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Livermore
Livermore
ZHEN

Smith, Moore & Co.

SEC CIK
0000200724
Latest filing
Aug 12, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
377
−17 vs. Q2 2022
Portfolio value
$658.9M
+$10.5M (+1.6%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of Smith, Moore & Co. in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
METMetlife IncStock5,511$335.0K0.1%+10+0.2%AddedHistory
ENREnergizer Holdings, Inc.COM13,312$335.0K0.1%−168−1.2%ReducedHistory
AEMAgnico Eagle Mines LtdStock7,947$336.0K0.1%−75−0.9%ReducedHistory
SHELShell plcADR6,763$337.0K0.1%+331+5.1%AddedHistory
TXNTexas Instruments IncStock2,176$337.0K0.1%00.0%UnchangedHistory
iShares Tr46429B7470-5 YR TIPS ETF3,588$345.0K0.1%+3,588New–
CBRLCracker Barrel Old Country Store, IncCOM3,786$350.0K0.1%−63−1.6%ReducedHistory
State Street SPDR S&P Homebuilders ETF78464A888ETF6,492$355.0K0.1%−35−0.5%Reduced–
Vanguard Intermediate-Term Bond ETF921937819ETF4,883$359.0K0.1%−490−9.1%Reduced–
MDLZMondelez International, Inc.Stock6,583$361.0K0.1%+565+9.4%AddedHistory
iShares Tr464287630RUS 2000 VAL ETF2,804$361.0K0.1%−135−4.6%Reduced–
First Tr Exchange-Traded FD336917109SHS11,276$362.0K0.1%+500+4.6%Added–
NFLXNetflix IncStock1,543$363.0K0.1%00.0%UnchangedHistory
iShares Tr46428743220 YR TR BD ETF3,548$363.0K0.1%00.0%Unchanged–
LCUTLifetime Brands, IncCOM53,559$363.0K0.1%−6,000−10.1%ReducedHistory
BALLBALL CorpCOM7,541$364.0K0.1%+485+6.9%AddedHistory
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF5,453$365.0K0.1%−400−6.8%Reduced–
BACBank of America CorpStock12,239$370.0K0.1%+3,716+43.6%AddedHistory
Invesco Exchange Traded FD T46137V449S&P 100 EQL WIGH5,575$370.0K0.1%+300+5.7%Added–
WFCWells Fargo & CompanyStock9,254$372.0K0.1%+100+1.1%AddedHistory
PBAPembina Pipeline CorpCOM12,242$372.0K0.1%00.0%UnchangedHistory
HWMHowmet Aerospace Inc.Stock12,102$374.0K0.1%−250−2.0%ReducedHistory
IBMInternational Business Machines CorpStock3,175$377.0K0.1%+142+4.7%AddedHistory
First Tr Exchange-Traded Alp33734Y109COM SHS5,356$389.0K0.1%−41−0.8%Reduced–
SLBSLB LimitedStock10,863$390.0K0.1%+250+2.4%AddedHistory
DDDuPont de Nemours, Inc.COM7,779$392.0K0.1%+888+12.9%AddedHistory
MPCMarathon Petroleum CorpStock3,965$394.0K0.1%−1,083−21.5%ReducedHistory
CRMTAmericas Carmart IncCOM6,464$394.0K0.1%−61−0.9%ReducedHistory
Victory Portfolios II92647N691VICTORYSHS US11,412$394.0K0.1%+5,037+79.0%Added–
Vanguard Total International Bond ETF92203J407ETF8,275$395.0K0.1%−1,301−13.6%Reduced–
FISVFiserv IncStock4,232$396.0K0.1%00.0%UnchangedHistory
First Tr Dow Jones Select Mi33718M105COM SHS ANNUAL7,971$399.0K0.1%+1,481+22.8%Added–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG5,694$404.0K0.1%+10.0%Added–
BARGraniteShares Gold TrustSHS BEN INT24,602$405.0K0.1%+531+2.2%AddedHistory
AFLAflac IncStock7,233$406.0K0.1%+507+7.5%AddedHistory
BRK.ABerkshire Hathaway IncCL A1$406.0K0.1%00.0%UnchangedHistory
BDXBecton Dickinson & CoStock1,829$407.0K0.1%+1+0.1%AddedHistory
iShares Tr464288414NATIONAL MUN ETF3,998$410.0K0.1%−35−0.9%Reduced–
Alps ETF Tr00162Q452ALERIAN MLP11,330$414.0K0.1%+30.0%Added–
TGTTarget CorpStock2,800$416.0K0.1%+168+6.4%AddedHistory
PYPLPayPal Holdings, Inc.Stock4,929$424.0K0.1%+405+9.0%AddedHistory
SBUXStarbucks CorpStock5,062$426.0K0.1%+106+2.1%AddedHistory
GLWCorning IncCOM14,732$428.0K0.1%00.0%UnchangedHistory
ARK Innovation ETF00214Q104ETF11,376$429.0K0.1%−140−1.2%Reduced–
NMZNuveen Municipal High Income Opportunity FundCOM44,070$453.0K0.1%−347−0.8%ReducedHistory
WECWec Energy Group, Inc.Stock5,089$455.0K0.1%+1,102+27.6%AddedHistory
VLOValero Energy CorpStock4,431$473.0K0.1%+5+0.1%AddedHistory
Vanguard Consumer Staples ETF92204A207ETF2,768$475.0K0.1%+2,768New–
Amplify ETF Tr032108409CWP ENHANCED DIV14,842$475.0K0.1%00.0%Unchanged–
BSTBlackRock Science & Technology TrustSHS16,236$477.0K0.1%+1,900+13.3%AddedHistory
Invesco Exch Traded FD Tr II46138G672S&P MDCP 400 REV6,413$477.0K0.1%+22+0.3%Added–
LMTLockheed Martin CorpStock1,237$478.0K0.1%+28+2.3%AddedHistory
Vanguard Short-Term Bond ETF921937827ETF6,431$481.0K0.1%−989−13.3%Reduced–
VanEck ETF Trust92189Y105MORNINGSTAR ESG24,341$485.0K0.1%+24,341New–
MOSMosaic CoCOM10,129$490.0K0.1%−1,125−10.0%ReducedHistory
WYWeyerhaeuser CoCOM NEW17,322$495.0K0.1%+937+5.7%AddedHistory
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF12,858$496.0K0.1%00.0%Unchanged–
TSNTyson Foods, Inc.Stock7,597$501.0K0.1%+49+0.6%AddedHistory
DDominion Energy, IncStock7,330$507.0K0.1%+54+0.7%AddedHistory
CTVACorteva, Inc.Stock8,918$510.0K0.1%+427+5.0%AddedHistory
LEGLeggett & Platt IncStock15,532$516.0K0.1%−161−1.0%ReducedHistory
Invesco Rafi Developed Markets Ex-U.S. Small-Mid ETF46138E735ETF20,190$517.0K0.1%+2,659+15.2%Added–
POSTPost Holdings, Inc.COM6,365$521.0K0.1%+13+0.2%AddedHistory
EVRGEvergy, Inc.Stock8,870$527.0K0.1%+1,819+25.8%AddedHistory
Vanguard Real Estate ETF922908553ETF6,765$542.0K0.1%−17−0.3%Reduced–
EPCEdgewell Personal Care CoCOM14,575$545.0K0.1%−207−1.4%ReducedHistory
SFStifel Financial CorpCOM10,580$549.0K0.1%+16+0.2%AddedHistory
SIRISirius XM Holdings Inc.COM96,070$549.0K0.1%−10,000−9.4%ReducedHistory
Vanguard Total World Stock ETF922042742ETF7,067$557.0K0.1%−820−10.4%Reduced–
PRFTPerficient IncCOM8,618$560.0K0.1%−70−0.8%ReducedHistory
SPDR Index Shs FDS78463X756ST MARKE CAP ETF12,536$571.0K0.1%+1,584+14.5%Added–
MTBM&T Bank CorpCOM3,243$572.0K0.1%00.0%UnchangedHistory
iShares Tr464288687PFD AND INCM SEC18,131$574.0K0.1%+152+0.8%Added–
OCSLOaktree Specialty Lending CorpCOM96,110$577.0K0.1%00.0%UnchangedHistory
EQTEQT CorpStock14,426$588.0K0.1%+14,426NewHistory
QCOMQualcomm IncStock5,283$597.0K0.1%−248−4.5%ReducedHistory
INTCIntel CorpStock23,244$599.0K0.1%+2,040+9.6%AddedHistory
First Trust Cloud Computing ETF33734X192ETF9,982$603.0K0.1%+20.0%Added–
Schwab U.S. Large-Cap ETF808524201ETF14,281$605.0K0.1%+27+0.2%Added–
PMPhilip Morris International Inc.Stock7,303$606.0K0.1%+752+11.5%AddedHistory
WMWaste Management IncStock3,870$620.0K0.1%−120−3.0%ReducedHistory
NVDANVIDIA CorpStock5,226$634.0K0.1%+557+11.9%AddedHistory
DEDeere & CoStock1,913$639.0K0.1%+42+2.2%AddedHistory
iShares Tr464287762US HLTHCARE ETF2,527$639.0K0.1%+255+11.2%Added–
SJMJ M SMUCKER CoStock4,659$640.0K0.1%−133−2.8%ReducedHistory
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM33,021$640.0K0.1%+367+1.1%AddedHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER96,808$641.0K0.1%+714+0.7%AddedHistory
BABoeing CoStock5,308$643.0K0.1%+200+3.9%AddedHistory
Climate Real Impact Slutins187171103COM CL A66,341$654.0K0.1%−12,000−15.3%Reduced–
AEPAmerican Electric Power Co IncStock7,603$657.0K0.1%−618−7.5%ReducedHistory
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF9,961$662.0K0.1%+686+7.4%Added–
SONSonoco Products CoCOM11,772$668.0K0.1%+11,772NewHistory
WBAWalgreens Boots Alliance, Inc.COM21,569$677.0K0.1%+926+4.5%AddedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF22,633$687.0K0.1%+456+2.1%Added–
NTRNutrien Ltd.COM8,298$692.0K0.1%−125−1.5%ReducedHistory
TJXTJX Companies IncStock11,315$703.0K0.1%+781+7.4%AddedHistory
PMXPIMCO Municipal Income Fund IIICOM91,183$703.0K0.1%+58,541+179.3%AddedHistory
Invesco Exch Traded FD Tr II46138G664S&P SMALLCAP 6007,324$704.0K0.1%+7,324New–
Cambria ETF Tr132061201SHSHLD YIELD ETF13,463$708.0K0.1%+13,463New–
DFSDiscover Financial ServicesCOM7,806$710.0K0.1%−78−1.0%ReducedHistory

Sold out since Q2 2022 (41)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Smith, Moore & Co. sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
Pacer Lunt Large Cap Multi-Factor Alternator ETF69374H816ETF53,834$1.86M0.3%–
E Merge Technology Acquisiti26873Y104COM CL A98,155$981.0K0.2%–
ARTNAArtesian Resources CorpCL A19,282$948.0K0.1%History
TWTRTwitter, Inc.COM23,895$893.0K0.1%History
DMBBNY Mellon Municipal Bond Infrastructure Fund, Inc.COM SHS62,677$815.0K0.1%History
GSKGSK plcSPONSORED ADR9,782$426.0K0.1%History
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW7,041$418.0K0.1%–
PMVCPMV Consumer Acquisition Corp.COM39,880$396.0K0.1%History
iShares Tr46434VBA7IBONDS DEC22 ETF15,324$383.0K0.1%–
BPBP PLCADR13,423$381.0K0.1%History
SABASaba Capital Income & Opportunities Fund IICOM79,105$349.0K0.1%History
TLG Acquisition One Corp87257M207UNIT 99/99/999934,500$338.0K0.1%–
VSHVishay Intertechnology IncCOM17,295$308.0K<0.1%History
Pivotal Investment Corp III72582M205UNIT 01/28/202830,500$299.0K<0.1%–
CORCencora, Inc.Stock1,902$269.0K<0.1%History
QDELQuidelOrtho CorpCOM2,705$263.0K<0.1%History
iShares Tr46434VAX8IBONDS DEC23 ETF10,146$255.0K<0.1%–
BNYBank of New York Mellon CorpStock5,675$237.0K<0.1%History
BRBRBellring Brands, Inc.Stock9,303$232.0K<0.1%History
iShares Tr46434VBG4IBONDS DEC24 ETF9,346$231.0K<0.1%–
XYZBlock, Inc.CL A3,704$228.0K<0.1%History
TSMTaiwan Semiconductor Manufacturing Co LtdADR2,633$215.0K<0.1%History
CSXCSX CorpStock7,368$214.0K<0.1%History
iShares Tr464288273EAFE SML CP ETF3,748$205.0K<0.1%–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF1,577$204.0K<0.1%–
IG Acquisition Corp.449534106COM CL A20,000$198.0K<0.1%–
Ignyte Acquisition Corp45175H205UNIT 01/05/202619,880$196.0K<0.1%–
Joff Fintech Acquisition Cor46592C209UNIT 02/03/202618,000$176.0K<0.1%–
FAXAbrdn Asia-Pacific Income Fund, Inc.COM58,692$171.0K<0.1%History
Prime Impact Acquisition IG61074103SHS CL A15,615$156.0K<0.1%–
NLYAnnaly Capital Management IncCOM24,450$144.0K<0.1%History
Group Nine Acquisition Corp.39947R203UNIT 01/15/202612,300$122.0K<0.1%–
FiscalNote Holdings, Inc.G28553108CL A11,100$110.0K<0.1%–
Empowerment & Inclusion Capi29248N209UNIT 99/99/999910,000$99.0K<0.1%–
One Equity Partners Open WTR68237L204UNIT 01/14/202610,000$98.0K<0.1%–
ETF Managers Tr26924G201PRIME CYBR SCRTY995$46.0K<0.1%–
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF552$33.0K<0.1%–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF617$23.0K<0.1%–
DOWDow Inc.Stock415$21.0K<0.1%History
MUXMcEwen Inc.COM16,136$7.00K<0.1%History
ARNCArconic CorpCOM83$2.00K<0.1%History