Added–
iShares Inc464286327MSCI GLB SLV&MTL11,395$98.0K<0.1%−1,202−9.5%Reduced–
MRAMEverspin Technologies Inc.COM10,010$98.0K<0.1%00.0%UnchangedHistory
EOLSEvolus, Inc.COM10,800$99.0K<0.1%00.0%UnchangedHistory
IMMXImmix Biopharma, Inc.COM28,855$99.0K<0.1%+6,030+26.4%AddedHistory
RDFNRedfin CorpCOM14,013$99.0K<0.1%+1,685+13.7%AddedHistory
DHCDiversified Healthcare TrustCOM SH BEN INT52,033$101.0K<0.1%−542,527−91.2%ReducedHistory
GRWGGrowGeneration Corp.COM34,587$101.0K<0.1%+646+1.9%AddedHistory
SPCEVirgin Galactic Holdings, IncCOM56,147$101.0K<0.1%+9,286+19.8%AddedHistory
ZVIAZevia PBCCL A45,912$102.0K<0.1%−13,300−22.5%ReducedHistory
RGTRoyce Global Trust, Inc.COM11,673$102.0K<0.1%+219+1.9%AddedHistory
IVAInventiva S.A.ADS24,435$103.0K<0.1%+4,155+20.5%AddedHistory
Advisorshares Tr00768Y495PURE CANNABIS30,480$104.0K<0.1%−2,943−8.8%Reduced–
PFOFlaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INCCOM13,935$104.0K<0.1%−516−3.6%ReducedHistory
HAHawaiian Holdings IncCOM16,642$105.0K<0.1%−144−0.9%ReducedHistory
NBXGNeuberger Next Generation Connectivity Fund Inc.COMMON STOCK10,069$105.0K<0.1%+10,069NewHistory
ADTADT Inc.COM17,733$106.0K<0.1%+1,784+11.2%AddedHistory
CAPRCapricor Therapeutics, Inc.COM NEW30,990$106.0K<0.1%+990+3.3%AddedHistory
HGTYHagerty, Inc.CL A COM12,944$106.0K<0.1%+1,650+14.6%AddedHistory
HAINHain Celestial Group IncCOM10,208$106.0K<0.1%−2,670−20.7%ReducedHistory
ALTAltimmune, Inc.COM NEW41,010$107.0K<0.1%+3,945+10.6%AddedHistory
DISHDISH Network CORPCL A18,333$107.0K<0.1%+3,037+19.9%AddedHistory
ELMDElectromed, Inc.Stock10,417$108.0K<0.1%00.0%UnchangedHistory
SACHSachem Capital Corp.COM30,788$109.0K<0.1%+3,320+12.1%AddedHistory
LESLLeslie's, Inc.COM19,237$109.0K<0.1%+19,237NewHistory
BTGB2GOLD CorpCOM37,947$110.0K<0.1%−276−0.7%ReducedHistory
GTXGarrett Motion Inc.Stock14,271$112.0K<0.1%+40+0.3%AddedHistory
BBBLACKBERRY LtdCOM23,800$112.0K<0.1%+236+1.0%AddedHistory
VPVInvesco Pennsylvania Value Municipal Income TrustCOM12,480$112.0K<0.1%−1,400−10.1%ReducedHistory
BYNDBeyond Meat, Inc.COM11,850$114.0K<0.1%−3,682−23.7%ReducedHistory
CGOCalamos Global Total Return FundCOM SH BEN INT13,161$115.0K<0.1%+199+1.5%AddedHistory
ARDXArdelyx, Inc.COM28,090$115.0K<0.1%+1,200+4.5%AddedHistory
CODACoda Octopus Group, Inc.COM NEW18,500$115.0K<0.1%+2,000+12.1%AddedHistory
CVVCVD Equipment CorpCOM17,340$115.0K<0.1%00.0%UnchangedHistory
NRONeuberger Real Estate Securities Income Fund IncCOM41,687$116.0K<0.1%+138+0.3%AddedHistory
JHSJohn Hancock Income Securities TrustCOM11,318$116.0K<0.1%−5,269−31.8%ReducedHistory
VELOVelo3D, Inc.COMMON STOCK74,452$116.0K<0.1%−2,000−2.6%ReducedHistory
PNIPIMCO New York Municipal Income Fund IICOM18,232$117.0K<0.1%+53+0.3%AddedHistory
ONLOrion Properties Inc.REIT22,849$119.0K<0.1%+280+1.2%AddedHistory
KREFKKR Real Estate Finance Trust Inc.COM10,040$119.0K<0.1%+10,040NewHistory
NMLNeuberger Energy Infrastructure & Income Fund Inc.COM17,258$119.0K<0.1%+192+1.1%AddedHistory
CMPSCOMPASS Pathways plcSPONSORED ADS16,205$120.0K<0.1%+765+5.0%AddedHistory
BGSFBGSF, Inc.COM12,462$120.0K<0.1%+131+1.1%AddedHistory
VKIInvesco Advantage Municipal Income Trust IISH BEN INT16,179$120.0K<0.1%−3,366−17.2%ReducedHistory
AFCGAdvanced Flower Capital Inc.COM10,346$121.0K<0.1%−1,623−13.6%ReducedHistory
HONEHarborOne Bancorp, Inc.COM NEW12,740$121.0K<0.1%+84+0.7%AddedHistory
ERCAllspring Multi-Sector Income FundCOM13,458$122.0K<0.1%−343−2.5%ReducedHistory
TELATELA Bio, Inc.COM15,271$122.0K<0.1%00.0%UnchangedHistory
FUBOFuboTV Inc.COM45,934$123.0K<0.1%+5,450+13.5%AddedHistory
NGNovagold Resources IncCOM NEW31,991$123.0K<0.1%−1,650−4.9%ReducedHistory
BDNBrandywine Realty TrustSH BEN INT NEW27,130$123.0K<0.1%−383−1.4%ReducedHistory
ISUNIsun, Inc.COM551,600$124.0K<0.1%+450,000+442.9%AddedHistory
WIWWestern Asset Inflation-Linked Opportunities & Income FundCEF15,197$125.0K<0.1%−93−0.6%ReducedHistory
NVAXNovavax IncCOM NEW17,307$125.0K<0.1%+2,201+14.6%AddedHistory

Sold out since Q2 2023 (176)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 176 by value last quarter.

Positions of Commonwealth Equity Services, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP87,563$5.46M<0.1%History
Exchange Traded Concepts Tr301505749VSPR US LC ETF202,081$4.97M<0.1%–
TWNKHostess Brands, Inc.CL A86,841$2.20M<0.1%History
Innovator ETFs Tr45783Y590PREM INCM 40 BAR58,035$1.43M<0.1%–
DBIDesigner Brands Inc.CL A139,320$1.41M<0.1%History
TSTenaris SASPONSORED ADS44,892$1.34M<0.1%History
MHOM/I Homes, Inc.COM13,721$1.20M<0.1%History
Innovator ETFs Tr45782C128GROWTH ACCELRTD47,690$1.08M<0.1%–
RTLNecessity Retail REIT, Inc.COM CLASS A156,858$1.06M<0.1%History
Liberty Media Corp531229409COM A SIRIUSXM31,066$1.02M<0.1%–
EZPWEzcorp IncCL A NON VTG117,297$983.0K<0.1%History
MODVModivCare IncCOM18,155$821.0K<0.1%History
GTLBGitlab Inc.CLASS A COM16,006$818.0K<0.1%History
TRTNTriton International LtdCL A9,627$802.0K<0.1%History
Absolute Shs Tr00400R858WBI PWR FACTOR30,352$787.0K<0.1%–
WWEWorld Wrestling Entertainment, LLCCL A7,014$761.0K<0.1%History
ZYXIZynex IncCOM74,222$712.0K<0.1%History
GGenpact LTDSHS17,390$653.0K<0.1%History
TCOMTrip.com Group LtdADS18,611$651.0K<0.1%History
Global X FDS37954Y319MSCI GREECE ETF17,058$633.0K<0.1%–
LSILife Storage, Inc.COM4,641$617.0K<0.1%History
Flexshares Tr33939L654US QT LW VLTY10,272$549.0K<0.1%–
Etfis Ser Tr I26923G772INFRAC ACT MLP16,193$537.0K<0.1%–
iShares Inc464286822MSCI MEXICO ETF8,561$532.0K<0.1%–
Cambria ETF Tr132061862TAIL RISK38,997$530.0K<0.1%–
DEIDouglas Emmett IncCOM41,919$527.0K<0.1%History
HVTHaverty Furniture Companies IncCOM17,330$524.0K<0.1%History
LBRDKLiberty Broadband CorpCOM SER C6,400$513.0K<0.1%History
MOVMovado Group IncCOM17,760$477.0K<0.1%History
BYDBoyd Gaming CorpCOM6,671$463.0K<0.1%History
JRONuveen Floating Rate Income Opportunity FundCOM SHS57,573$449.0K<0.1%History
CARAvis Budget Group, Inc.COM1,929$441.0K<0.1%History
ANFAbercrombie & Fitch CoCL A11,320$427.0K<0.1%History
VIPSVipshop Holdings LtdSPONSORED ADS A24,756$408.0K<0.1%History
LOCOEl Pollo Loco Holdings, Inc.COM46,259$406.0K<0.1%History
DVDoubleVerify Holdings, Inc.COM9,482$369.0K<0.1%History
DXPEDXP Enterprises IncCOM NEW9,984$364.0K<0.1%History
BKIBlack Knight, Inc.COM5,956$356.0K<0.1%History
UHALU-Haul Holding CoCOM6,309$349.0K<0.1%History
NVCRNovoCure LtdORD SHS8,401$349.0K<0.1%History
BCCBoise Cascade CoCOM3,470$314.0K<0.1%History
DBPInvesco DB Precious Metals FundPRECIOUS METAL6,277$310.0K<0.1%History
SALSalisbury Bancorp, Inc.COM13,042$309.0K<0.1%History
Nushares ETF Tr67092P110NUVEEN ESG 1-512,830$293.0K<0.1%–
MASIMasimo CorpCOM1,760$290.0K<0.1%History
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY30,190$286.0K<0.1%–
SSentinelOne, Inc.CL A18,748$283.0K<0.1%History
PENGPenguin Solutions, Inc.SHS9,650$280.0K<0.1%History
MLVFMalvern Bancorp, Inc.COM17,489$275.0K<0.1%History
AMHAmerican Homes 4 RentCL A7,685$272.0K<0.1%History
iShares U S ETF Tr46431W705INT RT HDG C B2,832$263.0K<0.1%–
ProShares Tr74347R206PSHS ULTRA QQQ4,092$263.0K<0.1%–
RESRPC IncCOM36,755$263.0K<0.1%History
Exchange Traded Concepts Tr301505723ROBO GBL HLTCR8,698$262.0K<0.1%–
ZDZiff Davis, Inc.COM3,663$257.0K<0.1%History
Exchange Listed FDS Tr30151E814HIGH YIELD ETF10,031$256.0K<0.1%–
JHGJanus Henderson Group Ltd.ORD SHS9,338$254.0K<0.1%History
VRNAVerona Pharma plcSPONSORED ADS11,960$253.0K<0.1%History
SPDR Series Trust78464A490ST STR FTSE ETF6,013$251.0K<0.1%–
GHGuardant Health, Inc.COM6,970$250.0K<0.1%History
FLFoot Locker, Inc.COM9,144$248.0K<0.1%History
Invesco Exchange Traded FD T46137V589GBL LISTED PVT23,526$248.0K<0.1%–
TNLTravel & Leisure Co.COM6,081$245.0K<0.1%History
Managed Portfolio Series46143U849KNWLDL LD ETF5,923$242.0K<0.1%–
FWRDForward Air CorpCOM2,271$241.0K<0.1%History
SAGESage Therapeutics, Inc.COM5,121$241.0K<0.1%History
Etfis Ser Tr I26923G780VIRTUS REAL AS10,205$239.0K<0.1%–
ProShares Tr74347X823ULTRPRO DOW303,993$238.0K<0.1%–
FWONKLiberty Media CorpCOM SER C FRMLA3,154$237.0K<0.1%History
CNMDCONMED CorpCOM1,728$235.0K<0.1%History
IRBTiRobot CorpCOM5,098$231.0K<0.1%History
iShares Tr46434V787YLD OPTIM BD10,485$230.0K<0.1%–
CHDNChurchill Downs IncCOM1,650$230.0K<0.1%History
Invesco Exch Traded FD Tr II46138E644INTL BUYBACK6,657$230.0K<0.1%–
VSATViasat IncCOM5,572$230.0K<0.1%History
GRBKGreen Brick Partners, Inc.COM4,028$229.0K<0.1%History
First Tr Exchange-Traded FD33739Q507SSI STRG ETF6,989$228.0K<0.1%–
HRIHerc Holdings IncCOM1,663$228.0K<0.1%History
NSSCNapco Security Technologies, IncStock6,540$227.0K<0.1%History
PENPenumbra IncCOM659$227.0K<0.1%History
Townebank Portsmouth Va89214P109COM9,742$226.0K<0.1%–
CPRICapri Holdings LtdSHS6,296$226.0K<0.1%History
MKTXMarketaxess Holdings IncCOM858$224.0K<0.1%History
MNROMonro, Inc.COM5,455$222.0K<0.1%History
Coherent Corp.19247G2066% CONV PFD A978$222.0K<0.1%–
Procure ETF Trust II74280R205SPACE ETF11,553$221.0K<0.1%–
JSDNuveen Short Duration Credit Opportunities FundCOM19,110$221.0K<0.1%History
iShares Tr464288695GLOBAL MATER ETF2,672$219.0K<0.1%–
INVHInvitation Homes Inc.COM6,302$217.0K<0.1%History
FORGForgeRock, Inc.CL A10,510$216.0K<0.1%History
HUBGHub Group, Inc.CL A2,681$215.0K<0.1%History
MLCOMelco Resorts & Entertainment LTDADR17,576$215.0K<0.1%History
BKNBlackRock Investment Quality Municipal Trust, Inc.COM18,327$213.0K<0.1%History
SCLStepan CoCOM2,220$212.0K<0.1%History
FIVNFive9, Inc.COM2,560$211.0K<0.1%History
COLMColumbia Sportswear CoCOM2,720$210.0K<0.1%History
SPDR Index Shs FDS78463X863ST DOW INTL ETF8,490$210.0K<0.1%–
DOORMasonite International CorpCOM2,046$210.0K<0.1%History
NSLNuveen Senior Income FundCOM45,860$210.0K<0.1%History
AJRDAerojet Rocketdyne Holdings, Inc.COM3,807$209.0K<0.1%History