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Livermore
Livermore
ZHEN

Commonwealth Equity Services, LLC

SEC CIK
0000312272
Latest filing
Jul 29, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 11, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
3,520
+124 vs. Q1 2021
Portfolio value
$39.4B
+$4.04B (+11.4%) vs. Q1 2021
Filed
Aug 11, 2021
SEC
Holdings of Commonwealth Equity Services, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Tr46435U432IBONDS DEC 259,491$265.0K<0.1%+9,491New–
LKFNLakeland Financial CorpCOM4,328$266.0K<0.1%+46+1.1%AddedHistory
SILCSilicom Ltd.ORD6,050$266.0K<0.1%00.0%UnchangedHistory
VSATViasat IncCOM5,363$267.0K<0.1%+5,363NewHistory
MBINMerchants BancorpCOM6,820$267.0K<0.1%00.0%UnchangedHistory
ProShares Tr74347R305PSHS ULTRA DOW303,705$267.0K<0.1%00.0%Unchanged–
AGCOAGCO CorpCOM2,059$268.0K<0.1%−34−1.6%ReducedHistory
BHFBrighthouse Financial, Inc.COM5,898$268.0K<0.1%+216+3.8%AddedHistory
MHNBlackRock Muniholdings New York Quality Fund, Inc.COM18,190$268.0K<0.1%+2,080+12.9%AddedHistory
Direxion Shs ETF Tr25460G732MOONSHOT INNOVAT7,333$268.0K<0.1%+117+1.6%Added–
CMPSCOMPASS Pathways plcSPONSORED ADS7,053$269.0K<0.1%+7,053NewHistory
First Tr Exchange-Traded FD33734X309S NETWRK FUT VEH4,456$269.0K<0.1%+4,456New–
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM17,223$269.0K<0.1%−231−1.3%ReducedHistory
CM Life Sciences II Inc125842203UNIT 02/25/202820,000$269.0K<0.1%00.0%Unchanged–
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF10,008$270.0K<0.1%+1,490+17.5%Added–
American Centy ETF Tr025072406QUALITY DIVRSFED5,218$270.0K<0.1%+5,218New–
KOPKoppers Holdings Inc.COM8,366$270.0K<0.1%00.0%UnchangedHistory
UFPIUfp Industries IncCOM3,645$270.0K<0.1%+2+0.1%AddedHistory
VRNTVerint Systems IncCOM6,015$271.0K<0.1%+129+2.2%AddedHistory
BCBrunswick CorpCOM2,736$272.0K<0.1%+2,736NewHistory
COURCoursera, Inc.COM6,880$272.0K<0.1%+6,880NewHistory
JGHNuveen Global High Income FundSHS16,795$272.0K<0.1%+20.0%AddedHistory
COTYCoty Inc.COM CL A29,220$272.0K<0.1%−60,444−67.4%ReducedHistory
Invesco Exchange Traded FD T46137Y500ZACKS MULT AST11,152$272.0K<0.1%−1,403−11.2%Reduced–
iShares Ibonds 2025 Term High Yield & Income ETF46435U168ETF10,859$273.0K<0.1%+1,241+12.9%Added–
CALXCalix, IncCOM5,753$273.0K<0.1%−1,075−15.7%ReducedHistory
FNDFloor & Decor Holdings, Inc.CL A2,586$273.0K<0.1%+2,586NewHistory
First Tr Exchng Traded FD VI33740F656FT VEST INTE12,733$273.0K<0.1%+189+1.5%Added–
AIXCFF EAI Robotics Ecosystem Inc.COM137,510$273.0K<0.1%+13,461+10.9%AddedHistory
ZOMDFZomedica Corp.COM328,486$273.0K<0.1%+14,062+4.5%AddedHistory
POSTPost Holdings, Inc.COM2,531$274.0K<0.1%+2,531NewHistory
TALTAL Education GroupSPONSORED ADS10,896$274.0K<0.1%+10,896NewHistory
OGIOrganigram Global Inc.COM95,816$274.0K<0.1%−8,200−7.9%ReducedHistory
MIDDMIDDLEBY CorpCOM1,589$275.0K<0.1%−25−1.5%ReducedHistory
LCIILci IndustriesCOM2,099$275.0K<0.1%+135+6.9%AddedHistory
iShares Inc464286327MSCI GLB SLV&MTL17,916$275.0K<0.1%+7,661+74.7%Added–
BWGBrandywineGLOBAL-Global Income Opportunities Fund IncCOM21,824$275.0K<0.1%+258+1.2%AddedHistory
MYOVMyovant Sciences Ltd.COM12,078$275.0K<0.1%+500+4.3%AddedHistory
CRSCarpenter Technology CorpCOM6,874$276.0K<0.1%−20.0%ReducedHistory
KNSLKinsale Capital Group, Inc.Stock1,683$277.0K<0.1%+85+5.3%AddedHistory
KFYKorn FerryCOM NEW3,830$277.0K<0.1%+543+16.5%AddedHistory
HRZNHorizon Technology Finance CorpCOM16,129$278.0K<0.1%−953−5.6%ReducedHistory
EMFTempleton Emerging Markets FundCOM14,060$278.0K<0.1%+14,060NewHistory
Northern Genesis Acquisition Corp.536221104NORTHERN GENESIS ACQUISITION CORP.14,319$278.0K<0.1%+14,319New–
Occidental Pete Corp WT Exp 080327674599162Stock20,092$279.0K<0.1%−427−2.1%Reduced–
Direxion Shs ETF Tr25460E307AUSPCE CMD STG9,233$279.0K<0.1%+9,233New–
CLHClean Harbors IncCOM2,999$279.0K<0.1%−209−6.5%ReducedHistory
AMHAmerican Homes 4 RentCL A7,182$279.0K<0.1%−768−9.7%ReducedHistory
Advisorshares Tr00768Y818DOUBLELIN VAL EQ2,927$279.0K<0.1%−4−0.1%Reduced–
Invesco Exch Traded FD Tr II46138E529NY AMT FRE MUN10,627$280.0K<0.1%+1,117+11.7%Added–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH9,382$280.0K<0.1%−327−3.4%Reduced–
BILIBilibili Inc.SPONS ADS REP Z2,300$280.0K<0.1%−299−11.5%ReducedHistory
Adamas Trust, Inc.649604501COM PAR $.0262,847$280.0K<0.1%−5,745−8.4%Reduced–
SNVSynovus Financial CorpCOM NEW6,399$280.0K<0.1%+816+14.6%AddedHistory
ARQTArcutis Biotherapeutics, Inc.COM10,309$281.0K<0.1%−685−6.2%ReducedHistory
SPDR Series Trust78464A672ST INTER ETF8,736$282.0K<0.1%+8,736New–
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB12,871$282.0K<0.1%+2,099+19.5%Added–
BRSLBrightstar Lottery PLCSHS USD11,808$282.0K<0.1%−1,754−12.9%ReducedHistory
Alpha Architect ETF Tr02072L888MERLYN AI BEST10,969$282.0K<0.1%+10,969New–
VIVSVivoSim Labs, INC.COM NEW30,008$282.0K<0.1%+30,008NewHistory
TELLTellurian Inc.COM60,737$282.0K<0.1%+42,377+230.8%AddedHistory
Schwab Strategic Tr808524789FUNDAMENTAL US B5,206$283.0K<0.1%+5,206New–
UVSPUnivest Financial CorpCOM10,741$283.0K<0.1%+10.0%AddedHistory
HRHealthcare Realty Trust IncCOM9,396$283.0K<0.1%−1,885−16.7%ReducedHistory
Pacer FDS Tr69374H725LUNT MDCAP MLT7,703$283.0K<0.1%+701+10.0%Added–
SPDR Index Shs FDS78463X459ST STR SP GLBDIV4,172$284.0K<0.1%−1,277−23.4%Reduced–
1895 Bancorp of Wis Inc28252W105COM18,954$284.0K<0.1%+954+5.3%Added–
Lightspeed Pos Inc53227R106SUB VTG SHS3,398$284.0K<0.1%+3,398New–
Nushares ETF Tr67092P102NUVEEN ENHNC YLD11,424$284.0K<0.1%+109+1.0%Added–
DHYUBS Asset Management High Yield Credit FundSH BEN INT113,766$285.0K<0.1%−532−0.5%ReducedHistory
MLKNMillerknoll, Inc.COM6,047$285.0K<0.1%−428−6.6%ReducedHistory
DBOInvesco DB Oil FundOIL FD22,128$285.0K<0.1%−2,835−11.4%ReducedHistory
PFISPeoples Financial Services Corp.COM6,691$285.0K<0.1%+49+0.7%AddedHistory
CEVEaton Vance California Municipal Income TrustSH BEN INT20,400$285.0K<0.1%00.0%UnchangedHistory
CPAYCorpay, Inc.COM1,116$285.0K<0.1%+369+49.4%AddedHistory
SPRUSpruce Power Holding CorpCOM CL A34,214$285.0K<0.1%+10,500+44.3%AddedHistory
Just Eat Takeaway Com N V48214T305SPONSORED ADS15,657$285.0K<0.1%+15,657New–
New York Life Investments Et45409B461CANDRIAM US LRG7,793$286.0K<0.1%+195+2.6%Added–
EXKEndeavour Silver CorpCOM46,839$286.0K<0.1%00.0%UnchangedHistory
GRXGabelli Healthcare & WellnessRx TrustSHS21,237$286.0K<0.1%+5,061+31.3%AddedHistory
DBDeutsche Bank AktiengesellschaftNAMEN AKT22,078$288.0K<0.1%+3,427+18.4%AddedHistory
PUKPrudential PLCADR7,559$288.0K<0.1%+7,559NewHistory
Nuveen Diversified Divid & I6706EP105COM27,716$288.0K<0.1%−710−2.5%Reduced–
NXRTNexPoint Residential Trust, Inc.COM5,272$289.0K<0.1%−896−14.5%ReducedHistory
AYTUAytu Biopharma, IncCOM NEW57,798$289.0K<0.1%+11,193+24.0%AddedHistory
BHP Group Ltd05545E209SPONSORED ADR4,848$289.0K<0.1%+4,848New–
Prospect Cap Corp74348TAR3NOTE 4.950% 7/1283,000$289.0K<0.1%00.0%Unchanged–
WINGWingstop Inc.COM1,843$290.0K<0.1%−39−2.1%ReducedHistory
iShares Tr464287713US TELECOM ETF8,785$291.0K<0.1%+8,785New–
LLoews CorpCOM5,334$291.0K<0.1%+439+9.0%AddedHistory
VanEck Vectors ETF Tr92189F817VIETNAM ETF14,035$291.0K<0.1%−1,274−8.3%Reduced–
PMTPennyMac Mortgage Investment TrustCOM13,866$292.0K<0.1%−2,435−14.9%ReducedHistory
KTFDWS Municipal Income TrustCOM24,008$293.0K<0.1%+2,279+10.5%AddedHistory
TRGPTarga Resources Corp.COM6,603$293.0K<0.1%−205−3.0%ReducedHistory
PMXPIMCO Municipal Income Fund IIICOM22,446$293.0K<0.1%+555+2.5%AddedHistory
RBARB Global Inc.COM4,948$293.0K<0.1%+89+1.8%AddedHistory
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY6,043$294.0K<0.1%+1,617+36.5%Added–
ATKRAtkore Inc.COM4,168$295.0K<0.1%+4,168NewHistory
HLFHerbalife Ltd.COM SHS5,611$295.0K<0.1%+8+0.1%AddedHistory
UTZUtz Brands, Inc.COM CL A13,577$295.0K<0.1%+1,644+13.8%AddedHistory

Sold out since Q1 2021 (124)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 124 by value last quarter.

Positions of Commonwealth Equity Services, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
FS KKR Cap Corp II35952V303COM4,219,729$82.4M0.2%–
GW Pharmaceuticals PLC36197T103ADS22,517$4.88M<0.1%–
Aphria Inc03765K104COM259,231$4.76M<0.1%–
ProShares Tr74347B714SHORT QQQ NEW330,324$4.59M<0.1%–
Franklin Templeton ETF Tr35473P744FTSE JAPAN ETF102,355$3.11M<0.1%–
iShares Tr464288430ASIA 50 ETF27,150$2.50M<0.1%–
BSYBentley Systems IncCOM CL B42,399$1.99M<0.1%History
SNBRQSleep Number CorpCOM12,972$1.86M<0.1%History
IAC Interactivecorp New44891N109COM8,583$1.86M<0.1%–
Alpha Architect ETF Tr02072L862MERLYN AI SECTOR58,945$1.57M<0.1%–
Colony Cap Inc New19626G108CL A COM202,816$1.31M<0.1%–
Varian Med Sys Inc92220P105COM7,394$1.30M<0.1%–
TCF Finl Corp872307103COM23,818$1.11M<0.1%–
COHUCohu IncCOM23,066$965.0K<0.1%History
Invesco Exchange Traded FD T46137V522RYMND JMS SB 116,260$940.0K<0.1%–
iShares Inc464286251JP MRG EM CRP BD16,860$876.0K<0.1%–
Flir Sys Inc302445101COM15,306$864.0K<0.1%–
Social Capital Hedosopha HLDG8252P105SHS CL A48,976$839.0K<0.1%–
Innovator ETFs Trust45782C649US EQTY ULTRA B29,750$821.0K<0.1%–
AMBAAmbarella IncSHS7,836$786.0K<0.1%History
iShares Tr46436E7180-3 MTH TREASURY7,186$718.0K<0.1%–
Forest Road Acquisition Corp34619R102COM70,623$714.0K<0.1%–
Colony CR Real Estate Inc19625T101COM CL A77,761$662.0K<0.1%–
Star Peak Energy Transition855185104CL A24,264$644.0K<0.1%–
Western Asset Mun Def Opp Tr95768A109COM29,661$626.0K<0.1%–
COOPMaverick Merger Sub 2, LLCCOM16,244$564.0K<0.1%History
Global X FDS37954Y434GENOMIC BIOTECH23,077$518.0K<0.1%–
AMRCAmeresco, Inc.CL A10,620$516.0K<0.1%History
ROCKGibraltar Industries, Inc.COM4,969$454.0K<0.1%History
BlackRock Munienhanced FD IN09253Y100COM38,134$450.0K<0.1%–
MSGSMadison Square Garden Sports Corp.CL A2,479$444.0K<0.1%History
Inphi Corp45772F107COM2,425$432.0K<0.1%–
DQDaqo New Energy Corp.SPNSRD ADS NEW5,203$392.0K<0.1%History
Nic Inc62914B100COM11,274$382.0K<0.1%–
QTSQTS Realty Trust, Inc.COM CL A5,889$365.0K<0.1%History
WLLWhiting Holdings LLCCOM NEW9,967$353.0K<0.1%History
J P Morgan Exchange-Traded F46641Q613US AGGREGATE12,722$341.0K<0.1%–
CMBMFCambium Networks CorpSHS7,309$341.0K<0.1%History
iShares Tr46428865310-20 YR TRS ETF2,307$323.0K<0.1%–
RBNCReliant Bancorp, Inc.COM11,232$322.0K<0.1%History
Jaws Acquisition CorpG50744104SHS24,250$321.0K<0.1%–
SEMSelect Medical Holdings CorpCOM9,322$317.0K<0.1%History
BWFGBankwell Financial Group, Inc.COM11,759$316.0K<0.1%History
PLCEChildrens Place, Inc.COM4,530$315.0K<0.1%History
CMCOColumbus McKinnon CorpCOM5,771$304.0K<0.1%History
ProShares Tr74347R206PSHS ULTRA QQQ2,588$303.0K<0.1%–
First Tr Exch Traded FD III33739P608RIVRFRNT DYN DEV4,433$290.0K<0.1%–
Highcape Cap Acquisition Cor42984L105COM CL A24,305$289.0K<0.1%–
PEverpure, Inc.CL A13,248$285.0K<0.1%History
QTRXQuanterix CorpCOM4,750$277.0K<0.1%History
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/202627,435$277.0K<0.1%–
IRDMIridium Communications Inc.COM6,713$276.0K<0.1%History
Alpha Architect ETF Tr02072L201INTL QUAN VALUE9,332$269.0K<0.1%–
AGXArgan IncStock4,714$251.0K<0.1%History
Agf Invts Tr00110G408US MARKET NETRL14,636$250.0K<0.1%–
Northern LTS FD Tr IV66538H369INSPIRE FAITH MD8,610$250.0K<0.1%–
ONEM1Life Healthcare IncCOM6,341$247.0K<0.1%History
IBKRInteractive Brokers Group, Inc.Stock3,340$244.0K<0.1%History
VanEck ETF Trust92189F460CEF MUNI INCOME8,396$240.0K<0.1%–
TLNDTalend S.A.ADS3,762$239.0K<0.1%History
AXNXAxonics, Inc.COM3,984$238.0K<0.1%History
Goldman Sachs ETF Tr381430396JUST US LRG CP4,072$235.0K<0.1%–
First Tr Exch Traded FD III33739P707RIVR FRNT DYN3,149$231.0K<0.1%–
TNCTennant CoCOM2,879$230.0K<0.1%History
ENOVEnovis CORPCOM5,251$230.0K<0.1%History
LMNXLuminex CorpCOM7,207$229.0K<0.1%History
ETF Ser Solutions26922B204DEFIANCE NXT GN8,655$228.0K<0.1%–
First Tr Exchng Traded FD VI33740U406FT VEST U.S.7,282$227.0K<0.1%–
PCRXPacira BioSciences, Inc.COM3,229$226.0K<0.1%History
KYNBKyntra Bio, Inc.COM6,537$226.0K<0.1%History
PFPTProofpoint IncCOM1,785$224.0K<0.1%History
Invesco Exch Traded FD Tr II46138E123S&P SMLCP INDL2,379$223.0K<0.1%–
ARRYArray Technologies, Inc.COM SHS7,448$222.0K<0.1%History
ADCAgree Realty CorpCOM3,259$219.0K<0.1%History
ETF Managers Tr26924G805WEDBUSH ETFMG4,564$219.0K<0.1%–
MTS Sys Corp553777103COM3,704$215.0K<0.1%–
PJTPJT Partners Inc.COM CL A3,165$214.0K<0.1%History
SAFTSafety Insurance Group IncCOM2,537$213.0K<0.1%History
ALSumisho Air Lease CorpCL A4,334$212.0K<0.1%History
Textainer Group Holdings LtdG8766E109SHS7,425$212.0K<0.1%–
Voya Prime Rate Tr92913A100SH BEN INT44,374$205.0K<0.1%–
iShares Tr4642881253YRTB ETF2,493$203.0K<0.1%–
WisdomTree Tr97717W521JAPAN OPPOR FD4,474$201.0K<0.1%–
PRLBProto Labs IncCOM1,640$199.0K<0.1%History
BlackRock New York Mun Incom09249U105COM13,874$199.0K<0.1%–
Eaton Vance 2021 Target TRM27829W101COM SHS BEN INT20,000$196.0K<0.1%–
CLDRCloudera, Inc.COM16,092$195.0K<0.1%History
NSNuStar Energy L.P.UNIT COM11,420$195.0K<0.1%History
Rignet Inc766582100COM22,000$191.0K<0.1%–
Northern Genesis Acquisition66516T104COMMON STOCK11,701$190.0K<0.1%–
Thunder BRDG Acquistion II LG8857S116CL A SHS17,457$181.0K<0.1%–
CCIFCarlyle Credit Income FundSHS BEN INT17,312$178.0K<0.1%History
AUPHAurinia Pharmaceuticals Inc.COM13,578$176.0K<0.1%History
Eaton Vance FLTG Rate Incom278284104COM SHS BEN INT10,579$172.0K<0.1%–
SYSo-Young International Inc.SPONSORED ADS17,306$170.0K<0.1%History
Paysafe LtdG6964L115*W EXP 08/11/20236,046$156.0K<0.1%–
BlackRock New York Mun Incom09249R102COM10,251$155.0K<0.1%–
BlackRock Mass Tax-Exempt Tr09258E109SH BEN INT11,361$151.0K<0.1%–
UONEUrban One, Inc.CL A27,600$148.0K<0.1%History
GEOGeo Group IncCOM18,813$145.0K<0.1%History