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Livermore
Livermore
ZHEN

Commonwealth Equity Services, LLC

SEC CIK
0000312272
Latest filing
Jul 29, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 11, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
3,520
+124 vs. Q1 2021
Portfolio value
$39.4B
+$4.04B (+11.4%) vs. Q1 2021
Filed
Aug 11, 2021
SEC
Holdings of Commonwealth Equity Services, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Farfetch Ltd30744W107ORD SH CL A4,249$213.0K<0.1%−1,221−22.3%Reduced–
SPDR Index Shs FDS78463X533ST MAR DIVID ETF7,139$214.0K<0.1%−2,452−25.6%Reduced–
WSCWillScot Holdings CorpCOM CL A7,712$214.0K<0.1%+255+3.4%AddedHistory
KOFCoca Cola Femsa SAB de CVSPONS ADS REP4,052$214.0K<0.1%+4,052NewHistory
CFFNCapitol Federal Financial, Inc.COM18,235$214.0K<0.1%−1,832−9.1%ReducedHistory
WTERAlkaline Water Co IncCOM NEW140,122$214.0K<0.1%−19,840−12.4%ReducedHistory
Principal Exchange-Traded FD74255Y508PRCPL MIL INDX3,221$214.0K<0.1%+3,221New–
COLDAmericold Realty TrustCOM5,694$215.0K<0.1%+5,694NewHistory
DHCDiversified Healthcare TrustCOM SH BEN INT51,520$215.0K<0.1%−20,495−28.5%ReducedHistory
Innovator ETFs Trust45782C730US EQT ULTRA BF7,551$216.0K<0.1%+7,551New–
MBWMMercantile Bank CorpCOM7,179$216.0K<0.1%+59+0.8%AddedHistory
EBIXEbix IncCOM NEW6,400$216.0K<0.1%+6,400NewHistory
RADNew Rite Aid, LLCCOM13,301$216.0K<0.1%+1,225+10.1%AddedHistory
VXRTVaxart, Inc.COM NEW28,921$216.0K<0.1%+2,576+9.8%AddedHistory
Global X FDS37950E333GLBX SUPRINC ETF17,996$217.0K<0.1%−6,951−27.9%Reduced–
BRXBrixmor Property Group Inc.COM9,523$217.0K<0.1%+9,523NewHistory
CAMTCamtek LtdORD5,780$217.0K<0.1%+5,780NewHistory
First Tr Exch Traded FD III33739P202EME MRK BD ETF6,231$217.0K<0.1%−543−8.0%Reduced–
VERIVeritone, Inc.COM11,020$217.0K<0.1%−1,526−12.2%ReducedHistory
LTHMLivent Corp.COM11,213$217.0K<0.1%−15,504−58.0%ReducedHistory
JHGJanus Henderson Group Ltd.ORD SHS5,637$218.0K<0.1%+5,637NewHistory
SPTSprout Social, Inc.COM CL A2,449$218.0K<0.1%+2,449NewHistory
Invesco Exch Traded FD Tr II46138E545MSCI GBL TIMBR5,830$218.0K<0.1%−200−3.3%Reduced–
Silvercrest Metals Inc828363101COM25,158$219.0K<0.1%−60−0.2%Reduced–
Northern LTS FD Tr IV66538H419INSPIRE INTL ETF6,263$219.0K<0.1%+121+2.0%Added–
FFBCFirst Financial BancorpCOM9,274$219.0K<0.1%−571−5.8%ReducedHistory
Invesco Exchange Traded FD T46137V449S&P 100 EQL WIGH2,722$219.0K<0.1%−108−3.8%Reduced–
IBNIcici Bank LtdADR12,835$219.0K<0.1%+12,835NewHistory
First Tr High Income L/S FD33738E109COM13,967$219.0K<0.1%+13,967New–
JRINuveen Real Asset Income & Growth FundCOM13,683$219.0K<0.1%−521−3.7%ReducedHistory
SANMSanmina CorpCOM5,668$220.0K<0.1%−23,603−80.6%ReducedHistory
SAIASaia IncCOM1,054$220.0K<0.1%−8−0.8%ReducedHistory
XECCimarex Energy CoCOM3,044$220.0K<0.1%+3,044NewHistory
CONECyrusOne Holdco LLCCOM3,076$220.0K<0.1%+3,076NewHistory
CODACoda Octopus Group, Inc.COM NEW25,650$221.0K<0.1%−1,450−5.4%ReducedHistory
iShares Tr46436E601ESG MSCI EM LDRS3,371$221.0K<0.1%+3,371New–
PSXPPhillips 66 Partners LPCOM UNIT REP INT5,623$221.0K<0.1%−759−11.9%ReducedHistory
IDEVoya Infrastructure, Industrials & Materials FundCOM17,252$221.0K<0.1%−7,097−29.1%ReducedHistory
GKOSGLAUKOS CorpCOM2,618$222.0K<0.1%−40−1.5%ReducedHistory
GNKGenco Shipping & Trading LtdSHS11,795$222.0K<0.1%+11,795NewHistory
HAYWHayward Holdings, Inc.COM8,560$222.0K<0.1%+8,560NewHistory
BTXBlackRock Technology & Private Equity Term TrustSHS BEN INT10,933$222.0K<0.1%+10,933NewHistory
LHCGLHC Group, IncCOM1,109$222.0K<0.1%+1,109NewHistory
Teekay LNG Partners L PY8564M105PRTNRSP UNITS14,745$222.0K<0.1%+3,019+25.7%Added–
State Street SPDR S&P Emerging Asia Pacific ETF78463X301ETF1,661$223.0K<0.1%−30−1.8%Reduced–
SPDR Index Shs FDS78463X855S&P GBLINF ETF4,272$223.0K<0.1%+4,272New–
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR32,437$223.0K<0.1%+18,886+139.4%AddedHistory
SGISomnigroup International Inc.COM5,709$223.0K<0.1%+5,709NewHistory
VVRInvesco Senior Income TrustCOM50,201$223.0K<0.1%+3,013+6.4%AddedHistory
ERIIEnergy Recovery, Inc.COM9,827$223.0K<0.1%+9,827NewHistory
First Tr Exch TRD Alphdx FD33737J406EX US SML CP4,719$223.0K<0.1%+4,719New–
Franklin Templeton ETF Tr35473P207LIBERTYQ EMERG7,133$223.0K<0.1%+7,133New–
SASeabridge Gold IncCOM12,724$223.0K<0.1%00.0%UnchangedHistory
SUNWSunworks, Inc.COM NEW21,280$223.0K<0.1%00.0%UnchangedHistory
Arrival GroupL0423Q108SHS14,240$223.0K<0.1%+14,240New–
VUZIVuzix CorpCOM NEW12,217$224.0K<0.1%−2,193−15.2%ReducedHistory
Invesco Exchange Traded FD T46137V878DORSEY WRGT ENRG7,354$225.0K<0.1%−855−10.4%Reduced–
BFZBlackRock California Municipal Income TrustSH BEN INT15,049$225.0K<0.1%+14+0.1%AddedHistory
CRFCornerstone Total Return Fund IncCOM19,985$226.0K<0.1%+7,347+58.1%AddedHistory
AQBAquabounty Technologies IncCOM NEW42,342$226.0K<0.1%−3,099−6.8%ReducedHistory
WHFWhiteHorse Finance, Inc.COM15,206$226.0K<0.1%+2,403+18.8%AddedHistory
ZUOZuora IncCOM CL A13,125$226.0K<0.1%+13,125NewHistory
PRKSUnited Parks & Resorts Inc.COM4,546$227.0K<0.1%00.0%UnchangedHistory
First Tr Exchng Traded FD VI33740F821ACTV FCTR LGCP8,942$227.0K<0.1%+8,942New–
Invesco Exchange Traded FD T46137V423S&P 500 VLU MOMN4,652$227.0K<0.1%+10+0.2%Added–
ETF Ser Solutions26922A248COLTERPOINT NET7,606$227.0K<0.1%−1,741−18.6%Reduced–
UCOProShares Trust IIULTA BLMBG 20172,904$227.0K<0.1%+2,904NewHistory
HYLNHyliion Holdings Corp.COMMON STOCK19,584$228.0K<0.1%+586+3.1%AddedHistory
IMKTAIngles Markets IncCL A3,920$228.0K<0.1%+306+8.5%AddedHistory
CHEChemed CorpCOM482$228.0K<0.1%+8+1.7%AddedHistory
FUVArcimoto IncCOM13,278$228.0K<0.1%−580−4.2%ReducedHistory
VMMDelaware Investments Minnesota Municipal Income Fund II, IncCOM16,150$228.0K<0.1%+10+0.1%AddedHistory
DKLDelek Logistics Partners, LPCOM UNT RP INT5,457$229.0K<0.1%+5,457NewHistory
iShares Inc46434G830MSCI ITALY ETF7,104$230.0K<0.1%+615+9.5%Added–
CWSTCasella Waste Systems IncCL A3,631$230.0K<0.1%+166+4.8%AddedHistory
RAVNRaven Industries IncCOM3,980$230.0K<0.1%−1,574−28.3%ReducedHistory
LSTRLandstar System IncCOM1,464$231.0K<0.1%+1,464NewHistory
XPELXPEL, Inc.COM2,765$231.0K<0.1%+2,765NewHistory
SPDR Index Shs FDS78463X756ST MARKE CAP ETF3,770$231.0K<0.1%+10+0.3%Added–
OSSOne Stop Systems, Inc.COM40,000$231.0K<0.1%00.0%UnchangedHistory
BGTBlackRock Floating Rate Income TrustCOM17,975$231.0K<0.1%−248−1.4%ReducedHistory
NBONeuberger Berman New York Municipal Fund Inc.COM17,375$231.0K<0.1%+4,300+32.9%AddedHistory
Ssga Active ETF Tr78467V400GLOBL ALLO ETF5,053$232.0K<0.1%−271−5.1%Reduced–
Alps ETF Tr00162Q783STRATEGIC INCOME9,390$233.0K<0.1%+9,390New–
ATRSAntares Pharma, Inc.COM53,604$233.0K<0.1%−2,600−4.6%ReducedHistory
ETRNMidstream Co LLCCOM27,485$233.0K<0.1%+17,052+163.4%AddedHistory
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM39,180$233.0K<0.1%−296−0.7%ReducedHistory
TGTXTG Therapeutics, Inc.COM6,056$234.0K<0.1%+6,056NewHistory
PLXPPLx Pharma Winddown Corp.COM17,023$234.0K<0.1%+5,029+41.9%AddedHistory
iShares Tr46434V639CUR HD EURZN ETF6,454$235.0K<0.1%−65−1.0%Reduced–
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD5,290$235.0K<0.1%+5,290New–
PSBPS Business Parks, Inc.COM1,593$235.0K<0.1%+35+2.2%AddedHistory
LNTHLantheus Holdings, Inc.Stock8,553$236.0K<0.1%+8,553NewHistory
ACMRACM Research, Inc.Stock2,314$236.0K<0.1%+2,314NewHistory
BYDBoyd Gaming CorpCOM3,840$236.0K<0.1%−3,061−44.4%ReducedHistory
ANDEAndersons, Inc.COM7,762$236.0K<0.1%+263+3.5%AddedHistory
KTKT CorpSPONSORED ADR15,446$236.0K<0.1%−7,476−32.6%ReducedHistory
ProShares Tr74347B201PSHS ULTSH 20YRS12,543$236.0K<0.1%+12,543New–
GHCGraham Holdings CoCOM CL B375$237.0K<0.1%−53−12.4%ReducedHistory
Vanguard World FD921910691ESG US CORP BD3,206$238.0K<0.1%+3,206New–

Sold out since Q1 2021 (124)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 124 by value last quarter.

Positions of Commonwealth Equity Services, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
FS KKR Cap Corp II35952V303COM4,219,729$82.4M0.2%–
GW Pharmaceuticals PLC36197T103ADS22,517$4.88M<0.1%–
Aphria Inc03765K104COM259,231$4.76M<0.1%–
ProShares Tr74347B714SHORT QQQ NEW330,324$4.59M<0.1%–
Franklin Templeton ETF Tr35473P744FTSE JAPAN ETF102,355$3.11M<0.1%–
iShares Tr464288430ASIA 50 ETF27,150$2.50M<0.1%–
BSYBentley Systems IncCOM CL B42,399$1.99M<0.1%History
SNBRQSleep Number CorpCOM12,972$1.86M<0.1%History
IAC Interactivecorp New44891N109COM8,583$1.86M<0.1%–
Alpha Architect ETF Tr02072L862MERLYN AI SECTOR58,945$1.57M<0.1%–
Colony Cap Inc New19626G108CL A COM202,816$1.31M<0.1%–
Varian Med Sys Inc92220P105COM7,394$1.30M<0.1%–
TCF Finl Corp872307103COM23,818$1.11M<0.1%–
COHUCohu IncCOM23,066$965.0K<0.1%History
Invesco Exchange Traded FD T46137V522RYMND JMS SB 116,260$940.0K<0.1%–
iShares Inc464286251JP MRG EM CRP BD16,860$876.0K<0.1%–
Flir Sys Inc302445101COM15,306$864.0K<0.1%–
Social Capital Hedosopha HLDG8252P105SHS CL A48,976$839.0K<0.1%–
Innovator ETFs Trust45782C649US EQTY ULTRA B29,750$821.0K<0.1%–
AMBAAmbarella IncSHS7,836$786.0K<0.1%History
iShares Tr46436E7180-3 MTH TREASURY7,186$718.0K<0.1%–
Forest Road Acquisition Corp34619R102COM70,623$714.0K<0.1%–
Colony CR Real Estate Inc19625T101COM CL A77,761$662.0K<0.1%–
Star Peak Energy Transition855185104CL A24,264$644.0K<0.1%–
Western Asset Mun Def Opp Tr95768A109COM29,661$626.0K<0.1%–
COOPMaverick Merger Sub 2, LLCCOM16,244$564.0K<0.1%History
Global X FDS37954Y434GENOMIC BIOTECH23,077$518.0K<0.1%–
AMRCAmeresco, Inc.CL A10,620$516.0K<0.1%History
ROCKGibraltar Industries, Inc.COM4,969$454.0K<0.1%History
BlackRock Munienhanced FD IN09253Y100COM38,134$450.0K<0.1%–
MSGSMadison Square Garden Sports Corp.CL A2,479$444.0K<0.1%History
Inphi Corp45772F107COM2,425$432.0K<0.1%–
DQDaqo New Energy Corp.SPNSRD ADS NEW5,203$392.0K<0.1%History
Nic Inc62914B100COM11,274$382.0K<0.1%–
QTSQTS Realty Trust, Inc.COM CL A5,889$365.0K<0.1%History
WLLWhiting Holdings LLCCOM NEW9,967$353.0K<0.1%History
J P Morgan Exchange-Traded F46641Q613US AGGREGATE12,722$341.0K<0.1%–
CMBMFCambium Networks CorpSHS7,309$341.0K<0.1%History
iShares Tr46428865310-20 YR TRS ETF2,307$323.0K<0.1%–
RBNCReliant Bancorp, Inc.COM11,232$322.0K<0.1%History
Jaws Acquisition CorpG50744104SHS24,250$321.0K<0.1%–
SEMSelect Medical Holdings CorpCOM9,322$317.0K<0.1%History
BWFGBankwell Financial Group, Inc.COM11,759$316.0K<0.1%History
PLCEChildrens Place, Inc.COM4,530$315.0K<0.1%History
CMCOColumbus McKinnon CorpCOM5,771$304.0K<0.1%History
ProShares Tr74347R206PSHS ULTRA QQQ2,588$303.0K<0.1%–
First Tr Exch Traded FD III33739P608RIVRFRNT DYN DEV4,433$290.0K<0.1%–
Highcape Cap Acquisition Cor42984L105COM CL A24,305$289.0K<0.1%–
PEverpure, Inc.CL A13,248$285.0K<0.1%History
QTRXQuanterix CorpCOM4,750$277.0K<0.1%History
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/202627,435$277.0K<0.1%–
IRDMIridium Communications Inc.COM6,713$276.0K<0.1%History
Alpha Architect ETF Tr02072L201INTL QUAN VALUE9,332$269.0K<0.1%–
AGXArgan IncStock4,714$251.0K<0.1%History
Agf Invts Tr00110G408US MARKET NETRL14,636$250.0K<0.1%–
Northern LTS FD Tr IV66538H369INSPIRE FAITH MD8,610$250.0K<0.1%–
ONEM1Life Healthcare IncCOM6,341$247.0K<0.1%History
IBKRInteractive Brokers Group, Inc.Stock3,340$244.0K<0.1%History
VanEck ETF Trust92189F460CEF MUNI INCOME8,396$240.0K<0.1%–
TLNDTalend S.A.ADS3,762$239.0K<0.1%History
AXNXAxonics, Inc.COM3,984$238.0K<0.1%History
Goldman Sachs ETF Tr381430396JUST US LRG CP4,072$235.0K<0.1%–
First Tr Exch Traded FD III33739P707RIVR FRNT DYN3,149$231.0K<0.1%–
TNCTennant CoCOM2,879$230.0K<0.1%History
ENOVEnovis CORPCOM5,251$230.0K<0.1%History
LMNXLuminex CorpCOM7,207$229.0K<0.1%History
ETF Ser Solutions26922B204DEFIANCE NXT GN8,655$228.0K<0.1%–
First Tr Exchng Traded FD VI33740U406FT VEST U.S.7,282$227.0K<0.1%–
PCRXPacira BioSciences, Inc.COM3,229$226.0K<0.1%History
KYNBKyntra Bio, Inc.COM6,537$226.0K<0.1%History
PFPTProofpoint IncCOM1,785$224.0K<0.1%History
Invesco Exch Traded FD Tr II46138E123S&P SMLCP INDL2,379$223.0K<0.1%–
ARRYArray Technologies, Inc.COM SHS7,448$222.0K<0.1%History
ADCAgree Realty CorpCOM3,259$219.0K<0.1%History
ETF Managers Tr26924G805WEDBUSH ETFMG4,564$219.0K<0.1%–
MTS Sys Corp553777103COM3,704$215.0K<0.1%–
PJTPJT Partners Inc.COM CL A3,165$214.0K<0.1%History
SAFTSafety Insurance Group IncCOM2,537$213.0K<0.1%History
ALSumisho Air Lease CorpCL A4,334$212.0K<0.1%History
Textainer Group Holdings LtdG8766E109SHS7,425$212.0K<0.1%–
Voya Prime Rate Tr92913A100SH BEN INT44,374$205.0K<0.1%–
iShares Tr4642881253YRTB ETF2,493$203.0K<0.1%–
WisdomTree Tr97717W521JAPAN OPPOR FD4,474$201.0K<0.1%–
PRLBProto Labs IncCOM1,640$199.0K<0.1%History
BlackRock New York Mun Incom09249U105COM13,874$199.0K<0.1%–
Eaton Vance 2021 Target TRM27829W101COM SHS BEN INT20,000$196.0K<0.1%–
CLDRCloudera, Inc.COM16,092$195.0K<0.1%History
NSNuStar Energy L.P.UNIT COM11,420$195.0K<0.1%History
Rignet Inc766582100COM22,000$191.0K<0.1%–
Northern Genesis Acquisition66516T104COMMON STOCK11,701$190.0K<0.1%–
Thunder BRDG Acquistion II LG8857S116CL A SHS17,457$181.0K<0.1%–
CCIFCarlyle Credit Income FundSHS BEN INT17,312$178.0K<0.1%History
AUPHAurinia Pharmaceuticals Inc.COM13,578$176.0K<0.1%History
Eaton Vance FLTG Rate Incom278284104COM SHS BEN INT10,579$172.0K<0.1%–
SYSo-Young International Inc.SPONSORED ADS17,306$170.0K<0.1%History
Paysafe LtdG6964L115*W EXP 08/11/20236,046$156.0K<0.1%–
BlackRock New York Mun Incom09249R102COM10,251$155.0K<0.1%–
BlackRock Mass Tax-Exempt Tr09258E109SH BEN INT11,361$151.0K<0.1%–
UONEUrban One, Inc.CL A27,600$148.0K<0.1%History
GEOGeo Group IncCOM18,813$145.0K<0.1%History